2014-05-13T18:07:37-05:00 2013-06-30 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2012-07-01 390806261 The Medical College of Wisconsin Inc % PAMELA J STANICKCONTROLLER MEDI 4149558665 8701 Watertown Plank Road Suite Milwaukee WI 532263548 MARJORIE SPENCER 4149558665 2014-05-12 true PRICEWATERHOUSECOOPERS LLP 6175305000 2012 2015-11-30 17:44:51Z JOHN R RAYMOND SR MD 8701 Watertown Plank Road Milwaukee WI 532263548 1503704514 false X http://www.mcw.edu X 1918 WI THE COLLEGE'S MISSION IS TO BE A NATIONAL LEADER IN THE EDUCATION AND DEVELOPMENT OF THE NEXT GENERATION OF PHYSICIANS AND SCIENTISTS; (CONTINUED IN SCHEDULE O) 28 16 6355 80 53051 -25919 163033071 150411593 745912385 752674825 40231177 47041375 582757 695347 949759390 950823140 35121338 36227542 0 0 648683494 672053382 33971 34729 2890344 218095709 194224976 901934512 902540629 47824878 48282511 1447446882 1603116222 360504016 392655012 1086942866 1210461210 X THE COLLEGE'S MISSION IS TO BE A NATIONAL LEADER IN THE EDUCATION AND DEVELOPMENT OF THE NEXT GENERATION OF PHYSICIANS AND SCIENTISTS; (CONTINUED IN SCHEDULE O) false false 77866578 8222131 56728234 Education - There are more than 1,200 students enrolled in degree-granting educational programs at the Medical College of Wisconsin (the College). This includes 811 medical students, and more than 400 graduate students. College faculty supervise approximately 650 physicians in residency training and 200 physicians in fellowship training through the Medical College of Wisconsin Affiliated Hospitals. Approximately 160 scientists are engaged in postdoctoral research fellowship training through the Graduate School of Biomedical Sciences. (CONTINUED IN SCHEDULE O) 233192340 24125328 17602544 Research - In FY2013, faculty received approximately $144 million in external support for research from governmental and non-governmental grants and contracts. This total includes highly competitive research and training awards from the National Institutes of Health (NIH). During the Federal government's FY2013, the College received approximately $88.7 million in NIH funding and ranked 43rd among the nation's 138 medical schools receiving NIH research funding. This places the College in the top third of medical schools receiving NIH funding. (CONTINUED IN SCHEDULE O) 494555887 0 677436220 Patient Care - Approximately 1,540 Medical College of Wisconsin physicians and more than 600 nurse practitioners, physician assistants, and other health care practitioners provide adult patient care as the Medical College Physicians and pediatric patient care through Children's Specialty Group, a joint venture with Children's Hospital and Health System. The Medical College of Wisconsin physician practice includes doctors in every specialty and subspecialty of medicine. (CONTINUED IN SCHEDULE O) 10406660 3880083 907827 816021465 true true false true false false false false false true true true false false true true false true true true true true false true true true false true true true true true false false false false false false false true true true false false false false true true true false false true 928 0 true 6355 true true true false false false false true true false false false false X 28 16 true false false false false true false true true false false true true true true true true true true true true WI X PAMELA J STANICKCONTROLLER 4149558665 8701 WATERTOWN PLANK ROAD MILWAUKEE WI 53226 X JOHN R RAYMOND SR MD 40.0 X X 820990 0 126235 JOSEPH KERSCHNER MD 40.0 X X 763522 0 131056 JON D HAMMES 0.5 X X Edward J Zore 0.5 X X Mary Ellen Stanek 0.5 X X STEPHEN ROELL 0.5 X X P Michael Mahoney 0.5 X X Elizabeth Brenner 0.5 X John Byrnes 0.5 X ALLEN COWLEY JR PHD 40.0 X 416724 0 0 Curt S Culver 0.5 X Susan A Feith 0.5 X PHILIP B FLYNN 0.5 X Joseph E Geenen MD 0.5 X Ted D Kellner 0.5 X Gale E Klappa 0.5 X Paul F Knoebel 0.5 X Cory L Nettles 0.5 X Wayne C Oldenburg 0.5 X Agustin A Ramirez 0.5 X John S Shiely 0.5 X Thomas L Spero 0.5 X Owen J Sullivan 0.5 X Julia A Uihlein PHD 8.0 X 11229 Gregory M Wesley 0.5 X Jay B Williams 0.5 X Thomas Wittmann MD 0.5 X Carlene Ziegler 0.5 X Ravindra P Misra PhD 40.0 X 160063 0 24549 G ALLEN BOLTON JR 40.0 X 490755 0 96946 James W Heald 40.0 X 270473 0 47956 Sherri DuCharme-White 40.0 X 233715 0 50606 Tye Minckler 40.0 X 133734 0 28551 Sarah D Cohn JD 40.0 X 320053 0 30941 Marjorie Spencer 40.0 X 322194 0 47056 KATHRYN A KUHN 40.0 X 185809 0 43049 Daniel Wickeham 40.0 X 209703 0 44107 DAVID HOTCHKISS 40.0 X 43606 2377 CHERYL MAURANA PHD 40.0 X 360178 0 46774 ROY L SILVERSTEIN MD 40.0 X 554002 0 47045 KEVIN J KELLY MD 4.0 36.0 X 453082 0 46718 Dennis Maiman MD PhD 40.0 X 2013099 0 47435 James S Tweddell MD 5.0 35.0 X 1911791 0 46717 Shekar Kurpad MD PhD 40.0 X 1170406 0 32419 MARK S RUTTUM MD 40.0 X 1323750 0 45555 John G Thometz MD 40.0 X 1152704 0 47000 Ann Nattinger MD 40.0 X 333580 0 50487 Robert M Kliegman MD 18.0 22.0 X 751138 0 46718 T Michael Bolger JD 0.0 X 786688 0 Michael J Dunn MD 25.0 X 117657 0 36352 15310645 0 1166649 1288 true true false NATL MARROW DONOR PROGRAM 3433 BROADWAY STREET NE 400 MINNEAPOLIS MN 55413 RESEARCH SUBCONTRACT 8658329 Medical College of WI Affiliated Ho 8701 watertown plank road MILWAUKEE WI 53226 RESIDENT SERVICES 4485819 FROEDTERT MEMORIAL LUTHERAN HOSPITA 9200 W WISCONSIN AVE MILWAUKEE WI 53226 SHARED SERVICES 7694788 TUSHAUS COMPUTER SERVICES LLC 10400 INNOVATION AVE 100 MILWAUKEE WI 53226 INFORMATION SYSTEMS 6104367 C G SCHMIDT INC 4199 NORTH RICHARDS STREET MILWAUKEE WI 53211 CONSTRUCTION 4729254 159 543835 122602523 27265235 367782 150411593 CLINICAL PRACTICE PLAN REVENUE 621110 450461648 450400301 61347 PHYSICIAN CONTRACTS/AFFILIATE SVCS 621110 131720939 131720939 MEDICARE/MEDICAID PAYMENTS 621110 103738637 103738637 MEDICAL INSTRUCTION TUITION AND FEES 611600 42446358 42446358 NON-GOVERNMENTAL GRANTS AND CONTRACTS 541700 15226453 15226453 9080790 9080790 752674825 24259405 -19727 24279132 33358 33358 472456 472456 1858721 1714912 143809 0 143809 143809 569815221 3772465 550119063 720011 19696158 3052454 22748612 22748612 351109 543835 297842 53267 53267 23326 8942 14384 14384 32035 20604 11431 11431 0 950823140 752613478 53051 47745018 26456768 26456768 8222131 8222131 1548643 1548643 0 6504074 2273814 3752054 478206 1971482 1971482 530608004 493942342 35212231 1453431 31827805 29261896 2467008 98901 72495888 66777794 5492152 225942 28646129 26166088 2391071 88970 0 534370 278415 255955 515955 515955 156493 156493 34729 34729 4040482 4040482 24791505 21976254 2744069 71182 510615 487290 22325 1000 9257264 6187690 2974656 94918 14446389 5028944 9342228 75217 53225 53225 39815476 35540633 4083954 190889 6787495 6486813 283300 17382 0 5166460 4671152 473908 21400 8505553 7305857 1199696 0 27778040 24048203 3713405 16432 364318 18180 346138 RESIDENTS & FELLOWS 5570250 5570250 DUES & SUBSCRIPTIONS 7837656 7396673 435675 5308 MEDICAL & RESEARCH SUPPLIES 24605465 24605465 EQUIPMENT & MAINTENANCE 8192355 5893784 2294541 4030 5295610 3695186 1588017 12407 902540629 816021465 83628820 2890344 7813 150990 70800404 99497375 33987145 31213461 69110164 78604961 0 0 0 0 0 0 34422 36014 3245613 3280171 513120576 295286157 222278519 217834419 511314463 540306180 450683494 546871974 55740079 66542635 3750677 3999080 26494089 14778962 1447446882 1603116222 107870621 151630387 0 0 16130437 15594996 205387865 201904126 0 0 0 0 0 0 1705444 1495200 29409649 22030303 360504016 392655012 X 579673302 660360030 128888313 168522505 378381251 381578675 1086942866 1210461210 1447446882 1603116222 X 48282511 68963853 6271980 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 233389 false true 233389 false Schedule C, Part II-B, Line 1g The College attempted to influence legislative and administrative action of both the Wisconsin and Federal governments in areas that relate to the College's missions. The areas of legislative action were: education, health, insurance and budget related issues. In the areas of administrative action, the agencies contacted were: the Wisconsin Legislature and executive branch including Department of Administration, Department of Health and Family Services, Higher Educational Aid Board, Commissioner of Insurance, Department of Transportation, and Department of Commerce, and also the Federal Department of Health and Human Services and Department of Defense. Lobbying expenditures for internal lobbyist's compensation and fringe benefits and external lobbyist's contract fees and expenses totaled $233,389. Schedule C, Part II-B, line 1I The College pays membership dues to member organizations which may engage in lobbying activities. Therefore, an insubstantial portion of the dues may be attributable to lobbying activities. 470544766 79833963 67160793 658991 16573422 2601897 597705212 487583112 4697929 -1587957 709243 17146292 2292783 470544766 410429771 6063025 87937186 682895 13913349 2250626 487583112 374602162 3254421 49870473 478880 15212323 1606082 410429771 473871184 3871231 -85952887 317882 16007101 862383 374602162 0.26000 0.61000 0.13000 false false 279885193 137595279 142289914 14532096 12089881 2442215 211305592 144705702 66599890 7397695 895295 6502400 217834419 CLOSELY-HELD EQUITY SECURITIES 140914079 F COMMINGLED EQUITY FUNDS 276644937 F COMMINGLED BOND FUNDS 125694310 F GUARANTEED INVSTMENT CONTRACTS 3618648 F 546871974 0 US GOVT. SPONSORED LOAN FUND 9408009 INTEREST RATE SWAP AGREEMENT 12622294 22030303 Schedule D, Part V, Fin 4 THE COLLEGE'S ENDOWMENT FUNDS HAVE BEEN ESTABLISHED FOR THE FOLLOWING PURPOSES: 1) PROVIDE FUNDING FOR ACTIVITIES THAT SUPPORT THE MISSIONS OF INSTRUCTION, RESEARCH, PATIENT CARE AND COMMUNITY ENGAGEMENT 2) PROVIDE A REVENUE SOURCE FOR ENDOWED PURPOSES SUCH AS SCHOLARSHIPS, STUDENT LOANS, PROFESSORSHIPS, AND PROGRAM ENHANCEMENTS 3) PROVIDE A REVENUE SOURCE FOR CAPITAL REQUIREMENTS 4) PROVIDE A REVENUE SOURCE FOR INITIATIVES OF THE ADVANCING A HEALTHIER WISCONSIN PROGRAM 5) PROVIDE A REVENUE SOURCE FOR PROGRAMS, ACTIVITIES, CONTINGENCIES AND OTHER PURPOSES AS THE BOARD OF TRUSTEES MAY CONSIDER APPROPRIATE. SCHEDULE D, PART VII THE GUARANTEED INVESTMENT CONTRACTS ARE ASSETS OF A FROZEN SECTION 457 DEFINED CONTRIBUTION RETIREMENT PLAN. Schedule D, Part X, Line 48 The College applies the standards for accounting for uncertainty in income taxes contained in FASB ASC Topic 740, Income Taxes (ASC Topic 740). ASC Topic 740 addresses the determination of how tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under ASC Topic 740, the College must recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by the taxing authorities, based on the technical merits of the position. The tax benefits recognized in the consolidated financial statements from such a position are measured based on the largest benefit that has a greater than fifty percent likelihood of being realized upon ultimate settlement. The College does not have a liability for unrecognized tax benefits as of June 30, 2013. true true true true true true true false false false false false false false false true false true PART I, LINE 3 THE COLLEGE VALUES DIVERSITY AMONG ITS STUDENT BODY AND ACTIVELY RECRUITS TO PROMOTE DIVERSITY. MORE THAN HALF OF THE COLLEGE'S STUDENT BODY IS NOT FROM THE STATE OF WISCONSIN AND MANY OF THOSE FROM WITHIN WISCONSIN ARE NOT LOCAL. THEREFORE, THE COLLEGE'S COMMITMENT TO RECRUITMENT AND TRAINING OF A MULTICULTURAL STUDENT BODY ALONG WITH ITS NON-DISCRIMINATION POLICY IS PUBLICIZED ON THE COLLEGE'S WEBSITE AND IN ITS BROCHURES AND PUBLICATIONS. PART I, LINE 6A THE COLLEGE RECEIVES RESEARCH GRANTS AND CONTRACTS FROM SEVERAL GOVERNMENTAL AGENCIES, INCLUDING BUT NOT LIMITED TO, THE DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE DEPARTMENT OF EDUCATION, THE DEPARTMENT OF DEFENSE, THE DEPARTMENT OF TRANSPORTATION, THE DEPARTMENT OF VETERANS' AFFAIRS, THE NATIONAL SCIENCE FOUNDATION AND THE STATE OF WISCONSIN. MANY STUDENTS OF THE COLLEGE ARE ELIGIBLE TO RECEIVE FEDERAL STUDENT FINANCIAL AID, INCLUDING BUT NOT LIMITED TO, THE FEDERAL PERKINS LOAN PROGRAM AND THE FEDERAL PRIMARY CARE LOAN PROGRAM. FEDERALLY GUARANTEED LOANS ARE ISSUED TO STUDENTS OF THE COLLEGE THROUGH THE DEPARTMENT OF EDUCATION'S DIRECT LOAN PROGRAM. THE STATE OF WISCONSIN PROVIDES TUITION ASSISTANCE TO MEDICAL STUDENTS WHO ARE WISCONSIN RESIDENTS. true Central America and the Caribbean Program Services Research/subawards 110995 North America Program Services Research/subawards 425975 Central America and the Caribbean Program Services SEMINARS/CONFERENCES 26378 North America Program Services SEMINARS/CONFERENCES 48279 Sub-Saharan Africa Program Services SEMINARS/CONFERENCES 32271 East Asia and the Pacific Program Services Research/subawards 247759 Europe (Including Iceland and Greenland) Program Services Research/subawards 400153 Russia and the Newly Independent States 1 Program Services Research/subawards 497327 East Asia and the Pacific Program Services Seminars/ Conferences 74106 Europe (Including Iceland and Greenland) Program Services Seminars/ Conferences 295170 Middle East and North Africa Program Services Seminars/ Conferences 3323 Russia and the Newly Independent States Program Services Seminars/ Conferences 52310 South America Program Services Seminars/ Conferences 45962 South Asia Program Services Seminars/ Conferences 7437 Central America and the Caribbean Investments 128453276 1 1 130720721 130720721 Europe (Including Iceland and Greenland) Research Subaward 138138 CHECK North America Research Subaward 297594 CHECK Europe (Including Iceland and Greenland) Research Subaward 22680 WIRE TRANSFE East Asia and the Pacific Research Subaward 247759 CHECK North America Research Subaward 94144 CHECK Central America and the Caribbean Research Subaward 21128 WIRE TRANSFE North America Research Subaward 34207 CHECK Europe (Including Iceland and Greenland) RESEARCH SUBAWARD 7479 CHECK Europe (Including Iceland and Greenland) RESEARCH SUBAWARD 113271 CHECK Europe (Including Iceland and Greenland) RESEARCH SUBAWARD 13586 WIRE TRANSFE Central America and the Caribbean RESEARCH SUBAWARD 89867 WIRE TRANSFE Europe (Including Iceland and Greenland) Research Subaward 75000 WIRE TRANSFE Russia and the Newly Independent States RESEARCH SUBAWARD 393790 WIRE TRANSFE 13 true false true true false false Schedule F, Part I, Line 2 THE COLLEGE IS THE RECIPIENT OF FEDERAL AND NON-FEDERAL GRANT FUNDS. SOME OF THE GRANT AWARDS ARE SUBAWARDED TO QUALIFIED FOREIGN ORGANIZATIONS (SUBRECIPIENTS) THAT ASSIST OR PROVIDE AN INTELLECTUAL CONTRIBUTION TO THE PROJECT, BASED ON THE REQUIREMENTS OF THE PRIME AWARD. TO MONITOR THE USE OF GRANT FUNDS UNDER THE SUBAWARDS, THE COLLEGE ENTERS INTO SIGNED SUBAWARD AGREEMENTS WHICH CONTAIN THE TERMS AND CONDITIONS OF THE SUBAWARD RELATIONSHIP. THE SUBAWARD AGREEMENTS REQUIRE THAT PRIOR TO REIMBURSEMENT OF EXPENSES THE SUBRECIPIENT MUST PROVIDE A CERTIFIED INVOICE TO THE COLLEGE. BEFORE APPROVAL OF AN INVOICE FOR PAYMENT, THE COLLEGE VERIFIES THAT THE INVOICE AND SUPPORTING DOCUMENTATION SUBMITTED BY THE SUBRECIPIENT ARE IN LINE WITH THE APPROVED SUBAWARD BUDGET AND THAT THE COST DETAIL PRESENTED PROVIDES REASONABLE ASSURANCE THAT COSTS TO BE REIMBURSED ARE ALLOWABLE, ALLOCABLE, AND REASONABLE. PROGRESS REPORTS SUBMITTED BY THE SUBRECIPIENT ARE REVIEWED TO DETERMINE THAT PROGRESS IS MADE TOWARD THE GOALS AND OBJECTIVES OF THE SUBAWARD. AS FOREIGN ENTITIES ARE NOT SUBJECT TO OMB CIRCULAR A-133, FOREIGN SUBRECIPIENTS ARE REQUIRED TO SUBMIT A SUBRECIPIENT QUESTIONNAIRE THAT DESCRIBES THEIR ACCOUNTING PRACTICES WITH REGARD TO THE SUBAWARD. BASED ON THE QUESTIONNAIRE, THE COLLEGE ASSESSES THE RISK OF THE ORGANIZATION AND PERFORMS ADDITIONAL MONITORING TASKS. SCHEDULE F, PART II - ACCOUNTING METHOD RESEARCH SUBAWARDS IN PART II ARE REPORTED ON AN ACCRUAL BASIS, WHICH IS THE METHOD USED TO ACCOUNT FOR THEM IN THE ORGANIZATION'S FINANCIAL STATEMENTS. X X X X X X X true HARRIS CONNECT LLC telemarket services false 117299 34729 82570 117299 34729 82570 All States Pro-Am Golf 248725 144187 104538 10051 61761 16672 10110 Healthcare Din 334200 193400 140800 4512 32937 79155 3966 7 312019 206248 105771 4278 21431 41942 11027 894944 543835 351109 14329 87704 91551 79155 25103 297842 53267 23326 2527 6335 80 false 23326 2527 6335 80 8942 14384 WI true false false false 1.00000 James Heald VP of Institutional Ad 8701 Watertown Plank Road Milwaukee WI 53226 false JAMES HEALD SEE PART IV X false SCHEDULE G, PART III, LINE 16 RAFFLES (GAMING) ARE CONDUCTED AS PART OF THE SPECIAL EVENT FUNDRAISERS HELD BY THE COLLEGE. JAMES HEALD HAS OVERSIGHT RESPONSIBILITIES FOR FUNDRAISING EVENTS, BUT DELEGATES SPECIFIC DUTIES TO HIS STAFF. HE IS COMPENSATED FOR HIS ROLE AS VP OF INSTITUTIONAL ADVANCEMENT AND DOESN'T RECEIVE SEPARATE COMPENSATION FOR GAMING EVENTS. HIS ENTIRE COMPENSATION IS DISCLOSED IN PART VII AND SCHEDULE J AS AN OFFICER OF THE COLLEGE. true 16TH ST COMMUNITY HEALTH CENTER 1337 S CESAR ECHAVEZ DR MILWAUKEE WI 53204 391180475 501 (c)(3) 55394 RESEARCH SUBAWARD AIDS RESOURCE CENTER OF WISCONSIN INC PO BOX 510498 MILWAUKEE WI 53203 391534049 501 (c)(3) 103808 RESEARCH SUBAWARD AIDS TASKFORCE OF GREATER CLEVELAND 3210 EUCLID AVENUE CLEVELAND OH 44115 341433612 501 (c)(3) 182037 RESEARCH SUBAWARD AMERICAN ACADEMY OF PEDIATRICS 141 NW PT BLVD ELK GROVE VIL IL 60007 362275597 501 (c)(3) 173340 RESEARCH SUBAWARD AMERICAN BOARD OF MEDICAL SPECIALTIES 222 N LASALLE ST 1500 CHICAGO IL 60601 237304902 501 (c)(3) 7336 RESEARCH SUBAWARD AMERICAN BOARD OF PEDIATRICS 111 SILVER CEDAR CT CHAPEL HILL NC 27514 231417504 501 (c)(6) 13614 RESEARCH SUBAWARD AMERICAN MEDICAL ASSOCIATION 515 N STATE ST CHICAGO IL 60654 360727175 501 (c)(3) 189757 RESEARCH SUBAWARD ANN AND ROBERT H LURIE CHILDRENS HOSPITAL 225 E CHICAGO AVENUE CHICAGO IL 60611 362170833 501 (c)(3) 30473 RESEARCH SUBAWARD BARRON COUNTY 330 E LASALLE AVENUE BARRON WI 54812 396005668 115 172509 ADVANCE HEALTH WI BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 77030 741613878 501 (c)(3) 65129 RESEARCH SUBAWARD BENEDICT CENTER 135 W WELLS ST 700 MILWAUKEE WI 53203 391226475 501 (c)(3) 21329 ADVANCE HEALTH WI BLOOD CENTER OF WISCONSIN INC POBOX 2178 MILWAUKEE WI 53201 390807235 501 (c)(3) 1815449 RESEARCH SUBAWARD BLOOD CENTER OF WISCONSIN INC PO BOX 2178 MILWAUKEE WI 53201 390807235 501 (c)(3) 75912 ADVANCE HEALTH WI BOYS & GIRLS CLUBS OF GREATER MILWAUKEE INC 1558 NORTH 6TH STREET MILWAUKEE WI 53212 390806292 501 (c)(3) 170149 ADVANCE HEALTH WI BREAD OF HEALING INC 1821 N 16TH STREET MILWAUKEE WI 53205 810669867 501 (c)(3) 59543 ADVANCE HEALTH WI CELLULAR DYNAMICS INTERNATIONAL INC 525 SCIENCE DRIVE MADISON WI 53711 261737267 243282 RESEARCH SUBAWARD CENTER FOR SELF SUFFICIENCY INC 4465 N OAKLAND AVENUE MILWAUKEE WI 53211 331118674 501 (c)(3) 118109 RESEARCH SUBAWARD CHILDRENS HOSPITAL OAKLAND 747 52ND STREET OAKLAND CA 94609 940382330 501 (c)(3) 19700 RESEARCH SUBAWARD CHILDRENS HOSPITAL OF PHILADELPHIA 34TH ST CVC CTR BLVD PHILADELPHIA PA 19104 231352166 501 (c)(3) 41951 RESEARCH SUBAWARD CHILDRENS HOSPITAL OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390812532 501 (c)(3) 720216 RESEARCH SUBAWARD CHILDRENS HOSPITAL OF WISCONSIN 9000 W WISCONSIN AVENUE MILWAUKEE WI 53201 390812532 501 (c)(3) 150210 ADVANCE HEALTH WI CHILDRENS NATIONAL MEDICAL CENTER 111 MICHIGAN AV NW WASHINGTON DC 20010 521640403 501 (c)(3) 19640 RESEARCH SUBAWARD CHILDRENS RESEARCH INSTITUTE 111 MICHIGAN AVE NW WASHINGTON DC 20010 521654453 501 (c)(3) 29684 RESEARCH SUBAWARD CITY OF MILWAUKEE HEALTH DEPARTMENT 841 N BROADWAY MILWAUKEE WI 53202 396005532 115 223270 RESEARCH SUBAWARD CITY OF MILWAUKEE HEALTH DEPARTMENT 841 N BROADWAY MILWAUKEE WI 53202 396005532 115 55374 ADVANCE HEALTH WI CLEVELAND CLINIC LERNER COLLEGE OF MEDICINE 9500 EUCLID AVENUE CLEVELAND OH 44195 341018992 501 (c)(3) 126289 RESEARCH SUBAWARD COLUMBIA ST MARYS FOUNDATION 4425N PT WASHINGTON RD GLENDALE WI 53212 391494981 501 (c)(3) 116842 ADVANCE HEALTH WI COLUMBIA ST MARYS INC 4425N PT WASHINGTON RD GLENDALE WI 53212 391834639 501 (c)(3) 23400 ADVANCE HEALTH WI COMMUNITY ACTION INC OF ROCK AND WALWORTH CTY 200 W MILWAUKEE STREET JANESVILLE WI 53548 391052077 501 (c)(3) 122435 RESEARCH SUBAWARD CONCORDIA UNIVERSITY WISCONSIN 12800 N LAKE SHORE DRIVE MEQUON WI 53097 390833608 501 (c)(3) 104526 RESEARCH SUBAWARD LA CROSSE COUNTY HEALTH DEPARTMENT 300 4TH STREET N LA CROSSE WI 54601 396005709 115 13763 ADVANCE HEALTH WI DANA FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BOSTON MA 02215 042263040 501 (c)(3) 10662 RESEARCH SUBAWARD DUKE UNIVERSITY 324 BLACKWELL ST BLDG 850 DURHAM NC 27701 560532129 501 (c)(3) 42396 RESEARCH SUBAWARD EMMES CORPORATION 401 N WASHINGTON ST ROCKVILLE MD 20850 541058268 2524816 RESEARCH SUBAWARD EMORY UNIVERSITY 1599 CLIFTON ROAD ATLANTA GA 30322 580566256 501 (c)(3) 49388 RESEARCH SUBAWARD FAMILY PLANNING HEALTH SERVICES INC 719 N THIRD AVENUE WAUSAU WI 54401 391206364 501 (c)(3) 126000 RESEARCH SUBAWARD GESAC INC 125 ORCHARD DRIVE BOONSBORO MD 21713 521510580 101089 RESEARCH SUBAWARD GEORGIA REGENTS RESEARCH INSTITUTE INC 1120 15TH STREET AUGUSTA GA 30912 581418202 501 (c)(3) 22423 RESEARCH SUBAWARD GREAT LAKES INTER TRIBAL EPIDEMIOLOGY CENTER PO BOX 9 LAC DU FLAMBEAU WI 54538 391077479 501 (c)(3) 17788 ADVANCE HEALTH WI HEALTH RESEARCH INC ROSWELL PARK CANCER INSTITUTE ELM CARLTON STREETS BUFFALO NY 14263 141402155 501 (c)(3) 193044 RESEARCH SUBAWARD HEALTHCARE EDUCATION AND TRAINING INC 9640 N AUGUSTA DRIVE CARMEL IN 46032 351910772 501 (c)(3) 53750 RESEARCH SUBAWARD INDIANA UNIVERSITY 620 UNION DR RM 518 INDIANAPOLIS IN 46202 356001673 115 54582 RESEARCH SUBAWARD INDIANHEAD COMMUNITY ACTION AGENCY 1000 COLLEGE AVE W LADYSMITH WI 54848 391086966 501 (c)(3) 6917 ADVANCE HEALTH WI IOWA STATE UNIVERSITY 1138 PEARSON HALL AMES IA 50011 426004224 115 195435 RESEARCH SUBAWARD JAMES MADISON UNIVERSITY MSC 5719 HARRISONBURG VA 22807 546001756 115 61931 RESEARCH SUBAWARD JOHNS HOPKINS UNIVERSITY 3910 KESWICK RD N4327B BALTIMORE MD 21211 520595110 501 (c)(3) 46970 RESEARCH SUBAWARD KENOSHA COUNTY 8600 SHERIDAN ROAD KENOSHA WI 53143 396005707 115 87495 ADVANCE HEALTH WI LA CAUSA INC 136 W GREENFIELD AVE MILWAUKEE WI 53204 391247667 501 (c)(3) 19455 RESEARCH SUBAWARD LA CAUSA INC 136 W GREENFIELD AVE MILWAUKEE WI 53204 391247667 501 (c)(3) 14410 ADVANCE HEALTH WI LATINO COMMISSION ON AIDS 24 WEST 25TH STREET NEW YORK NY 10010 133629466 501 (c)(3) 15125 RESEARCH SUBAWARD MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501 (c)(3) 421718 RESEARCH SUBAWARD MARQUETTE UNIVERSITY PO BOX 1881 MILWAUKEE WI 53201 390806251 501 (c)(3) 38002 ADVANCE HEALTH WI MARSHFIELD CLINIC 1000 NORTH OAK AVENUE MARSHFIELD WI 54449 390452970 501 (c)(3) 40152 RESEARCH SUBAWARD MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 416011702 501 (c)(3) 75891 RESEARCH SUBAWARD MAYO CLINIC ARIZONA 13400 E SHEA BLVD SCOTTSDALE AZ 85259 860800150 501 (c)(3) 30970 RESEARCH SUBAWARD MEDICAL UNIVERSITY OF SOUTH CAROLINA 19 HAGWOOD AVE 608 CHARLESTON SC 29425 576000722 115 35976 RESEARCH SUBAWARD MENTAL HEALTH AMERICA OF WISCONSIN 600 W VIRGINIA ST 502 MILWAUKEE WI 53204 390827843 501 (c)(3) 17705 ADVANCE HEALTH WI MICHIGAN STATE UNIVERSITY 426 AUDTRM RD RM 2 E LANSING MI 48824 386005984 115 152584 RESEARCH SUBAWARD MILWAUKEE HEALTH SERVICES INC 2555 N MLK DR MILWAUKEE WI 53212 391664109 501 (c)(3) 40517 RESEARCH SUBAWARD MILWAUKEE PUBLIC SCHOOLS 5225 WEST VLIET STREET MILWAUKEE WI 53208 396003457 115 149194 ADVANCE HEALTH WI MILWAUKEE SCHOOL OF ENGINEERING 1025 N BROADWAY ST MILWAUKEE WI 53202 390477970 501 (c)(3) 179567 RESEARCH SUBAWARD MISSISSIPPI STATE UNIVERSITY 133 ETHEREDGE HALL MISSISSIPPI MS 39762 646000819 115 48428 RESEARCH SUBAWARD NASHVILLE CARES 501 BRICK CHURCH PK DR NASHVILLE TN 37207 621274532 501 (c)(3) 46389 RESEARCH SUBAWARD NATIONAL MARROW DONOR PROGRAM 3001 BROADWAY ST NE MINNEAPOLIS MN 55413 840865803 501 (c)(3) 7649175 RESEARCH SUBAWARD NATIONWIDE CHILDRENS HOSPITAL INC 700 CHILDRENS DRIVE COLUMBUS OH 43205 314379441 501 (c)(3) 75469 RESEARCH SUBAWARD NEIGHBORHOOD HOUSE OF MILWAUKEE INC 2819 W RICHARDSON PLACE MILWAUKEE WI 53209 390806269 501 (c)(3) 207501 RESEARCH SUBAWARD NEW CONCEPT SELF DEVELOPMENT CENTER INC 4828 W FOND DU LAC AVE MILWAUKEE WI 53216 391220236 501 (c)(3) 62687 RESEARCH SUBAWARD NEXT DOOR FOUNDATION INC 2545 NORTH 29TH STREET MILWAUKEE WI 53210 391162969 501 (c)(3) 15918 RESEARCH SUBAWARD NORTH CAROLINA STATE UNIVERSITY 2701 SULLIVAN DRIVE 240 RALEIGH NC 27695 566000756 115 146700 RESEARCH SUBAWARD NORTHWESTERN UNIVERSITY 633 NORTH CLARK STREET EVANSTON IL 60208 362167817 501 (c)(3) 606695 RESEARCH SUBAWARD OREGON HEALTH AND SCIENCE UNIVERSITY 2525 SW FIRST AVENUE PORTLAND OR 97201 931176109 115 26960 RESEARCH SUBAWARD PLANNED PARENTHOOD OF WISCONSIN INC 302 NORTH JACKSON MILWAUKEE WI 53202 390863391 501 (c)(3) 6315 RESEARCH SUBAWARD PLANNED PARENTHOOD OF WISCONSIN INC 302 NORTH JACKSON MILWAUKEE WI 53202 390863391 501 (c)(3) 69835 ADVANCE HEALTH WI PLANNING COUNCIL FOR HEALTH AND HUMAN SERV INC 1243 N 10TH ST 200 MILWAUKEE WI 53205 391199957 501 (c)(3) 19005 ADVANCE HEALTH WI PROGRESSIVE COMMUNITY HEALTH CENTERS 3522 W LISBON AVENUE MILWAUKEE WI 53208 391958810 501 (c)(3) 85724 ADVANCE HEALTH WI RACINE KENOSHA COMMUNITY ACTION AGENCY 2113 N WISCONSIN ST RACINE WI 53402 391087210 501 (c)(3) 16912 RESEARCH SUBAWARD RED CLIFF COMMUNITY HEALTH CENTER PO BOX 529 BAYFIELD WI 54814 391178866 20347 ADVANCE HEALTH WI REGENTS OF THE UNIVERSITY OF MICHIGAN 3003 SOUTH STATE STREET ANN ARBOR MI 48109 386006309 115 16312 RESEARCH SUBAWARD REGENTS OF THE UNIVERSITY OF MINNESOTA 200 OAK ST SE 450 MINNEAPOLIS MN 55455 416007513 115 103473 RESEARCH SUBAWARD RICE UNIVERSITY 6100 MAIN ST NO MS 70 HOUSTON TX 77005 741109620 501 (c)(3) 82987 RESEARCH SUBAWARD SCRIPPS RESEARCH INSTITUTE 10550 N TORREY PINES RD LA JOLLA CA 92037 330435954 501 (c)(3) 187088 RESEARCH SUBAWARD SET MINISTRY INC 2977 N 50 STREET MILWAUKEE WI 53210 391618277 501 (c)(3) 16365 ADVANCE HEALTH WI SILVER SPRING NEIGHBORHOOD CENTER INC 5460 NORTH 64TH STREET MILWAUKEE WI 53218 390966281 501 (c)(3) 98765 RESEARCH SUBAWARD SOUTH BEACH AIDS PROJECT INC 1234 WASHINGTON AVE MIAMI BEACH FL 33139 650369350 501 (c)(3) 25416 RESEARCH SUBAWARD SOUTH CAROLINA HIVAIDS COUNCIL 1518 PICKENS STREET COLUMBIA SC 29201 570994526 501 (c)(3) 42439 RESEARCH SUBAWARD ST JOSEPHS HOSPITAL AND MEDICAL CENTER 350 W THOMAS ROAD PHOENIX AZ 85013 942941245 501 (c)(3) 62989 RESEARCH SUBAWARD TEXAS BIOMEDICAL RESEARCH INSTITUTE PO BOX 760549 SAN ANTONIO TX 78245 741109630 501 (c)(3) 24583 RESEARCH SUBAWARD TUFTS UNIVERSITY 169 HOLLAND STREET BOSTON MA 02144 042103634 501 (c)(3) 118592 RESEARCH SUBAWARD TRUVEN HEALTH ANALYTICS INC 777 E EISENHOWER PWY ANN ARBOR MI 48108 061467923 47559 RESEARCH SUBAWARD TULANE UNIVERSITY 6823 ST CHARLES AVE NEW ORLEANS LA 70118 720423889 501 (c)(3) 29372 RESEARCH SUBAWARD UNITED COMMUNITY CENTER 1028 S 9TH STREET MILWAUKEE WI 53204 391146191 501 (c)(3) 101757 ADVANCE HEALTH WI UNITED NEIGHBORHOOD CENTERS OF MILWAUKEE INC 710N PLANKINTON AVE740 MILWAUKEE WI 53203 906031721 501 (c)(3) 235158 ADVANCE HEALTH WI UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVENUE SOUTH BIRMINGHAM AL 35294 636005396 115 195574 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA DAVIS ONE SHIELDS AVENUE DAVIS CA 95616 946036494 115 10337 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD 5TH FL LA CA 90024 956006143 115 44940 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 115 412353 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM ST SAN FRANCISCO CA 94143 946036493 115 287235 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA SANTA CRUZ 1156 HIGH STREET SANTA CRUZ CA 95064 941539563 115 9395 RESEARCH SUBAWARD UNIVERSITY OF CHICAGO 5801 SOUTH ELLIS AVENUE CHICAGO IL 60637 362177139 501 (c)(3) 50317 RESEARCH SUBAWARD UNIVERSITY OF CINCINNATI 51 GOODMAN DR 530 CINCINNATI OH 45221 316000989 115 14907 RESEARCH SUBAWARD UNIVERSITY OF GEORGIA RESEARCH FOUNDATION INC 324 BSVCS 456 E BROAD ST ATHENS GA 30602 581353149 501 (c)(3) 240725 RESEARCH SUBAWARD UNIVERSITY OF HOUSTON 5000 GULF FWY 2-218 HOUSTON TX 77204 746001399 115 214527 RESEARCH SUBAWARD UNIVERSITY OF ILLINOIS 506 SOUTH WRIGHT STREET URBANA IL 61801 376000511 115 117359 RESEARCH SUBAWARD UNIVERSITY OF MISSISSIPPI MEDICAL CENTER 2500 NORTH STATE STREET JACKSON MS 39216 646008520 115 456041 RESEARCH SUBAWARD UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL PO BOX 309 CHAPEL HILL NC 27514 566001393 115 224708 RESEARCH SUBAWARD UNIVERSITY OF PITTSBURGH 123 UNIVERSITY PLACE PITTSBURGH PA 15213 250965591 115 66924 RESEARCH SUBAWARD UNIVERSITY OF ROCHESTER 1325 MT HOPE AVENUE ROCHESTER NY 14620 160743209 501 (c)(3) 140604 RESEARCH SUBAWARD UNIVERSITY OF SOUTH FLORIDA 3650 SPECTRUM BLVD 160 TAMPA FL 33612 593102112 115 132523 RESEARCH SUBAWARD UNIVERSITY OF TEXAS MEDICAL BRANCH 301 UNIVERSITY BLVD GALVESTON TX 77555 746000949 115 8506 RESEARCH SUBAWARD UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BOULEVARD DALLAS TX 75390 756002868 115 43783 RESEARCH SUBAWARD UNIVERSITY OF UTAH 75 SOUTH 2000 EAST SALT LAKE CITY UT 84112 876000525 115 152963 RESEARCH SUBAWARD UNIVERSITY OF WASHINGTON 3903 BROOKLYN AVENUE SEATTLE WA 98105 916001537 115 278634 RESEARCH SUBAWARD UNIVERSITY OF WI HOSPITALS AND CLINICS AUTHORITY 635 SCIENCE DRIVE MADISON WI 53711 391835630 115 111082 RESEARCH SUBAWARD UNIVERSITY OF WISCONSIN LA CROSSE 1725 STATE STREET LA CROSSE WI 54601 391805963 115 126823 ADVANCE HEALTH WI UNIVERSITY OF WISCONSIN MADISON 21 N PARK ST 6401 MADISON WI 53715 396006492 115 1165989 RESEARCH SUBAWARD UNIVERSITY OF WISCONSIN MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 391805963 115 301641 RESEARCH SUBAWARD UNIVERSITY OF WISCONSIN MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 391805963 115 56572 ADVANCE HEALTH WI URBAN ECOLOGY CENTER INC 1500 E PARK PLACE MILWAUKEE WI 53211 391712663 501 (c)(3) 65388 ADVANCE HEALTH WI WAKE FOREST UNIVERSITY HEALTH SCIENCES MEDICAL CTR BLVD WINSTONSALEM NC 27157 223849199 501 (c)(3) 212590 RESEARCH SUBAWARD WALNUT WAY CONSERVATION CORP 2247 NORTH 17TH STREET MILWAUKEE WI 53205 392007850 501 (c)(3) 16043 RESEARCH SUBAWARD WALNUT WAY CONSERVATION CORP 2247 NORTH 17TH STREET MILWAUKEE WI 53205 392007850 501 (c)(3) 41607 ADVANCE HEALTH WI WASHINGTON UNIVERSITY 700 ROSEDALE AVE ST LOUIS MO 63112 430653611 501 (c)(3) 184367 RESEARCH SUBAWARD WAYNE STATE UNIVERSITY 5700 CASS AVENUE DETROIT MI 48202 386028429 115 56945 RESEARCH SUBAWARD WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION 886 CHESTNUT RIDGE RD MORGANTOWN WV 26506 550665758 501 (c)(3) 12664 RESEARCH SUBAWARD WISCONSIN ACADEMY OF PEDIATRICS 563 CARTER CT B KIMBERLY WI 54136 391956625 501 (c)(3) 64734 ADVANCE HEALTH WI WISCONSIN COMMUNITY SERVICES INC 3732 W WISC AV 200 MILWAUKEE WI 53208 390808464 501 (c)(3) 269630 ADVANCE HEALTH WI WISCONSIN MEDICAL SOCIETY INC PO BOX 1109 MADISON WI 53701 390634758 501 (c)(6) 22248 ADVANCE HEALTH WI WISCONSIN PUBLIC HEALTH ASSN 702 EISENHOWER DR A KIMBERLY WI 54136 396084243 501 (c)(3) 128249 ADVANCE HEALTH WI WISCONSIN RURAL WOMENS INITIATIVE INC W3319 POTTER ROAD ELKHORN WI 53121 391921744 501 (c)(3) 17679 ADVANCE HEALTH WI YMCA OF RACINE WISCONSIN 725 LAKE AVENUE RACINE WI 53403 390807254 501 (c)(3) 109946 RESEARCH SUBAWARD 115 7 MEDICAL STUDENT SCHOLARSHIPS - FUNDED EXTERNAL 158 985431 BOOK SCHOLARSHIPS MEDICAL STUDENT SCHOLARSHIPS - FUNDED INTERNAL 94 1290984 BOOK SCHOLARSHIPS GRADUATE SCHOOL SCHOLARSHIPS 193 5246272 BOOK SCHOLARSHIPS STUDENT AWARDS 104 63411 RESEARCH TRAINEE STIPENDS 300 636033 Schedule I, Part I, Line 2 MEDICAL AND GRADUATE SCHOOL SCHOLARSHIPS ARE APPLIED DIRECTLY TO STUDENTS' ACCOUNTS AT THE COLLEGE. THE COLLEGE MAINTAINS RECORDS TO JUSTIFY THE AWARD DECISIONS, INCLUDING THE FINANCIAL AID ELIGIBILITY OF THE RECIPIENTS. In support of its research mission, the College is the recipient of Federal and non-federal grant funds. Some of the grant awards are subawarded to qualified organizations (subrecipients) to assist or provide an intellectual contribution to the project based on the requirements of the prime award. The College's public and community health mission is complemented by the Advancing a Healthier Wisconsin (AHW) endowment under which funds are awarded to qualified organizations to support initiatives that improve the health of the residents of the State of Wisconsin. To monitor the use of research subawards and AHW awarded funds, the College enters into signed subaward agreements which contain the terms and conditions of the subaward relationship. The subaward agreements require that prior to reimbursement of expenses, the subrecipient provides a certified invoice to the College. Before approval of an invoice for payment, the College verifies that the invoice and any supporting documentation submitted by the subrecipient match the approved subaward budget and that the cost detail presented provides reasonable assurance that costs to be reimbursed are allowable, allocable, and reasonable. Progress reports submitted by the subrecipient are reviewed to determine that progress is being made toward the goals and objectives of the subaward. The College obtains an annual OMB Circular A-133 audit report, or a financial audit report or subrecipient questionnaire for organizations not subject to OMB Circular A-133, to ensure that audit findings do not exist which would impact awarded funds. In cases where an audit is not required or if audit findings are noted, the college assesses the risk of the organization and performs additional monitoring tasks. X X true true X X X X false true false false false true true true false JOHN R RAYMOND SR MD 653689 0 115000 0 52301 0 99170 0 27065 0 947225 0 0 0 JOSEPH KERSCHNER MD 695482 0 52500 0 15540 0 104000 0 27056 0 894578 0 0 0 ALLEN COWLEY JR PHD 416724 0 0 0 20000 0 29190 0 465914 0 0 0 Ravindra P Misra PhD 160063 0 0 0 13000 0 11549 0 184612 0 0 0 G ALLEN BOLTON JR 397405 0 62500 0 30850 0 68480 0 28466 0 587701 0 0 0 James W Heald 263097 0 0 7376 0 20000 0 27956 0 318429 0 0 0 Sherri DuCharme-White 233157 0 0 558 0 19350 0 31256 0 284321 0 0 0 Tye Minckler 132762 0 0 972 0 10816 0 17735 0 162285 0 0 0 Sarah D Cohn JD 312677 0 0 7376 0 20000 0 10941 0 350994 0 0 0 Marjorie Spencer 321654 0 0 540 0 20000 0 27056 0 369250 0 0 0 KATHRYN A KUHN 168632 0 0 17177 0 14012 0 29037 0 228858 0 0 0 Daniel Wickeham 209223 0 0 480 0 17051 0 27056 0 253810 0 0 0 ROY L SILVERSTEIN MD 512011 0 41667 0 324 0 20000 0 27045 0 601047 0 0 0 Ann Nattinger MD 328199 0 0 5381 0 20000 0 30487 0 384067 0 0 0 KEVIN J KELLY MD 426082 0 27000 0 0 20000 0 26718 0 499800 0 0 0 Robert M Kliegman MD 747882 0 0 3256 0 20000 0 26718 0 797856 0 0 0 Dennis Maiman MD PhD 1418354 0 574644 0 20101 0 20000 0 27435 0 2060534 0 0 0 James S Tweddell MD 1515551 0 394598 0 1642 0 20000 0 26717 0 1958508 0 0 0 Shekar Kurpad MD PhD 986833 0 182786 0 787 0 20000 0 12419 0 1202825 0 0 0 MARK S RUTTUM MD 229714 0 1091274 0 2762 0 20000 0 25555 0 1369305 0 0 0 John G Thometz MD 746832 0 400000 0 5872 0 20000 0 27000 0 1199704 0 0 0 T Michael Bolger JD 0 0 0 0 786688 0 0 0 0 0 786688 0 557453 0 Michael J Dunn MD 116421 0 0 1236 0 9682 0 26670 0 154009 0 0 0 CHERYL MAURANA PHD 359782 0 0 396 0 20000 0 26774 0 406952 0 0 0 SCHEDULE J, PART I, LINE 1 The College paid business social club membership dues on behalf of three officers during calendar year 2012. Memberships are used for monthly Board and committee meetings and for other business meetings. personal use of the clubs by these individuals is reported to the College and is treated as a taxable event to the individual. The College provides discretionary spending accounts to six officers, two of its highest compensated employees, and one former key employee. The spending accounts are not part of an accountable plan and are fully taxable to these individuals. SCHEDULE J, PART I, LINE 4B The College has six deferred compensation executive agreements, which comprise its supplemental nonqualified retirement plan (457(f) plan). Five of the agreements involve individuals listed on Form 990, Part VII. Three agreements are currently deferring benefits and three are not. The College contributes 12% of each currently participating executives salary. The amounts of employer contributions to this plan for currently participating executives in calendar year 2012 were as follows: John R. Raymond, Sr. MD - $79,170 G. Allen Bolton, Jr. - $48,480 Joseph Kerschner, MD - $84,000 Participant Michael Dunn, MD retired from his former position as Dean/Executive VP of the College but remains employed as a professor. His current deferrals under this plan ceased as of 6/30/08. Participants vest on the earliest of the following conditions: employees death, employment termination due to disability, involuntary termination by the College not for cause, or the date the employee satisfies the two year non-compete covenant and a minimum of three to five years of service. Participant T. Michael Bolger became vested in his deferred compensation agreement during calendar year 2012 and received a final deferred compensation payment of $786,688. SCHEDULE J, PART I, LINE 6 The physicians' incentive payments are based on the profitability of their individual practice groups, not the College as a whole. The individual practice groups are contained in either the College or Children's Specialty Group, Inc., a related organization. SCHEDULE J, PART I, LINE 7 Selected officers are eligible for incentive compensation based on quantifiable metrics approved in advance. A portion of such compensation is subject to the discretion of the Compensation Committee of the Board of Trustees. SCHEDULE J, PART II Allen Cowley, Jr., PhD, chair of physiology, is compensated for his work at the Medical College of Wisconsin, Inc. as a Professor, not for his role as a trustee. Michael Dunn, MD is compensated for his current role as a faculty member of the College, not for his former role as Dean and Executive Vice President. Ann Nattinger, MD and Robert Kliegman, MD are compensated as Professors/Physicians, not for their former roles as key employees. A WHEFA SERIES 2004A 391337855 97710VWS3 2004-11-17 31604503 CONSTR/CAP PROJ/REF 1993 SERIES false false false B WHEFA SERIES 2008A 391337855 97710BDG4 2008-07-30 80302421 CONSTR/CAP PROJ/REF 2004 B1 SERIES false false false C WHEFA SERIES 2008B 391337855 97710BDK5 2008-09-04 67500000 REFUND WHEFA 2004B2 SERIES false false false D WHEFA SERIES 2010 391337855 97710BZK1 2010-11-24 29248225 REFUND WHEFA 1996 AND 1997 SERIES false false false A 9365000 0 32825793 2 1399389 0 305856 332479 0 17085630 13702439 0 2009 true false true true B 3420000 0 80907664 7928119 6709813 0 874539 0 0 42506947 21725000 1571953 2013 true false false true C 0 0 67501101 0 0 0 474412 676689 0 0 66350000 0 true false true true D 2470000 0 29248225 5 0 0 470900 0 0 0 28777325 0 true false true true A false false false true false 0.00571 0.00000 0.00571 false true 0.00224 true B false true true false true false 0.00379 0.00000 0.00379 false true 0.00025 true C false false false true false 0.00432 0.00000 0.00432 false true 0.00050 true D 0 A false false true true false false 0 false 0 true true B false true true false false false 0 false 0 true true C false true true false true true Goldman Sachs 25.2 false false false 0 false true D false true true false false false 0 false 0 false true A true B true C true D true SCHEDULE K, PARTS I & II 0 The College's 2004 bonds consisted of three tax-exempt series (Series A, B1, and B2), which were all included on two Form 8038's upon issuance. One Form 8038 reported the new amounts borrowed and the other reported a refunding of the College's 1993 bonds. The 2004 Series B1 and B2 bonds were subsequently refunded by two 2008 bond series and only the 2004 Series A bonds remain outstanding as of June 30, 2013. The issue price included on Schedule K, Part 1, line 1 for Series 2004A represents only the portion of the 2004 bonds total issue price of $121,279,203 reported on the two Form 8038's that relates to the 2004 Series A bonds. In addition, the final CUSIP number on the two Form 8038's related to a 2004 Series B2 bond which is no longer outstanding. The final CUSIP number included on Schedule K, Part 1, line 1 for Series 2004A represents one of the two latest bonds which mature on December 1, 2024. The other final CUSIP number which also matures on December 1, 2024 is 97710VWQ7. SCHEDULE K, PART II, LINE 3 0 Differences between the issue price and the proceeds of the bond issue for Series 2004A, Series 2008A and Series 2008B relate to investment income earned on construction and reserve funds. Schedule K, Part III, LINES 3B & 3D The College utilizes internal counsel to review its management contracts, service contracts and research agreements relating to financed assets. SCHEDULE K, PART IV, COLUMN A, LINE 2C A REBATE COMPUTATION WAS PERFORMED ON 04/23/2009. SEE PART V SEE PART V 8982509 INFO SYSTEMS SVCS/COMP EQUIP false Wisconsin Energy Corporation SEE PART V 6558948 energy utilities false Northwestern Mutual Life Ins Compa SEE PART V 574853 employee benefit services false Johnson Controls Inc SEE PART V 472406 building services equipment false BMO HARRIS BANK NA SEE PART V 276266 INVEST AND BANKING SERVICES false Robert W Baird Co Incorporated SEE PART V 233997 investment mgmt svcs false PARAGON DEVELOPMENT SYSTEMS INC SEE PART V 327373 COMPUTER EQUIP AND SVCS false BETH A ERICKSON MD WIFE OF TRUSTEE 535928 PROFESSOR, RADIATION ONCOLOGY false PART IV, LINE 1 NAME OF INTERESTED PERSON: DEDICATED COMPUTING SERVICES LLC D/B/A TUSHAUS COMPUTER SERVICES LLC RELATIONSHIP: John Byrnes, Trustee, is Chairman of the Board of Dedicated Computing LLC which owns Tushaus Computer Services LLC. PART IV, LINE 2 NAME OF INTERESTED PERSON: WISCONSIN ENERGY CORPORATION RELATIONSHIP: Gale E. Klappa, Trustee, is Chairman, President and CEO of Wisconsin Energy Corporation. Mary Ellen Stanek, Trustee/Vice Chairman, and Curt S. Culver, Trustee, are on the Board of Wisconsin Energy Corp. PART IV, LINE 3 NAME OF INTERESTED PERSON: NORTHWESTERN MUTUAL LIFE INS. COMPANY RELATIONSHIP: Edward J. Zore, Trustee/Immediate Past Chair, and Mary Ellen Stanek, Trustee/Vice Chairman, are on the board of Northwestern Mutual Life. PART IV, LINE 4 NAME OF INTERESTED PERSON: Johnson Controls, Inc. RELATIONSHIP: Stephen Roell, Trustee/Secretary, was Chairman, President and CEO of Johnson Controls during fiscal year 2013. PART IV, LINE 5 NAME OF INTERESTED PERSON: BMO HARRIS BANK N.A. RELATIONSHIP: John Shiely, Trustee, is on the Board of BMO Financial Corporation which is the U.S. holding company of BMO Harris Bank N.A. PART IV, LINE 6 NAME OF INTERESTED PERSON: ROBERT W. BAIRD & CO., INCORPORATED RELATIONSHIP: Mary Ellen Stanek, Trustee/Vice Chairman, is Managing Director and Director of Asset Management of Robert W. Baird & Co., Incorporated, AND PRESIDENT OF THE BAIRD FUNDS. PART IV, LINE 7 NAME OF INTERESTED PERSON: PARAGON DEVELOPMENT SYSTEMS INC. RELATIONSHIP: John Byrnes, Trustee, is on the Board of Paragon Development Systems Inc. X 29371 Sale of comparables X 35 338411 Cost/ Selling price X RSRCH EQUIP 2 0 Sale of comparables false true false Schedule M, Part I, Column (B) The Amounts listed in Column (B) represent total number of contributions received, not individual items. FORM 990, PART I & III, LINE 1 - CONTINUED TO DISCOVER AND TRANSLATE NEW KNOWLEDGE IN THE BIOMEDICAL SCIENCES; TO PROVIDE CUTTING-EDGE, INTERDISCIPLINARY AND COMPASSIONATE CLINICAL CARE OF THE HIGHEST QUALITY; AND TO IMPROVE THE HEALTH OF THE COMMUNITIES IT SERVES. FORM 990, PART III, LINE 4A - CONTINUED The College works with national and international medical specialty societies and community hospitals to accredit approximately 230 continuing medical education activities annually for physicians and other health professionals. The College is developing innovative, community-based medical education programs in Northeast and Central Wisconsin to increase the physician workforce in these regions and communities throughout Wisconsin. The program will feature an immersive education model, in which medical students receive their medical education and training directly in these Wisconsin regions. Target dates for first class of students: 2015 in Green Bay and 2016 in Central Wisconsin. FOR 990, PART III, LINE 4B - CONTINUED The College's research enterprise is focused on strategic, prioritized areas of research involving interdisciplinary collaboration among scientists and physicians with the goal of rapidly translating discoveries into advances for patient care. In FY2013, College faculty conducted more than 2,100 research studies, including clinical trials, and reported 40 new discoveries and inventions to the College's Office of Technology Development. The portfolio consists of approximately 200 technologies covered by more than 250 pending and issued U.S. and foreign patents. FORM 990, PART III, LINE 4C - CONTINUED Medical College of Wisconsin providers, physician assistants, nurse practitioners and other health care practitioners care for more than 430,000 patients, representing more than 1.6 million patient visits. The College has a policy of providing health care services without charge, or at amounts less than established rates, to patients who are unable to pay and who meet certain eligibility criteria established in the College's community care policy. In FY2013, the estimated direct and indirect costs incurred by the College to provide services under the College's community care policy were $5.9 million. Medical College of Wisconsin physicians and practitioners see patients at three major affiliates - Froedtert Hospital, Children's Hospital of Wisconsin, and the Zablocki VA Medical Center - and many other hospitals and clinics in eastern Wisconsin. FORM 990, PART III, LINE 4D Public and Community Health - The Medical College of Wisconsin invests significantly in expanding its community engagement mission to improve the health of communites of Wisconsin and beyond. More than 350 diverse community groups partner with more than 150 College faculty in more than 20 departments and centers to advance public and community health in the metro Milwaukee area and throughout Wisconsin. Building partnerships between the College and communities is a strategic priority as the College strives to have the greatest impact on Wisconsin's critical health needs. FORM 990, PART VI, LINE 1A THE COLLEGE'S BOARD OF TRUSTEES CONTAINS AN EXECUTIVE COMMITTEE WHICH IS ELECTED BY THE BOARD AND CONSISTS OF NOT LESS THAN THE NINE TRUSTEES WHO ARE THE CHAIRS OF THE OTHER BOARD COMMITTEES (ONE OF WHOM IS THE CHAIRMAN) AND THE PRESIDENT. THE EXECUTIVE COMMITTEE HAS AND MAY EXERCISE, WHEN THE BOARD OF TRUSTEES IS NOT IN SESSION, ALL THE POWERS OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS AND AFFAIRS OF THE COLLEGE. FORM 990, PART VI, LINE 2 Mary Ellen Stanek and Edward Zore, trustees, are on the board of The Northwestern Mutual Life Insurance Company. Mary Ellen Stanek, Curt Culver and Gale Klappa, trustees, are on the board of Wisconsin Energy Corporation. Gale Klappa is Chairman, President and CEO of Wisconsin Energy Corporation. Mary Ellen Stanek and Owen Sullivan, trustees, are on the board of Journal Communications, Inc. Elizabeth Brenner, trustee, is Executive Vice President of Journal Communications, Inc. Mary Ellen Stanek and Curt Culver, trustees, are on the board of West Bend Mutual Insurance Company. Cory Nettles, trustee, is on the board of Baird Funds, Inc., a division of Robert W. Baird & Co., Inc. Mary Ellen Stanek, trustee, is Managing Director and Director of Asset Management of Robert W. Baird & Co., Inc. and President of Baird Funds, Inc. John Byrnes and Ted Kellner, trustees, are on the board of Mason Wells, Inc. John Byrnes is Executive Chairman of the Board and President of Mason Wells, Inc. Edward Zore, trustee, is on the board of ManpowerGroup. Owen Sullivan, trustee, was Executive Vice President of ManpowerGroup until April 2013. Philip Flynn and Jay Williams, trustees, are on the board of Associated Banc-Corp. Philip Flynn is President and CEO of Associated Banc-Corp. FORM 990, PART VI, LINE 7A TWO OF THE TRUSTEES OF THE COLLEGE ARE APPOINTED BY THE GOVERNOR OF THE STATE OF WISCONSIN, AFTER THE ADVICE AND CONSENT OF THE STATE SENATE. THE BALANCE OF THE TRUSTEES ARE ELECTED BY MAJORITY VOTE OF ALL TRUSTEES. FORM 990, PART VI, LINE 11B THE FORM 990 WAS PREPARED WITH THE ASSISTANCE OF PRICEWATERHOUSECOOPERS, THE COLLEGE'S EXTERNAL TAX PREPARERS, AND A FINAL DRAFT WAS REVIEWED BY THE CONTROLLER AND THE CHIEF FINANCIAL OFFICER. AN OVERVIEW OF THE FINAL DRAFT OF FORM 990 WAS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES BY PRICEWATERHOUSECOOPERS AND SENIOR MANAGEMENT. A FINAL COPY OF FORM 990 WAS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, LINE 12C THE COLLEGE HAS A CONFLICT OF INTEREST POLICY WHICH REQUIRES EMPLOYEES AND BOARD MEMBERS TO REPORT ANNUALLY ON CONFLICTS OF INTEREST FOR THEMSELVES AND FAMILY MEMBERS. EMPLOYEE DISCLOSURE FORMS ARE REVIEWED BY THE CORPORATE COMPLIANCE OFFICE. IF THERE IS A POTENTIAL CONFLICT, THE EMPLOYEE MUST SUBMIT A WRITTEN REQUEST FOR APPROVAL TO THE CORPORATE COMPLIANCE OFFICE BEFORE UNDERTAKING THE ACTIVITY. THE CORPORATE COMPLIANCE OFFICE DETERMINES IF THE ACTIVITY COMPLIES WITH COLLEGE POLICIES AND/OR WHETHER A POTENTIAL CONFLICT OF INTEREST EXISTS. DURING REVIEW OF THE PROPOSED ACTIVITY, THE CORPORATE COMPLIANCE OFFICE MAY SEEK GUIDANCE FROM EXECUTIVE LEADERSHIP OR THE GENERAL COUNSEL'S OFFICE AS DEEMED NECESSARY. WRITTEN APPROVAL OR DISAPPROVAL IS THEN PROVIDED. THE COLLEGE'S GENERAL COUNSEL AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEW THE DISCLOSURE FORMS IF THEY RELATE TO A BOARD MEMBER. DISCLOSED CONFLICTS BECOME A MATTER OF BOARD RECORD THROUGH THE DISCLOSURE FORM. ANY CONFLICTS MUST ALSO BE DISCLOSED WHEN THE INTEREST BECOMES A MATTER OF BOARD OR BOARD COMMITTEE ACTION. IF A CONFLICT OF INTEREST ARISES FOR A MEMBER OF THE BOARD OF TRUSTEES WHILE THE BOARD OR ITS COMMITTEES ARE CONSIDERING, AUTHORIZING, OR RATIFYING A CONTRACT OR OTHER MATTER, THE BOARD MEMBER MUST EXCLUDE HIMSELF/HERSELF FROM THE DELIBERATIONS AND VOTE AND THE MINUTES OF THE MEETING MUST REFLECT THAT A DISCLOSURE WAS MADE, THE ABSTENTION FROM VOTING, THE QUORUM SITUATION AND THE DETERMINATION THAT THE PROPOSED CONTRACT OR TRANSACTION IS FAIR AND REASONABLE TO THE COLLEGE. FORM 990, PART VI, LINES 15A & 15B THE COMPENSATION COMMITTEE ADOPTED A CHARTER, APPROVED BY THE BOARD OF TRUSTEES, TO MONITOR AND COMPLY WITH THE COMPENSATION FOR, AND TRANSACTIONS WITH, CERTAIN OFFICERS. THIS CHARTER IS ACTIVELY MONITORED BY THE GENERAL COUNSEL, THE CORPORATE COMPLIANCE OFFICE AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IS MADE UP OF AT LEAST THREE MEMBERS OF THE BOARD WHO MEET THE FOLLOWING QUALIFICATIONS: 1) NOT AN EMPLOYEE OF THE COLLEGE; 2) DOES NOT RECEIVE, DIRECTLY OR INDIRECTLY, FEES FROM THE COLLEGE FOR ACCOUNTING, CONSULTING, LEGAL SERVICES, INVESTMENT BANKING OR FINANCIAL ADVISORY SERVICES; AND 3) HAS NO IDENTIFIED CONFLICTS OF INTEREST WITH RESPECT TO ANY PROPOSED COMPENSATION TRANSACTION OR ARRANGEMENT. THE COMPENSATION COMMITTEE'S OVERSIGHT ROLE INCLUDES, BUT IS NOT LIMITED TO, ESTABLISHING AND REVIEWING THE COLLEGE EXECUTIVE COMPENSATION PHILOSOPHY AND STRATEGY, EVALUATING THE PERFORMANCE OF THE PRESIDENT, ACCEPTING THE PRESIDENT'S PERFORMANCE EVALUATIONS OF CERTAIN OFFICERS, DETERMINING COMPENSATION LEVELS BASED ON THESE PERFORMANCE REVIEWS, AND ENGAGING OUTSIDE ADVISORS TO PROVIDE OBJECTIVE AND IMPARTIAL COMPENSATION DATA AND TO EXPRESS AN OPINION ON TOTAL COMPENSATION REASONABLENESS. APPROVAL OF COMPENSATION DECISIONS FOR CERTAIN OFFICERS IS DOCUMENTED IN THE MINUTES OF THE COMPENSATION COMMITTEE AND REPORTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION DECISIONS FOR ALL OTHER OFFICERS AND KEY EMPLOYEES ARE DETERMINED BY THE PRESIDENT, DEAN, OR SENIOR VICE PRESIDENT BASED ON PERFORMANCE ASSESSMENT AND BUDGETARY GUIDELINES, UTILIZING EXTERNAL COMPENSATION DATA FROM VARIOUS SOURCES INCLUDING THE ANNUAL ASSOCIATION OF AMERICAN MEDICAL COLLEGES SURVEY TO EVALUATE COMPARABILITY TO MARKET COMPENSATION TRENDS. FORM 990, PART VI, LINE 19 THE COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY OR FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART VII, SECTION A Julia Uihlein and Allen Cowley, Jr., PhD, CHAIR OF PHYSIOLOGY, are compensated for their work at the Medical College of Wisconsin, Inc. as Professors, not for their roles as trustees. Michael Dunn, MD is compensated for his current role as a faculty member of the College, not for his former role as Dean and Executive Vice President. Ann Nattinger, MD and Robert Kliegman, MD are compensated as Professors/Physicians, not for their former roles as key employees. Kevin Kelly, MD, Robert Kliegman, MD, and James Tweddell, MD, are compensated for both their leadership role at the College and their physician role at Children's Specialty Group, Inc. (CSG), a related organization. Work hours related to their role at the College are reflected above the dotted line and work hours related to CSG are reflected below the dotted line. Mark Ruttum, MD, and John Thometz, MD, are compensated for their physician roles at CSG and their work hours are reflected below the dotted line. The College uses a standard 40 hour work week as a representation of a full-time employee. FORM 990, PART XI, LINE 9 UNREALIZED GAIN ON INTEREST RATE SWAP $ 7,602,941 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS $ 169,039 INTERCOMPANY TRANSFER $(1,500,000) ------------ TOTAL $ 6,271,980 Children's Specialty Group Inc 999 North 92nd St STE C740 Milwaukee WI 53226 391990012 Pediatrics WI 501(c)(3) 11a-I NA false MCW Affiliated Hospitals Inc 8701 Watertown Plank Rd Milwaukee WI 53226 391341366 GRAD MED ED WI 501(C)(3) 11a-I NA false Blue & Green I Condo Association Inc 8701 Watertown Plank Rd Milwaukee WI 53226 262355106 Building Mgmt WI MCW C Corp 0 0 0.69000 true MCW Prof Liability Insurance Program 8701 Watertown Plank Rd Milwaukee WI 53226 396484662 INSURANCE WI MCW Trust 195000 20206000 1.00000 true CHARITABLE REMAINDER TRUSTS (4) SUPPORT WI N/A TRUST true false false false true false false false false false false true false false false false true true true MCW Prof Liability Insurance Program Q 1117238 CASH BASIS MCW Prof Liability Insurance Program R 1500000 CASH BASIS Charitable Remainder Trust (1) S 98177 CASH BASIS