2014-05-13T14:08:34-05:00 2013-06-30 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2012-07-01 223056183 THE CHILDRENS FOUNDATION OF ASTOR CHIL 8458711123 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 EDWARD LYONS 8458711123 2014-05-13 1 ROBERT R LYONS CPA P00227472 2125038800 2012 2015-11-30 17:44:51Z EDWARD LYONS 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 432986 0 0928 X N/A X 1990 NY TO RAISE AND PROVIDE FUNDS FOR ASTOR SERVICES FOR CHILDREN & FAMILIES AND THE ASTOR LEARNING CENTER. 11 8 0 0 0 0 193220 206100 0 0 151616 112516 88489 64588 433325 383204 300000 0 0 0 0 0 0 0 71966 446058 380263 746058 380263 -312733 2941 5825235 6330479 599450 647171 5225785 5683308 TO RAISE AND PROVIDE FUNDS FOR ASTOR SERVICES FOR CHILDREN & FAMILIES AND THE ASTOR LEARNING CENTER. 0 0 69903 PROVIDING GRANTS TO CERTAIN PROGRAMS THROUGH FUND RAISING & INVESTING ACTIVITIES; PROVIDING AFFORDABLE RENTAL PROPERTIES TO PROGRAMS OF THE ASTOR HOME. 69903 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 11 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X EDWARD LYONS 8458711127 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 JAMES MCGUIRK PHD 1.00 X X 0 176914 29498 EDWARD J LYONS 1.00 X X 0 126338 13922 CHARLES R DANIELS III 1.00 X X 0 0 0 MICHAEL C BETROS 1.00 X X 0 0 0 ANN K ARMATER 1.00 X X 0 0 0 DAVID A CRENSHAW 1.00 X X 0 0 0 SCOTT D BERGIN 1.00 X X 0 0 0 JOHN E HOEY MD 1.00 X X 0 0 0 LORA J GESCHEIDLE 1.00 X X 0 0 0 SUSAN J RAGUSA 1.00 X X 0 0 0 JAMES M RAIMO 1.00 X X 0 0 0 0 303252 43420 0 0 1 0 0 23177 182923 206100 112516 112516 64588 0 64588 64588 64588 49782 23177 49782 0 383204 0 0 177104 13500 13500 28607 28607 2079 2079 5283 5283 64620 64620 ADMINISTRATIVE EXPENSE 193908 193908 STENBERG CUP EXPENSE 25674 25674 CABARET 11427 11427 NOTRE DAME 10725 10725 24440 300 24140 380263 69903 238394 71966 165837 171049 1641 1641 6328 11505 0 177 0 2577926 843618 1798928 1734308 3347147 3917153 500000 500000 5825235 6330479 138089 100578 461361 546593 599450 647171 X 4725454 5174867 331 8441 500000 500000 5225785 5683308 5825235 6330479 2941 454582 0 X X 0 1 X 1 0 X 141617 121499 165404 193220 206100 827840 141617 121499 165404 193220 206100 827840 827840 92640 59850 67699 85916 112516 418621 1246461 276835 0.66420 0.64820 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 625657 89957 715614 647077 -21420 625657 671918 225159 250000 647077 517627 100291 671918 741686 -170059 571627 0.30000 0.70000 0 0 387365 387365 2057788 805183 1252605 132773 38435 94338 1734308 PERMANENTLY RESTRICTED ENDOWMENTS 500000 500000 DUE TO RELATED PARTY 546593 546593 X 837786 454582 454582 383204 0 383204 380263 0 380263 0 380263 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: IN 1997, ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION, INC. (THE "FOUNDATION") RECEIVED A GRANT OF $500,000 FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND FOR ASTOR. ASTOR RECORDED ITS INTEREST IN THE NET ASSETS OF THE FOUNDATION AS PERMANENTLY RESTRICTED NET ASSETS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION HAS NO UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2013 AND 2012 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. THE FOUNDATION IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2010. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE NET UNREALIZED LOSSES ON INVESTMENTS PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE STENBERG CUP 31298 9966 21332 21405 SPECIAL FUNDRAISING 21740 6953 14787 14934 19920 6258 13662 13442 72958 23177 49781 49781 49781 0 0 0 0 0 0 0 0 0 0 JAMES MCGUIRK PHD 0 171124 0 0 0 5790 0 11400 0 18098 0 206412 0 0 SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART I, LINE 3: THE ORGANIZATION RELIED ON ASTOR SERVICES FOR CHILDREN & FAMILIES, A RELATED ORGANIZATION, THAT USED THE FOLLOWING METHODS TO ESTABLISH THE TOP MANAGEMENT OFFICIAL'S COMPENSATION: 1) COMPENSATION COMMITTEE; 2) FORM 990 OF OTHER ORGANIZATIONS; AND 3) APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. CHARLES R DANIELS INSUR. COMMISSION 255354 BROKER FEES 0 FORM 990, PART VI, SECTION B, LINE 11 A REVIEW WAS MADE OF THE FORM 990 BY THE AUDIT COMMITTEE AND THEN SENT TO THE BOARD FOR COMMENT AND APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS AND OFFICERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY AT THE OCTOBER BOARD MEETING. THE FORM REQUIRES DISCLOSURE OF ANY CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 EACH YEAR THE CFO PERFORMS A REVIEW OF EXECUTIVE COMPENSATION BY GOING TO GUIDESTAR AND PULLING 990 COMPENSATION INFORMATION FOR EXECUTIVE DIRECTORS OF COMPARABLE NON PROFITS IN THE REGION. THAT INFORMATION IS PROVIDED TO THE COMPENSATION COMMITTEE OF THE BOARD WHO REVIEWS THAT INFORMATION. THEY DO A PERFORMANCE EVALUATION OF THE EXECUTIVE DIRECTOR AND SET THE SALARY. THE SALARY IS REPORTED TO THE EXECUTIVE BOARD OPERATIONS COMMITTEE AND THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE CURRENTLY AVAILABLE UPON REQUEST. THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT FORM 990, PART XII, LINE 2C: HAS NOT BEEN CHANGED FROM THE PRIOR YEAR. BENEFICIAL INTEREST IN ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION: FORM 990, PART X, LINE 29: IN 1997, ASTOR SERVICES FOR CHILDREN & FAMILIES FOUNDATION, INC. (THE "FOUNDATION") RECEIVED A GRANT OF $500,000 FOR THE ESTABLISHMENT OF AN ENDOWMENT FUND FOR ASTOR. ASTOR RECORDED ITS INTEREST IN THE NET ASSETS OF THE FOUNDATION AS PERMANENTLY RESTRICTED NET ASSETS. ASTOR SERVICES FOR CHILDREN & FAMILIES 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 141397918 CHILD CARE AGENCY NY 501(C)(3) LINE 9 N/A 0 THE ASTOR LEARNING CENTER 6339 MILL STREET PO BOX 5005 RHINEBECK NY 12572 141620743 INSTRUCTION OF THE HANDICAPPED NY 501(C)(3) LINE 2 N/A 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 ASTOR SERVICES FOR CHILDREN & FAMILIES J 64588 COST ASTOR SERVICES FOR CHILDREN & FAMILIES P 193908 COST