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807661589 878937670 87067055 85522840 720594534 793414830 X IN SUPPORT OF THE FOUNDATION'S MISSION, STAFF ENDEAVORS TO POSITIVELY IMPACT SOCIETY BY SUPPORTING THE UNIVERSITY OF OREGON'S MISSION OF EDUCATION, RESEARCH AND ENTREPRENEURSHIP THROUGH EXEMPLARY STEWARDSHIP OF RELATIONSHIPS AND RESOURCES. 0 0 16051174 16051174 FUNDS ARE DISBURSED FROM RESTRICTED CONTRIBUTIONS TO THE UNIVERSITY OF OREGON AT THE REQUEST OF AUTHORIZED UNIVERSITY OFFICIALS FOR THE DONOR DESIGNATED PUPOSE OF THE CONTRIBUTION: STUDENT AID; ACADEMIC MERIT AND NEEDS SCHOLARSHIPS; STUDENT ATHLETIC SCHOLARSHIPS; STUDENT LOANS AND WAGES. 29118433 29118433 FUNDS ARE DISBURSED FROM RESTRICTED CONTRIBUTIONS TO THE UNIVERSITY OF OREGON AT THE REQUEST OF AUTHORIZED UNIVERSITY OFFICIALS FOR THE DONOR DESIGNATED PURPOSE OF THE CONTRIBUTION: OTHER UNIVERSITY SUPPORT; SUPPLIES AND OPERATING EXPENSES AND PERSONNEL EXPENSES. 75589475 75589475 FUNDS ARE DISBURSED FROM RESTRICTED CONTRIBUTIONS TO THE UNIVERSITY OF OREGON AT THE 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DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION RECOGNIZES THE TAX BENEFIT FROM UNCERTAIN TAX POSITIONS ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITIONS WILL BE SUSTAINED ON EXAMINATION BY THE TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFIT IS MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE FOUNDATION HAD NO UNRECOGNIZED TAX BENEFITS WHICH WOULD REQUIRE AN ADJUSTMENT TO THE JULY 1, 2012 BEGINNING BALANCE OF NET ASSETS AND HAD NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2013. THE FOUNDATION FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND APPLICABLE STATE AGENCIES. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2009 FOR ITS FEDERAL AND STATE FILINGS. PART XI LINE 8 AND PART XII LINE 2D: REPRESENTS NET INVESTMENT GAINS/LOSSES REALIZED AND REPORTED IN FORM 990 IN FISCAL YEAR 2013 BUT REPORTED IN PRIOR YEARS' AUDITED FINANCIAL STATEMENTS, LESS NET UNREALIZED INVESTMENT GAINS/LOSSES RECOGNIZED IN FISCAL YEAR 2013 AUDITED FINANCIAL STATEMENTS BUT NOT REPORTED IN FORM 990. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS N/A 218043000 0 0 0 0 0 0 218043000 0 218043000 1 0 0 1 1 0 1 UNIVERSITY OF OREGON 1278 UNIVERSITY OF OREGON EUGENE OR 974031278 481278531 GOVERNMENTAL 16051174 STUDENT AID, ACADEMIC MERIT AND NEEDS SCHOLARSHIPS, STUDENT ATHLETIC SCHOLARSHIPS, STUDENT LOANS AND WAGES. UNIVERSITY OF OREGON 1278 UNIVERSITY OF OREGON EUGENE OR 974031278 481278531 GOVERNMENTAL 29118433 UNIVERSITY SUPPORT, SUPPLIES AND OPERATING EXPENSES AND PERSONNEL EXPENSES. UNIVERSITY OF OREGON 1278 UNIVERSITY OF OREGON EUGENE OR 974031278 481278531 GOVERNMENTAL 75589475 ACADEMIC FACILITIES AND EQUIPMENT AND NONACADEMIC FACILITIES AND EQUIPMENT. UNIVERSITY OF OREGON 1278 UNIVERSITY OF OREGON EUGENE OR 974031278 481278531 GOVERNMENTAL 14120308 INSTRUCTIONAL AND RESEARCH PROGRAMS AND OTHER FACULTY SUPPORT. 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL FUNDS RECEIVED BY THE FOUNDATION FROM A DONOR ARE ADMINISTERED IN ACCORDANCE WITH THE WRITTEN INTENT OF THE DONOR. ORIGINAL GIFT DOCUMENTS ARE RETAINED IN ACCORDANCE WITH THE FOUNDATION'S RECORDS MANAGEMENT POLICY. IN ORDER TO ENSURE COMPLIANCE WITH DONOR INTENT, THE FOUNDATION PLACES ALL ASSETS INTO IDENTIFIABLE FUNDS. IT IS THE ROLE OF THE FOUNDATION TO ONLY APPROVE THOSE EXPENDITURES THAT ARE IN ALIGNMENT WITH DONOR INTENT. EACH EXPENDITURE REQUEST MUST BE SIGNED BY AN AUTHORIZED SIGNER ON THE SOURCE OF FUNDS EQUITY. THIS SIGNATURE AUTHORIZES THE FOUNDATION TO RELEASE THE FUNDS AND ATTESTS THAT THE EXPENDITURE IS CONSISTENT WITH ALL RESTRICTIONS ON THE USE OF THE EQUITY AND HAS NOT BEEN PAID FROM ANY OTHER SOURCE. THE FOUNDATION SHALL DENY A REQUEST IF IT IS DETERMINED UPON REVIEW THAT THE EXPENDITURE DOES NOT MATCH THE DONOR INTENT. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ERIKA FUNK 150828 0 0 0 0 0 27892 0 6493 0 185213 0 0 0 JAY D NAMYET 311941 0 0 0 0 0 45800 0 22017 0 379758 0 0 0 R PAUL WEINHOLD 320532 0 0 0 4284 0 45800 0 18701 0 389317 0 0 0 MARK BOLME 113248 0 0 0 0 0 21966 0 20285 0 155499 0 0 0 PART I, LINE 1A THE PRESIDENT/CEO WAS REIMBURSED FOR SPOUSAL TRAVEL, THAT DID NOT MEET THE IRS REQUIREMENT FOR BUSINESS PURPOSE AND FOR RECEIPT OF A GIFT. BOTH BENEFITS WERE TREATED AS TAXABLE COMPENSTATION. THE REIMBURSEMENT AND TREATEMENT AS COMPENSATION WAS APPROVED BY THE BOARD FOR $4,284. X 147 84687074 AVERGE HIGH/LOW QUOTE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE FOUNDATION RECEIVES GIFTS OF NONCASH CONTRIBUTIONS MOST COMMONLY IN THE FORM OF MARKETABLE SECURITIES AND REAL PROPERTY. IT IS THE FOUNDATION'S POLICY TO CONVERT GIFTS INTO CASH AS SOON AS PRACTICALLY AND PRUDENTLY POSSIBLE TO MEET THE NEEDS AND DIRECTIVES OF DONORS. THIRD PARTIES MAY FACILITATE THE ACCEPTANCE PROCESS AND SALE OF NONCASH GIFTS BY (1) PROVIDING EXPERT INFORMATION AND SERVICES ON MARKET VALUE AND MARKETABILITY, (2) PROVIDING TITLE SEARCH, APPRAISALS, ENVIRONMENTAL AUDITS, AND OTHER PROFESSIONAL REPORTS, AND (3) COMPLETION OF RELATED LEGAL DOCUMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE MEETS TO REVIEW AND APPROVE THE 990 PRIOR TO FILING. A REPORT IS MADE AT THE FOLLOWING FULL BOARD MEETING. A COPY OF THE FORM 990 IS MADE AVAILABLE ELECTRONICALLY TO ALL TRUSTEES PRIOR TO FILING. THE FOUNDATION ANNUALLY PROVIDES TRAINING TO THE TRUSTEES TO UNDERSTAND THE CONTENT OF THE FORM 990 BOTH IN GENERAL AND AS TO SPECIFIC INFORMATION FOR THE CURRENT FILING YEAR. FORM 990, PART VI, SECTION B, LINE 12C THE REVIEW OF COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS DOCUMENTED IN THE MANAGEMENT OF DISCLOSURE OF POTENTIAL CONFLICT OF INTEREST STATEMENT POLICY. BOTH TRUSTEES AND EMPLOYEES COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY AND UPON OCCURRENCE OF A MATERIAL CHANGE IN THE INFORMATION DISCLOSED. ALL FORMS ARE LOGGED AND REVIEWED TO IDENTIFY THOSE WHO HAVE INDICATED A POTENTIAL CONFLICT. A DESIGNATED EXECUTIVE MANAGEMENT GROUP REVIEWS THOSE WITH POTENTIAL CONFLICTS TO DETERMINE IF THERE TRULY IS A CONFLICT OF INTEREST. FOR TRUSTEES, A CONFLICT OF INTEREST LOG IS MAINTAINED AND AVAILABLE FOR REFERENCE AT ALL BOARD MEETINGS. PRIOR TO VOTE, THE BOARD CHAIR WILL IDENTIFY ANY INDIVIDUALS WHO MUST ABSTAIN FROM VOTING DUE TO A CONFLICT OF INTEREST. FOR EMPLOYEES, ANY TRUE CONFLICTS ARE DISCUSSED WITH THE EMPLOYEE AND HUMAN RESOURCES AND THE EMPLOYEE WILL BE RESTRICTED FROM PARTICIPATION IN A TRANSACTION DIRECTLY RELATED TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF TRUSTEE'S EXECUTIVE COMPENSATION COMITTEE DEVELOPS AND RECOMMENDS FOR BOARD APPROVAL A COMPENSATION PHILOSOPHY AND THE PRESIDENT/CEO TOTAL COMPENSATION PACKAGE IN ACCORDANCE WITH THE REBUTTABLE PRESUMPTION OF REASONABLENESS, AND REVIEWS AND APPROVES MEASURABLE GOALS AND OBJECTIVES FOR THE PRESIDENT/CEO. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION WEBSITE, WWW.UOFOUNDATION.ORG, PROVIDES THE PUBLIC WITH ACCESS TO VIEW AND PRINT THE MOST RECENT FIVE ANNUAL REPORTS, THE MOST RECENT 990, CONFIDENTIALITY, WHISTLEBLOWER, CONFLICT OF INTEREST AND OTHER GOVERNANCE POLICIES. ADDITIONALLY, ALL TRUSTEES HAVE ACCESS TO, VIA THE WEBSITE, THE ARTICLES OF INCORPORATION, BYLAWS, COMMITTEE CHARTERS, ALL COMMITTEE AND FULL BOARD MEETING MINUTES, AND MEMO OF UNDERSTANDING WITH THE UNIVERSITY. THE FOUNDATION ALSO PROVIDES HARDCOPIES OF THE ANNUAL REPORTS UPON REQUEST. NATIONAL CHAMPIONSHIP PROPERTIES LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 201644870 TO FACILITATE THE CONSTRUCTION OF A NEW BASKETBALL ARENA OR 9 2240 UNIVERSITY OF OREGON FOUNDATION OREGON FUTURE EXPANSION II LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 936015767 TO ACQUIRE CERTAIN REAL PROPERTY INTENDED FOR THE USE BY THE UO OR 96164 800316 UNIVERSITY OF OREGON FOUNDATION OREGON FUTURE EXPANSION III LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 936015767 TO ACQUIRE CERTAIN REAL PROPERTY INTENDED FOR THE USE BY THE UO OR 377931 4369399 UNIVERSITY OF OREGON FOUNDATION PHIT LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 264501534 TO EXPEDITE RENOCATION AND CONSTRCUTION OF FACILITIES FOR THE UO OR 77102283 30213609 UNIVERSITY OF OREGON FOUNDATION OREGON FUTURE EXPANSION PK LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 936015767 TO FACILITATE FUNDING FOR THE EXPANSION OF THE BASEBALL FACILITIES OR 3585 9290518 UNIVERSITY OF OREGON FOUNDATION OREGON FUTURE EXPANSION FRANKLIN LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 936015767 TO ACQUIRE CERTAIN REAL PROPERTY INTENDED FOR THE USE BY THE UO OR 248164 2074850 UNIVERSITY OF OREGON FOUNDATION PHIT TOO LLC C/O UNIVERSITY OF OREGON FOUNDATION EUGENE OR 97403 461748891 TO ACQUIRE CERTAIN REAL PROPERTY INTENDED FOR THE USE BY THE UO OR 8025084 3725152 UNIVERSITY OF OREGON FOUNDATION 6 CHARITABLE REMAINDER ANNUITY TRUST 1720 E 13TH AVE SUITE 410 EUGENE OR 974032253 ANNUNITY TRUST OR T 0 39 CHARITABLE REMAINDER TRUST 1720 E 13TH AVE SUITE 410 EUGENE OR 974032253 REMAINDER TRUST OR T 0 1 POOLED INCOME FUND 1720 E 13TH AVE SUITE 410 EUGENE OR 974032253 INCOME FUND OR T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0