2014-05-13T12:40:35-05:00 2013-06-30 410746749 CLIFTONLARSONALLEN LLP 600 WASHINGTON AVENUE SUITE 1800 ST LOUIS MO 63101 990 2012-07-01 430666738 BETHESDA HEALTH GROUP INC BETH 3148001900 1630 DES PERES RD NO 290 ST LOUIS MO 63131 ROGER BYRNE 3148001900 2014-05-12 1 JEFF PARKER P00970069 3149254300 2012 2015-11-30 17:44:51Z JOSEPH BRINKER 1630 DES PERES RD NO 290 ST LOUIS MO 63131 147598 0 X WWW.BETHESDAHEALTH.ORG X 1889 MO BETHESDA HEALTH GROUP, INC. AND ITS SUBSIDIARIES' MISSION IS TO BE THE PREMIER PROVIDER OF CARE AND SERVICES FOR SENIORS IN THE ST. LOUIS REGION WHILE MAINTAINING FINANCIAL STRENGTH AND PROVIDING FULFILLING CAREER OPPORTUNITIES.VALUES: BETHESDA HEALTH GROUP, INC. AND ITS SUBSIDIARIES ADHERE TO THE FOLLOWING VALUES IN PROVIDING CARE AND SERVICES TO ST. LOUIS SENIORS:DIGNITY: TO TREAT SENIORS AND THEIR FAMILY MEMBERS WITH DIGNITY AND RESPECT.DIVERSITY: TO RECOGNIZE THE UNIQUE QUALITIES OF OUR CONSTITUENTS AND APPRECIATE THEIR CULTURAL DIFFERENCES.GENEROSITY: TO MEET THE NEEDS OF SENIORS WITHOUT REGARD TO THEIR SOCIOECONOMIC STATUS.INTEGRITY: TO FURNISH CARE AND SERVICES WITH INTEGRITY, HONESTY AND HIGH ETHICAL STANDARDS.QUALITY: TO PROVIDE SUPERIOR CARE AND SERVICES IN A PLACE SENIORS CALL HOME. 14 12 1617 885 0 0 2225 0 0 0 2000 300 363364 147298 367589 147598 0 15506 0 0 4178981 4889357 0 0 0 7046291 7604867 11225272 12509730 -10857683 -12362132 361117504 414928237 454745705 517109846 -93628201 -102181609 X MISSION:BETHESDA HEALTH GROUP, INC. AND ITS SUBSIDIARIES' MISSION IS TO BE THE PREMIER PROVIDER OF CARE AND SERVICES FOR SENIORS IN THE MARKETS WE SERVE WHILE MAINTAINING FINANCIAL STRENGTH AND PROVIDING FULFILLING CAREER OPPORTUNITIES. 0 0 3703419 15506 BETHESDA HEALTH GROUP'S SUBSIDIARIES (BETHESDA LONG TERM CARE, INC., BETHESDA SENIOR LIVING, INC., BETHESDA HEALTH GROUP FOUNDATION, INC., BETHESDA SERVICES, INC.) CHARGE BELOW MARKET RATES FOR SERVICES PROVIDED, AND NO ONE HAS EVER BEEN ASKED TO LEAVE A BETHESDA HEALTH GROUP FACILITY DUE TO THE INABILITY TO PAY. IN ADDITION, THE BETHESDA HEALTH GROUP ORGANIZATION PROVIDED APPROXIMATELY $13,900,000 IN CHARITY CARE DURING THE YEAR ENDED JUNE 30, 2013. 3703419 1 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 95 0 1617 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X ROGER BYRNE 3148001900 1630 DES PERES RD STE 290 ST LOUIS MO 63131 JOHN W ROWE 8.00 32.00 X X 89311 0 5697 JOSEPH J BRINKER 8.00 32.00 X X 330342 0 4368 MARIAN F CLIFFORD 0.40 1.60 X X 0 0 0 JOSEPH E BIRK JR 0.40 1.60 X X 0 0 0 THOMAS J HARRIS 0.20 0.80 X 0 0 0 KENNETH J BOWER 0.20 0.80 X 0 0 0 DAVID M CULVER 0.20 0.80 X 0 0 0 PHILIP A HUTCHISON 0.20 0.80 X 0 0 0 GEORGE W CLEMENTS JR 0.20 0.80 X 0 0 0 KENNETH J KOLKMEIER 0.20 0.80 X 0 0 0 SUSAN G MOORE 0.20 0.80 X 0 0 0 FRED H PERABO 0.20 0.80 X 0 0 0 RICHARD C MUELLER JR 0.20 0.80 X 0 0 0 GARY L MAYES 0.20 0.80 X 0 0 0 R KENNETH BASS JR 0.10 40.00 X 230487 0 5736 ALPHONSE D POELKER 0.10 40.00 X 225946 0 7992 KATHERINE E JOSLIN 8.00 32.00 X 198395 0 7512 PATRICIA P KAPSAR 8.00 32.00 X 181942 0 3968 LARRY D HICKMAN 8.00 32.00 X 227556 0 7512 TIMOTHY L VOSSE 8.00 32.00 X 167220 0 3000 PAMELA F DEMPSKI 8.00 32.00 X 129407 0 4512 AMY J TRAU 8.00 32.00 X 182716 0 2736 1963322 0 53033 13 0 1 0 REHAB CARE GROUP INC CONTRACT THERAPY DIVISION - PO BO ST LOUIS MO 631503534 REHAB SERVICES 4237439 S B & A INTEGRATED MARKETING 207 WEST FRANKLIN STREET RICHMOND VA 23220 SENIOR LIVING SALES CONSULTING 543155 BARTELS MISSEY INC 3486 TELEGRAPH RD ARNOLD MO 63010 CONSTRUCTION 516461 CORPORATE HILL INVESTMENTS 1610 DES PERES RD STE 320 ST LOUIS MO 63131 CORPORATE OFFICE RENT 485846 OMEGA HR SERVICES 16805 PACLAND PLACE CHESTERFIELD MO 63005 HR SERVICES 384375 60 300 0 300 300 300 MANAGEMENT FEE 900099 122500 122500 INCOME FROM JOINT VENT 900099 24049 24049 MISCELLANEOUS 900099 749 749 147298 147598 0 0 147598 15506 15506 1974216 1974216 1949095 9911 1939184 561663 12793 548870 5153 32 5121 399230 58786 340444 208262 208262 68886 68886 33272 33272 448037 448037 301508 86792 214716 911454 86375 825079 88968 88968 541714 42244 499470 175745 1451 174294 3387538 3387538 772795 772795 234355 234355 MISCELLANEOUS 164136 164136 EDUCATION AND TRAINING 94466 140 94326 TAXES AND LICENSES 93685 93685 MAINTENANCE AND REPAIRS 41992 1536 40456 38054 315 37739 12509730 3703419 8806311 0 2543441 655593 711637 649342 100263 96443 616601 1214101 5548328 4040439 1581913 1507889 483310 279380 355080339 410525489 361117504 414928237 25996565 21989216 76430000 75900000 352319140 419220630 454745705 517109846 X -93628201 -102181609 -93628201 -102181609 361117504 414928237 X -12362132 3808724 X 0 1 X 1 0 X X X 0 0 0 BETHESDA LONG TERM CARE INC 431277070 9 1 1 1 0 BETHESDA SENIOR LIVING INC 431494889 9 1 1 1 0 BETHESDA SERVICES INC 431857630 9 1 1 1 0 3 0 0 0 0 0 0 0 0 1 33272 1 33272 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: FLOTRON & MCINTOSH 612 EAST CAPITOL PO BOX 2051 JEFFERSON CITY, MO 65102 THE GROUP LISTED ABOVE CONDUCTED LOBBYING ACTIVITIES ON BEHALF OF BETHESDA HEALTH GROUP, INC. BY CONTACTING LEGISLATORS AND DISCUSSING TOPICS RELATED TO SENIOR LIVING FACILITIES, CARE AND SERVICES WHICH COULD AFFECT BETHESDA'S SERVICES. 467967 240247 227720 3461444 2704118 757326 1618917 1096074 522843 1507889 INTERCOMPANY RECEIVABLES 410525489 410525489 INTERCOMPANY PAYABLES 419220630 419220630 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE CORPORATION, EXCEPT FOR THE WHOLLY OWNED AFFILIATE, BETHESDA ENTERPRISES, INC., QUALIFIES AS A TAX-EXEMPT CORPORATION DESCRIBED IN SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THE CORPORATION IS NOT SUBJECT TO FEDERAL INCOME TAXES UNDER SECTION 501 (C)(3) OF THE CODE. THE CORPORATION APPLIES THE INCOME TAX STANDARD FOR UNCERTAIN TAX POSITIONS. THIS STANDARD CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ORGANIZATION'S FINANCIAL STATEMENTS IN ACCORDANCE WITH THE INCOME TAX STANDARD. THIS STANDARD PRESCRIBES RECOGNITION AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. THE CORPORATION'S INCOME TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. THE CORPORATION IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE ITS TAX EXEMPT STATUS AND IS NOT AWARE OF ANY ACTIVITIES THAT ARE SUBJECT TO TAX ON UNRELATED BUSINESS INCOME OR EXCISE OR OTHER TAXES. THE TAX RETURNS FOR THE FISCAL YEARS 2010 TO 2012 ARE OPEN TO EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. BETHESDA ENTERPRISES, INC. IS ORGANIZED AS A TAXABLE FOR-PROFIT FOR FEDERAL AND STATE INCOME TAX PURPOSES. 1 NONE OVER 5000 NONE OVER $5,000 X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 JOSEPH J BRINKER 263915 0 39000 0 27427 0 0 0 4368 0 334710 0 0 0 R KENNETH BASS JR 160722 0 21250 0 48515 0 0 0 5736 0 236223 0 0 0 ALPHONSE D POELKER 160488 0 21750 0 43708 0 0 0 7992 0 233938 0 0 0 KATHERINE E JOSLIN 149802 0 19500 0 29093 0 0 0 7512 0 205907 0 0 0 PATRICIA P KAPSAR 121650 0 16000 0 44292 0 0 0 3968 0 185910 0 0 0 LARRY D HICKMAN 142838 0 21000 0 63718 0 0 0 7512 0 235068 0 0 0 TIMOTHY L VOSSE 142127 0 17000 0 8093 0 0 0 3000 0 170220 0 0 0 AMY J TRAU 132989 0 17875 0 31852 0 0 0 2736 0 185452 0 0 0 PART I, LINE 1A INCLUDED IN EACH EMPLOYEE'S COMPENSATION FOR CLUB DUES/ASSESSMENTS: R. KENNETH BASS, JR. - $9,660, JOSEPH BRINKER - $9,938, KATHERINE JOSLIN - $9,660, ALPHONSE POELKER - $8,400, LARRY HICKMAN - $9,938. A HEALTH AND EDUCATION FACILITIES AUTHORITY OF THE STATE OF MISSOURI 431178966 60635R6C6 2009-12-01 78270000 EXPANSION OF FACILITIES AND REFUND OUTSTANDING BONDS 1 0 0 B HEALTH AND EDUCATION FACILITIES AUTHORITY OF THE STATE OF MISSOURI 431178966 60637AED0 2013-06-27 75900000 EXPANSION OF FACILITIES AND REFUND OUTSTANDING BONDS 0 0 0 A 2845000 75429071 78270000 509668 405281 9685581 67669470 2011 1 0 1 1 B 75900000 75429071 399639 71290 1 0 0 0 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 1 0 0 1 1 PIPER JAFFRAY 20.000000000000 0 0 0 0 1 B 0 1 0 0 1 1 PIPER JAFFRAY 20.000000000000 0 0 0 0 1 A 1 B 1 SCHEDULE K, PAGE 1, PART II, LINE 14 REFUNDING ISSUE DETAILS THIS ISSUE REFUNDED THE SERIES 2001 A&B, 2004 AND 2006 BONDS. THOSE BONDS WERE ISSUED ON 8/9/2001, 8/16/2004, AND 2/15/2006, RESPECTIVELY. THEIR REMAINING WEIGHTED AVERAGE MATURITY WAS 22.07, 21.65, 24.65, AND 27.65, RESPECTIVELY. THE LAST DATE ALL OF THE REFUNDED BONDS WERE CALLED WAS 12/31/2009. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 WILL BE PROVIDED TO THE FINANCE AND EXECUTIVE COMMITTEES OF THE BOARD OF DIRECTORS FOR DETAIL REVIEW PRIOR TO FILING. IN ADDITION TO THESE DETAILED REVIEWS, A COPY OF THE FORM 990 WILL ALSO BE PROVIDED TO THE ENTIRE BOARD FOR THEIR REVIEW. UPON REQUEST, A PDF COPY OF THE RETURN WILL ALSO BE E-MAILED TO MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS, OFFICERS, BOARD COMMITTEE MEMBERS AND OPERATING OFFICERS ("INSIDERS") OF THE ORGANIZATION ARE REQUIRED TO COMPLETE A "CONFLICT OF INTEREST" FORM ANNUALLY. EACH INSIDER SHALL PROMPTLY AND FULLY DISCLOSE THE EXISTENCE OF ANY POTENTIAL CONFLICTS OF INTEREST. ALL "CONFLICT OF INTEREST" FORMS ARE REPORTED TO THE CEO, CHAIRMAN OF THE BOARD ("CHAIRMAN"), AND THE BOARD. IF IT IS DETERMINED THAT A CONFLICT OF INTEREST EXISTS FOR A CONSUMMATED TRANSACTION OR ARRANGEMENT, THE BOARD SHALL INVESTIGATE APPROPRIATE STEPS TO MITIGATE OR ELIMINATE THE CONFLICT OF INTEREST. IF IT IS DETERMINED A CONFLICT OF INTEREST EXISTS FOR A PROPOSED TRANSACTION OR ARRANGEMENT, WHICH HAS NOT YET BEEN CONSUMMATED, THE BOARD SHALL AUTHORIZE THE TRANSACTION OR ARRANGEMENT ONLY IF IT IS APPROVED IN ACCORDANCE WITH BETHESDA'S POLICY ON CONFLICTS OF INTEREST ("POLICY"). IF THE CHAIRMAN OR CEO HAS REASONABLE CAUSE TO BELIEVE THAT AN INSIDER HAS FAILED TO COMPLY WITH THE POLICY, THE CHAIRMAN OR CEO SHALL MEET WITH THE INSIDER TO DISCUSS THE ALLEGED FAILURE AND PROVIDE THE INSIDER THE OPPORTUNITY FOR EXPLANATION. IF, AFTER HEARING THE RESPONSE OF THE INSIDER AND MAKING FURTHER INVESTIGATION DEEMED NECESSARY, THE CHAIRMAN OR CEO BELIEVES THAT THE INSIDER VIOLATED THE POLICY, THE MATTER SHALL BE PRESENTED TO THE BOARD TO CONSIDER CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE OF THE BOARD REGULARLY ENGAGES AN INDEPENDENT COMPENSATION CONSULTANT TO REVIEW AND ANALYZE THE COMPENSATION AND BENEFITS OF OUR EXECUTIVES COMPARED TO THEIR PEERS IN THE BUSINESS COMMUNITY. THE RESULTS ARE REVIEWED AND APPROVED, WHEN APPROPRIATE, BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: AMORTIZATION OF PRIOR SERVICE COST- PENSION PLAN 12,396. NET LOSS ARISING DURING THE PERIOD- PENSION PLAN -779,632. CHANGE IN VALUE OF INTEREST RATE SWAPS 5,358,900. LOSS ON BOND REFINANCING -782,940. BETHESDA HEALTH GROUP FOUNDATION INC 1630 DES PERES RD STE 290 ST LOUIS MO 63131 431278967 HEALTH SERV MO 501(C)(3) LINE 11B, II N/A 0 BETHESDA LONG TERM CARE INC 1630 DES PERES RD STE 290 ST LOUIS MO 63131 431277070 HEALTH SERV MO 501(C)(3) LINE 9 N/A 0 BETHESDA SENIOR LIVING INC 1630 DES PERES RD STE 290 ST LOUIS MO 63131 431494889 HEALTH SERV MO 501(C)(3) LINE 9 N/A 0 BETHESDA SERVICES INC 1630 DES PERES RD STE 290 ST LOUIS MO 63131 431857630 HEALTH SERV MO 501(C)(3) LINE 9 N/A 0 BETHESDA ENTERPRISES INC 1630 DES PERES RD STE 290 ST LOUIS MO 63131 431302762 HEALTH SERVICES MO BETHESDA HEALTH GROUP INC C 109500 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1