2014-05-12T19:05:27-05:00 2013-06-30 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2012-07-01 941384645 UNIVERSITY CORPORATION SAN FRANCISCO STATE UNIV 4153386880 1600 HOLLOWAY AVENUE ADM 361 SAN FRANCISCO CA 94132 JASON PORTH 4153386880 2014-05-12 1 MAGA E KISRIEV P01008919 4157810793 2012 2015-11-30 17:44:51Z JASON PORTH 1600 HOLLOWAY AVENUE ADM 361 SAN FRANCISCO CA 94132 26585211 0 X HTTP://UCORP.SFSU.EDU X 1946 CA UNIVERSITY CORPORATION SERVES AS AN AUXILIARY ORGANIZATION OF SAN FRANCISCO STATE UNIVERSITY. 11 3 203 13 0 0 9811966 9675145 1326534 4926546 242843 240588 81833 902577 11463176 15744856 0 1138644 0 0 2429081 2692614 0 0 293304 7624325 7622294 10053406 11453552 1409770 4291304 18430650 23280172 1546934 1535816 16883716 21744356 X THE PURPOSE OF THE UNIVERSITY CORPORATION IS TO PROMOTE, ASSIST, AND ENHANCE THE EDUCATIONAL MISSION OF SAN FRANCISCO STATE UNIVERSITY THROUGH EDUCATIONAL PROJECTS, UNIVERSITY RESEARCH AND DEVELOPMENT PROJECTS, AND COMMUNITY OUTREACH. 1 0 2083051 1730212 WHIRLWIND WHEELCHAIR INTERNATIONAL IS A NON-PROFIT SOCIAL ENTERPRISE DEDICATED TO IMPROVING THE LIVES OF PEOPLE WITH DISABILITIES IN THE DEVELOPING WORLD WHILE ALSO PROMOTING SUSTAINABLE LOCAL ECONOMIC DEVELOPMENT IN THE PROCESS. WWI WORKS TO MAKE IT POSSIBLE FOR EVERY PERSON IN THE WORLD WHO NEEDS A HIGH QUALITY WHEELCHAIR TO OBTAIN ONE, LEADING TO MAXIMUM PERSONAL INDEPENDENCE AND INTEGRATION INTO SOCIETY. BY GIVING WHEELCHAIR RIDERS A CENTRAL ROLE IN ALL ASPECTS OF OUR DESIGNS AND PROJECTS, WHIRLWIND ENSURES THAT OUR CHAIRS ARE INDIVIDUALLY APPROPRIATE FOR EACH USER AND HIS OR HER RESPECTIVE ENVIRONMENT. FOR THIRTY YEARS IN OVER 40 COUNTRIES WWI HAS FOCUSED ON PRODUCING DURABLE, LOW-COST, AND HIGHLY FUNCTIONAL WHEELCHAIRS. THESE CHAIRS GIVE RIDERS THE RELIABLE AND FUNCTIONAL MOBILITY THEY NEED TO REACH THEIR FULL POTENTIAL. OUR ACTIVE ADULT WHEELCHAIR DESIGN, THE ROUGHRIDER, IS USED BY 25,000 RIDERS TRAVELING OVER EVERY TERRAIN THAT ONLY THE BEST OF WHEELCHAIRS CAN CROSS, FROM MUDDY VILLAGE PATHS TO ROUGH POT-HOLED URBAN STREETS. 1502942 1138644 307430 ANNUAL FUND ACCOUNT - TO COLLECT DONATIONS FOR THE UNIVERSITY. DONATIONS ARE USED TO FURTHER UNIVERSITY MISSION OF SUPPORTING THE CAMPUS VIA OUTREACH BY PHONE. THE ANNUAL FUND IS ALSO USED TO FUND SCHOLARSHIPS. 303969 322808 PACIFIC LEADERSHIP INSTITUTE - TO BUILD A MORE POSITIVE, EFFECTIVE AND RESILIENT COMMUNITY THROUGH THE DEVELOPMENT OF OUR YOUTH. THE PLI HAS TWO KEY INGREDIENTS TO FULFILL ITS MISSION:1) PLI DELIVERS INSPIRING TEAM ADVENTURES FOCUSING ON PERSONAL AND GROUP DEVELOPMENT THAT INCLUDE ADVENTURE CHALLENGE COURSES, TEAM BUILDING EVENTS, AND WORKSHOPS TO A WIDE RANGE OF THE COMMUNITY. 2) THE YOUTH LEAD! TEEN LEADERSHIP INITIATIVE: PLI TRAINS AND ENGAGES YOUTH TO PLAY A LEADERSHIP ROLE IN ITS PROGRAMS. PLI SEEKS TO HAVE LEADERS REFLECT THE PEOPLE AND GROUPS BEING SERVED. THE YOUTH LEAD! PROGRAM OFFERS PRACTICAL EXPERIENCE, POSITIVE CIVIC ENGAGEMENT, AND CULTIVATES LEADERSHIP AND PERSONAL GROWTH. PLI GIVES THESE YOUTH THE TRAINING, EXPERIENCE AND RESPONSIBILITY TO BE LEADERS IN ITS PROGRAMS AND THEIR LIVES. 5991739 3422155 IN KEEPING WITH THE MISSION OF THE UNIVERSITY CORPORATION, EXPENSES INCURRED IN THE OSHER LIFE-LONG LEARNING INSTITUTE IS AN ACTIVE COMMUNITY OF PEERS AGE 50 AND UP ENGAGED IN LEARNING THROUGH THREE- AND SIX-WEEK CLASSES, INTEREST GROUPS AND EVENTS AT THE SF STATE DOWNTOWN AND MAIN CAMPUSES. IN COLLABORATION WITH THE SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION, CREATED THE BOOKLET, "HELPING FAMILIES TO SUPPORT THEIR LESBIAN, GAY, BISEXUAL AND TRANSGENDER (LGBT) CHILDREN." MOST RECENTLY, THE STORY OF MORMON FAMILY COMING TO TERMS WITH THEIR SON'S HOMOSEXUALITY. DISSERTATION SCHOLARS HELP PAY 4 GRADUATE STUDENTS PER YEAR TO INCREASE DIVERSITY. THE GUARDIAN SCHOLARSHIP PROGRAM PROVIDES FOR TUITION AND YEAR-ROUND LIVING EXPENSES FOR THOSE WHO AGE OUT OF THE FOSTER CARE. SNFC NEEDS A LOCAL BANK DUE TO ITS REMOTE LOCATION. MORRISON CONCERT SERIES OFFERS CONCERTS AND MASTER CLASSES TO THE CAMPUS COMMUNITY AND THE PUBLIC FREE OF CHARGE. THE RET PROJECT SUPPORTS THE UNIVERSITY AND ITS ECONOMIC ENDEAVORS WITH ITS DIRECT SERVICES TO HUNDREDS OF PEOPLE WITH DISABILITIES THROUGHOUT NORTHERN CALIFORNIA, INCLUDING SF STATE FACULTY, STAFF AND STUDENTS. OVER THE PAST 5 YEARS, THE RET PROJECT HAS PROVIDED SERVICES TO APPROXIMATELY 165 SFSU FACULTY AND STAFF THROUGH THE UNIVERSITY'S WORKERS COMPENSATION PROGRAM; 90 SFSU FACULTY AND STAFF REQUIRING DISABILITY-RELATED ACCOMMODATIONS; AND 1,550 STUDENTS AND OTHER ADULTS SERVED THROUGH THE DEPARTMENT OF REHABILITATION AND OTHER ENTITIES. 5991739 3422155 9881701 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 1 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 131 0 203 1 0 0 0 0 0 1 1 0 0 0 0 X 11 3 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X JASON M PORTH 4153386880 1600 HOLLOWAY AVE ADM 361 SAN FRANCISCO CA 94132 CHARLOTTE FERRETTI 0.30 39.70 X X 0 172391 64715 JASON PORTH 0.20 39.80 X X 0 100062 35961 JO VOLKERT 0.30 39.70 X X 0 167714 56653 AGNES WONG-NICKERSON 4.00 36.00 X X 0 180638 54787 NANCY HAYES 0.30 39.70 X 0 223596 82627 PHILIP KING 0.30 39.70 X 0 110973 57793 MICHAEL POTEPAN 0.30 39.70 X 0 82512 40825 LAWRENCE HANLEY 0.20 39.80 X 0 90909 34508 YIU CHUN JASON AU 0.20 0.00 X 0 0 0 NEIL S COHEN 0.30 0.00 X 0 0 0 ALEXANDRA KHARMATS 0.20 0.00 X 0 0 0 0 1128795 427869 0 0 1 0 0 283241 5865296 343054 3183554 9675145 WHIRLWIND WHEELCHAIR PROJECT 611710 2713593 2713593 COMMISSION EARNED 611710 1279376 1279376 FACILITIES RENTAL 611710 490537 490537 OTHER PROGRAM REVENUE 611710 276900 276900 OPERATING REVENUE 611710 166140 166140 4926546 171755 171755 90199 90199 9875787 9806954 68833 68833 68833 200843 283241 244524 -43681 -43681 1644936 788877 856059 856059 15744856 5782605 0 287106 1138644 1138644 2171877 2087478 84399 520737 499287 21450 6960 1500 5460 981282 26812 954470 39271 39271 282857 264137 18720 25319 25219 100 2313753 2304949 8804 819 819 738549 621032 104868 12649 200955 197357 3598 30958 22758 8200 8292 8292 572011 571911 100 160354 160354 35623 14975 20648 STUDENT SCHOLARSHIPS 1042213 1042213 HOSPITALITY 366786 178860 430 187496 HONORARIA 187867 187867 628425 527237 8029 93159 11453552 9881701 1278547 293304 291298 511716 45633 37996 1604698 814497 783484 596586 32101 146250 3292574 2277273 2266518 1015301 7609747 10734122 5829272 9391603 18430650 23280172 1196934 1209484 350000 326332 1546934 1535816 X 4928399 9265917 11411045 11934167 544272 544272 16883716 21744356 18430650 23280172 4291304 569336 0 X 0 1 X 1 0 X 14226118 5177002 7927619 8535509 9675145 45541393 14226118 5177002 7927619 8535509 9675145 45541393 3775620 41765773 629216 626914 227381 283725 261954 2029190 283340 200843 484183 48054766 12824036 0.86910 0.82530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 544272 544272 540381 3891 544272 509411 36184 5214 540381 33738564 3916885 5844414 42921552 68900 509411 36556787 5800000 5947732 1761388 33738564 1.00000 0 0 1374432 654917 719515 1918142 1622356 295786 1015301 INVESTMENT IN LAIF 2024625 F CORPORATE DEBT SECURITIES 5718787 F ALTERNATIVE INVESTMENTS 1648191 F 9391603 X 17144148 569336 569336 16574812 -829956 -829956 15744856 12283508 829956 829956 11453552 0 11453552 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE CORPORATION IS A NOT-FOR-PROFIT CORPORATION AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND THE CALIFORNIA TAX CODE. CONTINUANCE OF SUCH EXEMPTION IS SUBJECT TO COMPLIANCE WITH LAWS AND REGULATIONS OF THE TAXING AUTHORITIES. CERTAIN ACTIVITIES CONSIDERED UNRELATED TO THE TAX EXEMPT PURPOSES OF THE CORPORATION MAY GENERATE INCOME THAT IS TAXABLE. NO PROVISION HAS BEEN RECORDED FOR INCOME TAXES, AS THE NET INCOME, IF ANY, FROM UNRELATED BUSINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE BASIC FINANCIAL STATEMENTS TAKEN AS A WHOLE. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES MOVED TO REVENUE -41,079. COST OF GOODS SOLD MOVED TO REVENUE -788,877. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES MOVED TO REVENUE 41,079. COST OF GOODS SOLD MOVED TO REVENUE 788,877. EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 1304657 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 50940 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 16600 SOUTH AMERICA 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 3930 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 53315 0 0 0 0 0 0 1429442 0 1429442 0 0 0 0 0 0 PRESIDENTIAL INVESTITURE 147090 102840 44250 3050 4894 62041 4000 30894 HOSPITALITY MGMT PROG FUNDRAISER 130378 100966 29412 5000 380 7206 9 206616 79435 127181 3229 2755 99459 21616 484084 283241 200843 6279 12649 161880 25616 38100 244524 -43681 1 SAN FRANCISCO STATE UNIVERSITY 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 931137247 501(C)(3) 1138644 BOOK BUILDING IMPROVEMENTS, EQUIPMENT FURNITURE EDUCATIONAL SUPPORT 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE GRANT FUNDS ARE RECORDED SEPARATELY WITH BUDGET INPUT INTO FINANCIAL SYSTEM. WHEN PROJECTS SUBMIT REQUEST FOR EXPENDITURES, THEY ARE REVIEWED FOR AVAILABLE BALANCE AND ALLOWED COST PER EACH BUDGET LINE ITEM. 0 0 0 0 0 0 0 0 0 CHARLOTTE FERRETTI 0 160391 0 0 0 12000 0 12000 0 52715 0 237106 0 12000 JO VOLKERT 0 167714 0 0 0 0 0 0 0 56653 0 224367 0 0 AGNES WONG-NICKERSON 0 163638 0 0 0 17000 0 0 0 54787 0 235425 0 17000 NANCY HAYES 0 223596 0 0 0 0 0 22375 0 60252 0 306223 0 0 PHILIP KING 0 94473 0 0 0 16500 0 16500 0 41293 0 168766 0 16500 SUPPLEMENTAL INFORMATION PART III OFFICERS AND DIRECTORS OF UNIVERSITY CORPORATION ARE UNCOMPENSATED. THE INDIVIDUALS LISTED ON SCHEDULE J, PART II ARE ALSO EMPLOYEES OF, AND WERE COMPENSATED BY, SAN FRANCISCO STATE UNIVERSITY. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 THE CORPORATION ASSUMED THE OPERATIONS OF TWO CONVENIENCE STORES AND A COPY CENTER. IN ADDITION, THE CORPORATION CONTRACTED WITH A THIRD PARTY TO MANAGE THE CAMPUS BOOKSTORE. FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT OF THE UNIVERSITY APPROVES ANY APPOINTMENT TO THE BOARD, NOMINEES OF SCHOLARSHIP RECIPIENTS, AND THE BUDGET OF THE AUXILIARY. FORM 990, PART VI, SECTION A, LINE 7B THE NOMINEE COMMITTEE SELECTS STUDENT NOMINEES FOR SCHOLARSHIPS. THE PRESIDENT OF THE UNIVERSITY APPROVES THE NOMINEES BEFORE THEY CAN GO TO THE BOARD FOR APPROVAL. THE PRESIDENT OF THE UNIVERSITY ALSO HAS TO APPROVE THE BUDGET OF THE AUXILIARY AFTER THE BOARD APPROVES IT BEFORE IT BECOMES FINAL. THE PRESIDENT HAS APPOINTED A VOTING DESIGNEE. FORM 990, PART VI, SECTION B, LINE 11 THE TAXPAYER'S ACCOUNTING FIRM FORWARDED THE FORM 990 TO THE CFO/TREASURER/CONTROLLER. THE CFO/TREASURER/CONTROLLER FORWARDED THE FORM 990 TO THE BOARD MEMBERS FOR THEIR REVIEW PRIOR TO FILING THE FORM 990. BOARD MEMBERS ARE ENCOURAGED TO REVIEW THE FORM 990 AND TO FORWARD THEIR QUESTIONS TO THE CFO/TREASURER/CONTROLLER. EITHER THE CFO/TREASURER/CONTROLLER OR THE ACCOUNTING FIRM ADDRESSED THE QUESTIONS FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS SENT OUT ANNUALLY TO ALL BOARD MEMBERS, OFFICERS, DIRECTORS AND MANAGERS FOR COMPLETION. THE BOARD MEMBERS, OFFICERS, DIRECTORS AND MANAGERS ARE ASKED TO IDENTIFY ANY CONFLICT OF INTEREST THEY HAVE. CURRENTLY, THE POLICY IS SELF-ENFORCED. THE COMPLETED CONFLICT OF INTEREST POLICY AND STATEMENTS ARE HELD IN THE CORPORATION'S FILES AND NOTIFICATION OF COMPLETION IS SENT TO THE UNIVERSITY. THE REVIEW PROCESS COMPLIES WITH THE UNIVERSITY CORPORATION, SAN FRANCISCO STATE COMPENSATION POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE CORPORATION'S WEBSITE. SAN FRANCISCO STATE UNIVERSITY 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 931137247 EDUCATIONAL CA 501(C)(3) LINE 2 N/A 0 SAN FRANCISCO STATE UNIVERSITY FOUNDATION 1600 HOLLOWAY AVE ADM 151 SAN FRANCISCO CA 94132 261169717 SUPPORT SAN FRANCISCO STATE UNIVERSITY CA 501(C)(3) LINE 5 SAN FRANCISCO STATE UNIVERSITY 0 FRANCISCAN SHOPS 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 941279802 STUDENT BOOKSTORE CA 501(C)(3) LINE 11C, III-FI SAN FRANCISCO STATE UNIVERSITY 1 0 1 1 0 0 0 0 1 0 0 1 0 0 1 1 1 1 1 1 FRANCISCAN SHOPS C 4370691 PER AGREEMENT