2014-05-12T19:20:08-05:00 2013-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990 2012-07-01 956132185 LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION LOSA 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 90007 GRETCHEN HUMBERT 2137633442 2014-05-12 1 LIOR TEMKIN P00748170 3104773924 2014-04-28 2012 2015-11-30 17:44:51Z GRETCHEN HUMBERT 900 EXPOSITION BLVD LOS ANGELES CA 90007 92796696 0 X WWW.NHM.ORG X 1965 CA THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION (THE "FOUNDATION"), A CALIFORNIA NONPROFIT CORPORATION, WAS INCORPORATED IN 1965 FOR THE PURPOSE OF PROVIDING FINANCIAL AND OTHER SUPPORT TO THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY (THE "MUSEUM"). THE COUNTY OF LOS ANGELES (THE "COUNTY"), THROUGH ITS DEPARTMENT OF MUSEUM OF NATURAL HISTORY (THE "DEPARTMENT"), OPERATES AND MAINTAINS THE MUSEUM. THE FOUNDATION SUPPORTS AND ASSISTS IN THE MAINTENANCE AND DEVELOPMENT OF THE MUSEUM'S EDUCATIONAL, SCIENTIFIC AND CULTURAL PROGRAMS AND SERVICES, AND IN THE EXPANSION OF ITS COLLECTIONS, AS WELL AS PROVIDING PERSONNEL TO AUGMENT THE MUSEUM'S STAFF. THE FOUNDATION IS GOVERNED BY A BOARD OF TRUSTEES. 45 44 415 656 0 0 26824069 14772567 15792605 17999139 5866373 7578577 1082186 1092842 49565233 41443125 0 0 0 0 15302955 16716186 0 0 4867462 18155875 18167113 33458830 34883299 16106403 6559826 269935635 282932851 123809096 114866185 146126539 168066666 THE MISSION OF THE MUSEUM IS TO INSPIRE WONDER, DISCOVERY AND RESPONSIBILITY FOR OUR NATURAL AND CULTURAL WORLDS. THIS IS ACCOMPLISHED THROUGH PERMANENT AND TRAVELING EXHIBITS, PUBLIC PROGRAMMING AND EDUCATIONAL AND RESEARCH PROGRAMS. 0 0 23991397 17999139 THE FOUNDATION PROVIDES EDUCATIONAL & PUBLIC PROGRAMMING, PERMANENT & TEMPORARY EXHIBITS, & RESEARCH ACTIVITIES AT THE MUSEUM WITH A MISSION TO INSPIRE WONDER, DISCOVERY & RESPONSIBILITY FOR OUR NATURAL & CULTURAL WORLDS. 23991397 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 186 0 1 415 1 0 0 0 0 0 1 1 0 0 0 0 X 45 44 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X X GRETCHEN HUMBERT CFO 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 900074057 WALLIS ANNENBERG 1.00 X 0 0 0 ANISSA BALSON 1.00 X 0 0 0 CARLOS C BARRON 1.00 X 0 0 0 ARUN BHUMITRA 1.00 X 0 0 0 LYNN W BRENGEL 1.00 X 0 0 0 NEAL H BROCKMEYER 1.00 X 0 0 0 HOWARD E CHAMBERS 1.00 X 0 0 0 VICTORIA CHAPUS 1.00 X 0 0 0 STEPHEN JOEL DAVIS 1.00 X 0 0 0 HEATHER DE ROOS 1.00 X 0 0 0 DR MARK W DUNDEE 1.00 X 0 0 0 NANCY EDWARDS 1.00 X 0 0 0 SHANNON FAULK 1.00 X 0 0 0 MICHAEL J FOURTICQ 1.00 X 0 0 0 WILLIAM M GARLAND III 1.00 X 0 0 0 DAVID GLICKMAN 1.00 X 0 0 0 STANLEY GOLD 1.00 X 0 0 0 KAREN A HOFFMAN 1.00 X 0 0 0 CURTIS C JUNG 1.00 X 0 0 0 RICK KELLER 1.00 X 0 0 0 ROGER KOZBERG 1.00 X 0 0 0 MRS KENNETH LEVENTHAL 1.00 X 0 0 0 PATRICIA LOMBARD 1.00 X 0 0 0 GREGG MARTIN 1.00 X 0 0 0 DIANE NAEGELE 1.00 X 0 0 0 JAMES OLSON 1.00 X 0 0 0 KI SUH PARK 1.00 X 0 0 0 JOAN PAYDEN 1.00 X 0 0 0 JONATHAN PEACOCK 1.00 X 0 0 0 RONALD C PEARSON 1.00 X 0 0 0 MRS THOMAS REDDIN 1.00 X 0 0 0 RICHARD K ROEDER 1.00 X 0 0 0 EDWARD P ROSKI JR 1.00 X 0 0 0 ROBERT B SIMONDS JR 1.00 X 0 0 0 ANDREW SOBEL 1.00 X 0 0 0 SHELDON STONE 1.00 X 0 0 0 NICHOLAS H STONNINGTON 1.00 X 0 0 0 DR RICHARD SUN 1.00 X 0 0 0 ELIZABETH TROY 1.00 X 0 0 0 JOHN WUO 1.00 X 0 0 0 PAUL G HAAGA JR 1.00 X X 0 0 0 SARAH MEEKER JENSEN 1.00 X X 0 0 0 DR JANE G PISANO 40.00 X X 220376 172912 45889 KEVIN W SHARER 1.00 X X 0 0 0 RICHARD S VOLPERT 1.00 X X 0 0 0 JAMES GILSON 40.00 X 196311 0 25271 LINDA ROSS 40.00 X 223086 0 13365 THOMAS JACOBSON 40.00 X 200259 0 24035 JOHN LONG 40.00 X 196648 0 14237 LEONARD NAVARRO 40.00 X 47496 155160 24146 KAREN WISE 40.00 X 228238 0 20626 CYNTHIA WORNHAM 40.00 X 234519 0 19838 SIMON ADLAM 40.00 X 191267 0 6814 DANIELLE LACHARITE BROWN 40.00 X 132771 0 14471 CAROL BORNSTEIN 40.00 X 111008 0 22940 MARGARET ANN HARDIN 40.00 X 129178 0 16418 JOHN HARRIS 40.00 X 0 128878 31254 2111157 456950 279304 23 0 1 0 MATT CONSTRUCTION CORPORATION 9814 NORWALK BLVD 100 SANTA FE SPRINGS CA 90670 CONSTRUCTION 11337279 CINNABAR CALIFORNIA INC 4571 ELECTRONICS PLACE LOS ANGELES CA 90039 EXHIBIT FABRICATION 5423773 INTER-CON SECURITY SYSTEMS INC 210 SOUTH DE LACEY AVE PASADENA CA 91105 SECURITY 936989 SECOND STORY INC 714 N FREMONT ST SUITE 200 PORTLAND OR 97227 MEDIA DEVELOPMENT SERVICES 908225 CO ARCHITECTS 5055 WILSHIRE BLVD 9TH FL LOS ANGELES CA 90036 CONSTRUCTION / ARCHITECTURE 904760 33 2998256 1071360 592094 10110857 406650 14772567 LA COUNTY SUPPORT 900099 11427634 11427634 MUSEUM ADMISSION FEES 900099 5116785 5116785 MUSEUM USE & SERVICES 900099 844347 844347 PROGRAM INCOME 900099 610373 610373 17999139 405613 405613 57546473 50373509 7172964 7172964 7172964 980062 1071360 980062 0 SHOP & CAFE COMMISSION 900099 772231 772231 OTHER REVENUE 900099 320611 320611 1092842 41443125 17999139 0 8671419 1878374 1122388 276119 479867 11688601 9045842 998561 1644198 521053 390824 48532 81697 1535275 1151558 142998 240719 1092883 819735 101793 171355 60784 34649 20727 5408 118570 62759 44262 11549 271703 271703 1542012 171436 1103414 267162 1250032 842512 168415 239105 1866231 1141701 113020 611510 206099 194366 3219 8514 5042039 3936547 1103901 1591 178345 99339 61559 17447 PROTECTIVE & CUSTODIAL 2227191 1402264 640261 184666 BANK SERVICE FEES 1374850 727425 513320 134105 PRINTING & PHOTOGRAPHY 1026490 562461 106099 357930 RENTAL & STORAGE 719566 631382 22689 65495 2283201 1654209 283848 345144 34883299 23991397 6024440 4867462 25880 30676 13941258 7613012 17450964 9305493 259106 380388 1124312 960438 178039411 43525454 112300551 134513957 100656531 97346528 13258350 32013979 10918683 768380 269935635 282932851 6519819 7174294 170843 207418 89790000 89790000 27328434 17694473 123809096 114866185 X 130135042 159152065 13127351 6050455 2864146 2864146 146126539 168066666 269935635 282932851 X 6559826 5937013 9443288 X X 0 1 X 1 1 1 X 11790137 12252708 15315242 26824069 14772567 80954723 12711007 12719852 21299920 15792605 17999139 80522523 24501144 24972560 36615162 42616674 32771706 161477246 2928763 1629746 6865923 3713193 6196266 21333891 358517 870650 1981695 606007 1420837 5237706 3287280 2500396 8847618 4319200 7617103 26571597 134905649 901662 2137278 2718685 1619797 405613 7783035 901662 2137278 2718685 1619797 405613 7783035 477521 457192 588287 1082186 1092842 3698028 25880327 27567030 39922134 45318657 34270161 172958309 0.78000 0.79480 0.04500 0.05090 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE SHOP CAFE COMMISSIONS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 34883299 34883299 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 72063 73840 145903 250000 250000 250000 250000 1000000 1500000 X X X X 0 109279308 3670000 15303594 8498296 119754606 114923053 -1947232 3696513 109279308 101916616 5060000 11687629 3741192 114923053 80877359 17050000 11938054 7948797 101916616 112884621 875000 -29250242 3632020 80877359 0.95400 0.02400 0.02200 0 0 110013906 25973193 84040713 11302389 10388849 913540 56723116 7163412 49559704 134513957 ALTERNATIVE INVESTMENTS 22722662 F OTHER INVESTMENTS 9291317 F 32013979 INTEREST RATE SWAP AGREEMENT 17694473 17694473 X 56823426 5937013 9443288 15380301 41443125 0 41443125 34883299 0 34883299 0 34883299 PART III, LINE 1A: THE FOUNDATION'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. PART III, LINE 4: THE FOUNDATION'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE EARNINGS OF THE MUSEUM'S ENDOWMENT FUNDS SUPPORT EDUCATION, PROGRAMS, AND THE MISSION OF THE MUSEUM. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: IN ACCORDANCE WITH FASB ASC TOPIC NO. 740, "UNCERTAINTY IN INCOME TAXES", THE FOUNDATION RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. TO DATE, THE FOUNDATION HAS NOT RECORDED ANY UNCERTAIN TAX POSITIONS. THE FOUNDATION RECOGNIZES POTENTIAL ACCRUED INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS IN INCOME TAX EXPENSE. DURING THE FISCAL YEARS ENDED JUNE 30, 2013 AND 2012, THE FOUNDATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MIGHT HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THE FOUNDATION'S INCOME TAX RETURNS REMAIN SUBJECT TO EXAMINATION FOR ALL TAX YEARS ENDED ON OR AFTER JUNE 30, 2009 WITH REGARD TO ALL TAX POSITIONS AND THE RESULTS REPORTED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENT -190,673. UNREALIZED GAIN (LOSS) ON INTEREST RATE SWAPS 9,633,961. CENTRAL AMERICA AND THE CARIBBEAN 0 0 PURCHASE OF INTEREST IN INVESTMENT FUND N/A 18158049 0 0 0 0 0 0 18158049 0 18158049 1 0 0 0 0 0 GRAND CENTENNIAL CELEBRATION 2051422 1071360 980062 980062 2051422 1071360 980062 980062 980062 0 X 1 1 X X X X 0 0 0 0 0 0 0 0 0 DR JANE G PISANO 205376 172912 15000 0 0 0 11019 28854 0 6016 231395 207782 0 0 JAMES GILSON 190311 0 6000 0 0 0 22500 0 2771 0 221582 0 0 0 LINDA ROSS 213086 0 10000 0 0 0 11154 0 2211 0 236451 0 0 0 THOMAS JACOBSON 195259 0 5000 0 0 0 22500 0 1535 0 224294 0 0 0 JOHN LONG 196648 0 0 0 0 0 8100 0 6137 0 210885 0 0 0 LEONARD NAVARRO 47496 155160 0 0 0 0 4750 13162 0 6234 52246 174556 0 0 KAREN WISE 218238 0 10000 0 0 0 11412 0 9214 0 248864 0 0 0 CYNTHIA WORNHAM 213519 0 21000 0 0 0 17000 0 2838 0 254357 0 0 0 SIMON ADLAM 166267 0 25000 0 0 0 0 0 6814 0 198081 0 0 0 JOHN HARRIS 0 128878 0 0 0 0 0 28095 0 3159 0 160132 0 0 PART I, LINE 1A MUSEUM'S PRESIDENT WAS REIMBURSED FOR MEMBERSHIP DUES AND EXPENSES OF BUSINESS CLUB USED TO HOST DONORS AND OTHERS. A CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W6H1 2008-04-29 44895000 ACQUISITION, REHABILITATION, RENOVATION, CONSTRUCTION & IMPROVEMENT 0 1 0 B CALIFORNIA INFRASTRACTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W6K4 2008-04-29 44895000 ACQUISITION, REHABILITATION, RENOVATION, CONSTRUCTION & IMPROVEMENT 0 1 0 A 51147846 9387696 1126485 2400859 36937587 911028 384191 2013 1 0 1 1 B 51147846 9387696 1126485 2400859 36937587 911028 384191 2013 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 1 1 1 JP MORGAN 29.000000000000 0 0 0 0 1 B 1 1 1 JP MORGAN 29.000000000000 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS OF ISSUE INCLUDES INVESTMENT EARNINGS. X 184 0 SEE SCHEDULE M PART II X 12 406650 FMV 0 1 0 NON REPORTING OF REVENUE: PART I, LINE 33: DUE TO SFAS 116, THE ORGANIZATION DOES NOT INCLUDE CONTRIBUTED HISTORICAL TREASURES IN THEIR FINANCIAL STATEMENTS AS IT IS PART OF THE ORGANIZATION'S COLLECTION. FORM 990, PART VI, SECTION A, LINE 2 KEVIN W. SHARER IS A TRUSTEE AND CHAIRMAN EMERITUS OF THE ORGANIZATION AND HIS DAUGHTER, HEATHER DE ROOS, IS A TRUSTEE ON THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE INFORMATIONAL RETURN IS PREPARED BY OUTSIDE ACCOUNTANTS AND IS REVIEWED BY THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE, THE RETURN IS THEN MADE AVAILABLE FOR THE REST OF THE BOARD PRIOR TO ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THE OFFICERS/TRUSTEES TO INFORM IT OF ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS DETERMINED BY THE BOARD BASED ON PUBLISHED SALARY SURVEYS OF THE LOCAL MARKETPLACE, MUSEUMS, NATIONAL SALARY DATABASE, THE CALIFORNIA NONPROFIT SALARY SURVEY AND MUSEUM INTERNAL INFORMATION. COMPENSATION OF THE OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION ARE SET BY THE CEO BASED ON THE PUBLISHED SALARY SURVEYS PRODUCED BY THE CENTER FOR NONPROFIT MANAGEMENT/ SOUTHERN CALIFORNIA AND THE DATA FOR ORGANIZATIONS OF SIMILAR EMPLOYEE SIZE AND/ OR BUDGET SIZE. FORM 990, PART VI, SECTION C, LINE 18 ALL INFORMATIONAL RETURN DOCUMENTS ARE AVAILABLE TO THE PUBLIC EITHER THROUGH THE ORGANIZATION'S WEBSITE, WWW.GUIDESTAR.ORG OR UPON REQUEST. PURSUANT TO FORM 990 INSTRUCTIONS, THE ORGANIZATION IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION AS THE ORGANIZATION WAS FORMED PRIOR TO 1987. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. PURSUANT TO FORM 990 INSTRUCTIONS, THE ORGANIZATION IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION AS THE ORGANIZATION WAS FORMED PRIOR TO 1987. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENT -190,673. UNREALIZED GAIN (LOSS) ON INTEREST RATE SWAPS 9,633,961. FORM 990, PART XII, LINE 2C: SINCE THE FILING OF PRIOR YEAR 2011 TAX RETURN, THERE HAVE BEEN NO CHANGES TO THE AUDIT OVERSIGHT AND SELECTION PROCESS. CGA #1 PO BOX 63954 MAC A0330-011 SAN FRANCISCO CA 94163 776253454 CHARITABLE GIFT ANNUITY CA LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION T 10818 333940 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0