2014-05-09T15:37:31-05:00 2013-12-31 Kundinger Corder & Engle PC 475 Lincoln Street Suite 200 Denver CO 80203 990 2013-01-01 743082235 Colorado Health Institute COLO 3038314200 303 E Seventeenth Avenue No 930 Denver CO 80203 Michele Lueck President and CEO 3038314200 2014-05-09 1 Lori Anne Reinwald P01388434 3035345953 2014-05-09 2013 2015-11-30 17:44:51Z Michele Lueck 303 E Seventeenth Avenue No 930 Denver CO 80203 3224343 0 X www.coloradohealthinstitute.org X 2002 CO CHI's mission is to be a trusted and leading source of credible health analysis and expertise for Colorado leaders. 6 6 21 6 0 0 2950979 2509042 310231 516763 706 41556 0 153444 3261916 3220805 0 0 0 0 1377887 1744613 0 0 142951 1001429 1366735 2379316 3111348 882600 109457 1512678 1622135 0 0 1512678 1622135 SEE SCHEDULE O 0 0 2547953 522913 Colorado Health Institute (CHI) is a trusted and leading source of credible health information, data and analysis for Colorado health care leaders. CHI provides sophisticated, evidence-based information that can help policy-makers reach sound decisions. Our insight is used to inform policy, contribute to effective policy implementation and support state efforts to improve health. 2547953 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 13 0 1 21 1 0 0 0 0 0 0 0 0 0 0 X 6 6 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Timothy Dunbar 3038314200 303 E Seventeenth Avenue Suite 930 Denver CO 80203 Jean Jones Board Treasurer 1.00 X X 0 0 0 Arthur Davidson MD Board Chairman 1.00 X X 0 0 0 Stephanie Foote Trustee 1.00 X 0 0 0 Ruth N Benton Trustee 1.00 X 0 0 0 Bruce Cooper MD Trustee 1.00 X 0 0 0 James R Hertzel Trustee 1.00 X 0 0 0 Ned Calonge Trustee 1.00 X 0 0 0 Marla Williams Trustee 1.00 X 0 0 0 Linda Reiner Trustee 1.00 X 0 0 0 Michele Lueck President & CEO 60.00 X 240170 0 35852 Timothy Dunbar Director of Finance and Admin. 40.00 X 92020 0 30742 Amy Downs Sr. Director of Policy & Analysis 40.00 X 143846 0 14331 Deborah Goeken Sr. Director of Operations & Communicat 40.00 X 125782 0 13482 Jeff Bontrager Director of Research 40.00 X 105932 0 14010 707750 0 108417 4 0 1 0 SSRS 155 Gaither Drive Suite A M Laurel NJ 08054 Survey Administration 591000 HSAG 3133 East Camelback Road Suite 300 Phoenix AZ 85016 Survey Administration 101231 2 115000 2394042 2509042 Contract Income 900099 516763 516763 516763 10498 10498 28796 5800 0 3538 28796 2262 31058 31058 Lease incentive 900099 147294 147294 Miscellaneous income 900099 6150 6150 153444 3220805 522913 0 188850 398783 93847 213849 91087 1086739 1052930 33809 68834 68834 93994 89598 2103 2293 96263 76224 14586 5453 2588 2588 24400 24400 18490 18490 95813 79907 11637 4269 35421 28047 5367 2007 103475 81934 15679 5862 51880 41080 7861 2939 75137 59096 13358 2683 52251 41374 7917 2960 19150 15164 2901 1085 Consultants 832026 781176 31050 19800 Miscellaneous expenses 36595 23294 11893 1408 Professional Develop. 19509 15448 2956 1105 3111348 2547953 420444 142951 701699 236463 700532 259438 842719 414431 96501 428288 684000 13946 13946 1512678 1622135 0 0 X 1512678 1622135 1512678 1622135 1512678 1622135 109457 0 X X 0 1 X 1 0 X 2859608 919591 2149472 2950979 2509042 11388692 2859608 919591 2149472 2950979 2509042 11388692 9603739 1784953 5616 2957 965 706 10498 20742 147294 147294 11556728 2420717 0.15450 0.21820 X Colorado Health Institute (the Institute) is a not-for-profit corporation established on November 12, 2002 to advance the overall health of the people of Colorado by serving as an independent and impartial source of reliable and relevant health related information to policy makers, funding organizations, health planners, the business and nonprofit communities, consumer groups, health care providers, and the media. The Institute was established through three equal grants totaling $5,700,000 from Caring for Colorado Foundation, The Colorado Trust, and Rose Community Foundation. These foundations and The Colorado Health Foundation (collectively, the Four Foundations) continue to provide funding for future operations. The Institute is publicly supported under the following facts and circumstances: 1) Public Support is well in excess of 10 percent? The Institute has had more than 33 1/3% public support since inception until 2011 when the public support percentage was 27.17%, 2012 the percentage was 21.82%, and 2013 the percentage was 15.57%.2) Support is received from a representative number of persons rather than from members of a single family? The Institute receives a majority of its grant support primarily from four foundations (the "four foundations") in Denver, though these foundations support organizations throughout Colorado. One of these foundations is a public foundation, and the other three are private foundations. The Institute also received two grants in 2013, one from a university and one from the State of Colorado Department of Health Care Policy and Financing. Other funding is received from contracts. Some of these contracts are from the "four foundations". However, in 2013, the Institute had contract work with fifteen other entities, three of those being with the State of Colorado, and twelve contracts with other not-for-profit organizations.3)Is the governing body representative of the broad interests of the public? In 2013, the Institute's board of trustees was made up of nine trustees that represent experts in the field of health as well as community leaders. Seven of the nine trustees have no affiliation to the private foundations that provide the Institute support. 4)The facilities of the organization are available to the public on a continuing basis? The Institute provides continuous health data and research at no charge to the public through its website, and also through many projects in collaboration with the State of Colorado and other stakeholders in the public health arena. Additionally, CHI allows other health organizations meeting space at no charge and often host covenings with many public stakeholders.5)Is the organization an educational one or a research institution that regularly publishes scholarly journals? The Institute's purpose is to provide health education and research, much of which is disseminated through their own website. In 2013, CHI responded to 391 information requests from the public and gave 97 public presentations. 6) Do members of the public with special knowledge or expertise, public officials or civic or community leaders, participate in, or sponsor, programs of the organization? The Institute's programs provide evidence-based analysis and expertise on health care policy to legislators and policymakers, leading health organizations as well as health foundations in the State of Colorado. These stakeholders provide their support to the Institute through grants, contracts, and representation on the board of directors.7) Does the organization maintain a definitive program to accomplish its charitable work in the community? The Institute's programs support its vision of improving the health of all Coloradans by supporting health policy discussions with evidence-based analysis and expertise.8) Does the organization receive a significant part of its funds from a public charity or a governmental agency to which it is in some way accountable? As noted above, the Institute received support in the form of a grant from one public foundation and contracts from the State of Colorado and other not-for-profit organizations.9)The Institute is not a membership organization. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 842719 414431 428288 428288 X 1110476 0 1110476 2110329 2110329 3220805 3116140 4792 4792 3111348 0 3111348 Part X, Line 2: The Institute is required to report uncertain tax positions. After evaluating the tax positions taken, none are considered to be uncertain; therefore, no amounts have been recognized as of December 31, 2013 and 2012. If incurred, interest and penalties associated with uncertain tax positions would be recorded in the period assessed as other operating expenses. No interest or penalties have been assessed as of December 31, 2013 and 2012. The tax years for 2012, 2011 and 2010 remain subject to examination. Part XI, Line 4b - Other Adjustments: Conversion to Cash Basis 2,110,329. Part XII, Line 2d - Other Adjustments: Conversion to Cash Basis 4,792. 1 X X X 0 0 0 0 0 0 0 0 0 Michele Lueck President & CEO 206670 0 33500 0 0 0 17308 0 18544 0 276022 0 0 0 Amy Downs Sr. Director of Policy & Analysis 136846 0 7000 0 0 0 10321 0 4010 0 158177 0 0 0 Form 990, Part VI, Section B, line 11 Colorado Health Institute's board of trustees review the Form 990 during a board meeting prior to being submitted to the IRS. Form 990, Part VI, Section B, line 12c The Colorado Health Institute's (CHI) conflict of interest policy requires full disclosure of potential conflicts of interest and, if a conflict exists, abstention from any action by or on behalf of CHI. Failure to comply with this policy could result in removal from their position. The board begins each meeting with a conflict of interest disclosure. A detailed written description of each conflict of interest and the procedures followed to clear the conflict is provided semi-annually to the Audit Committee for their review. The board of trustees did not vote or take any action on transactions considered conflicts of interest in 2013. Form 990, Part VI, Section B, line 15 In 2012, CHI contracted with Mountain States Employer's Council to perform a comprehensive review of CHI's compensation. An executive compensation committee was convened to evaluate the salary of the President & CEO. CHI received updated information from Mountain States for 2013 compensation. Form 990, Part VI, Section C, line 19 Colorado Health Institute makes its governing documents, conflict of interest policy and financial statements available to the public upon request. Additionally, its articles of incorporation are available to the public on the Colorado Secretary of State's website.