2014-05-07T07:50:56-05:00 2013-06-30 232932984 PARENTEBEARD LLC 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 19103 990 2012-07-01 231657958 NEUMANN UNIVERSITY NEUM 6105585503 ONE NEUMANN DRIVE ASTON PA 190141298 DR ROSALIE M MIRENDA 6105585503 2014-05-06 1 JULIUS GREEN CPA P00350393 2159720701 2012 2015-11-30 17:44:51Z X MR JOSEPH GORMAN ONE NEUMANN DRIVE ASTON PA 190141298 97568424 0 X WWW.NEUMANN.EDU X 1965 PA TO MAINTAIN AND OPERATE A COLLEGE FOR THE LIBERAL EDUCATION OF MEN AND WOMEN. 24 23 1089 23 53498 -8480 2981579 3822066 66531448 69740225 914456 1559746 1277706 1323993 71705189 76446030 18023876 19185037 0 0 23848104 24272256 22205 20582 1471317 24328662 26009590 66222847 69487465 5482342 6958565 126494232 131081442 49321921 46314662 77172311 84766780 X NEUMANN UNIVERSITY EDUCATES A DIVERSE COMMUNITY OF LEARNERS BASED UPON THE BELIEF THAT KNOWLEDGE IS A GIFT TO BE SHARED IN THE SERVICE OF OTHERS AND THAT LEARNING IS A LIFELONG PROCESS. 0 0 60891080 19185037 69746297 NEUMANN UNIVERSITY IS A PRIVATE, CATHOLIC, FRANCISCAN, CO-EDUCATIONAL UNIVERSITY.FALL ENROLLMENT (FULL TIME AND PART TIME) FOR 2013 WAS 2,956 STUDENTS PURSUING UNDERGRADUATE AND GRADUATE DEGREES. THE UNIVERSITY OFFERS BACHELOR OF ARTS AND BACHELOR OF SCIENCE DEGREES IN A BROAD RANGE OF SUBJECTS. GRADUATE DEGREES INCLUDE TWO DOCTORAL PROGRAMS AND FIVE MASTER OF SCIENCE PROGRAMS. STUDENT ACTIVITIES INCLUDE NUMEROUS CLUB ACTIVITIES, ART AND MUSICAL GROUPS, AND NINETEEN SPORTS TEAMS.FACULTY AND STUDENTS HAVE BEEN RECOGNIZED BY MANY ORGANIZATIONS FOR THEIR RESPECTIVE CONTRIBUTIONS TO ACADEMIC EXCELLENCE AND COMMUNITY SERVICE. DURING THE YEAR ENDED JUNE 30, 2013, THE UNIVERSITY PROVIDED STUDENTS WITH FINANCIAL AID FROM INTERNAL RESOURCES OF $19,185,037, WHICH REPRESENTED 33% OF GROSS TUITION AND FEE REVENUE FOR THE YEAR. 60891080 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 147 0 1 1089 1 1 1 0 0 0 0 1 1 0 0 0 0 X 24 23 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CO KY ME MD MA MI NH NY OH OK OR WA PA SC X JOSEPH GORMAN VP FINANCE & ADMIN 6105585503 ONE NEUMANN DRIVE ASTON PA 190141298 DR ROSALIE M MIRENDA 60.00 X X 355037 0 22251 ANN BAIADA RN CRRN 1.00 X X 0 0 0 THOMAS A BRUDER JR 1.00 X 0 0 0 JAMES D DELANEY 1.00 X X 0 0 0 DEACON DANIEL N DELUCCA PHD 1.00 X 0 0 0 SR MARY FARRELL OSF 1.00 X 0 0 0 JOHN C FORD 1.00 X 0 0 0 REGINA HANEY 1.00 X 0 0 0 JACK H HOLEFELDER 1.00 X 0 0 0 SR MARIJANE HRESKO OSF 1.00 X 0 0 0 FRANK J JANTON 1.00 X 0 0 0 MICHAEL KRANCER ESQ 1.00 X 0 0 0 FRANCIS MAIER 1.00 X 0 0 0 MARTIN F MCKERNAN JR ESQ 1.00 X 0 0 0 MSGR JOSEPH MCLOONE 1.00 X 0 0 0 MARIAN D MOSKOWITZ 1.00 X 0 0 0 JEFF MULLEN 1.00 X 0 0 0 FRANCIS GX PILEGGI ESQ 1.00 X 0 0 0 SR ANGELA MARIE PRESENZA OSF 1.00 X 0 0 0 CINDY SPETRINO 1.00 X 0 0 0 THOMAS C SHEA 1.00 X 0 0 0 SR CHRISTA M THOMPSON OSF 1.00 X 0 0 0 MICHAEL TIERNEY ESQ 1.00 X 0 0 0 SR ANN MICHELE ZWOSTA OSF 1.00 X 0 0 0 DR GERARD O'SULLIVAN 50.00 X 137614 0 24295 JOSEPH GORMAN 50.00 X 136687 0 8091 DENNIS MURPHY 50.00 X 117998 0 14328 DAVID BROWNLEE 50.00 X 116160 0 14287 JONATHAN PERI 50.00 X 124225 0 23398 HENRY SUMNER 50.00 X 112528 0 22784 DAVID O'LEARY 50.00 X 110182 0 13826 JOSEPH GILLESPIE 50.00 X 121750 0 14230 KATHLEEN HOOVER 50.00 X 113208 0 16839 ARDESHIR SHAHMAEI 40.00 X 109121 0 13674 MEHDI HOJJAT 40.00 X 117282 0 13851 ROBERT POST 40.00 X 100009 0 21891 1771801 0 223745 13 0 1 0 SODEXHO OPERATIONS LLC 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 2809234 ARAMARK FACILITY SERVICES PO BOX 33170 NEWARK NJ 07188 FACILITIES & HOUSEKEEPING SVCS 1977316 ALLIED BARTON SECURITY SERVICE PO BOX 828854 PHILADELPHIA PA 19182 SECURITY SERVICES 1734650 HEALTH SCIENCES CONSTRUCTION 304 NEW MILL LANE EXTON PA 19341 CONSTRUCTION MANAGEMENT 1377992 JOHN S MCMANUS 9 SMTIHBRIDGE ROAD CHESTER HEIGHTS PA 19017 CONSTRUCTION MANAGEMENT 596790 11 203106 53750 2242329 1322881 3822066 TUITION AND FEES 611310 60465354 60465354 ROOM AND BOARD 611310 9274871 9274871 69740225 767101 347 766754 63998 12410 51588 51588 53498 -1910 21282473 20489828 792645 792645 792645 96865 203106 96865 0 4400 2200 2200 2200 1175850 521091 654759 654759 CHILD DEVELOPMENT CTR 611310 268346 268346 CAFETERIA & MEAL REV 722210 183028 183028 RESIDENCE REVENUE 531390 44569 44569 119503 5725 113778 615446 76446030 69746297 53498 2824169 X 19185037 19185037 1540179 638569 901610 17569200 15065294 1662557 841349 768882 662712 68718 37452 3084241 2618882 318615 146744 1309754 1082908 168350 58496 41722 41722 65545 65545 50982 50982 20582 20582 7008304 5240144 1571553 196607 1105808 1019712 85398 698 3271507 2569696 636540 65271 217909 114391 102576 942 2961333 2882240 79093 601714 483727 113339 4648 82856 58330 17835 6691 2153293 2153293 3458026 3458026 449371 449371 FOOD SERVICES 2234817 2234817 ENTERTAINMENT 348180 218635 70283 59262 REPAIRS 297010 280473 16537 DISTANCE LEARNING 223775 223775 1437438 924194 480669 32575 69487465 60891080 7125068 1471317 1606381 4233 17782957 19946073 923598 1158852 1634262 1840520 86749 94812 610706 470137 625134 562402 119845330 42022537 76014404 77822793 26651110 28644316 558931 537304 126494232 131081442 3658092 2605610 809640 690425 42912708 41277708 450000 225000 1491481 1515919 49321921 46314662 X 68102286 74380671 3058075 3853277 6011950 6532832 77172311 84766780 126494232 131081442 6958565 635905 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 50982 50982 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: NEUMANN UNIVERSITY HAS RETAINED THE SERVICES OF GREENLEE, INC. AND MARY SHIELDS GOVERNMENT RELATIONS, LLC FOR THE PURPOSE OF LOBBYING ACTIVITIES TO ACQUIRE FEDERAL AND STATE GRANTS AND APPROPRIATIONS. 22292818 538560 2111900 134894 570278 24238106 21765924 344193 713767 120821 410245 22292818 18923980 285028 3091027 96111 438000 21765924 13457034 4078138 1585806 96998 100000 18923980 13323866 2185353 -1851736 200449 13457034 0.66910 0.26950 0.06140 0 0 2318097 2318097 98028203 25914362 72113841 15863195 13410639 2452556 3635835 2697536 938299 77822793 STUDENT DEPOSITS AND ADVANCE PAYMENTS 1437815 ADVANCES FROM FEDERAL GOVERNMENT FOR STUDENT LOANS 78104 1515919 X 58529463 635905 -19185037 -18549132 77078595 -632566 -632566 76446029 50934994 632566 632566 50302428 19185037 19185037 69487465 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE FOR SCHOLARSHIPS, OPERATING COSTS, AND FUTURE CAPITAL PROJECTS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNIVERSITY FOLLOWS THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE THAT REQUIRES A TAX POSITION TO BE RECOGNIZED OR DERECOGNIZED BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THE UNIVERSITY DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. THE UNIVERSITY'S POLICY IS TO RECOGNIZE INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES. NO INTEREST OR PENALTIES WERE RECOGNIZED IN 2013 AND 2012. THE UNIVERSITY'S FEDERAL EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURNS FOR 2012, 2011 AND 2010 REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT AID -19,185,037. PART XI, LINE 4B - OTHER ADJUSTMENTS: BOOKSTORE EXPENSES -521,091. FUNDRAISING EXPENSES -96,865. RENTAL EXPENSES -12,410. GAMING EXPENSES -2,200. PART XII, LINE 2D - OTHER ADJUSTMENTS: BOOKSTORE EXPENSES 521,091. FUNDRAISING EXPENSES 96,865. RENTAL EXPENSES 12,410. GAMING EXPENSES 2,200. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 19,185,037. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 RACIALLY NON-DISCRIMINATORY POLICY APPEARS IN ALL ADVERTISEMENTS AND THE STUDENT AFFAIRS HANDBOOK. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 NEUMANN UNIVERSITY RECEIVES PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY (PHEAA) INSTITUTIONAL ASSISTANCE FUNDS AS WELL AS FUNDS FROM THE DEPARTMENT OF EDUCATION AND THE STATE OF DELAWARE FOR FINANCIAL AID TO STUDENTS. X X 1 RUFFALOCODY 65 KIRKWOOD NORTH ROAD SW CEDAR RAPIDS IA 52404 PHONE SOLICITATIONS 0 44113 20582 25610 44113 20582 25610 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH PA RI SC TN UT VA WA WI WV OK OR SCHOLARSHIP GALA 221102 164959 56143 2200 4000 34862 3900 11181 "EVENING IN" 43335 22695 20640 18033 2607 1 35534 15452 20082 635 10064 9383 299971 203106 96865 2835 14064 62278 3900 13788 96865 0 4400 2200 0 4400 2200 2200 2200 0 0 0 0 0 0 1 STUDENT AID 2257 19185037 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: NEUMANN UNIVERSITY'S PROCESS FOR MONITORING FINANCIAL AID AND MONITORING GRANT FUNDS IS A COMBINATION OF PROCEDURES INVOLVING THE FOLLOWING OFFICES - FINANCIAL AID, INSTITUTIONAL ADVANCEMENT, REGISTRAR, AND THE BUSINESS OFFICE. ALL GRANT EXPENDITURES ARE INITIALLY REVIEWED AND APPROVED BY GRANT PROJECT DIRECTORS. IF THE EXPENDITURE IS ABOVE $1,000, THEN IT IS ALSO REVIEWED AND APPROVED BY BOTH THE UNIT VICE PRESIDENT AND THE VICE PRESIDENT OF FINANCE AND ADMINISTRATION. BEFORE ANY EXPENSES ARE SUBMITTED BY THE UNIVERSITY FOR REIMBURSEMENT FROM THE GRANTING AGENCY, IT IS REVIEWED AGAIN BY THE UNIVERSITYS' CONTRACTS & GRANTS ACCOUNTANT TO ENSURE THE GRANT FUNDS WERE EXPENDED IN COMPLIANCE WITH UNIVERSITY POLICIES AND PROCEDURES, APPLICABLE OMB CIRCULARS, AND ANY ADDITIONAL SPONSOR OR PROGRAMMATIC REGULATIONS. THESE EXPENSES ARE THEN SUBMITTED BACK TO THE PROJECT DIRECTOR AND THE UNIVERSITY'S CONTROLLER FOR FINAL REVIEW AND SIGNATURE OF APPROVAL. INSTITUTIONAL ADVANCEMENT AND THE FINANCIAL AID OFFICE AWARD SCHOLARSHIPS AND GRANTS ACCORDING TO THE SPECIFICATIONS/REQUIREMENTS OF THE SPECIFIC AWARD. THE FINANCIAL AID OFFICE, REGISTRAR, AND BUSINESS OFFICE COORDINATE THE AWARDING AND DOCUMENTATION OF FINANCIAL AID TO INCLUDE ELIGIBILITY OF FINANCIAL AID, NOTIFICATION OF STUDENTS, CHANGE OF STATUS, AND RECONCILEMENT OF STUDENT ACCOUNTS. X 1 1 X X X 0 0 0 0 0 0 0 0 0 DR ROSALIE M MIRENDA 355037 0 0 0 0 0 15000 0 7251 0 377288 0 0 0 DR GERARD O'SULLIVAN 137614 0 0 0 0 0 8965 0 15330 0 161909 0 0 0 PART I, LINE 1A THE PRESIDENT'S SPOUSE ATTENDS AN ANNUAL EVENT WITH THE PRESIDENT AS A UNIVERSITY AMBASSADOR. HIS TRAVEL EXPENSES FOR THIS EVENT ARE PAID BY THE UNIVERSITY. A DELAWARE COUNTY AUTHORITY 231973437 246003LD7 2008-04-03 21632840 FINANCE CAPITAL ADDITIONS 0 0 0 B DELAWARE COUNTY AUTHORITY 231973437 246009MT0 2010-11-10 26382471 REFUND 1998A AND 2001 BOND ISSUES 0 0 0 A 21827651 1628615 194813 19839037 2009 0 0 1 1 B 11130780 26175150 14851985 399269 437 2011 1 1 1 1 A 0 0 1 1 0 0.01000 0.01000 0.02000 0 0 0 B 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 0 0 B 0 0 0 1 0 0 0 0 0 A 0 B 0 SCHEDULE K SUPPLENTAL INFORMATION BOND A: THE DIFFERENCE BETWEEN THE AMOUNT REPORTED IN PART I, COLUMN (E) AND THE AMOUNT REPORTED IN PART II, LINE 3 IS DUE TO ISSUANCE COSTS. BOND B: THE DIFFERENCE BETWEEN THE AMOUNT REPORTED IN PART I, COLUMN (E) AND THE AMOUNT REPORTED IN PART II, LINE 3 IS DUE TO THE UNDERWRITER DISCOUNT. SCHEDULE K, PART III, LINE 9 PRIVATE BUSINESS USE THE ORGANIZATION DOES NOT HAVE ANY NONQUALIFIED BONDS. SCHEDULE K, PART V PROCEDURES TO UNDERTAKE CORRECTIVE ACTION THE ORGANIZATION IS IN THE PROCESS OF REVIEWING AND ESTABLISHING PROCEDURES THAT ARE APPLICABLE TO THE BONDS ISSUED. NUMBER OF EMPLOYEES FORM 990, PART V, LINE 2 THE UNIVERSITY HAS 1,089 EMPLOYEES OF WHICH 288 ARE FULL-TIME EMPLOYEES AND 801 ARE STUDENT WORKERS, WORK STUDY STUDENTS, OR PART-TIME EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE UNIVERSITY CONSIST OF THE CONGREGATIONAL MINISTER AND THE COUNCIL OF THE RELIGIOUS CONGREGATION OF THE SISTERS OF ST. FRANCIS OF PHILADELPHIA. FORM 990, PART VI, SECTION A, LINE 7A SISTERS OF SAINT FRANCIS RESERVE THE POWER TO CHOOSE THE PRESIDENT OF THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7B THE SISTERS OF ST. FRANCIS HAVE CERTAIN RESERVE POWER REGARDING DECISIONS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE ANNUAL FEDERAL NON-PROFIT TAX RETURN FORM, IRS FORM 990, APPLICABLE TO NEUMANN UNIVERSITY, IS COMPLETED AND SUBMITTED TO THE IRS BY THE NEUMANN UNIVERSITY ADMINISTRATION THROUGH THE OFFICE OF THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE FORM 990 IS SHARED WITH THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. AFTER FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE, A FINAL COPY IS SENT TO EACH MEMBER OF THE BOARD OF TRUSTEES BEFORE FORM 990 IS FILED. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, TRUSTEES AND KEY EMPLOYEES REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE UNIVERSITY PRESIDENT AND GENERAL COUNSEL REVIEW THE SIGNED STATEMENTS AND HANDLE ANY CONFLICTS OF INTEREST. INDIVIDUALS WITH A CONFLICT OF INTEREST MUST ABSTAIN FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT HAS A CONTRACT WITH A TERM OF THREE YEARS. THE PRESIDENT'S COMPENSATION IS REVIEWED BY A SUB-COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE PROCESS (EVERY THREE YEARS) INCLUDES A REVIEW OF PEER COMPENSATION (COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION (CUPA) - HUMAN RESOURCES SURVEY), THE UNIVERSITY'S MISSION AND VISION, ECONOMIC CLIMATE FOR THE REGION, AND THE ACHIEVEMENT OF GOALS AS CONTAINED IN THE STRATEGIC PLAN. WHEN THIS PROCESS IS COMPLETED, THE PRESIDENT'S COMPENSATION IS DECIDED AND INCLUDED IN THE ANNUAL BUDGET, WHICH IS APPROVED BY THE BOARD OF TRUSTEES. INCREASE IN COMPENSATION IS CONSISTENT FOR ALL KEY EMPLOYEES AND OFFICERS OF NEUMANN UNIVERSITY AND INCLUDED IN THE ANNUAL BUDGET WHICH IS APPROVED BY THE BOARD OF TRUSTEES. THE PERCENTAGE INCREASE FOR UNIVERSITY EMPLOYEES IS A COMBINATION OF ECONOMIC CONDITIONS FOR THE REGION AND THE CUPA SURVEY. FORM 990, PART VI, SECTION C, LINE 19 ACCESS TO THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS WILL NOT BE UNREASONABLY WITHHELD. OTHER FEES FORM 990, PART IX, LINE 11G CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 3,996,451. MANAGEMENT AND GENERAL EXPENSES 665,963. FUNDRAISING EXPENSES 196,607. TOTAL EXPENSES 4,859,021. MAINTENANCE CONTRACTS: PROGRAM SERVICE EXPENSES 243,039. MANAGEMENT AND GENERAL EXPENSES 340,265. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 583,304. HOUSEKEEPING CONTRACTS: PROGRAM SERVICE EXPENSES 1,000,654. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,000,654. A/R COLLECTION EXPENSE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 565,325. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 565,325. EXPLANATION FOR AMENDED RETURN THE RETURN IS BEING AMENDED TO REFLECT THE AMOUNT OF PROFESSIONAL FUNDRAISING FEES FROM SCHEDULE G, PART I, LINE 2B, COLUMN (V) IN PART IX, LINE 11E AND IN PART I, LINE 16A. SISTERS OF ST FRANCIS OF PHILADELPHIA 609 S CONVENT ROAD ASTON PA 19014 CONGREGATION OF CATHOLIC WOMEN RELIGIOUS PA 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0