2014-05-01T13:30:17-05:00 2013-12-31 464001827 SAXBST LLP 26 COMPUTER DRIVE WEST ALBANY NY 12205 990 2013-01-01 522278213 CENTER FOR INTERNET SECURITY INC CENT 5182663460 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 ALBERT SZESNAT CFO 5182663460 2014-04-29 1 MARQUS WHITE P00053187 5184596700 2013 2015-11-30 17:44:51Z WILLIAM PELGRIN 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 14916517 0 X WWW.CISECURITY.ORG X 2000 MD THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 11 10 86 174 0 0 6694048 8751784 5088630 6091973 10822 16760 73568 56000 11867068 14916517 0 0 0 0 6413112 7857423 0 0 0 4624641 5849025 11037753 13706448 829315 1210069 5053118 7158766 2217983 3113562 2835135 4045204 X THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 0 0 7741001 3144836 THE MULTI-STATE INFORMATION SHARING AND ANALYSIS CENTER (MS-ISAC) PROGRAM PROVIDES A COMMON MECHANISM FOR RAISING THE LEVEL OF CYBER SECURITY READINESS AND RESPONSE IN EACH STATE AND WITH LOCAL GOVERNMENTS AND THE U.S. TERRITORIES AND FOCUSES ON IMPROVING THE OVERALL CYBER SECURITY POSTURE OF STATE, LOCAL, TERRITORIAL AND TRIBAL (SLTT) GOVERNMENTS. THE MS-ISAC COLLABORATES AND SHARES INFORMATION WITH ITS SLTT GOVERNMENT MEMBERS, PRIVATE SECTOR PARTNERS AND THE U.S. DEPARTMENT OF HOMELAND SECURITY. $8.7 MILLION OF REVENUE WAS PROVIDED THROUGH A COOPERATIVE AGREEMENT WITH THE U.S. DEPARTMENT OF HOMELAND SECURITY TO THE MS-ISAC. 257358 394947 THE TRUSTED PURCHASING ALLIANCE (TPA) SERVES STATE, LOCAL, TERRITORIAL AND TRIBAL GOVERNMENTS AND RELATED NOT-FOR-PROFIT ENTITIES IN ACHIEVING A GREATER CYBER SECURITY POSTURE THROUGH TRUSTED EXPERT GUIDANCE AND COST-EFFECTIVE PROCUREMENT. 1153914 2552190 THE SECURITY BENCHMARKS PROGRAM HELPS ORGANIZATIONS IMPROVE THEIR INFORMATION TECHNOLOGY SECURITY POSTURE BY REDUCING RISKS RESULTING FROM INADEQUATE TECHNICAL SECURITY CONTROLS. TO ACCOMPLISH THIS OBJECTIVE, THE BENCHMARKS PROGRAM FACILITATES THE CONSENSUS-BASED DEVELOPMENT OF: (1) BEST PRACTICE STANDARDS FOR SECURITY CONFIGURATION; (2) TOOLS FOR MEASURING INFORMATION SECURITY STATUS AND (3) RESOURCES FOR MAKING INFORMED DECISIONS ON SECURITY INVESTMENTS. MISCELLANEOUS INCOME 9152273 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 13 0 1 86 1 0 0 0 0 0 0 0 0 0 0 0 0 X 11 10 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 NY X ALBERT SZESNAT 5182663460 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 WILLIAM PELGRIN PRESIDENT & CEO 40.00 X X 301508 0 10752 JOHN GILLIGAN CHAIRMAN 1.00 X 0 0 0 JACK ARTHUR TREASURER 0.50 X X 0 0 0 CLINTON KREITNER DIRECTOR 0.50 X 0 0 0 RAMON BARQUIN DIRECTOR 0.50 X 0 0 0 ALLAN DOBRIN DIRECTOR 0.00 X 0 0 0 KAREN EVANS DIRECTOR 0.50 X 0 0 0 BRUCE MOULTON DIRECTOR 0.50 X 0 0 0 ALAN PALLER DIRECTOR 0.50 X 0 0 0 FRANKLIN REEDER DIRECTOR 0.50 X 0 0 0 PHIL VENABLES DIRECTOR 0.50 X 0 0 0 MAUREEN HELMER DIRECTOR 0.50 X 0 0 0 DEIRDRE O'CALLAGHAN SECRETARY 40.00 X 136966 0 23358 ALBERT SZESNAT CHIEF FINANCIAL OFFICER 40.00 X 139548 0 6092 THOMAS DUFFY SR VP OF OPS & SERVCS 40.00 X 176491 0 7060 RICHARD COMEAU VP OF SECURITY CONTROLS & AUTOMATION 40.00 X 160964 0 27986 JULIE EVANS COO 40.00 X 163638 0 8112 BLAKE FRANTZ SR DIR OF SECURITY CONTROLS & AUTOMATION 40.00 X 157500 0 13552 RICHARD LICHT VP OF SECURITY OPS 40.00 X 148231 0 7865 LAURA IWAN SR VP OF PROGRAMS 40.00 X 141750 0 5695 SHEHZAD MIRZA SR DIRECTOR OF SECURITY OPS 40.00 X 127992 0 20058 ADNAN BAYKAL VP OF SECURITY SRVCS 40.00 X 128392 0 26424 1782980 0 156954 19 0 1 0 A-MARC SYSTEMS CORPORATION 21 CRIMSON LEAF DRIVE DELMAR NY 12054 IT CONSULTING 103005 1 8709578 42206 42206 8751784 MANAGED SECURITY SERVICES 541519 3144836 3144836 BENCHMARK MEMBERSHIPS 900099 2552190 2552190 PURCHASING AGREEMENTS 541519 394947 394947 6091973 16760 16760 MISCELLANEOUS INCOME 541900 56000 56000 56000 14916517 6147973 0 16760 2153696 1439174 714522 4337926 2898752 1439174 206064 141423 64641 659297 452480 206817 500440 339270 161170 9046 9046 26500 26500 93703 60959 32744 168279 105145 63134 84247 40290 43957 4233722 3443796 789926 605420 51325 554095 218930 179659 39271 345112 345112 64066 64066 13706448 9152273 4554175 0 2724211 3493560 200310 304301 788389 1126863 250000 0 179205 227004 2254075 797037 911003 1457038 0 550000 5053118 7158766 731469 1095743 1486514 2017819 2217983 3113562 X 2835135 4045204 2835135 4045204 5053118 7158766 1210069 0 X X 0 1 X 1 1 1 X 6694048 8751784 15445832 6694048 8751784 15445832 15445832 10822 16760 27582 42269 56000 98269 15571683 11062616 X PART II, LINE 10, COLUMN E AMERICAN EXPRESS REWARD POINTS - 56,000 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 794817 215429 579388 1338987 556043 782944 120271 25565 94706 1457038 INVESTMENT IN CYBER GRIFFIN, INC. SHARES OF PREFERRED STOCK 39,116 550000 C 550000 X 14938777 22260 22260 14916517 0 14916517 13728708 22260 22260 13706448 0 13706448 PART X, LINE 2: THE CENTER IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES. WHEN A RETURN IS FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS MAY BE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE TAX POSITIONS TAKEN OR THE AMOUNT OF THE POSITIONS THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, ON THE CENTER'S TAX RETURN, INCLUDING POSITIONS THAT THE CENTER IS EXEMPT FROM INCOME TAXES ON UNRELATED BUSINESS INCOME. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNCERTAIN TAX BENEFITS IN THE ACCOMPANYING STATEMENT OF FINANCIAL POSITION ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. NO UNCERTAIN TAX BENEFITS OR PROVISIONS WERE IDENTIFIED AND RECORDED AS A LIABILITY OF ASSET AS OF DECEMBER 31, 2013. FORMS 990 FILED BY THE CENTER ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE. THE CENTER IS NO LONGER SUBJECT TO EXAMINATION FOR THE FISCAL YEARS ENDED DECEMBER 31, 2009, AND PRIOR. X X X X 0 0 0 0 0 0 0 1 0 WILLIAM PELGRIN PRESIDENT & CEO 249993 0 51515 0 0 0 10200 0 552 0 312260 0 0 0 DEIRDRE O'CALLAGHAN SECRETARY 133966 0 3000 0 0 0 5505 0 17853 0 160324 0 0 0 THOMAS DUFFY SR VP OF OPS & SERVCS 166491 0 10000 0 0 0 7060 0 0 0 183551 0 0 0 RICHARD COMEAU VP OF SECURITY CONTROLS & AUTOMATION 155964 0 5000 0 0 0 6546 0 21440 0 188950 0 0 0 JULIE EVANS COO 153638 0 10000 0 0 0 6546 0 1566 0 171750 0 0 0 BLAKE FRANTZ SR DIR OF SECURITY CONTROLS & AUTOMA 154500 0 3000 0 0 0 6300 0 7252 0 171052 0 0 0 RICHARD LICHT VP OF SECURITY OPS 148231 0 0 0 0 0 5953 0 1912 0 156096 0 0 0 ADNAN BAYKAL VP OF SECURITY SRVCS 125192 0 3200 0 0 0 5136 0 21288 0 154816 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS PART I, LINE 7 EACH YEAR THE BOARD APPROVES A BUDGET THAT INCLUDES PERFORMANCE INCENTIVES AND MERIT INCREASES. THE CENTER FOR INTERNET SECURITY, INC. MAY AWARD AN ANNUAL BONUS TO EMPLOYEES BASED UPON THEIR PERFORMANCE DURING THE YEAR. THE BONUS IS A FIXED DOLLAR AMOUNT, WHICH IS DETERMINED AT THE DISCRETION OF MANAGEMENT. JOHN GILLIGAN AND WILLIAM PELGRIN BOTH JOHN & WILLIAM SERVE ON THE BOARDS OF CENTER & CYBER GRIFFIN, INC. 300000 PURCHASE OF 15,000 SHARES OF CLASS A PREFERRED (NON-VOTING) SHARES IN CYBER GRIFFIN, INC. 0 0 X SERVER 1 42406 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 JOHN GILLIGAN AND WILLIAM PELGRIN HAVE A BUSINESS RELATIONSHIP IN CYBER GRIFFIN; BOTH ARE OWNERS AND DIRECTORS IN CYBER GRIFFIN, INC. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WILL BE REVIEWED BY THE BOARD OF DIRECTORS, CFO, AND COO, PRIOR TO ITS SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND INTERESTED PARTIES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONAIRE ON AN ANNUAL BASIS. THIS QUESTIONAIRE IS FILED WITH THE CORPORATE SECRETARY. ANY CONFLICTS OF INTEREST DISCLOSED ON THE ANNUAL QUESTIONAIRE IS REVIEWED AND RESOLVED BY THE BOARD ACCORDING TO THE CONFLICT OF INTEREST POLICY. SHOULD ANY CONFLICTS OF INTEREST ARISE DURING THE INTERIM, THE CONFLICT IS BROUGHT TO THE BOARD WHERE IT IS REVIEWED AND RESOLVED ACCORDING TO THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CARRIES OUT THE RESPONSIBILITY OF SETTING THE CEO'S COMPENSATION. THE BOARD APPOINTS A COMPENSATION COMMITTEE WHICH REVIEWS DATA PROVIDED BY MANAGEMENT THAT INCLUDES THE ABBOTT & LANGER NATIONAL NON-PROFIT COMPENSATION SURVEY AND OTHER COMPARABLES. ALL DECISIONS ABOUT THE CEO'S COMPENSATION ARE PRESENTED TO THE BOARD FOR THEIR REVIEW AND RATIFICATION. THE BOARD'S COMPENSATION COMMITTEE ALSO REVIEWS SALARY RANGES FOR ALL EXECUTIVES, BUT DECISIONS ON ALL OTHER EXECUTIVES' COMPENSATION IS THE RESPONSIBILITY OF THE CEO. IN ARRIVING AT THE COMPENSATION DECISIONS, THE CEO IS PRESENTED WITH A JOB DESCRIPTION AND A SALARY SURVEY THAT UTILIZED THE NON-PROFIT COMPENSATION SURVEY AND OTHER AVAILABLE INFORMATION FOR SIMILAR JOBS IN THE INDUSTRY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE AUDIT OVERSIGHT PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR.