2014-04-14T14:28:51-05:00 2012-05-31 861065772 DELOITTE TAX LLP 1700 MARKET STREET 25TH FLOOR PHILADELPHIA PA 191033984 990 2011-06-01 231352674 St Joseph's University STJO 6106601320 5600 City Avenue Philadelphia PA 191311395 Louis J Mayer 6106601320 2014-04-14 1 P01410071 2152462300 2011 2016-03-07 17:11:31Z X John W Smithson 5600 City Avenue Philadelphia PA 19131 275330533 0 X www.sju.edu X 1851 PA Saint Joseph's University ("SJU") is a Catholic and Jesuit university that instills in each member of its academic community: a love of learning and of the highest intellectual and professional achievement. 33 29 3767 30 1677285 -247583 18471116 14596032 237452472 248122900 7374747 6933883 4230491 5474115 267528826 275126930 63747582 68057042 0 0 97206367 103182337 0 0 5063320 96889246 113075974 257843195 284315353 9685631 -9188423 623696242 622004129 279385607 297389070 344310635 324615059 Saint Joseph's University is a Catholic and Jesuit university that instills in each member of its academic community a love of learning and the highest intellectual and professional achievement. 0 0 254590606 68057042 247331762 Saint Joseph's University advances the professional and personal ambitions of men and women by providing a demanding yet supportive, educational experience. One of only 152 schools with a Phi Beta Kappa chapter and AACSB Business School Accreditation, Saint Joseph's is home to 4,650 traditional undergraduates, 700 adult College of Professional and Liberal Studies students, and 3,600 graduate and doctoral students. The University strives to be recognized as the preeminent Catholic comprehensive university in the Northeast. Saint Joseph's offers over 75 undergraduate programs leading to an award of a certificate, associate, or bachelor's degree, 30 semester abroad programs, over 45 graduate programs leading to master's degrees and an ED. D. in Educational Leadership. 254590606 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 0 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 1 0 0 1 310 0 3767 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 33 29 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X Louis J Mayer EdD 6106601320 5600 City Avenue Philadelphia PA 191311395 X John Smithson 40.00 X X 317570 0 40618 George Bur SJ 5.00 X 0 0 0 Robert J Caruso 5.00 X 0 0 0 Rev Vincent J Genovesi SJ 5.00 X 0 0 0 Albert J DiUlio SJ 5.00 X 0 0 0 Gerianne Tringali DiPiano 5.00 X 0 0 0 Robert D Falese 8.00 X 0 0 0 Robert J Bowman 5.00 X 0 0 0 C Kevin Gillespie SJ 5.00 X 0 0 0 Marlene S Dooner 5.00 X 0 0 0 Daniel J Hilferty SJ 5.00 X 0 0 0 Gregory A Kalscheur SJ 5.00 X 0 0 0 David F Girard-diCarlo 5.00 X 0 0 0 Edward D Loughlin 8.00 X 0 0 0 James J Maguire Jr 5.00 X 0 0 0 John J Griffin Jr 5.00 X 0 0 0 Lynn B McKee 5.00 X 0 0 0 Edward W Moneypenny 5.00 X 0 0 0 Michael L Kempski 5.00 X 0 0 0 Maureen A O'Connor 5.00 X 0 0 0 Rev Bruce Morrill SJ 5.00 X 0 0 0 Joseph J McLaughlin Jr 5.00 X 0 0 0 Dennis R Suplee 5.00 X 0 0 0 William A Harvey 5.00 X 0 0 0 Dennis M Durkin 5.00 X 0 0 0 John J Swanick 8.00 X 0 0 0 Sean S Sweeney 5.00 X 0 0 0 Rev John W Swope SJ 5.00 X 0 0 0 Denise Viola-Monahan 5.00 X 0 0 0 Dr Raymond G Washington Jr 5.00 X 0 0 0 Rev Robert A Wild SJ 5.00 X 0 0 0 Rev Kevin W Wildes SJ 5.00 X 0 0 0 Prof Christine M Wiseman 5.00 X 0 0 0 Brice Wachterhauser 40.00 X 258328 0 52226 Louis Mayer 40.00 X 245755 0 53233 Marianne Schimelfenig 40.00 X 205698 0 40923 Kathleen Gaval 40.00 X 181363 0 45752 Kevin Robinson 40.00 X 231311 0 52856 Joan Chrestay 40.00 X 177292 0 45275 Cary Anderson 40.00 X 167154 0 41421 Katie Shields 40.00 X 229084 0 50723 E Springs Steele 40.00 X 180580 0 48470 Philip Martelli 40.00 X 713672 0 196561 Joseph DiAngelo 40.00 X 275903 0 54118 Cynthia Griffin 40.00 X 205968 0 61245 Stephen Porth 40.00 X 203663 0 45380 Francis Disanti 40.00 X 176940 0 44013 3770281 0 872814 182 0 1 0 John S McManus Inc 9 Smithbridge Road Chester Heights PA 19017 Contractor-Construction 10862072 ARAMARK 1101 Market Street Philadelphia PA 19107 Contractor-Food Service 4397681 Intech Construction Inc 3001 Market Street Ste 120 Philadelphia PA 19104 Contractor-Construction 3368192 The Arthur Jackson Company 7025 West Chester Pike Upper Darby PA 19082 Housekeeping 3314827 Abriola 1013 Pleasant Avenue Wyndmoor PA 19038 Contractor-Construction 1766253 93 3524010 11072022 337286 14596032 ACAD Srvs - Tuition 611310 220410503 220410503 Cafeteria & Dormit 531110 25142800 25070515 72285 Athletics 541800 2529020 1946745 582275 Fitness Center 713940 40577 10402 30175 248122900 6925883 6925883 732210 0 732210 732210 732210 8000 0 8000 8000 8000 89200 115025 203603 -114403 -114403 Univ Press Ext Inc 511190 259665 259665 Facilities Rental 611710 40456 40456 Computer Resale Co 900004 6134 6134 4550053 732885 3817168 4856308 275126930 247446165 1677285 11407448 68057042 68057042 2782530 1497085 998057 287388 79545636 68409247 8342014 2794375 6862985 5740887 892188 229910 8108627 6235175 1616831 256621 5882559 5000175 735320 147064 1390390 1390390 195000 195000 9717626 6219281 3012464 485881 2361751 2347999 13752 978644 435572 518887 24185 4118440 3169158 910740 38542 10617239 10187579 429660 2288826 1831061 385052 72713 2542377 2033902 454441 54034 27206197 27206197 16235307 16235307 Food 8614503 8042198 495754 76551 Study Abroad 3708289 3708289 0 0 Insurance 993814 622212 370304 1298 Taxes/Licenses and Fees 815158 96131 719027 0 21292413 17321109 3390298 581006 284315353 254590606 24661427 5063320 91235387 58070950 13656172 11074590 8866899 8822597 10773208 7444495 1981650 1841244 515545323 171646969 301742149 343898354 191208486 186836564 4232291 4015335 623696242 622004129 27898702 49937874 19026021 19322163 223003525 219381184 9457359 8747849 279385607 297389070 X 199293363 222192069 92588958 49985883 52428314 52437107 344310635 324615059 623696242 622004129 X -9188423 -10507153 X 1 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 125500 0 0 0 125500 0 Explanation of Lobbying Activities: Part II-B, Line 1: Lobbying payments were made to Engage LLC. This firm has been engaged to provide legislative advocacy services to the University. X X X 0 52428314 8793 52437107 51204070 1224244 52428314 42789393 8414677 51204070 38440771 4348622 42789393 0 0 29924321 29924321 377835399 125095008 252740391 1648676 1385891 262785 55747616 39077780 16669836 50389311 6088290 44301021 343898354 Student and other deposits 5349141 Refundable government loan funds 2224945 Leases payable 1173763 8747849 275126930 284315353 -9188423 -10507153 -10507153 -19695576 196376974 -10507153 -10507153 206884127 68242803 68242803 275126930 284315353 0 284315353 0 284315353 Part III, Line 4: Individual artwork which enhances the educational experience. Part XII, Line 4b - Other Adjustments: Capital/Campaign Gifts 2,721,020. Scholarships reclassed 65,335,613. Gain on retirement of assets 8,000. Gain on legal settlement 178,170. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Explanation of Nondiscriminatory Policy Publication Schedule E, Part I, Line 3 The non-discrimination policy is presented in recruiting materials, and also posted on the University website. Explanation of Government Financial Assistance Schedule E, Part I, Line 6 St. Joseph's University participated in the following programs: Federal Pell Grant, Perkins Student Loan Program, Supplemental Educational Opportunity Grant, College Work Study, Staffords Student Loan Program, parent loans for undergraduate students and Department of Health and Human Services State - Institutional Assistance Grant Program of the Pennsylvania High Educaiton Assistance Agency and Passport Program. N/A N/A N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Method Used to Acccount for Expenditures: Schedule F, Part I, Line 3: N/A BASED ON THE FACT THAT ST. JOSEPH'S UNIVERSITY HAS RECEIVED 2 CONTRIBUTIONS TOTALING $16,660 FROM FOREIGN PERSONS, WE HAVE COMPLETED SCHEDULE F. ALTHOUGH WE RECEIVED TWO DONATIONS FROM PERSONS OUTSIDE OF THE UNITED STATES, WE DID NOT UNDERTAKE ANY FUNDRAISING ACTIVITIES OUTSIDE OF THE US. Alumni Gala 204225 115025 89200 3895 85232 114475 204225 115025 89200 3895 85232 114475 203602 -114402 1 Scholarship 5600 City Avenue Philadelphia PA 19131 65335613 EDUCATION Graduate Assistant Courses 5600 City Avenue Philadelphia PA 19131 1163712 EDUCATION Program Scholarships 5600 City Avenue Philadelphia PA 19131 534527 EDUCATION Resident Assistant Rooms 5600 City Avenue Philadelphia PA 19131 622347 RESIDENT ASSISTANCE Resident Assistant Board 5600 City Avenue Philadelphia PA 19131 355171 RESIDENT ASSISTANCE Athletic Books & Supplies 5600 City Avenue Philadelphia PA 19131 45672 ATHLETIC BOOKS AND SUPPLIES X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 John Smithson 317570 0 0 0 0 0 0 0 40618 0 358188 0 0 0 Brice Wachterhauser 258328 0 0 0 0 0 0 0 52226 0 310554 0 0 0 Louis Mayer 245755 0 0 0 0 0 0 0 53233 0 298988 0 0 0 Marianne Schimelfenig 205698 0 0 0 0 0 0 0 40923 0 246621 0 0 0 Kathleen Gaval 181363 0 0 0 0 0 0 0 45752 0 227115 0 0 0 Kevin Robinson 231311 0 0 0 0 0 0 0 52856 0 284167 0 0 0 Joan Chrestay 177292 0 0 0 0 0 0 0 45275 0 222567 0 0 0 Cary Anderson 167154 0 0 0 0 0 0 0 41421 0 208575 0 0 0 Katie Shields 229084 0 0 0 0 0 0 0 50723 0 279807 0 0 0 E Springs Steele 180580 0 0 0 0 0 0 0 48470 0 229050 0 0 0 Philip Martelli 713672 0 0 0 0 0 140000 0 56561 0 910233 0 0 0 Joseph DiAngelo 275903 0 0 0 0 0 0 0 54118 0 330021 0 0 0 Cynthia Griffin 205968 0 0 0 0 0 30000 0 31245 0 267213 0 0 0 Stephen Porth 203663 0 0 0 0 0 0 0 45380 0 249043 0 0 0 Francis Disanti 176940 0 0 0 0 0 0 0 44013 0 220953 0 0 0 PA Higher Education Facilities Authority 232243852 70917NTW4 2003-01-30 35473150 Current refunding of Montgomery City HEHA Revenue Bonds Series 1992. 0 0 0 PA Higher Education Facilities Authority 232243852 709179HH5 2008-05-09 48580000 Current refunding of Issuer's Series 2001A and Series 2006 Bonds. 0 0 0 PA Higher Education Facilities Authority 232243852 70917RL94 2010-10-01 162637233 Current refunding of various issues, miscellaneous capital projects. 0 0 0 9110000 36635846 2971464 494178 972747 1 0 1 1 13680000 40580000 397859 126165 1 0 1 1 162637233 890059 29214861 12822937 1 0 0 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 1 Wachovia Bank NA 1 0 0 0 1 0 0 0 0 0 1 0 0 0 1 FORM 990, SCHEDULE K, PAGE 2, PART IV ARBITRAGE - QUESTION 4C 4C TERM OF GIC - JUNE 15, 2022 LYNN MCKEE TRUSTEE 4397681 FOOD SERVICES 0 DENISE VIOLA-MONAHAN TRUSTEE 444990 BANKING SERVICES 0 MARLENE DOONER TRUSTEE 287975 ENTERTAINMENT & COMMUNICATION 0 DANIEL HILFERTY TRUSTEE 10064396 HEALTH BENEFIT CONTRACTS 0 X 2 56950 OTHER X 14 280337 OTHER 0 0 0 Form 990 - Amended Parts & Explanation Amended return agrees with reissued audited financial statement. Accrued expenses were increased by $4,700,000. The following parts and schedules were amended to reflect this adjustment; Part I, Lines 18, 19, 21, & 22 Part III, Line 4a Expenses & Line 4e Expenses Part IX, Line 20 & 25 Part X, Lines 17, 26, 27, & 33 Part XI, Lines 2, 3, & 6 Compensation of officers, directors, trustees, key employees, and highest compensated employees were erroneously reported on a fiscal year basis in the return as originally filed. The following parts and schedules were amended to report compensation on a calendar year basis for the period beginning January 1, 2011 through December 31, 2011. Part VII Schedule J, Part II Form 990, Part VI, Section A, line 2 Saint Joseph's University prepares a summary of board affiliations and positions which lists the officer's or board member's name, and the SJU related/affiliate entity or the non-SJU affiliated entities with or in connection with which each person has a familial or business relationship. The prepared list is then provided to and reviewed by the VP for Financial Affairs and Controller. Schedule L lists the reportable business transactions involving board members. Form 990, Part VI, Section B, line 11 Following review and approval by senior management and the Audit & Risk Committee, the Form 990 is made available to the Board prior to filing for trustees' review, comment, input and questions, if any. Form 990, Part VI, Section B, line 12c Saint Joseph's University has a conflict of interest policy that sets forth SJU's business conduct policies and conflict of interest disclosure procedures. Annually, those who serve SJU in a fiduciary capacity, including board members, officers and other key employees receive a copy of the policy and an annual disclosure statement to be completed. Disclosures of financial interests or other reportable circumstances as described in the policy are submitted and reviewed by SJU's General Counsel. A summary of all reported disclosures is then prepared by the Office of the General Counsel and sent to the chairperson of the Audit & Risk Committee, the chairperson of the Board and copied to the President; copies of summaries and actual disclosures are available to the full Board upon request throughout the year. The policy contains a continuing affirmative obligation to disclose compensation or other circumstances which may rise to the level of an actual or apparent conflict. The policy also addressed the procedures for the Board to follow to further address the actual or apparent conflict, which include consideration without the participation of the interested person, if any. Meetings, discussions and proceedings where a conflict is disclosed are documented in the minutes for each group, as needed and as appropriate. Form 990, Part VI, Section B, line 15 The compensation paid to the President is set and approved by the Executive Committee of the Board. The Executive Committee approves the levels of Executive Compensation recommended by the President, based on the independent data made available to it. Form 990, Part VI, Section C, line 19 The by-laws are available to all trustees at any time and from the University upon request when appropriate and in response to legal process. Other institutional policies (e.g., whistleblower policy) are either posted on the SJU interent website or MySJU internal website. Requests for financial information will be evaluated on an individual basis and information will be provided as appropriate. Average Hours Per Week Form 990, Part VII, Section A The average hours per week listed in this section are a minimum. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized losses on investments: -10,507,153. 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DELAWARE VALLEY EDUCATIONAL TELEVISION NETWORK C 1237956 75% OF TOTAL REVENUE