2014-04-06T13:51:12-05:00 2013-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2012-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 RON C WINKLER 4053211174 2014-03-27 1 W LYNDEL LACKEY P00234298 4058482020 2012 2015-11-30 17:44:51Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 267719491 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 23 23 39 23 54090 0 85876056 89123241 0 0 46495885 36962791 4197923 5918537 136569864 132004569 92817483 98494362 0 0 2867240 3015349 0 0 3716168 11046813 9912097 106731536 111421808 29838328 20582761 1007093948 1085755620 90037950 87553273 917055998 998202347 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 27901709 27901709 1118508 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 28714287 28714287 1151082 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 27127468 27127468 1087471 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 15288876 14750898 612892 STUDENT AND FACULTY AWARDS AND SCHOLARSHIPS 15288876 14750898 612892 99032340 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 973 0 1 39 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 23 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ CA GA IL IN MD MA MN NY OK OR VA WI X X X RON C WINKLER 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 BILL G LANCE 1.00 X 0 0 0 J HARVIE ROE 1.00 X 0 0 0 PATTYE L MOORE 1.00 X 0 0 0 RONALD E BRADSHAW 1.00 X 0 0 0 SCOTT MEACHAM 1.00 X 0 0 0 JOHN R BOZALIS MD 1.00 X 0 0 0 TERRY L CARTER 1.00 X 0 0 0 JAMES H EVEREST 1.00 X 0 0 0 WILLIAM L FORD 1.00 X 0 0 0 BONNIE KENNEDY 1.00 X 0 0 0 WILLIAM G KERR 1.00 X 0 0 0 DAVID MOFFETT 1.00 X 0 0 0 WILLIAM G PAUL 1.00 X 0 0 0 LAURA RATLIFF 1.00 X 0 0 0 ROBERT J ROSS 1.00 X 0 0 0 L DON SMITHERMAN 1.00 X 0 0 0 CHARLES STEPHENSON 1.00 X 0 0 0 SUZANNE M SYMCOX 1.00 X 0 0 0 JAMES R TOLBERT III 1.00 X 0 0 0 MICHAEL SAMIS 1.00 X 0 0 0 CARLISLE MABREY 1.00 X 0 0 0 CLIFF HUDSON 1.00 X 0 0 0 DAVID RAINBOLT 1.00 X 0 0 0 GUY L PATTON 39.00 1.00 X 359813 0 47073 RON C WINKLER 39.00 1.00 X 191783 0 22396 GARY BEADLES 40.00 X 111520 0 18857 MICHAEL L MARCOTTE 40.00 X 139612 0 21026 KATHY HARLIN 40.00 X 101325 0 16833 BEN STEWART 40.00 X 172882 0 26436 TRENT WELLS 40.00 X 149050 0 21490 1225985 0 174111 7 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 606910232 INVESTMENT CONSULTANT 1343719 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 370118 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 068804704 INVESTMENT MANAGER 334058 DSM CAPITAL PARTNERS LLC 320 EAST MAIN STREET MT KISCO NY 10549 INVESTMENT MANAGER 263788 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 248051 7 89123241 810645 89123241 10438633 10438633 1882007 1882007 25912 13425 12487 12487 12487 162225655 135701497 26524158 26524158 26524158 OTHER INCOME 900099 4391901 3969953 421948 PARTNERSHIP INCOME 900099 -367858 -367858 4024043 132004569 3969953 54090 38857285 83743464 83743464 14750898 14750898 1502265 1502265 1087485 1087485 140148 140148 137701 137701 147750 147750 180835 180835 39429 39429 64825 64825 3851858 3851858 126226 126226 22027 22027 55291 55291 124496 124496 98709 98709 23810 23810 182562 182562 132946 132946 TAXES - UBI 218138 218138 EXPENSES REIMBURSED TO 3716168 3716168 STUDENT AND FACULTY AWA 537978 537978 OTHER EXPENSES 334916 334916 201883 201883 111421808 99032340 8673300 3716168 14704072 4751547 16852695 7454068 48544638 44049895 37862822 3186475 91532 79490 28489574 1397490 19655226 27092084 826523950 956635365 41809782 41489108 1049231 1017588 1007093948 1085755620 8138736 8661677 81899214 78891596 90037950 87553273 X -21490267 -16268661 227943876 231567464 710602389 782903544 917055998 998202347 1007093948 1085755620 20582761 60563588 0 X 0 1 X 1 0 X 104195750 124474583 145119973 85876056 89123241 548789603 104195750 124474583 145119973 85876056 89123241 548789603 6574418 542215185 20322480 16390745 17004692 13986643 12346606 80051166 -252093 -87484 300585 548789 509797 58004 -71183 751474 3969953 4708248 634058814 0.85510 0.86890 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 38820017 X X X 0 724575787 18279417 103992439 25008574 15327835 7617017 798894217 755124850 22216777 -9712807 21619085 14412723 7021225 724575787 573841912 80925138 133961724 33603924 755124850 470739642 68377932 70359221 35634883 573841912 598255800 23902069 -104077795 47340432 470739642 0.02000 0.98000 0 0 25050062 25050062 2012158 817549 1194609 1427354 579941 847413 27092084 CONTINGENT LIABILITIES UNDER STATE REGENTS MATCHING FUND PROGRAM 13580334 ASSETS HELD IN CUSTODY FOR OTHERS 62598015 CHARITABLE REMAINDER TRUST OBLIGATIONS 2713247 78891596 249626164 60563588 61409865 121973453 127652711 4351858 4351858 132004569 107584383 14433 14433 107569950 3851858 3851858 111421808 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 61,396,440. RENTAL EXPENSES RECLASSIFIED FROM PART IX 13,425. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF 500,000. OKLAHOMA, INC. (45-3266058) INVESTMENT EXPENSES INCLUDED IN REVENUE PORTION OF AUDIT REPORT 3,851,858. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES RECLASSIFIED TO PART VIII 13,425. EXPENSES REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF 1,008. OKLAHOMA, INC. (45-3266058) PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT EXPENSES INCLUDED IN REVENUE PORTION OF AUDIT REPORT 3,851,858. EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICES EXPENSES ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 13425 EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICE INVESTMENT ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 2706350 2 2 0 0 2 2 2719775 0 2719775 1 0 0 0 1 0 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 27127468 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 27901709 GENERAL EDUCATION ASSISTANCE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 28714287 FACILITIES AND EQUIPMENT 1 0 SCHOLARSHIPS 8102 14750898 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON 319013 0 28800 0 12000 0 40817 0 6256 0 406886 0 0 0 RON C WINKLER 170813 0 11813 0 9157 0 16292 0 6104 0 214179 0 0 0 MICHAEL L MARCOTTE 124552 0 8303 0 6757 0 15191 0 5835 0 160638 0 0 0 BEN STEWART 156017 0 8400 0 8465 0 20179 0 6257 0 199318 0 0 0 TRENT WELLS 135491 0 6641 0 6918 0 15165 0 6325 0 170540 0 0 0 X 1 786350 STOCK QUOTE X 1 24294 RESTRICTED STOCK X 1 1 NOMINAL VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE FOUNDATION USES THIRD PARTIES TO SELL REAL ESTATE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL SAMIS AND JAMES EVEREST HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO ASSIST AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 2504 12549109 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 194136 13735000 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 12487 2812815 UNIVERSITY OF OKLAHOMA FOUNDATION INC AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 61747 1372150 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 1089069 25642359 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVESITY OF OKLAHOMA FOUNDATION 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 500000 CASH