2014-02-28T11:35:00-06:00 2013-11-30 113518842 MARKS PANETH LLP 88 FROEHLICH FARM BLVD WOODBURY NY 11797 990PF 2012-12-01 136160971 ELLMAN FOUNDATION CO MARKS PANETH & SHRON LLP ELLM 2125038800 685 THIRD AVENUE NO FL 5 NEW YORK NY 10017 JAN ELLMAN 2125038800 2014-02-20 1 WILLIAM JENNINGS P00547150 5169925900 2012 2015-12-30 17:16:21Z X 2217485 X 100000 136 136 56559 56559 233291 1868113 233291 389986 289986 0 0 0 3430 1715 1715 27532 27532 0 3833 21 0 34795 29268 1715 137000 137000 171795 29268 138715 218191 260718 65701 21595 21595 41266 37558 37558 1702873 1968878 2158332 1809840 2028031 2217485 0 0 X 0 0 0 0 1809840 2028031 1809840 2028031 1809840 2028031 1809840 218191 0 2028031 0 2028031 264 SHS OF VANGUARD INDEX FUND P 2012-12-28 2013-03-08 26082 23154 2928 2928 14.716 SHS OF BLACKROCK P 2012-12-26 2013-05-16 158 157 1 1 4,828.108 SHS OF BLACKROCK P 2012-03-16 2013-05-16 51709 49681 2028 2028 SALE OF LORD ABBETT SHARES P 102910 104937 -2027 -2027 6,682.110 SHS OF TCW TOTAL RETURN P 2012-09-14 2013-08-20 68291 70537 -2246 -2246 2,687.062 SHS OF TRANSAMERICA P 2012-03-22 2013-08-20 27919 27811 108 108 231 SHS OF ISHARES RUSSELL P 2012-12-28 2013-08-30 17260 14324 2936 2936 8 SHS OF ISHARES RUSSELL P 2012-12-28 2013-08-30 1068 894 174 174 663 SHS OF ISHARES RUSSELL P 2012-12-28 2013-08-30 55978 47688 8290 8290 181 SHS OF VANGUARD INDEX P 2012-12-28 2013-08-30 17572 14450 3122 3122 4,240.667 SHS OF TCW P 2012-09-14 2013-11-05 44230 44778 -548 -548 1,649.322 SHS OF TRANSAMERICA P 2012-03-22 2013-11-06 17235 17070 165 165 680 SHS OF ISHARES S&P P 2012-12-28 2013-03-18 24903 23173 1730 1730 702 SHS OF ISHARES S&P P 2012-12-28 2013-03-08 25709 23923 1786 1786 273 SHS OF VANGUARD INDEX P 2012-12-28 2013-03-08 26972 23944 3028 3028 14.148 SHS OF BLACKROCK P 2012-12-26 2013-03-16 152 151 1 1 9,862.677 SHS OF LORD ABBETT P 2012-09-14 2013-05-16 45861 45762 99 99 4,642.002 SHS OF BLACKROCK P 2012-03-16 2013-05-16 49716 47766 1950 1950 853 SHS OF SPDR BARCLAYS P 2011-03-23 2013-05-16 39069 39119 -50 -50 SALE OF LORD ABBETT SHARES P 103376 105414 -2038 -2038 2,481 SHS OF TCW P 2012-09-14 2013-08-30 25364 26177 -813 -813 6,076.989 SHS OF TCW TOTAL RETURN P 2012-09-14 2013-11-05 63383 64168 -785 -785 236 SHS OF ISHARES RUSSELL P 2012-12-28 2013-08-30 17634 14634 3000 3000 5 SHS OF ISHARES RUSSELL P 2012-12-28 2013-08-30 667 559 108 108 669 SHS OF ISHARES RUSSELL P 2012-12-28 2013-08-30 56485 48120 8365 8365 184 SHS OF VANGUARD INDEX P 2012-12-28 2013-08-30 17863 14690 3173 3173 CAPITAL GAINS ATTACHMENT A P 463013 380873 82140 82140 CAPITAL GAINS ATTACHMENT B P 477534 360868 116666 116666 233291 0 100000 2011137 0.049723 104500 1988839 0.052543 88500 1875233 0.047194 80750 1777021 0.045441 83000 1990419 0.041700 0.236601 0.047320 2179423 103130 2607 105737 138715 X 2607 0 2607 0 2607 2240 2240 367 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 1 0 0 1 N/A WILLIAM JENNINGS CO MARKS PANETH 2125038800 685 THIRD AVENUE NEW YORK NY 10017 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ESTHER ELLMAN 4356 KASSO CIRCLE BOCA RATON FL 33487 5.00 0 0 0 JAN ELLMAN 4356 KASSO CIRCLE BOCA RATON FL 33487 1.00 0 0 0 NONE 0 NONE 0 N/A 0 0 2046348 166264 0 2212612 0 0 2212612 33189 2179423 108971 108971 2607 2607 106364 0 106364 0 106364 138715 0 138715 2607 136108 106364 0 0 5664 1679 7343 138715 0 0 0 106364 32351 0 0 39694 0 0 0 0 0 0 0 39694 5664 1679 32351 ESTHER ELLMAN X AID TO VICTIMS OF DOMESTIC ABUSE 6018 SW 18TH STREET C6 BOCA RATON FL 33486 NONE CHARITABLE 501(C)(3) CHARITABLE - OPERATIONS 2000 AMERICAN COMMITTEE FOR WEIZMAN INSTITUTE FOUNDATION 1555 PALM BEACH LAKES BLVD STE 410 WEST PALM BEACH FL 33401 NONE CHARITABLE 501(C)(3) CHARITABLE - OPERATIONS 5000 BOCA RATON REGIONAL HOSPITAL FOUNDATION 800 MEADOWS ROAD BOCA RATON FL 33486 NONE CHARITABLE 501(C)(3) CHARITABLE - MEDICAL 110000 CONGREGATION AHAVATH SHOLOM 2568 E BROAD STREET COLUMBUS OH 43209 NONE CHARITABLE 501(C)(3) CHARITABLE - RELIGIOUS 1000 CROHN'S & COLITIS FOUNDATION OF AMERICA 21301 POWERLINE ROAD STE 301 BOCA RATON FL 33433 NONE CHARITABLE 501(C)(3) CHARITABLE -MEDICAL 3000 HOSPICE BY THE SEA 1531 WEST PALMETTO PARK ROAD BOCA RATON FL 33486 NONE CHARITABLE 501(C)(3) CHARITABLE - MEDICAL 2000 JEWISH FEDERATION OF SOUTH PALM BEACH COUNTY 9901 DONNA KLEIN BLVD BOCA RATON FL 33428 NONE CHARITABLE 501(C)(3) CHARITABLE - RELIGIOUS 5000 MAKE-A-WISH FOUNDATION 4491 SOUTH STATE ROAD 7 HOLLYWOOD FL 33021 NONE CHARITABLE 501(C)(3) CHARITABLE - OPERATIONS 1000 ST JUDES CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 NONE CHARITABLE 501(C)(3) CHARITABLE - MEDICAL 2000 VANDERBILT UNIVERSITY 2301 VANDERBILT PLACE NASHVILLE TN 37240 NONE CHARITABLE 501(C)(3) CHARITABLE - OPERATIONS 3000 JEWISH NATIONAL FUND 1951 NW 19TH STREET A100 BOCA RATON FL 33431 NONE CHARITABLE 501(C)(3) CHARITABLE - RELIGIOUS 3000 137000 0 14 136 14 56559 18 233291 0 289986 0 289986 0 0 0 0 0 0 0 0 0 0 X X 1 ESTHER ELLMAN 4356 KASSO CIRCLE BOCA RATON FL 33487 100000 X ACCOUNTING FEES 3430 1715 1715 1,936 SHS OF ISHARES RUSSELL 1000 VALUE 139253 178945 1,745 SHS OF ISHARES US REAL ESTATE ETF 111672 110109 408 SHS OF ISHARES RUSSELL MIDCAP ETF 45605 59707 291 SHS OF ISHARES RUSSELL MID-CAP GROWTH 18045 23853 2,874 SHS OF ISHARES MSCI EMERGING MARKETS 123284 121714 2,663 SHS OF SPDR S&P 500 ETF TR 382292 482003 224 SHS OF VANGUARD INDEX FUNDS 17883 24331 2,017 SHS OF VANGUARD INDEX FUND GROWTH ETF 156276 182155 53,346.651 SHS OF LORD ABBETT FLOATING RUND A 507762 507327 6,034.643 SHS OF PIMPCO INCOME FUND A 73474 74286 10,317.655 SHS OF TCW TOTAL RETURN 108983 107407 15,969.079 SHS OF TRANSAMERICA BOND A 165371 167036 11,757.752 SHS OF ARBITRAGE EVENT DRIVEN 118978 119459 INVESTMENT FEES 27532 27532 0 ESTHER ELLMAN 4356 KASSO CIRCLE BOCA RATON FL 33487 FOREIGN TAX 21 21 0 OTHER TAXES 3812 0 0