2014-01-24T13:32:49-06:00 2013-06-30 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2012-07-01 300088843 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL MISSION FOUNDATION INC NATI 2023266029 2030 M STREET NW EIGHTH FLOOR WASHINGTON DC 20036 THERESIA HELLER 2023266029 2014-01-20 1 J ANDREW SMITH P00635175 5712279500 2012 2015-11-30 17:44:51Z JAMES MCPHERSON 2030 M STREET NW EIGHTH FLOOR WASHINGTON DC 20036 4248349 0 X WWW.NAAG.ORG X 2002 DC TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS DESIGNED TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (NAAG). 7 7 0 7 0 0 0 19989 527319 747372 2847141 2603750 250536 154509 3624996 3525620 2000 0 0 0 0 0 0 0 0 2937320 3175615 2939320 3175615 685676 350005 66824566 71336313 354830 544799 66469736 70791514 X THE FOUNDATION'S PURPOSE IS TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS DESIGNED TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, WHO SERVE 50 STATES AND 6 TERRITORIES IN THEIR CAPACITIES AS GOVERNMENT OFFICIALS. 0 0 1507614 8724 NAAG TRAINING AND RESEARCH: THE NATIONAL ATTORNEYS GENERAL TRAINING AND RESEARCH INSTITUTE PROVIDES A VARIETY OF RESEARCH AND TRAINING PROGRAMS FOR ATTORNEYS GENERAL STAFF. COURSES ARE TAUGHT BY DIVERSE NATIONAL FACULTY AND COVER A BROAD ARRAY OF TOPICS. ATTENDEES CAN EARN CLE CREDITS. TOPICS COVER ANTITRUST, CONSUMER PROTECTION, TRIAL ADVOCACY, ENVIRONMENTAL PROTECTION, CYBERCRIME ISSUES AND SUPREME COURT PREPARATIONS 553473 449355 NAAG ANNUAL MEETINGS:3 ANNUAL MEETINGS PROVIDE AN OPPORTUNITY FOR ATTORNEYS GENERAL TO INTERACT WITH EACH OTHER AND WORK TOGETHER ON ISSUES AFFECTING THE STATES. ATTENDEES CAN EARN CLE CREDITS. TOPICS COVER A WIDE RANGE FROM STATE/FEDERAL COOPERATION, PREEMPTION, MULTISTATE PROCEEDINGS AND INITIATIVES, CONSUMER PROTECTION AND OTHER ISSUES. 201213 237656 PRESIDENTAL INITIATIVE:THE MISSION FOUNDATION SPONSORS ONE EVENT PER YEAR FOR THE NAAG PRESIDENT TO PROMOTE A TOPIC OF PUBLIC INTEREST OF HIS OR HER CHOICE. THE TOPIC WAS "PRIVACY IN THE DIGITAL AGE" WITH 190 ATTENDEES FROM STATE, FEDERAL AND FOREIGN GOVERNMENTS, CHARITABLE AND ADVOCACY GROUPS AND REPRESENTATIVES FROM THE PRIVATE SECTOR. 235830 51637 REGIONAL/OTHER MEETINGS:THE MISSION FOUNDATION SPONSORS SEVERAL REGIONAL MEETINGS AND A CHIEF DEPUTIES MEETINGS. THESE MEETINGS ARE SMALLER IN SCOPE AND PROVIDE A FORUM TO DISCUSS TOPICS AND SHARE EXPERIENCES THAT ARE OF INTEREST TO A PARTICULAR REGION, RATHER THAN THE FULL MEMBERSHIP. HOWEVER, ALL MEMBER STATES ARE INVITED TO ATTEND. 276555 OTHER PROGRAMS:THE MISSION FOUNDATION PROVIDES IT SUPPORT, SUCH AS WEB DESIGN AND SYSTEM MAINTENANCE IN ORDER FOR NAAG TO CARRY OUT ITS MISSION OF FACILITATING INTERACTION BETWEEN THE ATTORNEYS GENERAL. IT ALSO PROVIDES ACCESS TO SOME ONLINE SUBSCRIPTIONS; MOOT COURT TRAINING; AND TRAVEL SUPPORT FOR ATTORNEYS GENERAL FOR THEIR WORK ON BEHALF OF NAAG. 512385 51637 2774685 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 6 0 0 0 1 NL EI 0 0 0 1 1 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X THERESIA HELLER 2023266029 2030 M STRRET NW - 8TH FLOOR WASHINGTON DC 20036 WILLIAM SORRELL 2.00 X X 0 0 0 ROBERT COOPER 1.00 X X 0 0 0 JB VAN HOLLEN 1.00 X 0 0 0 JIM HOOD 1.00 X 0 0 0 MARTY JACKLEY 1.00 X 0 0 0 DOUGLAS GANSLER 1.00 X 0 0 0 LAWRENCE WASDEN 1.00 X 0 0 0 JAMES MCPHERSON 0.00 37.50 X 0 184513 21173 THERESIA HELLER 0.00 37.50 X 0 114191 23540 CHRISTOPHER TOTH 0.00 37.50 X 0 141898 16719 SCOTT MESSING 0.00 37.50 X 0 134265 21172 KAREN CORDRY 0.00 37.50 X 0 128162 20318 DAN SCHWEITZER 0.00 37.50 X 0 117642 25868 BLAIR TINKLE 0.00 37.50 X 0 101667 17520 MARJORIE THARP 0.00 37.50 X 0 101773 17596 DENNIS CUEVAS 0.00 37.50 X 0 101240 17426 0 1125351 181332 0 0 1 0 CWPS INC 14120A SULLYFIELD CIRCLE CHANTILLY VA 20151 IT SUPPORT 100396 1 19989 19989 REGISTRATION INCOME 900099 629873 629873 SPONSORSHIP 900099 117499 117499 747372 963688 963688 877238 722729 154509 154509 154509 1640062 0 1640062 1640062 1640062 3525620 747372 0 2758259 14000 14000 281412 281412 66775 60392 6383 148951 134455 14496 152052 138490 13562 666943 666943 1653681 1653681 59701 59701 71077 71077 2700 2700 CLE 23636 23636 CREDIT CARD PROCESSING 21970 21970 BOOKS AND PUBLICATIONS 12717 12717 3175615 2774685 400930 0 1015289 998793 4999 184369 194884 9845600 2037051 8089930 7808549 57534978 62329088 66824566 71336313 299917 490089 54913 54710 354830 544799 X 66260655 70586873 209081 204641 66469736 70791514 66824566 71336313 350005 3971773 0 X 0 1 X 1 0 X X X X 0 0 0 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 521322260 6 1 1 1 2774685 1 2774685 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1736405 1736405 7425830 1728350 5697480 683365 308701 374664 7808549 DUE TO NAAG 54710 54710 X DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM THE PAYMENT OF FEDERAL INCOME TAXES ON ITS EXEMPT ACTIVITY UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE FOUNDATION HAS ADOPTED GUIDANCE REGARDING THE RECOGNITION OF UNCERTAIN TAX POSITIONS. THE FOUNDATION BELIEVES IT HAS APPROPRIATE SUPPORT FOR UNRELATED TRADE OR BUSINESS POSITIONS, AND, AS A RESULT, DOES NOT HAVE UNCERTAIN INCOME TAX POSITIONS THAT HAVE A MATERIAL IMPACT ON THE FINANCIAL STATEMENTS. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2010 THROUGH 2012 ARE OPEN TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. X X X 0 0 0 0 0 0 0 0 0 JAMES MCPHERSON 0 184513 0 0 0 0 0 18574 0 2599 0 205686 0 0 CHRISTOPHER TOTH 0 136898 0 5000 0 0 0 14242 0 2477 0 158617 0 0 SCOTT MESSING 0 131265 0 3000 0 0 0 13533 0 7639 0 155437 0 0 SUPPLEMENTAL INFORMATION PART III COMPENSATION IS PAID BY THE RELATED ORGANIZATION, NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, INC(NAAG). NAAG'S BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD USES MARKET STATISTICS PROVIDED BY NAAG'S COS AND DOF, AS WELL AS THEIR OWN SOURCES. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRING NEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA BY NAAG'S COS, CFO, AND SENIOR LEVEL OFFICERS ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THREE (3) OR MORE DIRECTORS APPOINTED TO THE EXECUTIVE COMMITTEE BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL, EXCEPT AS OTHERWISE PROVIDED BY LAW OR BY SECTION 5.1 OF THESE BYLAWS, HAVE AND EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS DURING THE INTERVALS BETWEEN THE MEETINGS OF THE BOARD, AND SHALL FIX ITS OWN RULES OF PROCEDURE. THE EXECUTIVE COMMITTEE SHALL KEEP A RECORD OF ITS PROCEEDINGS, AND WILL REPORT TO THE FULL BOARD IN A TIMELY MANNER. FORM 990, PART VI, SECTION A, LINE 6 THE FOUNDATION SHALL HAVE A SINGLE MEMBER, THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (THE "ASSOCIATION"). THE RIGHTS AND DUTIES OF THE ASSOCIATION AS THE SOLE MEMBER SHALL BE EXERCISED BY THE EXECUTIVE COMMITTEE OF THE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A THE ASSOCIATION SHALL ANNUALLY ELECT DIRECTORS AND TRANSACT OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE ASSOCIATION WILL ALSO FROM TIME TO TIME CONSIDER BUSINESS OF THE FOUNDATION WHEN SUCH BUSINESS IS RAISED BY THE PRESIDENT, OR ANY MEMBER OF THE EXECUTIVE COMMITTEE. THE ASSOCIATION MAY ALSO CONSIDER BUSINESS OF THE FOUNDATION WHEN IT HAS BEEN NOTIFIED BY THE FOUNDATION OF ITEMS NECESSARY FOR CONSIDERATION. WHEN THE BUSINESS OF THE FOUNDATION IS SCHEDULED FOR CONSIDERATION THE ASSOCIATION SHOULD NOTIFY THE VICE CHAIR/SECRETARY OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 THE CFO WILL CONDUCT A THOROUGH REVIEW OF THE FORM 990 AFTER PREPARATION BY THE OUTSOURCED ACCOUNTANT. THE FORM 990 WILL THEN BE MADE AVAILABLE TO THE FINANCE COMMITTEE AND DISCUSSED AT THE REGULAR MEETING BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR SHALL: INFORM THE BOARD CHAIR AND THE EXECUTIVE DIRECTOR IMMEDIATELY UPON LEARNING THAT AN ENTITY IN WHICH THE DIRECTOR OR A RELATIVE HAS A FINANCIAL INTEREST IS APPLYING FOR FUNDS OR MAY RECEIVE FUNDS OR SOME OTHER BENEFIT FROM THE MISSION FOUNDATION; DISCLOSE CONFLICT SITUATIONS AT OR BEFORE THE TIME WHEN THE BOARD, BOARD COMMITTEE, OR STAFF IS DISCUSSING SUCH SITUATIONS, DELIBERATING THEIR MERITS, OR VOTING ON THEIR DISPOSITION; AND RECUSE HIMSELF OR HERSELF FROM THE PORTION OF ANY BOARD, BOARD COMMITTEE, OR OTHER FOUNDATION MEETING INVOLVING SUCH DISCUSSION, DELIBERATION, OR VOTING, MAKING HIMSELF OR HERSELF AVAILABLE TO THE BOARD, BOARD COMMITTEE, OR STAFF TO RESPOND TO QUESTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD USES MARKET STATISTICS PROVIDED BY NAAG'S COS AND DOF, AS WELL AS THEIR OWN SOURCES. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRING NEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA BY NAAG'S COS, CFO AND SENIOR LEVEL OFFICERS ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. THE PROCESS WAS LAST COMPLETEDIN 2012. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 2030 M ST NW 8TH FLOOR WASHINGTON DC 20036 521322260 EDUCATION AND TRAINING DC 509(A)(1) N/A 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 0 0 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL J 595247 FAIR VALUE