2015-12-21T09:47:10-06:00 2015-06-30 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2014-07-01 042104741 NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS NATI 2029739700 1129 20TH ST NW NO 800 WASHINGTON DC 200363425 COREY MCINTYRE CHIEF FINANCIAL OFFICER 2029739700 2015-11-23 1 NANCY JOHNSON P01593478 3014246800 2014 2016-04-25 22:37:26Z COREY MCINTYRE 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 23173424 0 X WWW.NAIS.ORG X 1959 MA THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 22 22 64 190 359873 -109954 25000 37500 21446719 22872492 252858 263432 0 0 21724577 23173424 0 0 0 0 7965252 8305903 0 0 102945 13294217 13555563 21259469 21861466 465108 1311958 30907505 31753056 9926577 9671232 20980928 22081824 X THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS ACTS AS THE NATIONAL VOICE OF INDEPENDENT PRE-COLLEGIATE EDUCATION AND AS THE CENTER FOR COLLECTIVE ACTION ON BEHALF OF ITS MEMBERSHIP. IT SERVES AND STRENGTHENS ITS MEMBER SCHOOLS AND ASSOCIATIONS BY ARTICULATING AND PROMOTING HIGH STANDARDS OF EDUCATIONAL QUALITY AND ETHICAL BEHAVIOR; BY WORKING TO PRESERVE THEIR INDEPENDENCE TO SERVE THE DEMOCRATIC SOCIETY FROM WHICH THAT INDEPENDENCE DERIVES; AND BY ADVOCATING BROAD ACCESS FOR STUDENTS IN AFFIRMING THE PRINCIPLES OF EQUITY AND JUSTICE. 0 0 6143949 9685366 INFORMATION, DATA AND RESEARCH: WE COLLECT STATISTICS, CONDUCT RESEARCH, AND SYNTHESIZE THIS INFORMATION INTO TREND REPORTS, TOOLS, RESOURCES, AND PUBLICATIONS TO HELP SCHOOL LEADERS MEET THE CHALLENGES OF EDUCATING STUDENTS IN THE 21ST CENTURY. PROGRAMS THAT SUPPORT THIS INCLUDE PUBLIC POLICY RESEARCH AND INFORMATION, THE NAIS WEBSITE, E-COMMUNITIES, POPULATION DEMOGRAPHICS DATA SERVICE, AND SURVEY TOOLS FOR SCHOOLS. REVENUES INCLUDE TOTAL MEMBER DUES, BOOK AND MAGAZINE ADS AND SUBSCRIPTIONS AND SALES OF TOOLS AND ANALYSIS SERVICES. 10020053 8758321 EQUITY, JUSTICE AND ACCESSIBILITY PROGRAMS: THESE PROGRAMS HELP SCHOOLS EMBRACE DIVERSITY AND PROVIDE TOOLS & RESOURCES TO ENSURE THAT THEY ARE SERVING STUDENTS FROM ALL SEGMENTS OF THEIR COMMUNITIES. OVER 3,000 SCHOOL LEADERS AND STUDENTS ATTENDED OUR JOINT PEOPLE OF COLOR CONFERENCE AND STUDENT DIVERSITY AND LEADERSHIP CONFERENCE THIS YEAR. WE ALSO HELP FAMILIES WITH FINANCIAL NEED TO ACCESS OUR SCHOOLS BY PROVIDING SCHOOLS WITH AN ONLINE SERVICE THAT OBJECTIVELY ASSESSES FINANCIAL NEED TO HELP SCHOOLS MAKE AID DECISIONS IN A FAIR AND EQUITABLE MANNER. OVER 150,000 FAMILIES BENEFITED FROM THIS SERVICE THIS YEAR. 3746303 4411299 LEADERSHIP TRAINING & PROFESSIONAL DEVELOPMENT: THIS IS A SERIES OF TRAINING PROGRAMS DESIGNED TO DEVELOP AND SUPPORT SCHOOL LEADERS. IT INCLUDES OUR ANNUAL CONFERENCE, THE LARGEST GATHERING OF INDEPENDENT SCHOOL LEADERS IN THE INDUSTRY, VARIOUS SUMMER LEADERSHIP INSTITUTES, TRAINING FOR SCHOOL TRUSTEES, NEW SCHOOL HEADS, AND AN ENVIRONMENTAL SUMMIT. OVER 6,000 PEOPLE PARTICIPATED IN THESE PROGRAMS THIS YEAR. 262989 17506 OTHER PROGRAM SERVICES: THIS IS PRIMARILY THE ACTIVITIES OF THE BOARD OF TRUSTEES AND SOME MISCELLANEOUS PROGRAM REVENUES AND EXPENSES. 262989 17506 20173294 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 155 0 1 64 1 1 1 0 0 0 0 0 0 0 0 0 X 22 22 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC MA X X COREY MCINTYRE 2029739700 1129 20TH ST NW SUITE 800 WASHINGTON DC 200363425 JACK CREEDEN CHAIR 2.00 X X 0 0 0 KATHERINE DINH VICE CHAIR 2.00 X X 0 0 0 ELIZABETH DUFFY SECRETARY 2.00 X X 0 0 0 MICHAEL SAXENIAN TREASURER 2.00 X X 0 0 0 DENNIS BISGAARD TRUSTEE 2.00 X 0 0 0 FRAN M BISSELLE TRUSTEE 2.00 X 0 0 0 MARK A BROOKS TRUSTEE 2.00 X 0 0 0 PILAR CABEZA DE VACA TRUSTEE 2.00 X 0 0 0 CAROLYN CHANDLER TRUSTEE 2.00 X 0 0 0 ELIZABETH COLEMAN TRUSTEE 2.00 X 0 0 0 MARK C DAVIS TRUSTEE 2.00 X 0 0 0 JOHN DEGIOIA TRUSTEE 2.00 X 0 0 0 RANDALL C DUNN TRUSTEE 2.00 X 0 0 0 BARBARA EGAN TRUSTEE 2.00 X 0 0 0 BRYAN GARMAN TRUSTEE 2.00 X 0 0 0 WANDA M HOLLAND GREENE TRUSTEE 2.00 X 0 0 0 JOHN KATZMAN TRUSTEE 2.00 X 0 0 0 SIRI AKAL SINGH KHALSA TRUSTEE 2.00 X 0 0 0 D SCOTT LOONEY TRUSTEE 2.00 X 0 0 0 BERNIE NOE TRUSTEE 2.00 X 0 0 0 ALBERT L THROCKMORTON TRUSTEE 2.00 X 0 0 0 ANDREW T WATSON TRUSTEE 2.00 X 0 0 0 JOHN CHUBB PRESIDENT 40.00 X 413210 0 59270 MIKE FLANAGAN CEO, SERVICES DIVISION 40.00 X 341010 0 53688 DONNA OREM CHIEF OPERATING OFFICER 40.00 X 320211 0 63915 COREY MCINTYRE CHIEF FINANCIAL OFFICER 40.00 X 213373 0 29005 JEFFERSON BURNETT SENIOR VICE PRESIDENT 40.00 X 199018 0 26273 NANCY RALEY VP, COMMUNICATIONS 40.00 X 195150 0 15272 MARK MITCHELL VP, SCHOOL & STUDENT SERVICES 40.00 X 167464 0 23034 PETER PAUL MILLER SR. DIRECTOR, GLOBAL INITIATIVES 40.00 X 167283 0 8814 DEBRA WILSON GENERAL COUNSEL 40.00 X 152833 0 15316 2169552 0 294587 22 0 1 0 EXPONENT PARTNERS 901 MASON STREET STE 105 SAN FRANCISCO CA 94103 CONSULTING 1367860 TERPSYS 1201 SEVEN LOCKS ROAD STE 300 ROCKVILLE MD 20854 CONSULTING 955135 FOLDERWAVE 238 LITTLETON ROAD WESTFORD MA 01886 CONSULTING 862500 REPUBLIC 20TH STREET LLC PO BOX 822658 PHILADELPHIA PA 19182 PROPERTY MANAGEMENT 820694 THE CONNECTION 11351 RUPP DRIVE BURNSVILLE MN 55337 CONSULTING 762989 5 37500 37500 MEMBER DUES 900099 8564771 8564771 CONFERENCES 900099 7099189 7099189 PARENT OUTREACH SERVICES 900099 6064716 6064716 PUBLICATIONS 541800 952221 592348 359873 191595 191595 22872492 258769 258769 4663 0 4663 4663 4663 23173424 22512619 359873 263432 X 1622024 1437250 177252 7522 5453967 4826262 571706 55999 401733 354595 42836 4302 472951 418413 50223 4315 355228 314152 37726 3350 103829 45199 58630 41740 36918 4453 369 12000 10614 1280 106 4768992 4695050 69759 4183 170345 159001 11344 851435 804774 42067 4594 800441 752255 45705 2481 730866 646714 77706 6446 743322 683203 55283 4836 3326647 3288875 37568 204 1087259 1056932 28004 2323 58010 52734 4872 404 PRINTING/PUBLICATION 768265 717196 49825 1244 PROFESSIONAL DEVELOPMEN 90578 26029 64279 270 1834 -152872 154709 -3 21861466 20173294 1585227 102945 357199 403763 14909555 15923070 148301 71343 85371 0 448630 608980 7971066 3346807 4870552 4624259 10000403 10042801 87494 78840 30907505 31753056 1985757 1548437 6216403 6603763 1724417 1519032 9926577 9671232 X 20980928 22081824 20980928 22081824 30907505 31753056 X 1311958 -197642 -13420 X 0 1 X 1 0 X 111250 141400 75000 25000 37500 390150 19626227 20848454 21456665 21446719 22872492 106250557 19737477 20989854 21531665 21471719 22909992 106640707 0 0 0 106640707 241964 260019 278883 252358 258769 1291993 241964 260019 278883 252358 258769 1291993 19979441 21249873 21810548 21724077 23168761 107932700 0.98800 0.98810 0.01200 0.01170 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 387 387 21861079 21861466 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 199 386 386 387 1358 250000 250000 250000 250000 1000000 1500000 10000403 42398 10042801 8544846 1455557 10000403 7663309 881537 8544846 7807248 -143939 7663309 6197816 1609432 7807248 1.00000 0 0 1146020 333179 812841 761129 532264 228865 6063917 2481364 3582553 4624259 DEFERRED RENT BENEFITS 1353427 DEFERRED COMPENSATION 165605 1519032 X 22975782 -197642 -197642 23173424 0 23173424 21874886 13420 13420 21861466 0 21861466 PART V, LINE 4: BOARD RESTRICTED FUNDS SET ASIDE TO PROVIDE LONG-TERM INVESTMENT INCOME TO THE ORGANIZATION. PART X, LINE 2: NAIS COMPLIES WITH THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. FOR THE YEARS ENDED JUNE 30, 2015 AND 2014, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS. PART XII, LINE 2D - OTHER ADJUSTMENTS: NON-CASH RENT EXPENSE PART XII, LINE 4B NON-CASH RENT EXPENSE - $13,420 X X X X X X 1 1 0 0 0 0 0 0 0 JOHN CHUBB PRESIDENT 410305 0 500 0 2405 0 52216 0 7054 0 472480 0 0 0 MIKE FLANAGAN CEO, SERVICES DIVISION 238631 0 1750 0 100629 0 45255 0 8433 0 394698 0 66666 0 DONNA OREM CHIEF OPERATING OFFICER 215798 0 2000 0 102413 0 56222 0 7693 0 384126 0 66666 0 COREY MCINTYRE CHIEF FINANCIAL OFFICER 210873 0 1950 0 550 0 21305 0 7700 0 242378 0 0 0 JEFFERSON BURNETT SENIOR VICE PRESIDENT 195474 0 2000 0 1544 0 19738 0 6535 0 225291 0 0 0 NANCY RALEY VP, COMMUNICATIONS 105480 0 1250 0 88420 0 10815 0 4457 0 210422 0 0 0 MARK MITCHELL VP, SCHOOL & STUDENT SERVICES 165143 0 2000 0 321 0 16706 0 6328 0 190498 0 0 0 PETER PAUL MILLER SR. DIRECTOR, GLOBAL INITIATIVES 43117 0 0 0 124166 0 4402 0 4412 0 176097 0 0 0 DEBRA WILSON GENERAL COUNSEL 151186 0 1401 0 246 0 8271 0 7045 0 168149 0 0 0 PART I, LINES 4A-B DONNA OREM (CHIEF OPERATING OFFICER - 457(F) PLAN AMOUNT PAID OUT - $99,999 MIKE FLANAGAN (NSD CHIEF EXECUTIVE OFFICER) - 457(F) PLAN AMOUNT PAID OUT - $99,999 JOHN CHUBB (PRESIDENT) - 457(F) PLAN AMOUNT CONTRIBUTED - $32,681 DONNA OREM (CHIEF OPERATING OFFICER) - 457(F) PLAN AMOUNT CONTRIBUTED - $33,333 MIKE FLANAGAN (NSD CHIEF EXECUTIVE OFFICER) - 457(F) PLAN AMOUNT CONTRIBUTED - $13,889 FORM 990, PART VI, SECTION A, LINE 6 NAIS' MEMBERS ARE THOSE INDIVIDUALS AND SCHOOLS WHO CHOOSE TO PARTICIPATE IN THE ASSOCIATION'S MISSION AND SERVICES. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS APPROVE NEW TRUSTEES TO THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B NAIS MEMBERS VOTE ON BOARD OF TRUSTEES NOMINEES AND OFFICERS. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE COMPLETED FORM 990 IS EMAILED TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE CONFLICT OF INTEREST POLICY AND DISCLOSURE FORM IS CIRCULATED TO THE ENTIRE BOARD AND STAFF. ALL POTENTIAL BOARD CONFLICTS ARE COLLATED AND PROVIDED TO THE BOARD OFFICERS, ASSOCIATION PRESIDENT, AND MANAGEMENT TEAM FOR CONSIDERATION AND TRACKING. THE POLICY ALSO REQUIRES DISCLOSURE OF ANY CONFLICTS THAT MAY OCCUR BEFORE OR AFTER THE FORM IS SUBMITTED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A COMPENSATION CONSULTANT TO WORK WITH THE BOARD IN DETERMINING THE COMPENSATION AND DRAFTING THE EMPLOYMENT CONTRACT FOR THE PRESIDENT. THIS PROCESS WAS LAST CONDUCTED DURING 2013, WHEN THE NEW PRESIDENT'S CONTRACT WAS NEGOTIATED. THE ASSOCIATION HAS ALSO UTILIZED AN OUTSIDE COMPENSATION CONSULTANT TO REVIEW THE SALARIES OF THE CFO, COO, SERVICES DIVISION CEO AND LEGAL COUNSEL. IN 2013, WE STARTED USING PAYSCALE, A COMPENSATION BENCHMARKING SERVICE TO BENCHMARK ALL STAFF. FORM 990, PART VI, SECTION C, LINE 19 THE NAIS BYLAWS ARE PROVIDED ON THE NAIS WEBSITE. THE NAIS CONFLICT OF INTEREST POLICY IS PROVIDED TO THE NAIS MEMBERS THROUGH THE WEBSITE. THE NAIS FORM 990 IS PROVIDED THROUGH GUIDESTAR.ORG AND UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING AND OUTSOURCING FEES: PROGRAM SERVICE EXPENSES 4,695,050. MANAGEMENT AND GENERAL EXPENSES 69,759. FUNDRAISING EXPENSES 4,183. TOTAL EXPENSES 4,768,992. FORM 990, PART XI, LINE 9: NON-CASH RENT EXPENSE -13,420.