2015-12-14T15:00:06-06:00 2015-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 225 S 6TH ST 2300 MINNEAPOLIS MN 55402 990 2014-07-01 362235167 ROSECRANCE INC ROSE 8153911000 1021 N MULFORD RD ROCKFORD IL 61107 JOHN SCHUSTER VP AND CFO 8153911000 2015-12-08 1 TROY E MARINE CPA P00187863 6128764500 2015-12-08 2014 2016-04-25 22:37:26Z JOHN SCHUSTER 1021 N MULFORD RD ROCKFORD IL 61107 55291286 0 X WWW.ROSECRANCE.ORG X 1998 IL ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH,ADULTS, AND FAMILIES. 17 17 675 17 0 0 797040 962355 50140487 53753549 -1771480 109158 370991 466224 49537038 55291286 313092 209659 0 0 24407905 25658294 0 0 0 23470941 24975242 48191938 50843195 1345100 4448091 60177281 72467623 19218703 26956161 40958578 45511462 X ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. 0 0 9566118 12517666 ROSECRANCE HARRISON CAMPUS IS A 97-BED TREATMENT CENTER THAT PROVIDES DETOXIFICATION, INPATIENT AND OUTPATIENT PROGRAMS FOR ADULTS WITH SUBSTANCE ABUSE DISORDERS. THE FACILITY INCLUDES A UNIT SERVING PATIENTS WITH CO-OCCURRING MENTAL HEALTH AND SUBSTANCE ABUSE DISORDERS WITH A PARTICULAR FOCUS ON POST-TRAUMATIC STRESS DISORDER AND THE FLORIAN PROGRAM, A SPECIALIZED UNIT FOR FIREFIGHTERS AND PARAMEDICS. ROSECRANCE HARRISON CAMPUS PROVIDED SERVICES TO 3,502 CLIENTS. 8828582 11110357 ROSECRANCE GRIFFIN WILLIAMSON CAMPUS SERVES ADOLESCENTS AGES 12 TO 18 FOR DETOXIFICATION NEEDS AND INPATIENT SUBSTANCE ABUSE TREATMENT. CLIENTS PARTICIPATE IN A 12 STEP-BASED PROGRAM THAT INCORPORATES CLINICAL, MEDICAL, EDUCATIONAL AND EXPERIENTIAL THERAPIES INTO COMPREHENSIVE, INDIVIDUALIZED TREATMENT PLANS. ROSECRANCE GRIFFIN WILLIAMSON CAMPUS PROVIDED SERVICES TO 846 CLIENTS. 4810286 209659 5389770 ROSECRANCE WARE CENTER OFFERS OUTPATIENT SERVICES FOR ADULT BEHAVIORAL HEATH CLIENTS. THE FACILITY INCLUDES THE RECOVERY RESOURCE CENTER, WHERE CLIENTS CAN ACCESS COMPUTERS AND RECOVERY MATERIALS, AS WELL AS OPPORTUNITIES FOR PEER SUPPORT, MENTORING AND COMMUNITY VOLUNTEERISM. THE WARE CENTER MOVED TO NEWLY RENOVATED SPACE IN NOVEMBER OF 2014. THE LARGER SPACE HAS ALLOWED FOR PROGRAM EXPANSION AND DIVERSIFICATION OF SERVICES PROVIDED. THE BUIDING WAS DESIGNED TO SPECIFIALLY MEET THE NEEDS OF THE CLIENTS AND STAFF . ROSECRANCE WARE CENTER PROVIDED SERVICES TO 8,152 CLIENTS. 18232808 24888154 ROSECRANCE INC. PROVIDES HELP, HOPE AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. THE ORGANIZATION SERVES MORE THAN 23,000 PEOPLE EACH YEAR THROUGH COMPREHENSIVE INPATIENT AND OUTPATIENT PROGRAMS IN ROCKFORD, ILLINOIS, AND THROUGH SERVICES AT SATELLITE OFFICES IN CHICAGOLAND AND ELSEWHERE IN NORTHERN ILLINOIS AND SOUTHERN WISCONSIN. 18232808 24888154 41437794 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 1 64 0 1 675 1 0 0 0 0 0 0 0 0 0 0 X 17 17 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOHN SCHUSTER 8153911000 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 JOHN R COOK III DIRECTOR 2.00 X 0 0 0 GREGORY FRANCHINI SECRETARY 2.00 X X 0 0 0 LOREN L NIELSEN DIRECTOR 2.00 X 0 0 0 JODY SCHUMACHER DIRECTOR 2.00 X 0 0 0 JOE VANDERWERFF DIRECTOR 2.00 X 0 0 0 RICHARD WIERMANSKI DIRECTOR 2.00 X 0 0 0 JEFF DIBENEDETTO CHAIRMAN 2.00 X X 0 0 0 JERRY PARIS DIRECTOR 2.00 X 0 0 0 DAN PECORA ASST TREASURER 2.00 X X 0 0 0 PAULA CARYNSKI VICE CHAIRMAN 2.00 X X 0 0 0 TOM FURST DIRECTOR 2.00 X 0 0 0 JEFFREY LEE VICE CHAIRMAN 2.00 X X 0 0 0 MARGARET WILKERSON TREASURER 2.00 X X 0 0 0 DAVID CYRS DIRECTOR 2.00 X 0 0 0 LISA C LINDMAN DIRECTOR 2.00 X 0 0 0 LISA KRUSE-SAFFORD DIRECTOR 2.00 X 0 0 0 CURT LANSBERY DIRECTOR 2.00 X 0 0 0 PHILIP W EATON PRESIDENT/CEO 6.00 44.00 X 0 440168 110932 JOHN SCHUSTER VICE PRESIDENT/CFO 6.00 44.00 X 0 218657 25359 0 658825 136291 2 0 1 0 POPOVITS ROBINSON PC 20635 ABBEY WOODS COURT SUITE 301 FRANKFORT IL 60423 LEGAL 300000 RICHARD JACONETTE MD 1922 CLINTON STREET ROCKFORD IL 61103 PSYCHIATRIC 226160 DENNIS BRIGHTWELL 310 N FARM ROAD WOODSTOCK IL 60098 PSYCHIATRIC 213631 UMA SRIVASTAVA MD 2599 TANGLEWOOD LANE ROCKFORD IL 61114 PSYCHIATRIC 159570 JORGE E FERNALD MD 11856 SOMERSET ROAD ORLAND PARK IL 60467 PSYCHIATRIC 112563 5 107075 855280 962355 PATIENT SERVICE REVENUE 624100 53753549 53753549 53753549 109158 109158 313826 0 313826 313826 313826 MISCELLANEOUS REVENUE 624100 152398 152398 152398 55291286 53905947 0 422984 209659 209659 19079972 19079972 1166550 1166550 4019735 4019735 1392037 1392037 243211 243211 81819 81819 4711170 4711170 1795008 1795008 221609 221609 938170 938170 2490253 2490253 328858 328858 67390 67390 407692 407692 1754025 1754025 297783 297783 MANAGEMENT FEE 9405401 9405401 DIRECT OPERATIONAL EXPE 2232853 2232853 50843195 41437794 9405401 0 9035785 16452570 16629164 13734240 320042 438588 54725225 16358517 32334266 38366708 1858024 3475517 60177281 72467623 6751009 5784202 187163 168692 12036623 20822413 136115 171948 107793 8906 19218703 26956161 X 40546943 44995034 411635 516428 40958578 45511462 60177281 72467623 X 4448091 104793 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 5292704 5292704 33958660 7537940 26420720 217583 113900 103683 5221529 2532457 2689072 10034749 6174220 3860529 38366708 AMOUNTS DUE TO ROSECRANCE PROPERTIES 8906 8906 X 55396079 104793 104793 55291286 0 55291286 50843195 0 50843195 0 50843195 PART IV, LINE 2B: AMOUNTS DUE TO REPRESENTATIVE PAYEE INCLUDED IN BALANCE SHEET IS $171,948. PART X, LINE 2: THE ORGANIZATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER THE AUTHORITATIVE GUIDANCE ISSUED BY FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB"). THE ORGANIZATION USES A THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION TO ACCOUNT TOR UNCERTAINTY IN INCOME TAXES. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS NOT BEEN MET. THIS GUIDANCE ALSO ADDRESSES DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE ORGANIZATION CONDUCTS BUSINESS SOLELY IN THE U.S. AND, AS A RESULT, FILES FEDERAL TAX RETURNS. IN THE NORMAL COURSE OF BUSINESS THE ORGANIZATION IS SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. THE ORGANIZATION'S TAX RETURNS FOR YEARS SUBSEQUENT TO 2011 ARE OPEN, BY STATUTE, FOR REVIEW BY AUTHORITIES. HOWEVER, AT PRESENT, THERE ARE NO ONGOING INCOME TAX AUDITS OR UNRESOLVED DISPUTES WITH THE TAX AUTHORITIES THAT THE ORGANIZATION CURRENTLY FILES OR HAS FILED WITH. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN INCLUDED IN THE CHANGE IN INTEREST IN NET ASSETS OF ROSECRANCE FOUNDATION 104,793. 1 PRESCRIPTION PSYCHIATRIC MEDICATION ASSISTANCE 1500 75216 CASH CASH TO PURCHASE MEDICATION. CLIENT ASSISTANCE 500 58180 CASH CASH AWARDS TO PURCHASE BASIC NEEDS SUCH AS FOOD AND CLOTHING HOUSING ASSISTANCE 150 76263 CASH CASH AWARDS PRIMARILY FOR PAYMENT OF RENT. PART I, LINE 2: PAYMENTS ARE MADE ON CLIENT'S BEHALF DIRECTLY TO THE LANDLORD, PHARMACY OR VENDOR AFTER THE RECIPIENT ELIGIBILITY IS ESTABLISHED BY OUR GUIDELINES. 0 1 0 0 0 0 0 0 0 PHILIP W EATON PRESIDENT/CEO 0 257868 0 165300 0 17000 0 101251 0 9681 0 551100 0 0 JOHN SCHUSTER VICE PRESIDENT/CFO 0 156157 0 45000 0 17500 0 17193 0 8166 0 244016 0 0 PART I, LINE 3 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. PART I, LINE 4B THE ORGANIZATION'S CEO PARTICIPATES IN A NON-QUALIFIED DEFERRED COMPENSATION PLAN. CONTRIBUTIONS FOR CALENDAR YEAR 2014 WERE $75,000. A ILLINOIS FINANCE AUTHORITY 861091967 2012-10-01 17360000 REFINANCE EXISTING DEBT AND FUND CONSTRUCTION PROJECTS 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 2014-07-01 10000000 FUND CONSTRUCTION PROJECTS 0 0 0 A 1890000 17360000 290000 17214319 435681 1 0 0 1 B 10000000 200000 8743106 1056894 0 0 0 1 A 0 1 0 0 0 0 0 B 0 1 0 0 0.01200 0.01200 0 0 0 A 0 0 0 0 1 0 0 0 1 B 0 0 0 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3: THE OBLIGATED GROUP FOR THE 2012 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. THE OBLIGATED GROUP FOR THE 2014 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. FURST STAFFING ENTITY MORE THAN 35% OWNED BY DIRECTOR, TOM FURST 77734 PLACE TEMPORARY AND PERMANENT EMPLOYEES 0 FORM 990, PART VI, SECTION A, LINE 3 ROSECRANCE, INC. HAS DELEGATED MANAGEMENT DUTIES TO ROSECRANCE HEALTH NETWORK (RHN), THE SOLE CORPORATE MEMBER, UNDER A MANAGEMENT AGREEMENT. FORM 990, PART VI, SECTION A, LINE 6 ROSECRANCE, INC. HAS A SOLE CORPORATE MEMBER, ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION A, LINE 7A ROSECRANCE HEALTH NETWORK, THE SOLE CORPORATE MEMBER, HAS THE POWER TO APPOINT AND REMOVE THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B ROSECRANCE HEALTH NETWORK HAS THE POWER TO AMEND THE ARTICLES OF INCORPORATION AND BYLAWS. THE BOARD OF DIRECTORS OF ROSECRANCE, INC. SHALL BE ENTITLED TO MAKE RECOMMENDATIONS REGARDING SUCH AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE IRS FORM 990 IS PREPARED FROM AUDITED FINANCIAL STATEMENTS AND REVIEWED BY MANAGEMENT BEFORE BEING ELECTRONICALLY TRANSMITTED TO THE FULL BOARD OF DIRECTORS, WHO ULTIMATELY AUTHORIZE THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBERS OF THE BOARD OF DIRECTORS, THE CEO AND KEY EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT WITH THE CORPORATION. THE COMPLETED STATEMENTS ARE REVIEWED BY THE BOARD OR COMMITTEE. IF IT IS DETERMINED THAT A CONFLICT EXISTS, THAT MEMBER SHALL NOT PARTICIPATE IN DISCUSSION OR VOTING ON THE MATTER THAT RELATES TO THE CONFLICT. GENERAL COUNSEL ON AN ANNUAL BASIS PROVIDES INSTRUCTION TO THE BOARD ON WHAT CONSTITUTES A POTENTIAL CONFILCT. NEW MEMBERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS AS PART OF HIS/HER ORIENTATION. FORM 990, PART VI, SECTION B, LINE 15 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON WRITTEN REQUEST FORM 990, PART XI, LINE 9: UNDISTRIBUTED PORTION OF CHANGE IN INTEREST IN NET ASSETS OF ROSECRANCE FDN 104,793. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ROSECRANCE HEALTH NETWORK 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 364874007 PROVIDE MANAGEMENT SERVICES FOR BEHAVIORAL HEALTH CARE PROGRAMS IL 501(C)(3) LINE 11A, I N/A 0 ROSECRANCE FOUNDATION 1022 NORTH MULFORD ROAD ROCKFORD IL 61107 364167891 RAISE FUNDS FOR ROSECRANCE INC TO PROVIDE BEHAVIORAL HEALTH CARE TREATMENT. IL 501(C)(3) LINE 11A, I ROSECRANCE HEALTH NETWORK 0 ROSECRANCE PROPERTIES 1023 NORTH MULFORD ROAD ROCKFORD IL 61107 364167890 HOLD TITLE TO PROPERTIES FOR ROSECRANCE HEALTH NETWORK. IL 501(C)(2) ROSECRANCE HEALTH NETWORK 0 0 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 ROSECRANCE FOUNDATION C 855280 CASH - CONTRIBUTION ROSECRANCE HEALTH NETWORK M 9405401 CASH - MANAGEMENT FEES ROSECRANCE PROPERTIES K 158497 CASH - RENT ROSECRANCE PROPERTIES D 106764 FMV - LOAN RECEIVABLE