2015-12-04T12:07:21-06:00 2015-06-30 135565207 KPMG LLP 717 N HARWOOD STREET SUITE 3100 DALLAS TX 75201 990 2014-07-01 135613797 AMERICAN HEART ASSOCIATION INC AMER 2143736300 7272 GREENVILLE AVENUE DALLAS TX 75231 SUNDER JOSHI CFO CAO CHIEF FINANCIAL OFFICER 2143736300 2015-12-04 1 MORGAN SOUZA P00652612 2148402000 2015-12-04 2014 2016-04-25 22:37:26Z NANCY BROWN 7272 GREENVILLE AVENUE DALLAS TX 75231 1096376252 0 X WWW.HEART.ORG X 1924 NY BUILDING HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE. 21 21 3966 33000000 130788 9986 566341053 650674889 25810029 28554015 86532961 28016546 77274208 73029692 755958251 780275142 140400865 148520852 0 0 275700795 306715428 2951226 3073343 88299721 224650155 285746776 643703041 744056399 112255210 36218743 1248170996 1291066077 384566589 402868134 863604407 888197943 X BUILDING HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE. 0 0 143710703 133348250 SEE SCHEDULE ORESEARCH SUPPORTSINCE 1949, THE AMERICAN HEART ASSOCIATION HAS FUNDED MORE THAN $3.7 BILLION FOR PROJECTS THAT EXPLORE THE PREVENTION, DETECTION AND TREATMENT OF CARDIOVASCULAR DISEASES AND STROKE. IN 2014-15:- THE AHA PROVIDED MORE THAN $133 MILLION IN FUNDING FOR NEARLY 1,000 NEW RESEARCH AWARDS. - THE AHA ANNOUNCED THE FIRST PATHWAY GRANTEES AND CHALLENGE GRANTEES FOR OUR CARDIOVASCULAR GENOME PHENOME STUDY. THESE ARE EXCITING STEPS FORWARD FOR THIS GROUNDBREAKING INITIATIVE THAT IS BUILDING ON THE STRONG LEGACIES OF THE FRAMINGHAM HEART STUDY AND THE JACKSON HEART STUDY TO CREATE BETTER-TARGETED, SAFER AND MORE EFFECTIVE TREATMENTS IN FIGHTING COMMON DISEASES SUCH AS ATHEROSCLEROSIS AND HYPERTENSION. - THE AHA ALSO ANNOUNCED TWO NEW NETWORKS FOR OUR STRATEGICALLY FOCUSED RESEARCH PLATFORM, FOCUSED ON WOMEN'S HEALTH AND HEART FAILURE. THESE TWO NETWORKS JOIN PREVIOUSLY ANNOUNCED NETWORKS FOR PREVENTION, DISPARITIES AND HYPERTENSION. 301499898 4795314 4517559 SEE SCHEDULE OPUBLIC HEALTHMULTICULTURAL MARKETSTHE AMERICAN HEART ASSOCIATION IS COMMITTED TO IMPROVING THE CARDIOVASCULAR HEALTH OF EVERY MEMBER OF OUR NATION'S INCREASINGLY DIVERSE POPULATION. - THE AHA LAUNCHED COMMUNITY TO CLINIC, CLINIC TO COMMUNITY, AN INITIATIVE FOCUSED ON HYPERTENSION IN AFRICAN-AMERICANS, WHO HAVE AN ESPECIALLY HIGH RISK OF DEVELOPING THIS KEY RISK FACTOR. THE INITIATIVE IS A COLLABORATION BETWEEN CLINICS, HEALTHCARE PROVIDERS, COMMUNITY ORGANIZATIONS, AND VOLUNTEER HEALTH MENTORS. IT HELPS PATIENTS TRACK THEIR BLOOD PRESSURE NUMBERS AND MONITOR THEM OVER TIME. - A SCIENTIFIC STATEMENT PUBLISHED IN CIRCULATION: JOURNAL OF THE AMERICAN HEART ASSOCIATION WAS THE FIRST COMPREHENSIVE OVERVIEW OF CARDIOVASCULAR DISEASE IN HISPANICS IN THE UNITED STATES. THE REPORT EMPHASIZED THE NEED FOR CULTURALLY APPROPRIATE HEALTH CARE TO ADDRESS RISK AMONG HISPANICS. - THE AHA WAS PROUD TO CONTRIBUTE AS A SCIENTIFIC ADVISOR FOR THE 2015 GREEN COMMUNITIES CRITERIA, WHICH PROVIDE A NATIONAL STANDARD FOR AFFORDABLE HOUSING DEVELOPERS TO PROMOTE HEALTH AND WELL-BEING THROUGH REDUCED EXPOSURE TO ENVIRONMENTAL POLLUTANTS, AND IMPROVED CONNECTIVITY TO SERVICES AND WALKABLE NEIGHBORHOODS. THE CRITERIA ALSO HARNESS THE POWER OF DESIGN TO IMPROVE RESIDENTS' HEALTH THROUGH NEW MANDATORY "ACTIVE DESIGN" REQUIREMENTS INCLUDING SIMPLE, COST-EFFECTIVE MEASURES LIKE IMPROVING STAIRWELL ACCESS AND VISIBILITY.- THE AHA BEGAN WORKING WITH TELEMUNDO ON A NEW HEALTH AWARENESS CAMPAIGN CALLED PREVENIR ES VIVIR. THE CAMPAIGN IS DESIGNED TO HELP CONSUMERS LEARN SIMPLE STEPS TO PREVENT MAJOR CHRONIC ILLNESSES. WE'RE SERVING AS SCIENCE ADVISORS FOR CAMPAIGN CONTENT FOCUSED ON CARDIOVASCULAR DISEASES AND STROKE.- THE AHA PRESENTED 16 SCHOLARSHIPS OF $2,500 EACH THROUGH OUR GO RED FOR WOMEN MULTICULTURAL SCHOLARSHIP PROGRAM. THIS IS THE FOURTH CONSECUTIVE YEAR OF THIS CAMPAIGN TO SUPPORT THE CAREERS OF DIVERSE NURSING AND MEDICAL STUDENTS AND ADDRESS IMPORTANT GAPS IN TREATMENT.STRATEGIC ALLIANCES & PARTNERSHIPS- IN 2014-15, THE AHA CELEBRATED ITS 30TH ANNIVERSARY OF ITS WORK WITH THE AMERICAN COLLEGE OF CARDIOLOGY PUBLISHING JOINT GUIDELINES FOR THE DIAGNOSIS AND TREATMENT OF HEART DISEASE. TO MARK THE OCCASION, THE AHA PUBLISHED A SPECIAL REPORT ON "THE EVOLUTION AND FUTURE OF OUR GUIDELINES."- THE AHA JOINED FORCES WITH THE CHILDREN'S HEART FOUNDATION FOR A TWO-YEAR COLLABORATION THAT WILL FOCUS ON INNOVATIVE RESEARCH ON CONGENITAL HEART DEFECTS. - THE AHA'S PARTNERSHIP WITH THE NATIONAL FOOTBALL LEAGUE CONTINUED TO MAKE A STRONG CONNECTION WITH KIDS AS WE PROMOTED THE BENEFITS OF PHYSICAL ACTIVITY THROUGH THE PLAY 60 INITIATIVE. ALSO, THE AHA DEVELOPED ENHANCEMENTS TO THE PLAY 60 APP, WHICH BECAME THE MOST DOWNLOADED APP AMONG CHILDREN ON ITUNES.CONSUMER PUBLICATIONS- THE AHA CREATED A NEW ONLINE SUPPORT NETWORK TO ADDRESS THE EMOTIONAL NEEDS OF PATIENTS, CAREGIVERS AND FAMILY MEMBERS. THE NETWORK INCLUDES A MONITORED ONLINE COMMUNITY FOR PEOPLE TO ASK QUESTIONS, DISCUSS THEIR CONCERNS, AND FIND ENCOURAGEMENT AND INSPIRATION. - THE AHA FOOD CERTIFICATION PROGRAM ISSUED NEW, MORE STRINGENT CERTIFICATION CRITERIA FOR ADDED SUGAR, SODIUM, TOTAL CALORIES AND DIETARY FIBER.- THE AHA'S TEACHING GARDENS INITIATIVE CONTINUED TO REACH NEW COMMUNITIES ACROSS THE COUNTRY, AND NOW HAS BEEN IMPLEMENTED IN MORE THAN 330 SCHOOLS. ALSO, WE CREATED AN ONLINE GARDEN COMMUNITY FOR GARDENING ENTHUSIASTS TO CONNECT AND SHARE TIPS. - THE AMERICAN HEART ASSOCIATION'S CEO ROUNDTABLE PUBLISHED AN ADVISORY IN CIRCULATION: JOURNAL OF THE AMERICAN HEART ASSOCIATION, SUPPORTING THE EFFECTIVENESS OF WORKPLACE WELLNESS PROGRAMS TO IMPROVE THE HEALTH OF THE 155 MILLION AMERICANS EMPLOYED IN OUR COUNTRY TODAY. ALSO, THE CEO ROUNDTABLE RELEASED THE RESULTS OF A NIELSEN SURVEY, WHICH FOUND A DISCONNECT BETWEEN PEOPLE'S PERCEPTIONS OF THEIR HEALTH AND THEIR ACTUAL HEALTH STATUS. THREE-QUARTERS OF EMPLOYEES REPORT BEING IN VERY GOOD OR GOOD HEALTH, BUT 42% OF THESE EMPLOYEES HAVE BEEN DIAGNOSED WITH A CHRONIC CONDITION, INCLUDING HIGH CHOLESTEROL OR HIGH BLOOD PRESSURE. AT THE SAME TIME, THE SURVEY ALSO REVEALED THAT CEOS AND SENIOR LEADERSHIP HAVE A SIGNIFICANT IMPACT WHEN IT COMES TO GETTING EMPLOYEES ENGAGED AND REAPING THE BENEFITS OF WORKPLACE HEALTH PROGRAMS. -IN 2014-15, THE AMERICAN HEART ASSOCIATION ADDED TWO NEW HEART-HEALTHY COOKBOOKS TO OUR PORTFOLIO OF AWARD-WINNING CONSUMER PUBLICATIONS. "GRILL IT, BRAISE IT, BROIL IT" AND "GO FRESH." 99375228 6115511 114180110 SEE SCHEDULE OPROFESSIONAL EDUCATIONEMERGENCY CARDIOVASCULAR CARE- IN 2014-15, OUR EMERGENCY CARDIOVASCULAR CARE (ECC) PROGRAM TRAINED MORE THAN 17 MILLION PEOPLE ACROSS THE WORLD IN CARDIOPULMONARY RESUSCITATION, THE USE OF AUTOMATED EXTERNAL DEFIBRILLATORS AND OTHER LIFESAVING TECHNIQUES. - IN FEBRUARY 2015 IN DALLAS, ECC HOSTED THE INTERNATIONAL CONSENSUS ON CPR AND ECC SCIENCE CONFERENCE (ILCOR), WHICH BROUGHT TOGETHER MORE THAN 200 OF THE WORLD'S LEADING EXPERTS IN THE FIELD. THEIR DISCUSSIONS WILL FORM THE BASIS FOR INTERNATIONAL CPR GUIDELINES TO BE PUBLISHED LATE IN 2015. - IN JUNE, AHA STAFF AND VOLUNTEERS CONVENED IN NEW YORK'S TIMES SQUARE TO SET A NEW GUINNESS WORLD RECORD FOR THE MOST PEOPLE EVER 700 TO TAKE PART IN A CPR TRAINING RELAY. QUALITY OF CARE/SYSTEMS OF CARETHE AMERICAN HEART ASSOCIATION IS CONSTANTLY WORKING TO PUT SYSTEMS IN PLACE TO GUARANTEE THE BEST POSSIBLE CARE FOR EVERY PATIENT, EVERY DAY. - OUR GET WITH THE GUIDELINES INITIATIVE, WHICH ENSURES THAT HOSPITALS FOLLOW THE LATEST EVIDENCE-BASED TREATMENT PROTOCOLS, CONTINUED TO GROW, AND HAS NOW BEEN IMPLEMENTED IN MORE THAN 2,100 HOSPITALS, WITH MODULES FOCUSED ON ATRIAL FIBRILLATION, HEART FAILURE, STROKE, AND RESUSCITATION. - MISSION: LIFELINE, WHICH IMPROVES COORDINATION BETWEEN HOSPITALS AND LOCAL EMS SYSTEMS TO ACCELERATE TREATMENT TIMES FOR HEART ATTACK PATIENTS, HAS BEEN IMPLEMENTED IN MORE THAN 800 LOCAL EMS SYSTEMS AND NOW REACHES MORE THAN 83% OF THE U.S. POPULATION.- OUR PROFESSIONAL SCIENTIFIC MEMBERSHIP CONTINUED TO GROW, REACHING ITS CURRENT TOTAL OF MORE THAN 33,000 MEMBERS REPRESENTING 74 SPECIALTIES AND 114 COUNTRIES. 49414424 4261777 25432226 COMMUNITY SERVICEPUBLIC ADVOCACY- OUR OFFICE OF ADVOCACY WORKS AT THE LOCAL, STATE AND FEDERAL LEVELS TO DRIVE PUBLIC POLICY DESIGNED TO IMPROVE CARDIOVASCULAR HEALTH. IN 2014-15, OUR EFFORTS CONTRIBUTED TO PROGRESS IN KEY AREAS INCLUDING:- THE ADOPTION IN FIVE STATES OF LEGISLATION REQUIRING CPR TRAINING AS A PREREQUISITE FOR HIGH SCHOOL GRADUATION.- LAWS PASSED IN 10 STATES AND THE DISTRICT OF COLUMBIA REQUIRING THE DESIGNATION OF HOSPITALS CERTIFIED AS STROKE TREATMENT CENTERS, WHICH HELPS LOCAL EMS SYSTEMS RAPIDLY IDENTIFY QUALIFIED TO PROVIDE OPTIMAL EMERGENCY CARE. - THE PASSAGE OF TOBACCO TAX INCREASES IN THREE STATES, AND LEGISLATION BANNING SMOKING IN RESTAURANTS, BARS AND CASINOS IN NEW ORLEANS.- THE FOOD AND DRUG ADMINISTRATION'S DETERMINATION THAT PARTIALLY HYDROGENATED OILS, THE PRIMARY DIETARY SOURCE OF ARTIFICIAL TRANS FAT IN PROCESSED FOODS, ARE NOT "GENERALLY RECOGNIZED AS SAFE." - VOICES FOR HEALTHY KIDS, THE AMERICAN HEART ASSOCIATION'S INITIATIVE WITH THE ROBERT WOOD JOHNSON FOUNDATION, COMPLETED ITS SECOND FULL YEAR OF WORK TO FIGHT CHILDHOOD OBESITY. THROUGH ITS FIRST TWO YEARS, VOICES FOR HEALTHY KIDS HAS FUNDED MORE THAN 50 COALITIONS WORKING TO OPEN MORE GROCERY STORES IN LOW-INCOME COMMUNITIES, UNLOCK SCHOOLYARD GATES SO FAMILIES COULD HAVE A SAFE PLACE TO PLAY, ENSURE SUGARY DRINKS WERE NO LONGER SERVED IN CHILDCARE CENTERS, AND SECURE FUNDING FOR SIDEWALKS AND BIKE PATHS IN COMMUNITIES OF NEED. WE HAVE ALSO PROVIDED GUIDANCE TO MORE THAN 100 CAMPAIGNS ACROSS 26 STATES.- IN SEPTEMBER, THE AHA WAS ANNOUNCED AS ONE OF FIVE RECIPIENTS OF GRANTS AWARDED BY THE CENTERS FOR DISEASE CONTROL AND PREVENTION TO NATIONALLY IMPLEMENT COMMUNITY-BASED CHRONIC DISEASE PROGRAMS. THE AHA INITIATIVE, ACCELERATING NATIONAL COMMUNITY HEALTH OUTCOMES THROUGH REINFORCING PARTNERSHIPS PROGRAM (ANCHOR PARTNERSHIPS PROGRAM), WILL RECEIVE $3 MILLION ANNUALLY OVER THE NEXT THREE YEARS, FOR A TOTAL OF $9 MILLION. WORKING IN TARGETED MARKETS, WE'LL SUPPORT COMPREHENSIVE COMMUNITY-LEVEL PUBLIC HEALTH PLANS TO REDUCE TOBACCO USE, IMPROVE NUTRITION, AND INCREASE PHYSICAL ACTIVITY.GLOBAL INITIATIVES- CARDIOVASCULAR DISEASES AND STROKE AREN'T STOPPED BY NATIONAL BORDERS. WE'RE SHARING OUR KNOWLEDGE AND RESOURCES TO CONTRIBUTE TO SOLUTIONS TO HELP REDUCE SUFFERING AND MORTALITY AROUND THE WORLD.- WE CONTINUED TO OPEN NEW INTERNATIONAL TRAINING CPR TRAINING CENTERS, REACHING A TOTAL OF MORE THAN 660 FACILITIES IN 72 COUNTRIES. AND WE OPENED NEW REGIONAL OFFICES IN DUBAI AND INDIA.- THE AHA IMPLEMENTED OUR GET WITH THE GUIDELINES INITIATIVE TO IMPROVE QUALITY OF CARE AT MORE THAN 150 HOSPITALS IN CHINA. - WE EXPANDED OUR ONLINE EDUCATIONAL OFFERINGS TO INCLUDE CONTENT IN EIGHT LANGUAGES - ARABIC, ENGLISH, GERMAN, ITALIAN, JAPANESE, POLISH, PORTUGUESE AND SPANISH.- AMERICAN HEART ASSOCIATION CEO NANCY BROWN WAS A MEMBER OF THE U.S. GOVERNMENT DELEGATION FOR THE 2014 UNITED NATIONS GENERAL ASSEMBLY'S HIGH-LEVEL MEETING ON THE PREVENTION AND CONTROL OF NONCOMMUNICABLE DISEASES. ADDITIONALLY, THE FOLLOWING AHA VOLUNTEER LEADERS TOOK PART IN THE MEETING: AHA 2014-15 PRESIDENT ELLIOTT ANTMAN, MD; AHA 2013-14 PRESIDENT MARIELL JESSUP, MD; AND AHA 2010-11 PRESIDENT RALPH SACCO, MD. TO COINCIDE WITH THE MEETING, THE ASSOCIATION PUBLISHED A TASK FORCE STATEMENT ON "SUSTAINABLE DEVELOPMENT GOALS AND THE FUTURE OF CARDIOVASCULAR HEALTH" IN CIRCULATION: JOURNAL OF THE AMERICAN HEART ASSOCIATION. THE PAPER URGED THE UNITED NATIONS' 193 MEMBER STATES TO INCLUDE NONCOMMUNICABLE DISEASES AS A PRIORITY IN THE POST-2015 SUSTAINABLE DEVELOPMENT GOALS.CUSTOMER RELATIONS- THE ASSOCIATION STRIVES TO ANTICIPATE, UNDERSTAND, MEET AND EXCEED OUR CUSTOMERS' NEEDS AND EXPECTATIONS. IN 2014-2015, THE MULTI-CHANNEL NATIONAL ENGAGEMENT CENTER SERVED MORE THAN 227,000 MULTIMEDIA CONTACTS AND 18,000 PROFESSIONAL CUSTOMERS, ASSISTED MORE THAN 97,000 PEOPLE SEEKING INFORMATION ON CPR CLASSES, AND PROCESSED MORE THAN 34,000 DATA ENTRY FORMS, BUSINESS REPLY CARDS AND EMAILS. 49414424 4261777 25432226 594000253 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 3324 2 1 3966 1 1 1 0 0 0 1 1 1 1 0 0 0 1 0 X 21 21 0 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MD ME MI MN MS NC ND NH NJ NM NY OH OR OK PA RI SC TN UT VA WA WI WV AK AL AR CA CT FL GA HI IL IN KS KY LA MA X X SUNDER JOSHI CFO CAO 2143736300 7272 GREENVILLE AVENUE DALLAS TX 75231 BERNARD P DENNIS CHAIRMAN OF THE BOARD 7.00 X 0 0 0 ALVIN L ROYSE JD CPA CHAIRMAN-ELECT 5.00 X 0 0 0 RON W HADDOCK IMMEDIATE PAST CHAIRMAN 4.00 X 0 0 0 ELLIOTT M ANTMAN MD FAHA PRESIDENT 8.00 X 0 0 0 MARIELL JESSUP MD FAHA IMMEDIATE PAST PRESIDENT 5.00 X 0 0 0 MARK A CREAGER MD FAHA PRESIDENT-ELECT 5.00 X 0 0 0 DAVID A BUSH SECRETARY-TREASURER 6.00 X 0 0 0 MARY ANN BAUMAN MD BOARD MEMBER 3.00 X 0 0 0 MARY CUSHMAN MD MSC FAHA BOARD MEMBER 3.00 X 0 0 0 MITCHELL S V ELKIND MD MS BOARD MEMBER 3.00 X 0 0 0 ROBERT A HARRINGTON MD BOARD MEMBER 3.00 X 0 0 0 STEVEN R HOUSER PHD FAHA BOARD MEMBER 3.00 X 0 0 0 MARSHA JONES BOARD MEMBER 3.00 X 0 0 0 WILLIE EDWARD LAWRENCE JR MD FAHA BOARD MEMBER 3.00 X 0 0 0 PEGUI MARIDUENA CMC MBA BOARD MEMBER 3.00 X 0 0 0 JOHN J MULLENHOLZ BOARD MEMBER 3.00 X 0 0 0 BERTRAM L SCOTT BOARD MEMBER 3.00 X 0 0 0 DAVID A SPINA BOARD MEMBER 3.00 X 0 0 0 BERNARD J TYSON BOARD MEMBER 3.00 X 0 0 0 RAYMOND P VARA JR BOARD MEMBER 3.00 X 0 0 0 JOHN J WARNER MD BOARD MEMBER 3.00 X 0 0 0 NANCY BROWN CEO 38.00 X 1112293 0 331134 SUNDER JOSHI CAO/CFO 38.00 X 536353 0 63478 LYNNE DARROUZET EVP - CORP SEC/GENERAL COUNSEL 38.00 X 286472 0 45043 ROSE MARIE ROBERTSON CHIEF SCIENCE OFFICER 38.00 X 621344 0 46533 MEIGHAN GIRGUS CHIEF MISSION OFFICER 38.00 X 537254 0 51601 LESLIE UPTON CHIEF DEVELOPMENT OFFICER 38.00 X 503462 0 54283 MICHAEL WEAMER EVP 38.00 X 602842 0 55122 DAVID MARKIEWICZ EVP 38.00 X 405598 0 64598 KATHLEEN ROGERS EVP 38.00 X 585380 0 67939 KEVIN HARKER EVP 38.00 X 483210 0 68760 JEREMY BEAUCHAMP EVP 38.00 X 369602 0 55649 MIDGE EPSTEIN EVP 38.00 X 531237 0 55122 NICOLE SAPIO EVP 38.00 X 415832 0 54712 JOHN J MEINERS EVP - ECC PROGRAMS 38.00 X 434948 0 57193 GERALD JOHNSON CHIEF DIVERSITY OFFICER 38.00 X 433338 0 19102 EDUARDO SANCHEZ CHIEF MEDICAL OFFICER - PREVENTION 38.00 X 375282 0 12342 ROGER SANTONE EVP - TECHNOLOGY 38.00 X 356234 0 18722 MARK SCHOEBERL EVP - ADVOCACY & HEALTH QUALITY 38.00 X 351970 0 55122 TANYA EDWARDS SVP - FIELD CAMPAIGNS 38.00 X 349452 0 53751 9292103 0 1230206 405 0 1 0 INFOCISION MANAGEMENT CORP 325 SPRINGSIDE DRIVE AKRON OH 44333 TELEPHONE MARKETING 3000563 DANIEL J EDELMAN INC 21992 NETWORK PLACE CHICAGO IL 60673 PUBLIC RELATIONS 2433366 BRIGHAM & WOMENS PHYSICIANS ORG PO BOX 3684 BOSTON MA 02241 EDITORIAL SERVICES 2126530 ORACLE AMERICA INC PO BOX 203448 DALLAS TX 75320 DATABASE AND IT SERVICES 1729181 ADVERTISING COUNCIL 815 SECOND AVE 9TH FLOOR NEW YORK NY 10017 PUBLIC SERVICE ANNOUNCEMENTS 1697229 136 5011499 336759597 5217460 303686333 88532277 650674889 CONFERENCES & SEMINARS 900099 25301017 25301017 MEMBERSHIP DUES 900099 3252998 3252998 28554015 20656401 113660 20542741 19209231 19209231 1364276 134458 1229818 1229818 1229818 243054300 9498382 240858300 4334237 2196000 5164145 7360145 7360145 22472958 336759597 39309544 -16836586 -16836586 333723 44441 289282 8598 280684 100101883 31420130 68681753 68681753 OTHER REVENUE 900099 2358046 2349516 8530 CHANGE IN VALUE OF SPL 900099 101792 101792 LOSS ON UNCOLLECTIBLE 900099 -2003644 -2003644 456194 780275142 97683432 130788 31786033 147986554 147986554 423248 423248 111050 111050 9139173 9139173 236382117 169378433 24730807 42272877 18340570 13434592 1509964 3396014 24716841 17615072 2667433 4434336 18136727 12669146 2380738 3086843 1228565 1228565 910634 910634 4519318 4519318 3073343 3073343 1816340 1816340 51382492 48932403 691800 1758289 2248068 2248068 122773066 105551901 3600498 13620667 15090830 11016896 1563939 2509995 15758630 11404951 1711390 2642289 23473401 14951936 3358606 5162859 22860927 19572272 1213944 2074711 66200 66200 10027981 7514991 1160349 1352641 1452070 552880 854530 44660 OTHER EXPENSES 12134758 6116542 3148019 2870197 UBI TAX 3496 3496 744056399 594000253 61756425 88299721 X 204635969 132101412 25041276 47493281 35750850 21163825 355267 2210133 160411086 177438732 12974401 16143788 4784149 4250605 10659794 12660866 205610189 135565693 70452967 70044496 724159258 764668930 3525013 3357524 225098211 219127178 1248170996 1291066077 64245060 71261297 275464389 288044259 7303746 6827249 1025000 835000 36528394 35900329 384566589 402868134 X 394368837 405837459 274471275 291510194 194764295 190850290 863604407 888197943 1248170996 1291066077 X 36218743 -11421762 -203445 X 0 1 X 1 1 1 X 514026122 532997854 523882707 569646207 653927887 2794480777 514026122 532997854 523882707 569646207 653927887 2794480777 165146947 2629333830 36207978 41572085 43394143 46072477 41116248 208362931 4207618 -2049898 1571360 6940615 447719 11117414 3013961122 501452685 0.87240 0.88290 X SCHEDULE A, PART II, SECTION B, LINE 10 - OTHER INCOME OTHER INCOME IS GENERALLY COMPRISED OF THE CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS AND UNCOLLECTIBLE ACCOUNTS RECEIVABLE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 283615 1 91020 1 57672 1 2916160 1 701720 1 469131 0 4519318 0 PART II-B, LINE 1, LOBBYING ACTIVITIES: EXPLANATION:IN SUPPORT OF ITS MISSION TO BUILD HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. AT THE NATIONAL LEVEL, THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF CONGRESS. SIMILAR RELATIONSHIPS ARE BUILT BY THE REGIONAL AFFILIATES, ADVOCATING AT THE STATE AND LOCAL LEVELS. TO GUIDE ITS FEDERAL, STATE AND LOCAL EFFORTS, THE ASSOCIATION IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS; ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS, AND PUBLISHED PAPERS, MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE AND FEDERAL LEGISLATIVE BODIES. THE AMERICAN HEART ASSOCIATION IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE ASSOCIATION ENCOURAGES CONGRESS AND STATE LEGISLATURES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE ASSOCIATION IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, TRANSLATIONAL, HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION AND ECONOMICS. THE AHA ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTES OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. IMPROVING CARDIOVASCULAR HEALTH (PREVENTION): THE AMERICAN HEART ASSOCIATION PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS, AND TREATMENT, INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS, HEALTHY DIET AND NUTRITION, INCREASING PHYSICAL ACTIVITY, ADDRESSING TOBACCO CONTROL AND PREVENTION, AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE, IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY, AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. CHARITABLE ORGANIZATIONS: THE ASSOCIATION SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND AS APPROPRIATE, INCLUDING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY. 59247803 1000570 724008 2184603 58787778 51925992 1527764 7416550 1622503 59247803 46999292 1794378 4714826 1582504 51925992 48857976 173835 -335017 1697502 46999292 39736847 1771259 7946271 596401 48857976 0.75800 0.24200 0 0 10599770 10599770 75368413 40246509 35121904 5384590 3560969 1823621 113789368 91346879 22442489 468048 411336 56712 70044496 SPLIT INTEREST AGREEMENTS 73288105 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 145839073 219127178 CAPITAL LEASE OBLIGATIONS 1173899 POST-RETIREMENT BENEFITS 12873443 CHARITABLE GIFT ANNUITIES 14814294 RENT DEFERRALS/AMORTIZATION 2477802 SUPPLEMENTAL RETIREMENT PLAN 4291132 OTHER PAYABLES 269759 35900329 X 808084882 -11421762 9565616 -1856146 809941028 1816340 -31482226 -29665886 780275142 783491346 9565616 203445 9769061 773722285 1816340 -31482226 -29665886 744056399 PART V, LINE 4: THE INTENDED USE OF ENDOWMENT FUNDS IS TO PROVIDE FUNDING FOR RESEARCH AND OTHER MISSION-RELATED PROGRAMS. PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (IRC) OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3). FURTHER, THE ASSOCIATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A) AND, AS SUCH, CONTRIBUTIONS TO THE ASSOCIATION QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ASSOCIATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER IRC SECTION 511. THE ASSOCIATION DID NOT HAVE ANY MATERIAL UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED JUNE 30, 2015 AND 2014. THE ASSOCIATION BELIEVES THAT IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -31,420,130. RENTAL EXPENSES -134,458. FUNDRAISING EXPENSES 72,362. PART XII, LINE 2D - OTHER ADJUSTMENTS: POST-RETIREMENT (ASC 715) ADJUSTMENT 203,445. PART XII, LINE 4B - OTHER ADJUSTMENTS: REFER TO SCHEDULE D, PART XI, LINE 4B EXPLANATION -31,482,226. SCHEDULE D, PART XII, LINE 2D EFFECT OF ADOPTION OF FASB STATEMENT NO 158 (ASC 715) FASB STATEMENT 158 (ASC 715) REQUIRES EMPLOYERS TO FULLY RECOGNIZE THE OVERFUNDED OR UNDERFUNDED POSITIONS (THE DIFFERENCE BETWEEN THE FAIR VALUE OF PLAN ASSETS AND THE BENEFIT OBLIGATION) OF DEFINED BENEFIT PENSION, RETIREE HEALTHCARE AND OTHER POSTRETIREMENT PLANS IN THEIR BALANCE SHEETS. THE EFFECT OF THIS CHANGE ON AHA IS -$203,445 FOR FISCAL YEAR ENDED JUNE 30, 2015. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 41525 EAST ASIA AND THE PACIFIC 1 2 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 893871 EUROPE (INCL ICELAND / GREENLAND) 1 1 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 503986 MIDDLE EAST AND NORTH AFRICA 1 1 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 863854 NORTH AMERICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 725460 SOUTH AMERICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 554256 SOUTH ASIA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 316438 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SALES OF EDUCATIONAL & TRAINING MATERIALS RELATED TO CARDIOVASCULAR CARE 77906 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING STUDENT SCHOLARSHIP 1500 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 24000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING TRAVEL STIPEND 22700 EUROPE (INCL ICELAND / GREENLAND) 0 0 GRANTMAKING STUDENT SCHOLARSHIP 1500 EUROPE (INCL ICELAND / GREENLAND) 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 21198 EUROPE (INCL ICELAND / GREENLAND) 0 0 GRANTMAKING TRAVEL STIPEND 15152 NORTH AMERICA 0 0 GRANTMAKING SCIENCE RESEARCH PRIZE AND HONORARIUM 10000 NORTH AMERICA 0 0 GRANTMAKING TRAVEL STIPEND 12000 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING TRAVEL STIPEND 3000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 59599 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 39595562 EUROPE (INCL ICELAND / GREENLAND) 0 0 INVESTMENTS 65296782 MIDDLE EAST AND NORTH AFRICA 0 0 INVESTMENTS 954131 NORTH AMERICA 0 0 INVESTMENTS 17360778 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 INVESTMENTS 936301 SOUTH AMERICA 0 0 INVESTMENTS 2513820 SOUTH ASIA 0 0 INVESTMENTS 1196962 SUB-SAHARAN AFRICA 0 0 INVESTMENTS 1197852 3 4 0 0 3 4 3977296 129222837 133200133 STUDENT SCHOLARSHIP EAST ASIA AND THE PACIFIC 3 1500 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 38 46700 WIRE TRANSFER STUDENT SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 3 1500 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM EUROPE (INCLUDING ICELAND & GREENLAND) 49 36350 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM NORTH AMERICA 27 22000 WIRE TRANSFER SCIENCE RESEARCH PRIZE AND HONORARIUM RUSSIA AND NEIGHBORING STATES 3 3000 WIRE TRANSFER 1 0 1 1 0 1 PART I, LINE 2: WITH RESPECT TO GRANTS MADE BY AMERICAN HEART ASSOCIATION TO FOREIGN INDIVIDUALS, THE RECIPIENT OF AHA FUNDS MUST SATISFY CERTAIN REQUIREMENTS OUTLINED IN THE GRANT AGREEMENT. UPON SATISFACTORY COMPLETION OF THE AGREEMENT AND WRITTEN ACCEPTANCE OF ALL SERVICES, AHA REMITS THE REMAINING BALANCE OF THE GRANTED FUNDS TO THE RECIPIENT. PART I, LINE 3 THE ASSOCIATION'S INVESTMENTS IN SECURITIES OF FOREIGN CORPORATIONS ARE MADE THROUGH U.S. BROKERAGE ACCOUNTS. THESE INVESTMENTS ARE MANAGED BY INDEPENDENT INVESTMENT MANAGERS AS PART OF A DIVERSIFIED STRATEGY FOR THE ASSOCIATION'S INVESTMENTS. THE INVESTMENT MANAGERS ARE GUIDED BY THE ASSOCIATION'S INVESTMENT POLICY OVERSEEN BY THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. PART IV, LINE 6 THE ASSOCIATION FILED FORM 5713 WITH ITS FEDERAL FORM 990-T TO REPORT SALES OF EDUCATION AND TRAINING MATERIALS IN THE UNITED ARAB EMIRATES (UAE). ALTHOUGH UAE IS CONSIDERED A BOYCOTTING COUNTRY, THE ASSOCIATION DOES NOT PARTICIPATE IN ANY BOYCOTTING ACTIVITIES. X X X X X X X 1 INFOCISION MANAGEMENT CORPORATION 33 SPRINGSIDE DRIVE AKRON OH 44333 TELEMARKETING SOLICITATIONS 0 5939034 2765830 3173204 INSURANCE AUTO AUCTIONS 13085 HAMILTON CROSSING SUITE 500 CARMEL IN 46032 DONATED VEHICLE PROGRAM 1 286079 72362 213717 STRATEGIC FUNDRAISING INC 7800 3RD N SUITE 900 ST PAUL MN 55128 DIRECT MAIL DONOR MARKETING 0 255958 235151 20807 6481071 3073343 3407728 AL AK AZ AR CA CO CT DE DC FL GA HI ID WY WI WA VA VT UT TX TN SD SC RI PA OR OK OH ND NC NY NM NJ NH NV NE MT MO MS MN MI MA MD ME LA KY KS IA IN IL WV DALLAS HEARTWALK 5865568 5865568 65917 112422 1300 3095 5367 DALLAS HEART BALL 3817466 2096712 1720754 9862 257538 7268 40304 43395 7145 314893598 294141394 20752204 11617728 10004894 7481962 1566602 2704094 324576632 302103674 22472958 11693507 10374854 7490530 1610001 2752856 33921748 -11448790 8598 0 325125 44441 0 333723 44441 44441 289282 AL AR FL LA MS NY TN TX 0 LICENSED WHERE REQUIRED. SOME STATES DO NOT REQUIRE SPECIFIC LICENSURE OR THE ACTIVITY IS BELOW THE SPECIFIED THRESHOLD. 0 0 1 1.00000 SUNDER JOSHI CFO CAO 7272 GREENVILLE AVENUE DALLAS TX 75231 0 SEE SCHEDULE G PART IV 0 SCHEDULE G, PART III, LINE 16 THE ASSOCIATION DOES NOT HAVE AN OVERALL MANAGER FOR GAMING ACTIVITIES. EACH GAMING EVENT IS MANAGED LOCALLY BY THE AFFILIATE OFFICE STAFF RESPONSIBLE FOR EVENTS IN THAT LOCATION. 1 A-1 AMBULANCE INC 507 CENTENNIAL AVENUE BUTTE MT 59701 810395765 24877 DEFIBRILLATORS AND MONITORS ABSAROKEE AMBULANCE SERVICE PO BOX 324 ABSAROKEE MT 59001 841397309 24992 DEFIBRILLATORS AND MONITORS ACTIVE TRANSPORTATION ALLIANCE 9 WEST HUBBARD STREET SUITE 402 CHICAGO IL 60654 363385886 501(C)(3) 91996 CHILDHOOD OBESITY INITIATIVE AIUM CARDIOVASCULAR INC 6575 145TH STREET EAST NORTHFIELD MN 55057 274642245 25000 INNOVATION GRANT ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVENUE BRONX NY 10461 131624225 501(C)(3) 795431 RESEARCH ALLEN MEMORIAL HOSPITAL 1825 LOGAN AVENUE WATERLOO IA 50703 420698265 501(C)(3) 53400 EMERGENCY EQUIPMENT UPGRADE ALLIANCE FOR A HEALTHIER GENERATION 55 WEST 125TH STREET NEW YORK NY 10027 272028308 501(C)(3) 2060000 CHILDHOOD OBESITY INITIATIVE ALPINE EMS PO BOX 3030 ALPINE WY 83128 463063166 501(C)(3) 28395 EMERGENCY EQUIPMENT UPGRADE ALTURA AMBULANCE 25 NORTH MAIN STREET ALTURA MN 55910 416004932 CITY OF ALTURA 18982 DEFIBRILLATORS AND MONITORS AMERICAN LUNG ASSOCIATION OF THE MIDLAND 5900 WILCOX PLACE DUBLIN OH 43016 314379531 501(C)(3) 32000 ANTI-TOBACCO ADVOCACY AMERICAN MEDICAL RESPONSE 600 EAST CARLSON STREET SUITE 101 CHEYENNE WY 82009 752474011 CITY OF CHEYENNE 71459 DEFIBRILLATORS AND MONITORS AMERICAN MEDICAL RESPONSE AMBULANCE INC 6200 SOUTH SYRACUSE WAY SUITE 200 GREENWOOD VILLAGE CO 80111 043147881 23758 DEFIBRILLATORS AND MONITORS ARETE EDUCATION INC 577 GRAND CONCOURSE SUITE 140 BRONX NY 10451 800789207 501(C)(3) 30000 COMMUNITY IMPACT GRANT ARIZONA STATE UNIVERSITY TEMPE 1151 SOUTH FOREST AVENUE TEMPE AZ 85287 860196696 STATE OF AZ 44788 RESEARCH ASIAN PACIFIC AMERICAN NETWORK OF OREGON 2788 SOUTHEAST 82ND AVENUE SUITE 203 PORTLAND OR 97266 800252850 501(C)(3) 9776 CHILDHOOD OBESITY INITIATIVE BAYARD FIRE AND RESCUE 1 MAIN STREET BAYARD IA 50029 476006091 501(C)(3) 25467 DEFIBRILLATORS AND MONITORS BAYLOR COLLEGE OF MEDICINE PO BOX 301207 DALLAS TX 75303 741613878 501(C)(3) 1439062 RESEARCH BEAVERHEAD EMERGENCY MEDICAL SERVICES 330 EAST REEDER STREET DILLON MT 59725 810373318 501(C)(3) 25214 DEFIBRILLATORS AND MONITORS BENEFIS HOSPITALS INC 1101 26TH STREET SOUTH GREAT FALLS MT 59405 810232122 501(C)(3) 77900 EMERGENCY EQUIPMENT UPGRADE BERTRAND RESCUE UNIT 510 MINOR AVENUE BERTRAND NE 68927 476006103 CITY OF BERTRAND 25170 DEFIBRILLATORS AND MONITORS BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE BOSTON MA 02215 042103881 501(C)(3) 1565092 RESEARCH BEYOND SOCCER INC 60 ISLAND STREET SUITE 508E LAWRENCE MA 01840 450648718 501(C)(3) 17500 COMMUNITY IMPACT GRANT BICYCLE TRANSPORTATION 618 NORTHWEST GLISAN STE 401 PORTLAND OR 97209 931057956 501(C)(3) 89704 CHILDHOOD OBESITY INITIATIVE BIG HORN COUNTY AMBULANCE PO BOX 908 HARDIN MT 59034 816001333 70185 DEFIBRILLATORS AND MONITORS BIG SANDY VOLUNTEER FIRE DEPARTMENT 258 JUDITH LANDING ROAD BIG SANDY MT 59520 810502018 24841 DEFIBRILLATORS AND MONITORS BIG SKY FIRE DEPARTMENT 650 RAINBOW TROUT RUN BIG SKY MT 59716 810480831 24652 DEFIBRILLATORS AND MONITORS BIG STONE HEALTHCARE FOUNDATION 450 EASTVOLD AVENUE ORTONVILLE MN 56278 411659162 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE BILLINGS CLINIC FOUNDATION 1020 NORTH 27TH STREET BILLINGS MT 59101 810407289 501(C)(3) 64650 EMERGENCY EQUIPMENT UPGRADE BIOMEDICAL RESEARCH FOUNDATION OF SOUTH TEXAS INC PO BOX 40512 SAN ANTONIO TX 78229 742522436 501(C)(3) 125406 RESEARCH BLAINE I INC PO BOX 1053 CHINOOK MT 59523 810529293 501(C)(3) 24940 DEFIBRILLATORS AND MONITORS BLOOD CENTER OF WISCONSIN PO BOX 78961 MILWAUKEE WI 53278 390807235 501(C)(3) 128093 RESEARCH BLOOMING PRAIRIE AMBULANCE SERVICE PO BOX 68 BLOOMING PRAIRIE MN 56917 416004989 CITY OF BLOOMING PRA 26194 DEFIBRILLATORS AND MONITORS BOSTON COLLEGE 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 042103545 501(C)(3) 206920 RESEARCH BOSTON MEDICAL CENTER 660 HARRISON AVENUE 2ND FLOOR BOSTON MA 02118 043314093 501(C)(3) 531183 RESEARCH BOSTON UNIVERSITY MEDICAL CAMPUS 85 EAST NEWTON STREET BOSTON MA 02118 042103547 501(C)(3) 533691 RESEARCH BOWDLE HOSPITAL 8001 WEST 5TH STREET BOWDLE SD 57428 460369929 501(C)(3) 6000 EMERGENCY EQUIPMENT UPGRADE BOZEMAN DEACONESS FOUNDATION 931 HIGHLAND BLVD SUITE 3200 BOZEMAN MT 59715 841407943 501(C)(3) 52900 EMERGENCY EQUIPMENT UPGRADE BRIDGER CANYON VOLUNTEER FIRE DEPARTMENT 8081 BRIDGER CANYON ROAD BOZEMAN MT 59715 810535971 24992 DEFIBRILLATORS AND MONITORS BRIGHAM & WOMEN'S HOSPITAL PO BOX 3887 BOSTON MA 02241 042312909 501(C)(3) 2595532 RESEARCH BRODSTONE MEMORIAL HOSPITAL 520 EAST 10TH STREET SUPERIOR NE 68978 470388012 501(C)(3) 11996 EMERGENCY EQUIPMENT UPGRADE BROKEN BOW FIRE AND RESCUE 314 SOUTH 10TH AVENUE BROKEN BOW NE 68822 476006117 CITY OF BROKEN BOW 25467 DEFIBRILLATORS AND MONITORS BROOKINGS HEALTH SYSTEM 300 22ND AVENUE BROOKINGS SD 57006 271785343 10000 EMERGENCY EQUIPMENT UPGRADE BROWN COUNTY AMBULANCE ASSOCIATION 142 WEST 4TH STREET AINSWORTH NE 69210 364634828 CITY OF AINSWORTH 25532 DEFIBRILLATORS AND MONITORS BROWN UNIVERSITY PO BOX 1929 PROVIDENCE RI 02912 050258809 501(C)(3) 476418 RESEARCH BUFFALO LAKE AMBULANCE SERVICE 203 MAIN STREET NORTH BUFFALO LAKE MN 55314 916005019 CITY OF BUFFALO LAKE 18982 DEFIBRILLATORS AND MONITORS BURKE MEDICAL RESEARCH INSTITUTE 785 MAMARONECK AVENUE WHITE PLAINS NY 10605 133434924 501(C)(3) 84738 RESEARCH BURWELL RURAL FIRE DISTRICT 917 G STREET BURWELL NE 68823 470721571 CITY OF BURWELL 25467 DEFIBRILLATORS AND MONITORS CABELL HUNTINGTON HOSPITAL INC 1340 HAL GREER BLVD HUNTINGTON WV 25701 550675666 501(C)(3) 6800 ACTION REGISTRY CAMBRIDGE RESCUE SERVICE 722 PATTERSON STREET CAMBRIDGE NE 69022 476006127 CITY OF CAMBRIDGE 24763 DEFIBRILLATORS AND MONITORS CAMDEN CLARK MEMORIAL HOSPITAL CORPORATION 800 GARFIELD AVENUE PARKERSBURG WV 26102 311524546 501(C)(3) 8700 ACTION REGISTRY CAMPAIGN FOR TOBACCO FREE KIDS ACTION 1400 I STREET NORTHWEST SUITE 1200 WASHINGTON DC 20005 521969967 501(C)(3) 87500 ANTI-TOBACCO ADVOCACY CAMPBELL COUNTY MEMORIAL HOSPITAL PO BOX 3011 GILLETTE WY 82716 830234097 501(C)(3) 23408 EMERGENCY EQUIPMENT UPGRADE CARL T HAYDEN MEDICAL RESEARCH FOUNDATION 650 EAST INDIAN SCHOOL ROAD PHOENIX AZ 85012 860907729 501(C)(3) 125406 RESEARCH CARNEGIE MELLON UNIVERSITY PO BOX 371032 PITTSBURGH PA 15250 250969449 501(C)(3) 35830 RESEARCH CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 501(C)(3) 610905 RESEARCH CASPER COLLEGE 125 COLLEGE DRIVE CASPER WY 82601 836001132 STATE OF WY 25143 EMERGENCY EQUIPMENT UPGRADE CEDARS-SINAI MEDICAL CENTER 6500 WILSHIRE BOULEVARD SUITE 1150 LOS ANGELES CA 90048 951644600 501(C)(3) 815138 RESEARCH CENTRAL CITY AMBULANCE 1515 17TH STREET CENTRAL CITY NE 66626 476006132 CITY OF CENTRAL CITY 26440 DEFIBRILLATORS AND MONITORS CENTRAL IOWA HEALTHCARE 3 SOUTH 4TH AVENUE MARSHALLTOWN IA 50158 420948420 501(C)(3) 53400 EMERGENCY EQUIPMENT UPGRADE CENTRAL MONTANA MEDICAL FACILITIES INC 408 WENDELL AVENUE LEWISTOWN MT 59457 237169043 501(C)(3) 36841 DEFIBRILLATORS AND MONITORS CENTRAL VALLEY FIRE DISTRICT 205 EAST MAIN STREET BELGRADE MT 59714 810438237 24249 DEFIBRILLATORS AND MONITORS CHADRON COMMUNITY HOSPITAL 825 CENTENNIAL DRIVE CHADRON NE 69337 470482234 501(C)(3) 11999 EMERGENCY EQUIPMENT UPGRADE CHEYENNE REGIONAL MEDICAL CENTER 214 EAST 23RD STREET CHEYENNE WY 82001 836000194 501(C)(3) 59813 EMERGENCY EQUIPMENT UPGRADE CHILDREN AT RISK 2900 WESLAYAN STREET SUITE 400 HOUSTON TX 77027 760360533 501(C)(3) 97712 CHILDHOOD OBESITY INITIATIVE CHILDREN'S HOSPITAL BOSTON PO BOX 414413 BOSTON MA 02115 042774441 501(C)(3) 600246 RESEARCH CHILDRENS HOSPITAL LOS ANGELES 4650 SUNSET BOULEVARD MAIL STOP 97 LOS ANGELES CA 90025 951690977 501(C)(3) 125406 RESEARCH CHILDREN'S HOSPITAL MEDICAL CENTER 5700 MARTIN LUTHER KING JR WAY OAKLAND CA 94609 940382330 501(C)(3) 42996 RESEARCH CHILDREN'S HOSPITAL CINCINNATI 3333 BURNET AVENUE CINCINNATI OH 45229 310833936 501(C)(3) 2769512 RESEARCH CHILDRENS RESEARCH INSTITUTE 111 MICHIGAN AVENUE NORTHWEST WASHINGTON DC 20010 521654453 501(C)(3) 182734 RESEARCH CHRISTIAN UNITY HOSPITAL CORPORATION 164 WEST 13TH STREET GRAFTON ND 58237 450310159 501(C)(3) 13000 EMERGENCY EQUIPMENT UPGRADE CITY OF BILLINGS FIRE DEPARTMENT 210 NORTH 27TH STREET BILLINGS MT 59101 816001237 CITY OF BILLINGS 50021 DEFIBRILLATORS AND MONITORS CITY OF CANNON FALLS AMBULANCE 918 RIVER ROAD CANNON FALLS MN 55009 416005032 CITY OF CANNON FALLS 27635 DEFIBRILLATORS AND MONITORS CITY OF EDWARDSVILLE 418 NORTH MAIN STREET EDWARDSVILLE IL 62025 376001409 CITY OF EDWARDSVILLE 12000 DEFIBRILLATORS AND MONITORS CITY OF FAIRFAX AMBULANCE SERVICE PO BOX K FAIRFAX MN 55332 416005146 CITY OF FAIRFAX 19540 DEFIBRILLATORS AND MONITORS CITY OF GENEVA RESCUE 167 SOUTH 10TH STREET GENEVA NE 68361 476006196 CITY OF GENEVA 25170 DEFIBRILLATORS AND MONITORS CITY OF GRAND ISLAND FIRE DEPARTMENT 100 EAST 1ST STREET GRAND ISLAND NE 68802 476006205 CITY OF GRAND ISLAND 22532 DEFIBRILLATORS AND MONITORS CITY OF HAVRE FIRE DEPARTMENT 520 4TH STREET HAVRE MT 59501 816001274 CITY OF HAVRE 24807 DEFIBRILLATORS AND MONITORS CITY OF INTERNATIONAL FALLS AMBULANCE SERVICE 600 4TH STREET INTERNATIONAL FALLS MN 56649 416005254 CITY OF INTERNATIONA 27635 DEFIBRILLATORS AND MONITORS CITY OF KALISPELL FIRE DEPARTMENT PO BOX 1997 KALISPELL MT 59901 816001281 CITY OF KALISPELL 24887 DEFIBRILLATORS AND MONITORS CITY OF MADISON FIRE AND RESCUE PO BOX 527 MADISON NE 68748 476006267 CITY OF MADISON 17717 DEFIBRILLATORS AND MONITORS CITY OF MARTINS FERRY PO BOX 68 MARTINS FERRY OH 43935 346001819 CITY OF MARTINS FERR 9752 DEFIBRILLATORS AND MONITORS CITY OF MISSOULA 435 RYMAN STREET MISSOULA MT 59802 816001293 CITY OF MISSOULA 7882 DEFIBRILLATORS AND MONITORS CITY OF RAVENNA EMS 416 GRAND AVENUE RAVENNA NE 68869 476006337 CITY OF RAVENNA 25532 DEFIBRILLATORS AND MONITORS CITY OF WINDOM AMBULANCE SERVICE 444 9TH STREET WINDOM MN 56101 416005647 CITY OF WINDOM 23235 DEFIBRILLATORS AND MONITORS CLAREMONT GRADUATE UNIVERSITY 150 EAST TENTH STREET CLAREMONT CA 91711 951664100 501(C)(3) 125406 RESEARCH CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND OH 44195 340714585 501(C)(3) 2280577 RESEARCH CLINTON RURAL FIRE DISTRICT 20300 US HIGHWAY 10 EAST CLINTON MT 59825 810469188 24842 DEFIBRILLATORS AND MONITORS COLORADO STATE UNIVERSITY FORT COLLINS 2002 CAMPUS DELIVERY FORT COLLINS CO 80523 846000545 STATE OF CO 173777 RESEARCH COLUMBIA UNIVERSITY NEW YORK PO BOX 29789 NEW YORK NY 10087 135598093 501(C)(3) 1572409 RESEARCH COMMUNITY ALLIANCE OF TENANTS 2810 NORTHEAST 14TH AVENUE PORTLAND OR 97212 311571929 501(C)(3) 6414 CHILDHOOD OBESITY INITIATIVE COMMUNITY HEALTHCARE FOUNDATION 2000 CAMPBELL DRIVE TORRINGTON WY 82240 830289853 501(C)(3) 7500 DEFIBRILLATORS AND MONITORS COMMUNITY MEDICAL CENTER INC 2827 FORT MISSOULA ROAD MISSOULA MT 59804 810247705 501(C)(3) 76900 EMERGENCY EQUIPMENT UPGRADE COMMUNITY MEMORIAL HOSPITAL PO BOX 280 TURTLE LAKE ND 58576 450226711 CITY OF TURTLE LAKE 13000 EMERGENCY EQUIPMENT UPGRADE COOPERSTOWN MEDICAL CENTER 1200 ROBERTS AVENUE NORTHEAST COOPERSTOWN ND 58425 450227753 501(C)(3) 10060 EMERGENCY EQUIPMENT UPGRADE CORPORACION DE SALUD ASEGURADA POR NUESTRA ORG SARIDARIA INC PO BOX 1025 CAGUAS PR 00726 660671421 501(C)(3) 27329 ACTION REGISTRY COUNTY OF BLAINE PO BOX 278 CHINOOK MT 59523 816001335 BLAINE COUNTY 24807 DEFIBRILLATORS AND MONITORS COUNTY OF JUDITH BASIN PO BOX 427 STANFORD MT 59479 816001379 JUDITH BASIN COUNTY 24748 DEFIBRILLATORS AND MONITORS CRISPI MOBILE GROCERY STORE LLC 721 NORTH LESALLE STREET 7TH FLOOR CHICAGO IL 60654 461073616 70000 COMMUNITY IMPACT GRANT CROFTON RESCUE SQUAD 55153 895 ROAD CROFTON NE 68730 470663731 CITY OF CROFTON 25467 DEFIBRILLATORS AND MONITORS CROW CREEK SIOUX AMBULANCE 206 EAST SAM BOY DRIVE FORT THOMPSON SD 57339 460235600 CITY OF FORT THOMPSO 10000 DEFIBRILLATORS AND MONITORS DAKOTA CITY VOLUNTEER FIRE DEPARTMENT PO BOX 46 DAKOTA CITY NE 68731 476042728 501(C)(3) 25215 DEFIBRILLATORS AND MONITORS DANA-FARBER CANCER INSTITUTE INC 450 BROOKLINE AVENUE BOSTON MA 02115 042263040 501(C)(3) 613234 RESEARCH DES MOINES UNIVERSITY OSTEOPATHIC MEDICAL CENTER 3200 GRAND AVENUE DES MOINES IA 50312 420730347 501(C)(3) 189813 RESEARCH DOUGLAS COUNTY AMBULANCE 708 8TH STREET ARMOUR SD 57313 460400557 DOUGLAS COUNTY 15000 DEFIBRILLATORS AND MONITORS DREXEL UNIVERSITY 3141 CHESTNUT STREET PHILADELPHIA PA 19104 231352630 501(C)(3) 79722 RESEARCH DUKE UNIVERSITY MEDICAL CENTER PO BOX 602651 CHARLOTTE NC 28260 560532129 501(C)(3) 1217332 RESEARCH EAST CAROLINA UNIVERSITY 2200 SOUTH CHARLES BOULEVARD GREENVILLE NC 27858 566000403 STATE OF NC 214981 RESEARCH EASTERN IDAHO REGIONAL MEDICAL CENTER PO BOX 2077 IDAHO FALLS ID 83401 820410103 501(C)(3) 14650 EMERGENCY EQUIPMENT UPGRADE EASTERN WYOMING AMBULANCE SERVICE 2450 WEST MARIPOSA PARKWAY WHEATLAND WY 82201 830298311 14000 DEFIBRILLATORS AND MONITORS EAT SMART & MOVE MORE SOUTH CAROLINA 111 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OF MD 1689372 RESEARCH UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 043167352 STATE OF MA 446265 RESEARCH UNIVERSITY OF MIAMI PO BOX 405803 ATLANTA GA 30384 590624458 501(C)(3) 847834 RESEARCH UNIVERSITY OF MICHIGAN MEDICAL CENTER 3003 SOUTH STATE STREET ANN ARBOR MI 48109 386006309 STATE OF MI 1935578 RESEARCH UNIVERSITY OF MINNESOTA 200 OAK STREET SOUTHEAST MINNEAPOLIS MN 55455 416007513 STATE OF MN 1781844 RESEARCH UNIVERSITY OF MISSISSIPPI JACKSON 2500 NORTH STATE STREET JACKSON MS 39216 646008520 STATE OF MS 483629 RESEARCH UNIVERSITY OF MISSOURI 310 JESSE HALL COLUMBIA MO 65211 436003859 STATE OF MO 747508 RESEARCH UNIVERSITY OF NEBRASKA MEDICAL CENTER OMAHA 985100 NEBRASKA MEDICAL CENTER DRIVE OMAHA NE 68198 470049123 STATE OF NE 550313 RESEARCH UNIVERSITY OF NEVADA 1664 NORTH VIRGINIA STREET RENO NV 89557 886000024 STATE OF NV 77035 RESEARCH UNIVERSITY OF NEW MEXICO - HEALTH SCIENCES CENTER 1 UNIVERSITY OF NEW MEXICO DRIVE ALBUQUERQUE NM 87131 856000642 STATE OF NM 752435 RESEARCH UNIVERSITY OF NORTH CAROLINA CHAPEL HILL 104 AIRPORT DRIVE STE 2200 CHAPEL HILL NC 27599 566001393 STATE OF NC 2113983 RESEARCH UNIVERSITY OF NORTH DAKOTA 264 CENTENNIAL DRIVE GRAND FORKS ND 58202 456002491 STATE OF ND 128093 RESEARCH UNIVERSITY OF NORTH TEXAS HEALTH SCIENCE CENTER FORT WORTH 3500 CAMP BOWIE BOULEVARD FORT WORTH TX 76107 756064033 STATE OF TX 138552 RESEARCH UNIVERSITY OF NOTRE DAME 836 GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 46579 RESEARCH UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER 1100 NORTH LINDSAY STREET OKLAHOMA CITY OK 73104 736017987 501(C)(3) 669011 RESEARCH UNIVERSITY OF OREGON EUGENE 5219 UNIVERSITY OF OREGON DRIVE EUGENE OR 97403 481278531 STATE OF OR 214981 RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 300000 RESEARCH UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 2727576 RESEARCH UNIVERSITY OF PITTSBURGH PO BOX 371220 PITTSBURGH PA 15251 250965591 501(C)(3) 1426679 RESEARCH UNIVERSITY OF ROCHESTER MEDICAL CENTER 910 GENESEE STREET ROCHESTER NY 14611 160743209 501(C)(3) 664830 RESEARCH UNIVERSITY OF SOUTH ALABAMA MOBILE 307 UNIVERSITY BOULEVARD MOBILE AL 36688 630477348 STATE OF AL 274638 RESEARCH UNIVERSITY OF SOUTH CAROLINA COLUMBIA 1600 HAMPTON STREET SUITE 612 COLUMBIA SC 29208 576001153 STATE OF SC 551785 RESEARCH UNIVERSITY OF SOUTH FLORIDA TAMPA PO BOX 864568 ORLANDO FL 32886 593102112 STATE OF FL 1129756 RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 900 WEST 34TH STREET LOS ANGELES CA 90074 951642394 501(C)(3) 662698 RESEARCH UNIVERSITY OF TENNESSEE HEALTH SCIENCE CENTER MEMPHIS 62 SOUTH DUNLAP STREET SUITE 300 MEMPHIS TN 38163 626001636 STATE OF TN 677191 RESEARCH UNIVERSITY OF TEXAS 101 EAST 27TH STREET AUSTIN TX 78713 746000203 STATE OF TX 401299 RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON PO BOX 301418 DALLAS TX 75303 741761309 STATE OF TX 1393283 RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO 7703 FLOYD CURL DRIVE SAN ANTONIO TX 78229 741586031 STATE OF TX 1505288 RESEARCH UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT TYLER 11937 US HIGHWAY 271 TYLER TX 75708 756001354 STATE OF TX 250812 RESEARCH UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER PO BOX 4486 HOUSTON TX 77210 746001118 STATE OF TX 125406 RESEARCH UNIVERSITY OF TEXAS MEDICAL BRANCH PO BOX 660120 DALLAS TX 75266 746000949 STATE OF TX 263273 RESEARCH UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER PO BOX 841753 DALLAS TX 75284 756002868 STATE OF TX 807436 RESEARCH UNIVERSITY OF TEXAS ARLINGTON 219 WEST MAIN STREET ARLINGTON TX 76019 756000121 STATE OF TX 125406 RESEARCH UNIVERSITY OF TEXAS DALLAS 800 WEST CAMPBELL ROAD RICHARDSON TX 75080 751305566 STATE OF TX 22394 RESEARCH UNIVERSITY OF TEXAS SAN ANTONIO ONE UTSA CIRCLE SAN ANTONIO TX 78249 741717115 STATE OF TX 46579 RESEARCH UNIVERSITY OF TEXAS TYLER 3900 UNIVERSITY BOULEVARD TYLER TX 75799 751396988 STATE OF TX 125406 RESEARCH UNIVERSITY OF TOLEDO HEALTH SCIENCE CAMPUS PO BOX 72327 CLEVELAND OH 44192 346401483 STATE OF OH 93159 RESEARCH UNIVERSITY OF UTAH 201 PRESIDENTS CIRCLE SUITE 408 SALT LAKE CITY UT 84112 876000525 STATE OF UT 628820 RESEARCH UNIVERSITY OF UTAH HEALTHCARE 540 ARAPEEN DRIVE SUITE 250 SALT LAKE CITY UT 84108 876000525 501(C)(3) 14650 EMERGENCY EQUIPMENT UPGRADE UNIVERSITY OF VIRGINIA CHARLOTTESVILLE PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 STATE OF VA 1331989 RESEARCH UNIVERSITY OF WASHING ROC CLINICAL TRIAL CENTER 1107 NORTHEAST 45TH STREET SUITE 505 SEATTLE WA 98105 916001537 501(C)(3) 500000 OUTCOME DATABASE REGISTRY UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 916001537 STATE OF WA 1606986 RESEARCH UNIVERSITY OF WISCONSIN MADISON 21 NORTH PARK STREET MADISON WI 53715 396006492 STATE OF WI 1029725 RESEARCH UNIVERSITY OF WYOMING 1000 EAST UNIVERSITY AVENUE LARAMIE WY 82071 836000331 STATE OF WY 125406 RESEARCH UPSTREAM PUBLIC HEALTH 240 NORTH BROADWAY SUITE 215 PORTLAND OR 97227 421579435 501(C)(3) 114681 CHILDHOOD OBESITY INITIATIVE VALLEY AMBULANCE SERVICES INC 422 SOUTH BELTLINE HIGHWAY EAST SCOTTSBLUFF NE 69361 470555059 CITY OF SCOTTSBLUFF 26331 DEFIBRILLATORS AND MONITORS VALLEY COUNTY AMBULANCE 125 SOUTH 15TH STREET ORD NE 68862 476006515 25467 DEFIBRILLATORS AND MONITORS VALLEY COUNTY HEALTH SYSTEM 2707 L STREET ORD NE 68862 470485275 501(C)(3) 11996 EMERGENCY EQUIPMENT UPGRADE VANDERBILT UNIVERSITY 1400 18TH AVENUE SOUTH NASHVILLE TN 31192 620476822 501(C)(3) 2183813 RESEARCH VIRGINIA COMMONWEALTH UNIVERSITY RICHMOND PO BOX 843039 RICHMOND VA 23284 546001758 STATE OF VA 137946 RESEARCH VIRGINIA POLYTECHNIC INSTITUTE 300 TURNER STREET NORTHWEST BLACKSBURG VA 24061 546001805 STATE OF VA 452357 RESEARCH VOICES FOR ALABAMA'S CHILDREN PO BOX 4576 MONTGOMERY AL 36103 582020321 501(C)(3) 321616 CHILDHOOD OBESITY INITIATIVE WAKE FOREST UNIVERSITY MEDICAL CENTER BOULEVARD WINSTONSALEM NC 27157 223849199 501(C)(3) 458450 RESEARCH WARROAD RESCUE UNIT 121 MAIN AVENUE NORTHEAST WARROAD MN 56763 416005618 27663 DEFIBRILLATORS AND MONITORS WASHINGTON UNIVERSITY SCHOOL OF MEDICINE 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501(C)(3) 534655 RESEARCH WAYNE STATE UNIVERSITY 5057 WOODWARD STREET 13TH FLOOR DETROIT MI 48202 386028429 STATE OF MI 387658 RESEARCH WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVENUE NEW YORK NY 10065 131623978 501(C)(3) 292733 RESEARCH WELLS COMMUNITY AMBULANCE SERVICE 35 WEST FRANKLIN PO BOX 2 WELLS MN 56097 411757045 26440 DEFIBRILLATORS AND MONITORS WEST PARK HOSPITAL DISTRICT 707 SHERIDAN AVENUE CODY WY 82414 830321641 501(C)(3) 17067 DEFIBRILLATORS AND MONITORS WESTBROOK AMBULANCE SERVICE PO BOX 367 WESTBROOK MN 56183 416005636 26440 DEFIBRILLATORS AND MONITORS WIDENER UNIVERSITY 1 UNIVERSITY PLACE CHESTER PA 19013 231386178 501(C)(3) 118240 RESEARCH WINNEBAGO TRIBAL PO BOX 687 WINNEBAGO NE 68071 470489118 25170 DEFIBRILLATORS AND MONITORS WINONA HEALTH SERVICES PO BOX 5600 WINONA MN 55987 410713914 11996 EMERGENCY EQUIPMENT UPGRADE WINTHROP-UNIVERSITY HOSPITAL ASSOCIATION 259 1ST STREET MINEOLA NY 11501 111633486 501(C)(3) 177360 RESEARCH WOLSEY EMS ASSOCIATION INC PO BOX 336 WOLSEY SD 57384 471282792 24793 DEFIBRILLATORS AND MONITORS WORDEN FIRE DEPARTMENT PO BOX 369 WORDEN MT 59088 237050486 CITY OF WORDEN 23525 DEFIBRILLATORS AND MONITORS WRIGHT STATE UNIVERSITY DAYTON 3640 COLONEL GLENN HIGHWAY DAYTON OH 45435 310732831 STATE OF OH 161236 RESEARCH WYOMING MEDICAL CENTER AMBULANCE 1233 EAST 2ND STREET CASPER WY 82601 830279242 501(C)(3) 40475 DEFIBRILLATORS AND MONITORS YALE UNIVERSITY 309 EDWARDS STREET NEW HAVEN CT 06511 060646973 501(C)(3) 1539528 RESEARCH AND CHILDHOOD OBESITY INITIATIVE YMCA OF GREATER BOSTON INC 316 HUNTINGTON AVENUE BOSTON MA 02115 042103551 501(C)(3) 25000 COMMUNITY IMPACT GRANT 425 61 LECURE HONORARIA 10 12500 TRAVEL STIPENDS TO SCIENTIFIC CONFERENCES 73 45475 INVESTIGATOR AND SCIENCE RESEARCH PRIZES 223 214023 STUDENT SCHOLARSHIPS 66 151250 PART I, LINE 2: RESEARCH GRANTS ARE AWARDED BY THE AMERICAN HEART ASSOCIATION ANNUALLY AND PAID TO THE GRANTEE'S INSTITUTION QUARTERLY OVER THE MULTI-YEAR LIFE OF THE AWARD. GRANTEES ARE REQUIRED TO SUBMIT REPORTS OF SCIENTIFIC PROGRESS ANNUALLY PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. THESE REPORTS MAY BE REVIEWED BY VOLUNTEER COMMITTEES COMPRISED PRIMARILY OF ACTIVE AND EXPERIENCED RESEARCHERS. AN ANNUAL FINANCIAL REPORT IS REQUIRED PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. FINANCIAL REPORTS ARE REQUIRED TO BE FILED WITHIN 90 DAYS OF THE END OF EACH GRANT YEAR AND ARE REVIEWED BY AHA. PART I, LINE 2 INSTITUTIONAL ELIGIBILITY FOR AWARDS AND LOCATION OF WORK FOR APPLICANTS/AWARDEES ASSOCIATION RESEARCH AWARDS MUST BE LIMITED TO NON-PROFIT INSTITUTIONS. SUCH INSTITUTIONS INCLUDE: MEDICAL, OSTEOPATHIC AND DENTAL SCHOOLS, VETERINARY SCHOOLS, SCHOOLS OF PUBLIC HEALTH, PHARMACY SCHOOLS, NURSING SCHOOLS, UNIVERSITIES AND COLLEGES, PUBLIC AND VOLUNTARY HOSPITALS AND OTHER NON-PROFIT INSTITUTIONS THAT CAN DEMONSTRATE THE ABILITY TO CONDUCT THE PROPOSED RESEARCH. APPLICATIONS WILL NOT BE ACCEPTED FOR WORK WITH FUNDING TO BE ADMINISTERED THROUGH ANY FEDERAL INSTITUTION OR WORK TO BE PERFORMED BY A FEDERAL EMPLOYEE WITH THE EXCEPTION OF THE VETERANS ADMINISTRATION EMPLOYEES. THE RESEARCH COMMITTEE SHOULD SCRUTINIZE THE AVAILABLE RESOURCES AS THEY RELATE TO LOCAL, STATE OR NATIONAL NEEDS. INDIVIDUAL ELIGIBILITY FOR AWARDS THE PRINCIPAL INVESTIGATOR MUST HOLD A DOCTORAL OR APPROPRIATE ADVANCED DEGREE AT THE TIME THE AWARD IS ACTIVATED FOR FELLOWSHIPS AND, FOR GRANTS, AT THE TIME OF APPLICATION. EXCEPTIONS MUST BE DOCUMENTED IN WRITING BY THE RESEARCH COMMITTEE OF REFERENCE AND APPROVED BY THE AHA RESEARCH COMMITTEE. THE BASIC REQUIREMENTS OF ELIGIBILITY FOR ALL AMERICAN HEART ASSOCIATION RESEARCH PROGRAMS, NATIONAL CENTER OR AFFILIATE ARE GIVEN BELOW. PREDOCTORAL FELLOWSHIPS POST BACCALAUREATE, PREDOCTORAL STUDENTS SEEKING A PH.D., M.D., D.O., OR EQUIVALENT DEGREE WHO SEEK RESEARCH TRAINING AND EXPERIENCE UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A POSTGRADUATE RESEARCH CAREER. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS WHO HAVE ALREADY ATTAINED A DOCTORAL DEGREE, UNLESS THE INDIVIDUAL IS PURSUING A SECOND DOCTORAL DEGREE (EXAMPLE: M.D. WHO IS SEEKING A PH.D.). POSTDOCTORAL FELLOWSHIPS INDIVIDUALS WHO HAVE OBTAINED A PH.D., M.D., D.O. OR EQUIVALENT DEGREE BY THE TIME OF AWARD ACTIVATION AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/PRECEPTOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS OF FACULTY RANK. EXCEPTION: MD'S OR MD/PHD'S WITH CLINICAL RESPONSIBILITIES WHO NEED INSTRUCTOR OR SIMILAR TITLE TO SEE PATIENTS, BUT WHO DEVOTE AT LEAST 80% FULL-TIME TO RESEARCH TRAINING. MENTORED CLINICAL & POPULATION RESEARCH AWARD HEALTH CARE PROFESSIONALS WITH A MASTERS, M.D., D.O. OR PH.D. DEGREE. INDIVIDUALS ARE NOT ELIGIBLE TO BE THE PRINCIPAL INVESTIGATOR IF THEY CURRENTLY HOLD OR HAVE HELD, CERTAIN NIH AWARDS (SUCH AS RO1, R21, PO1); CERTAIN AHA AWARDS ( BGIA, SDG, EIA, GIA); OR AN AWARD EQUIVALENT TO THE ABOVE (AN INDEPENDENT INVESTIGATOR AWARD). INTERDISCIPLINARY RESEARCH TEAMS ARE ELIGIBLE. ALL PRINCIPAL INVESTIGATORS MUST ALSO IDENTIFY A MENTOR WITH AN EARNED DOCTORATE AND A TRACK RECORD OF HIGH QUALITY CLINICAL INVESTIGATION. NATIONAL FELLOW-TO-FACULTY TRANSITION AWARD - AT THE TIME OF APPLICATION SUBMISSION, PHYSICIANS WHO HOLD AN M.D., M.D./PHD., D.O. OR EQUIVALENT DOCTORAL DEGREE AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. - APPLICANTS MUST BE ENROLLED IN OR HAVE COMPLETED AN ACCREDITATION COUNCIL FOR GRADUATE MEDICAL EDUCATION (ACGME)-APPROVED RESIDENCY OR A CLINICAL FELLOWSHIP PROGRAM ASSOCIATED WITH AN ACGME-APPROVED RESIDENCY. - APPLICANTS MUST HAVE COMPLETED THE CLINICAL PORTION OF THEIR TRAINING PROGRAM BY THE TIME OF AWARD ACTIVATION. THE APPLICANT IS RESPONSIBLE FOR IDENTIFYING AND WORKING WITH A SPONSOR/MENTOR TO DEVELOP THE APPLICATION. - AT THE TIME OF APPLICATION, CANDIDATES MAY HAVE HAD NO MORE THAN FIVE YEARS OF POSTDOCTORAL RESEARCH TRAINING (BEYOND CLINICAL TRAINING). - THE AWARD IS NOT FOR INDIVIDUALS OF FACULTY/STAFF RANK. - AT THE TIME OF AWARD ACTIVATION, APPLICANT MAY NOT HOLD A FACULTY/STAFF APPOINTMENT. (EXCEPTIONS: M.D. OR M.D./PH.D. WITH CLINICAL RESPONSIBILITIES WHO HOLD A TITLE OF INSTRUCTOR OR SIMILAR DUE TO THEIR PATIENT CARE RESPONSIBILITIES BUT WHO DEVOTE AT LEAST 80 PERCENT FULL-TIME EFFORT TO RESEARCH TRAINING.) THE MENTOR MAY HOLD AN M.D., PHD., D.O. OR OTHER EQUIVALENT DEGREE. BECAUSE OF THE STRONG MENTORING COMPONENT OF THIS AWARD AND THE IMPORTANCE OF DEVELOPING A MEANINGFUL RELATIONSHIP BETWEEN AWARDEE AND MENTOR, AN INDIVIDUAL MENTOR MAY SPONSOR ONLY ONE APPLICANT TO THE PROGRAM PER YEAR. BEGINNING GRANT-IN-AID FACULTY/STAFF MEMBERS INITIATING INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT ACTIVATION, APPLICANTS MUST HOLD A FACULTY/STAFF RANK UP TO AND INCLUDING ASSISTANT PROFESSOR (OR EQUIVALENT). SCIENTIST DEVELOPMENT GRANT INDIVIDUALS INITIATING INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT ACTIVATION, APPLICANT MUST HOLD A FACULTY/STAFF POSITION. APPLICANT'S FACULTY RANK SHALL BE UP TO AND INCLUDING ASSISTANT PROFESSOR (OR EQUIVALENT) AT APPLICATION. APPLICATIONS MAY BE SUBMITTED IN THE FINAL YEAR OF A POSTDOCTORAL RESEARCH FELLOWSHIP OR IN THE INITIAL YEARS OF THE INDEPENDENT RESEARCH CAREER. AT TIME OF AWARD ACTIVATION, NO MORE THAN FOUR YEARS WILL HAVE ELAPSED SINCE APPLICANT'S FIRST FULL-TIME FACULTY/STAFF APPOINTMENT AT THE LEVEL OF ASSISTANT PROFESSOR OR ITS EQUIVALENT. A PIVOTAL REQUIREMENT IS THE DEMONSTRATION THAT THE AWARD WILL PROMOTE INDEPENDENT STATUS FOR THE APPLICANT. APPLICANT SHALL HAVE RECEIVED NO PRIOR NATIONAL-LEVEL GRANT AS OF TIME OF SCIENTIST DEVELOPMENT GRANT ACTIVATION. ESTABLISHED INVESTIGATOR AWARD AT TIME OF APPLICATION, FACULTY/STAFF MEMBERS AT THE MID-LEVEL STAGES OF THEIR INDEPENDENT RESEARCH CAREERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT THE TIME OF AWARD ACTIVATION, THE INVESTIGATOR MUST BE AT LEAST FOUR (4) YEARS BUT NO MORE THAN NINE (9) YEARS (I.E., EIGHT YEARS AND 12 MONTHS SINCE THE FIRST FACULTY/STAFF APPOINTMENT AT THE LEVEL OF ASSISTANT PROFESSOR OR EQUIVALENT (INCLUDING, BUT NOT LIMITED TO, RESEARCH ASSISTANT PROFESSOR, RESEARCH SCIENTIST, STAFF SCIENTIST, ETC.) INSTRUCTOR POSITIONS (OR EQUIVALENT POSITIONS) DO NOT COUNT TOWARD THE FOUR OR NINE YEARS OF ELIGIBILITY. APPLICANTS MUST HAVE CURRENT NATIONAL-LEVEL FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NIH "K" SERIES AWARDS ARE NOT CONSIDERED EQUIVALENT TO AN R01. GRANT-IN-AID FACULTY/STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. SPECIAL AWARDS/PILOT PROGRAMS ELIGIBILITY IS DETERMINED BY AN AFFILIATE OR THE NATIONAL CENTER BASED UPON SPECIAL LOCAL OR NATIONAL CIRCUMSTANCES. THE FUNDING COMPONENT MUST REQUEST AND RECEIVE APPROVAL FROM THE AHA RESEARCH COMMITTEE TO DEVELOP AND IMPLEMENT A PILOT RESEARCH PROGRAM FOR A LIMITED PERIOD OF TIME. AFFILIATE SUMMER UNDERGRADUATE RESEARCH FELLOWSHIP TO BE ELIGIBLE FOR THIS PROGRAM, UNDERGRADUATE STUDENTS SHOULD BE CURRENTLY CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION. STUDENTS MUST BE ENROLLED FULL-TIME IN AN UNDERGRADUATE DEGREE PROGRAM, AT THE TIME OF APPLICATION, IN EITHER A FOUR-YEAR COLLEGE OR UNIVERSITY, OR A TWO-YEAR INSTITUTION WITH PLANS TO TRANSFER TO A FOUR-YEAR COLLEGE OR UNIVERSITY BY THE FALL SEMESTER IMMEDIATELY FOLLOWING THE SUMMER PROGRAM. STUDENTS MAY EITHER BE ATTENDING AN INSTITUTION WITHIN THE AFFILIATE, OR BE A RESIDENT OF ONE OF THESE STATES. AFFILIATE MEDICAL STUDENT RESEARCH PROGRAM - INSTITUTIONAL THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO HEALTH SCIENCES STUDENTS. FELLOWSHIP TARGETS PRE-DOCTORAL M.D., D.O., D.D.S., PHARM.D. AND D.V.M. (OR EQUIVALENT) HEALTH SCIENCE STUDENTS. AFFILIATE MEDICAL STUDENT RESEARCH PROGRAM INVESTIGATOR INITIATED THIS PROGRAM IS INTENDED FOR FULL-TIME STUDENTS (WITHIN THE AFFILIATE'S GEOGRAPHIC BOUNDARIES) WHO HAVE NOT YET OBTAINED AN MD BUT ARE ENROLLED IN AN MD PROGRAM, HEALTHCARE PROFESSIONALS WITH DOCTORAL DEGREES, PH.D., D.O., D.D.S., PHARM.D. AND D.V.M. (OR EQUIVALENT) IN AN MD PROGRAM WHO SEEK RESEARCH TRAINING WITH A SPONSOR/MENTOR PRIOR TO EMBARKING ON A RESEARCH CAREER. SCHEDULE I, PART IV - CONTINUED NATIONAL INNOVATIVE RESEARCH GRANT ALL LEVELS OF FACULTY/STAFF MEMBERS CONDUCTING RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. ELIGIBILITY FOR THE INNOVATIVE RESEARCH AWARD IS NOT RESTRICTED BASED UPON EXPERIENCE LEVEL OR SENIORITY. SENIORITY WILL NOT BE USED AS A CRITERION IN EVALUATING AN APPLICATION'S MERIT. NATIONAL COLLABORATIVE SCIENCES AWARD THE PROPOSAL MUST FOCUS ON THE COLLABORATIVE RELATIONSHIP, SUCH THAT THE SCIENTIFIC OBJECTIVES COULD NOT BE ACHIEVED WITHOUT THE EFFORTS OF AT LEAST TWO CO-PRINCIPAL INVESTIGATORS AND THEIR RESPECTIVE DISCIPLINES. AN APPLICATION MUST BE SUBMITTED JOINTLY BY AT LEAST TWO CO-PRINCIPAL INVESTIGATORS. CO-PIS MUST EACH HOLD FACULTY/STAFF APPOINTMENTS OF ANY RANK (OR EQUIVALENT). CO-PIS MUST BE INDEPENDENT RESEARCHERS. (THIS AWARD IS NOT INTENDED FOR INDIVIDUALS IN RESEARCH TRAINING OR FELLOWSHIP POSITIONS.) CO-PIS MUST HOLD A M.D., PH.D., D.O., D.V.M. OR EQUIVALENT POST-BACCALAUREATE TERMINAL DEGREE. NATIONAL MENTOR/AHA MENTEE AWARD AT TIME OF APPLICATION, INDEPENDENT INVESTIGATORS HOLDING A FACULTY/STAFF APPOINTMENT EQUIVALENT TO ASSOCIATE OR FULL PROFESSOR. APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE. APPLICANTS MUST HAVE CURRENT NATIONAL-LEVEL FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NATIONAL STRATEGICALLY FOCUSED RESEARCH NETWORK DIRECTORS AND PRINCIPAL INVESTIGATORS OF PROJECTS OF THE CENTERS MUST POSSESS AN M.D., PH.D., D.O., D.V.M., OR EQUIVALENT DOCTORAL DEGREE AT TIME OF APPLICATION. THEY SHOULD BE FACULTY OR STAFF MEMBERS OF THE NON-PROFIT APPLICANT ORGANIZATION AT APPLICATION. AHA CARDIOVASCULAR GENOME PHENOME STUDY PATHWAY GRANT AND GRAND CHALLENGE AWARDS FACULTY/ STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. ANOTHER MAJOR ELIGIBILITY REQUIREMENT FOR INDIVIDUALS IS CITIZENSHIP AWARDS ARE MADE TO PRINCIPAL INVESTIGATORS AND TRAINEES WHO ARE: (A) UNITED STATES CITIZENS OR (B) FOREIGN NATIONALS HOLDING PERMANENT RESIDENCE OR CERTAIN OTHER VISA STATUSES OR (C) FOREIGN NATIONALS WHO HAVE APPLIED FOR PERMANENT RESIDENCY (FORM I-485 ON FILE WITH U.S. CITIZENSHIP AND IMMIGRATION SERVICES) AND WHO HAVE RECEIVED AUTHORIZATION TO LEGALLY REMAIN IN THE U.S. (HAVING FILED AN APPLICATION FOR EMPLOYMENT FORM I-765). AWARDEE MUST MEET AMERICAN HEART ASSOCIATION CITIZENSHIP CRITERIA THROUGHOUT THE DURATION OF THE AWARD. THE NATIONAL CENTER AND EACH AFFILIATE RESEARCH COMMITTEE HAVE THE AUTHORITY TO ADD MORE RESTRICTIVE ELIGIBILITY CRITERIA TO A RESEARCH AWARD PROGRAM. FOR EXAMPLE, A LIMITATION MAY BE PLACED ON ANNUAL FUNDING DOLLARS FROM OTHER SOURCES. X 1 1 X X X X X X 0 1 0 1 0 0 0 0 0 NANCY BROWN CEO 695571 0 384569 0 32153 0 303622 0 27512 0 1443427 0 0 0 SUNDER JOSHI CAO/CFO 385411 0 142450 0 8492 0 50477 0 13001 0 599831 0 0 0 LYNNE DARROUZET EVP - CORP SEC/GENERAL COUNSEL 224034 0 62438 0 0 0 27692 0 17351 0 331515 0 0 0 ROSE MARIE ROBERTSON CHIEF SCIENCE OFFICER 433706 0 159100 0 28538 0 36400 0 10133 0 667877 0 24058 0 MEIGHAN GIRGUS CHIEF MISSION OFFICER 388719 0 143560 0 4975 0 50400 0 1201 0 588855 0 0 0 LESLIE UPTON CHIEF DEVELOPMENT OFFICER 366266 0 135050 0 2146 0 47405 0 6878 0 557745 0 0 0 MICHAEL WEAMER EVP 450574 0 118965 0 33303 0 36400 0 18722 0 657964 0 27451 0 DAVID MARKIEWICZ EVP 397598 0 0 0 8000 0 51724 0 12874 0 470196 0 0 0 KATHLEEN ROGERS EVP 387275 0 84056 0 114049 0 50588 0 17351 0 653319 0 0 0 KEVIN HARKER EVP 379975 0 102297 0 938 0 50038 0 18722 0 551970 0 0 0 JEREMY BEAUCHAMP EVP 293352 0 68250 0 8000 0 38298 0 17351 0 425251 0 0 0 MIDGE EPSTEIN EVP 396501 0 111000 0 23736 0 36400 0 18722 0 586359 0 20117 0 NICOLE SAPIO EVP 322064 0 84988 0 8780 0 41711 0 13001 0 470544 0 0 0 JOHN J MEINERS EVP - ECC PROGRAMS 339732 0 95183 0 33 0 44192 0 13001 0 492141 0 0 0 GERALD JOHNSON CHIEF DIVERSITY OFFICER 345925 0 87413 0 0 0 6101 0 13001 0 452440 0 0 0 EDUARDO SANCHEZ CHIEF MEDICAL OFFICER - PREVENTION 293816 0 81169 0 297 0 0 0 12342 0 387624 0 0 0 ROGER SANTONE EVP - TECHNOLOGY 280000 0 74055 0 2179 0 0 0 18722 0 374956 0 0 0 MARK SCHOEBERL EVP - ADVOCACY & HEALTH QUALITY 272535 0 77256 0 2179 0 36400 0 18722 0 407092 0 0 0 TANYA EDWARDS SVP - FIELD CAMPAIGNS 254421 0 92885 0 2146 0 36400 0 17351 0 403203 0 0 0 PART I, LINE 1A TO ENCOURAGE GOOD HEALTH PRACTICES, AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE A MEMBERSHIP TO A LOCAL FITNESS CENTER TO SENIOR MANAGEMENT. OF THE OFFICERS AND KEY EMPLOYEES LISTED, THE FOLLOWING PARTICIPATE IN THE PROGRAM - NANCY BROWN, TANYA EDWARDS, SUNDER JOSHI, KATHLEEN ROGERS, ROGER SANTONE, MARK SCHOEBERL, AND LESLIE UPTON. THESE BENEFITS ARE TREATED AS TAXABLE INCOME. PART I, LINE 4B NONQUALIFIED RETIREMENT PLAN: AHA PROVIDES A 457(F) RETIREMENT RESTORATION PLAN TO CERTAIN MEMBERS OF SENIOR MANAGEMENT. WHILE AHA EMPLOYEES ARE GENERALLY ELIGIBLE TO PARTICIPATE IN THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN, CONTRIBUTIONS BY AHA TO THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN ARE CAPPED PURSUANT TO IRS REGULATIONS. UNDER THE RETIREMENT RESTORATION PLAN, AHA IS ALLOWED TO MAKE CONTRIBUTIONS BASED ON THE AMOUNT A PARTICIPANT WOULD HAVE BEEN ALLOWED TO RECEIVE IF THE RETIREMENT CONTRIBUTIONS BY AHA WERE NOT CAPPED. THE RETIREMENT RESTORATION PLAN SEEKS TO MAKE WHOLE, UPON A SPECIFIED VESTING DATE, THOSE PARTICIPANTS WHOSE COMPENSATION IS SUCH THAT THE ALLOWABLE QUALIFIED RETIREMENT CONTRIBUTION IS CAPPED DURING THEIR SERVICE TO AHA. ONCE A PARTICIPANT IS VESTED, THE RESTORATION PLAN BALANCE (THAT ACCUMULATED OVER MANY YEARS AND INCLUDES GAINS/LOSSES FROM THE MARKET) IS PAID OUT TO THE PARTICIPANT IN A LUMP SUM. AFTER THE PARTICIPANT HAS PASSED HIS OR HER VESTING DATE, ANY CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE RESTORATION PLAN IS PAID TO THE EMPLOYEE AT THE END OF THE YEAR IN A LUMP SUM. THE PAYMENT IS CONSIDERED EARNED INCOME WITH APPLICABLE TAXES WITHHELD. IF THE EMPLOYEE LEAVES AHA PRIOR TO REACHING HIS OR HER VESTING DATE, THE ACCOUNT BALANCE IS FORFEITED. DURING THE CALENDAR YEAR, SOME ELIGIBLE PARTICIPANTS IN AHA'S RETIREMENT RESTORATION PLAN REACHED THEIR VESTING DATE OR HAD PREVIOUSLY REACHED THEIR VESTING DATE AND RECEIVED LUMP SUM PAYMENTS FROM THE PLAN. PREVIOUSLY VESTED, MICHAEL WEAMER RECEIVED $27,451, MIDGE EPSTEIN RECEIVED $20,117 AND ROSE MARIE ROBERTSON RECEIVED $24,058. PART I, LINE 5 THE SENIOR MANAGEMENT OF AHA PARTICIPATES IN AN INCENTIVE PLAN DESIGNED TO MOTIVATE AND REWARD SIGNIFICANT GROWTH AND PERFORMANCE OF THE ASSOCIATION AND CREATE A SENSE OF SHARED OWNERSHIP TO ACHIEVE THE STRATEGIC PLAN AND FURTHER THE MISSION. THE INCENTIVE PLAN IS DESIGNED AS PART OF THE TOTAL CASH COMPENSATION PROVIDED TO THE SENIOR EXECUTIVES. THE TOTAL CASH COMPENSATION HAS BEEN DETERMINED AS REASONABLE BY THE COMPENSATION AND BENEFITS COMMITTEE AND OUTSIDE INDEPENDENT COMPENSATION CONSULTANTS. THE INCENTIVE PLAN FOCUSES ON BROAD CRITERIA, WHICH ARE QUALITATIVE IN NATURE - ASSOCIATION REVENUE GOALS, AND A MISSION GOAL. AWARD OPPORTUNITIES FOR SENIOR MANAGEMENT AND THE CEO RANGE FROM 0%-40% AND 0%-60%, RESPECTIVELY. THE BOARD HAS APPROVED THE IMPLEMENTATION OF A LONG TERM INCENTIVE PLAN FOR THE SENIOR EXECUTIVE TEAM TO ENSURE A LONG-TERM FOCUS AND THE CONTINUED DEDICATION TO ACHIEVE KEY PRIORITIES THAT WILL HELP THE ORGANIZATION GROW AND SERVE THE COMMUNITY IN PURSUIT OF THE MISSION. THE LONG TERM INCENTIVE PLAN ESTABLISHES COMMON PERFORMANCE OBJECTIVES FOR EACH PARTICIPANT TO ENSURE A UNIFIED FOCUS FOR THE SENIOR EXECUTIVE TEAM. ALL GOALS ARE ESTABLISHED AT THE ORGANIZATION-WIDE LEVEL. THE INCENTIVE IS BASED ON TWO CRITERIA, ASSOCIATE REVENUE GOALS AND MISSION GOALS. AWARD OPPORTUNITIES UNDER THE LONG TERM INCENTIVE PLAN RANGE FROM 0%-15% FOR THE SENIOR EXECUTIVE TEAM AND 0% - 70% FOR THE CEO. NO AMOUNTS HAVE BEEN PAID OR ACCRUED UNDER THE LONG TERM INCENTIVE PLAN AS THE MEASUREMENT DATE AND/OR GOALS HAVE NOT YET OCCURED. SCHEDULE J, PART II THE BOARD APPROVED A RETENTION AGREEMENT FOR NANCY BROWN TO ALLOW FOR LEADERSHIP STABILITY, A SATISFACTORY DEGREE OF SUCCESSION PLANNING, AND IN RECOGNITION OF EXTERNAL MARKET PRESSURES FOR EXECUTIVE TALENT. $213,333 OF THE AMOUNT THAT IS REFLECTED IN SCHEDULE J, PART II, LINE (I) COLUMN (C) IS AN ANNUALIZED ACCRUAL OF THE BOARD-APPROVED RETENTION AGREEMENT. NO AMOUNT WAS ACTUALLY PAID TO THE CEO DURING THE YEAR UNDER THIS AGREEMENT,AS THE TERMS OF THAT AGREEMENT HAVE NOT YET BEEN SATISFIED. SCHEDULE J, PART II IN 2014, KATHLEEN ROGERS ASSUMED THE ROLE OF EVP FOR THE WESTERN STATES AFFILIATE. SHE RECEIVED TAXABLE RELOCATION ASSISTANCE OF $106,143. X 1161 416861 FAIR MARKET VALUE X 5350 FAIR MARKET VALUE X 301 363749 FAIR MARKET VALUE X 374 7979978 FAIR MARKET VALUE X 2111 771831 FAIR MARKET VALUE X AD COUNCIL ADVERTISING 1 70051533 FAIR MARKET VALUE X TRAVEL 1844 2497147 FAIR MARKET VALUE X RECREATION 5383 2170434 FAIR MARKET VALUE X FOOD & DRINK 5873 1900831 FAIR MARKET VALUE X TANGIBLE PERSONAL PROPERTY 7497 1307666 FAIR MARKET VALUE X PERSONAL SERVICES 3234 644960 FAIR MARKET VALUE X MISCELLANEOUS 1862 421937 FAIR MARKET VALUE 0 0 1 1 PART I, LINE 32B: THE ASSOCIATION RECEIVES THE PROCEEDS FROM THE SALE OF DONATED VEHICLES THAT ARE RECEIVED AND PROCESSED BY INSURANCE AUTO AUCTIONS. FORM 990, PART VI, SECTION A, LINE 4 IN ACCORDANCE WITH WIDELY ACCEPTED BEST PRACTICES, THE BOARD APPOINTED A TASK FORCE TO REVIEW ITS BYLAWS IN FEBRUARY OF 2014. ACCORDINGLY, THE BYLAWS TASK FORCE RECOMMENDED CHANGES TO STREAMLINE GOVERNANCE OPERATIONS OF THE AHA AND TO ENSURE COMPLIANCE WITH RECENT CHANGES IN NEW YORK LAW. FORM 990, PART VI, SECTION B, LINE 11 IN EARLY NOVEMBER, MANAGEMENT DISTRIBUTED A DRAFT OF THE FORM 990 TO THE AUDIT COMMITTEE APPOINTED BY THE AMERICAN HEART ASSOCIATION'S BOARD OF DIRECTORS. THE AUDIT COMMITTEE MEMBERS REVIEWED THE DRAFT. PRIOR TO FINALIZATION OF THE RETURN, A FINAL DRAFT OF FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE FORM DISTRIBUTED TO THE BOARD OF DIRECTORS REFLECTS THE RETURN ULTIMATELY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE AMERICAN HEART ASSOCIATION (AHA) HAS ESTABLISHED A CONFLICT OF INTEREST POLICY WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE POLICY IS BINDING ON ALL VOLUNTEERS, STAFF AND COMPONENTS OF AHA. A CONFLICT OF INTEREST QUESTIONNAIRE WHICH INCLUDES THE CONFLICT OF INTEREST POLICY, STANDARDS AND ETHICS POLICY, IS REQUIRED TO BE COMPLETED BY ALL AHA BOARD OF DIRECTORS MEMBERS, COMMITTEE, SUBCOMITTEE, TASK FORCE, WRITING GROUP MEMBERS, DESIGNATED STAFF, AND AHA SPOKESPERSONS UPON THEIR APPOINTMENT, AND TO OFFICERS AND JOURNAL EDITORS PRIOR TO THEIR ELECTION OR APPOINTMENT. AFTER THE INITIAL COMPLETION OF THE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE, VOLUNTEERS AND DESIGNATED STAFF ARE REQUESTED TO UPDATE IT WHENEVER MATERIAL CHANGES OCCUR IN THEIR AHA ROLE, EMPLOYMENT OR OTHER RELATIONSHIP IDENTIFIED AS RELEVANT ON THE DISCLOSURE QUESTIONNAIRE. AHA HAS IDENTIFIED THE FOLLOWING AREAS IN ITS POLICY TO BE POTENTIAL CONFLICTS OF INTEREST: DIRECT OR INDIRECT INTEREST IN, OR RELATIONSHIP WITH, ANY INDIVIDUAL OR ORGANIZATION THAT PROPOSES TO ENTER INTO ANY TRANSACTION WITH AHA; THE SALE, PURCHASE, LEASE OR RENTAL OF ANY PROPERTY OR OTHER ASSET; EMPLOYMENT, OR RENDITION OF SERVICES, PERSONAL OR OTHERWISE; THE AWARD OF ANY GRANT, CONTRACT, OR SUBCONTRACT; OR THE INVESTMENT OR DEPOSIT OF ANY FUNDS OF AHA. FORM 990, PART VI, SECTION B, LINE 15 AHA'S BOARD OF DIRECTORS CHARGES A COMPENSATION AND BENEFITS COMMITTEE TO PROVIDE RECOMMENDATIONS REGARDING COMPENSATION-RELATED MATTERS WITHIN THE ORGANIZATION. THE COMPENSATION COMMITTEE IS RESPONSIBLE FOR REVIEWING AND PROVIDING RECOMMENDATIONS FOR THE CHIEF EXECUTIVE OFFICER'S (CEO) COMPENSATION TO THE OFFICERS OF THE BOARD OF DIRECTORS. THE OFFICERS OF THE BOARD OF DIRECTORS REVIEW AND MAKE FINAL RECOMMENDATIONS ON THE CHIEF EXECUTIVE OFFICER'S COMPENSATION TO THE BOARD OF DIRECTORS FOR FINAL APPROVAL. THE COMPENSATION COMMITTEE IS COMPRISED OF MEMBERS WHO ARE CONSIDERED INDEPENDENT OF MANAGEMENT PURSUANT TO AHA'S CONFLICT OF INTEREST POLICY. THE COMPENSATION COMMITTEE ENGAGES AN OUTSIDE INDEPENDENT CONSULTANT TO PROVIDE EXTERNAL BENCHMARKING WITH RESPECT TO COMPENSATION LEVELS AND PROVISION OF BENEFITS. THE COMPENSATION COMMITTEE'S OUTSIDE INDEPENDENT CONSULTANT PROVIDES INFORMATION WITH RESPECT TO THE APPROPRIATENESS OF THE CEO'S COMPENSATION AS COMPARED TO THE EXTERNAL BENCHMARKING AS WELL AS THE METHODOLOGY IN DEVELOPING CURRENT COMPENSATION. THE INDEPENDENT CONSULTANT ALSO EVALUATES THE COMPENSATION RANGE OF OTHER OFFICERS AND SENIOR EXECUTIVES. SEVERAL SURVEYS WERE UTILIZED IN DEVELOPING THE COMPARISON INCLUDING SURVEYS FROM VARIOUS COMPENSATION CONSULTING FIRMS. ADDITIONALLY, THE OUTSIDE INDEPENDENT CONSULTANT PROVIDED A REASONABLENESS OPINION IN ORDER TO INSURE THAT AHA COMPLIES WITH THE INTERMEDIATE SANCTION & REBUTTABLE PRESUMPTION POLICY. FOR PURPOSES OF THE 2014-15 FISCAL YEAR, THE COMPENSATION REVIEW OF THE CEO BY THE COMPENSATION COMMITTEE WAS LAST COMPLETED IN SEPTEMBER OF 2014. KEY FACTORS THAT ARE CONSIDERED BY THE COMPENSATION COMMITTEE WITH RESPECT TO COMPENSATION ARE AS FOLLOWS: COMPENSATION PHILOSOPHY, EXPERIENCE AND QUALIFICATIONS OF THE CANDIDATE, MARKET COMPETITIVENESS, AND COMPENSATION REQUIREMENTS AND HISTORY OF THE CANDIDATE. COMPONENTS OF COMPENSATION THAT ARE ROUTINELY REVIEWED BY THE COMPENSATION COMMITTEE INCLUDE BASE SALARY, INCENTIVE OPPORTUNITY BOTH SHORT AND LONG TERM, RETIREMENT, BENEFITS AND PERQUISITES. FORM 990, PART VI, SECTION C, LINE 19 THE AMERICAN HEART ASSOCIATION (AHA) MAKES AVAILABLE THE THREE MOST RECENT YEARS OF AUDITED FINANCIAL STATEMENTS, THREE MOST RECENT YEARS OF THE FORM 990 AND THE CONFLICT OF INTEREST POLICY ON AHA'S INTERNET WEBSITE, WWW.HEART.ORG. THE AHA DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: POST-RETIREMENT ADJUSTMENT (ASC 715) -203,445. AMHAS LLC 7272 GREENVILLE AVENUE DALLAS TX 75231 135613797 INVESTMENTS DE -217908 64087714 AMERICAN HEART ASSOCIATION INC 23 VARIOUS PERPETUAL TRUSTS 7272 GREENVILLE AVENUE DALLAS TX 75231 999999999 FIDUCIARY TX AMERICAN HEART ASSOCIATION INC T 1 11 CHARITABLE REMAINDER TRUSTS 7272 GREENVILLE AVENUE DALLAS TX 75231 999999999 FIDUCIARY TX AMERICAN HEART ASSOCIATION INC T 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11 CHARITABLE REMAINDER TRUSTS C 1171526 CASH CONTRIBUTIONS RECEIVED 23 VARIOUS PERPETUAL TRUSTS C 1242435 CASH CONTRIBUTIONS RECEIVED AMHAS LLC B 2800000 CAPITAL CONTRIBUTION SCHEDULE R, PART I AMHAS, LLC IS A SINGLE MEMBER LIMITED LIABILITY COMPANY THAT HOLDS INVESTMENTS THAT ARE PART OF THE AMERICAN HEART ASSOCIATION'S INVESTMENT PORTFOLIO. SCHEDULE R, PART IV THESE RELATED ENTITIES ARE TRUSTS IN WHICH THE AMERICAN HEART ASSOCIATION HAS A GREATER THAN 50% BENEFICIAL INTEREST. THE EIN AND STATE OF LEGAL DOMICILE VARY BY TRUST.