2015-11-16T17:14:13-06:00 2015-06-30 GRANT THORNTON LLP 101 CALIFORNIA STREET SUITE 2700 SAN FRANCISCO CA 94111 990 2014-07-01 866051042 Arizona State University Foundation For A New American University % VIRGINIA DESANTO ARIZ 4809653759 PO Box 2260 Tempe AZ 85280 Virginia DeSanto CFO/Secretary & Treasurer 4809651791 2015-11-13 true BETHANN LONDYNSKY P00847678 4159863900 2014 2016-04-25 22:37:26Z ASU Foundation RF Shangraw Jr 300 E University Dr Tempe AZ 85281 1127089283 false X www.asufoundation.org X 1955 AZ To ensure the success of Arizona State University as a new American university. 20 18 569 20 306903 59971207 108590354 5652011 5196033 88749371 47035689 11126000 4011291 165498589 164833367 66388588 72286298 0 0 8139860 9303464 249714 378166 6408406 23172927 23325503 97951089 105293431 67547500 59539936 940081141 994921475 227889296 258404615 712191845 736516860 X To ensure the success of Arizona State University as a new American university. false false 22427892 18572234 1828631 Specific University Programs - The ASU Foundation provided more than $22.4 million in support of sustainability and education activities, entrepreneurial activities, and programming activities. In addition to the program revenue of over $1.8 million, ASU Foundation provided over $20.6 million in contribution revenue for these activities. 12869334 12354002 1049286 Research Support - The ASU Foundation provided more than $12.8 million in research funding for ASU. In addition to the over $1 million of program revenue, the ASU Foundation provided more than $11 million of contribution revenue to ASU in support of research in information privacy and security; supply chain management; environment and sustainability; early childhood education and other areas. 11902675 11695829 970470 Student and Faculty Support - The ASU Foundation provided almost $12 million for ASU programs that assist undergraduate and graduate students. In addition to the almost $1 million of program revenue, ASU Foundation provided more than $11 million of contribution revenue to support faculty recognition and professorships. 45567752 29664233 3953881 92767653 true true false true false false false false true true true true false true true true false true false false true false false true false false false true false true true true false false false false false false false true false true false false false true true true true false false true 204 0 true 569 true true true false false false false true true false false false false X 20 18 false false false false false false false true true false true true true true true true true true true true true true AK AZ CO HI MN NY OK OR SC X X VIRGINIA DESANTO 4809651791 300 E UNIVERSITY DRIVE Tempe AZ 85281 X William Post Chair 1.0 0.0 X X 0 0 0 Juanita Francis Vice Chair 1.0 0.0 X X 0 0 0 Michael M Crow Director 1.0 3.0 X 0 0 0 Angela Yin Cesal Director 1.0 0.0 X 0 0 0 Tony Corey Director 1.0 0.0 X 0 0 0 Wayne S Doran Director 1.0 0.0 X 0 0 0 Stephen O Evans Director 1.0 0.0 X 0 0 0 Ira A Fulton Director 1.0 0.0 X 0 0 0 John W Graham Director 1.0 0.0 X 0 0 0 Jay Heiler Director 1.0 0.0 X 0 0 0 Bob Johnson Director 1.0 1.0 X 0 0 0 Anne L Mariucci Director 1.0 0.0 X 0 0 0 Morgan Olsen Director 1.0 0.0 X 0 0 0 Harry Papp Director 1.0 0.0 X 0 0 0 Gary L Trujillo Director 1.0 0.0 X 0 0 0 Kenneth Van Winkle Director 1.0 0.0 X 0 0 0 Gregory J Vogel Director 1.0 0.0 X 0 0 0 Scott Wald Director 1.0 0.0 X 0 0 0 Roger Wittlin Director 1.0 0.0 X 0 0 0 RF Shangraw Jr Director, President and CEO 60.0 3.0 X X 377893 0 113120 Jose Cardenas Director 1.0 0.0 X 0 0 0 Virginia DeSanto VP, CFO, Secretary & Treasurer 50.0 5.0 X 223227 0 27285 Daniel Saftig Chief Development Officer 40.0 0.0 X 298017 0 35635 Joshua Friedman Sr. Vice President Development 40.0 0.0 X 240863 0 22866 Gretchen Buhlig Sr. Vice President Development 40.0 0.0 X 234319 0 19839 Augustine Cheng Managing Director - AzTE 40.0 2.0 X 521029 0 34267 Kenneth Polasko Executive Director - AzTE 40.0 0.0 X 280198 0 33449 2175546 0 286461 39 false true false Perella Weinberg Partners 767 5th Ave NEW YORK NY 10153 Investment Mgmt. 2035378 Core Group PC 1010 Wisconsin Ave NW WASHINGTON DC 20007 Architect 608866 Trinity Works LLC PO Box 12206 FT WORTH TX 76110 Consulting 480000 Irell and Manella LLP 1800 Avenue of the Stars Suite 900 LOS ANGELES CA 90067 Legal - AzTE 464814 Quarles Brady LLP Two N Central Ave PHOENIX AZ 850042391 Legal - AzTE 433097 33 288439 108301915 1149926 108590354 PROGRAM SUPPORT 541800 2377799 2377799 BRICKYARD RENTAL 531120 2818234 2818234 5196033 9681845 306903 9374942 0 0 1405056 1405056 0 1405056 1405056 991930266 7679494 954339519 7916397 37590747 -236903 37353844 37353844 0 0 0 ASSET MANAGEMENT FEES 900099 1531255 1531255 MISCELLANEOUS 900099 1074980 1074980 2606235 164833367 7802268 306903 48133842 72286298 72286298 0 0 0 339886 148778 117032 74076 205152 205152 6871766 1364771 2197603 3309392 380249 73755 111596 194898 1036609 214506 300824 521279 469802 86958 139395 243449 37200 24800 12400 3327641 3257185 59690 10766 140096 41504 98592 249780 249780 378166 378166 3273870 2791349 482521 3234499 2487847 527661 218991 236017 35739 19724 180554 2448293 1830300 344935 273058 362233 27318 313722 21193 0 366966 266299 100667 1426625 1212649 50568 163408 0 193834 84809 46775 62250 1591775 1061183 530592 0 717952 361932 356020 214042 108814 105212 16 MEALS AND CULTIVATION 3301086 2871266 51335 378485 BRICKYARD RENTAL EXPENSES 1495654 1495654 FEES & SUBSCRIPTIONS 566224 275437 117514 173273 BAD DEBT EXPENSE 42317 42317 99399 66405 32994 105293431 92767653 6117372 6408406 6801509 14964765 2021853 638175 105523509 112160376 1713774 2637173 0 0 0 0 0 0 0 0 0 0 75311998 11876475 59743488 63435523 395006355 340250947 318216858 394853176 0 0 0 0 51053795 65981340 940081141 994921475 4869213 8295826 0 0 0 0 61470000 92860000 130503305 132665676 0 0 11820000 12830000 0 0 19226778 11753113 227889296 258404615 X 36515784 32987954 277821438 286794369 397854623 416734537 712191845 736516860 940081141 994921475 X 59539936 -33233364 -184578 -1796979 X false true X true false X 54069576 92735382 82237898 59971207 108590354 397604417 0 0 54069576 92735382 82237898 59971207 108590354 397604417 50801824 346802593 9125862 15861681 12309729 12547137 11086901 60931310 0 0 0 0 458535727 37460634 0.75633 0.65401 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 249780 249780 101391615 101641395 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 345032 124890 249780 249780 969482 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 Information Regarding Lobbying Activities Schedule C, Part II-A: As a part of its mission, ASU Foundation contributes to public communication and advocacy activities that support higher education in Arizona and the need for adequate funding to provide excellent educational opportunities for Arizona residents. true 1368590 20516 60129 1328977 true X 489045695 29576062 5637603 16477278 5733227 502048855 435282924 14310742 62628143 15643818 7532296 489045695 394228823 13841369 49318255 15285635 6819888 435282924 403582918 17233377 -6355550 13688776 6543146 394228823 337853340 20682854 65270036 12769824 7453488 403582918 0.01690 0.74807 0.23503 false false 10099461 10099461 40108854 19516052 6433979 53190927 5587631 5442496 145135 63435523 GLOBAL EQUITIES 138029289 F GLOBAL FIXED INCOME 31799227 F ABSOLUTE RETURN 97891863 F REAL ASSETS 85675422 F PRIVATE CAPITAL 41404014 F OTHER CASH INVESTMENTS 53361 F 394853176 CHARITABLE TRUSTS RECEIVABLE 3669649 ASSETS WITH LIMITED USE 28817592 ASSETS HELD UNDER SPLIT-INTERE 7019938 NET INV IN DIRECT FINANCING 23690000 CAPITALIZED BOND ISSUANCE COST 1527852 OTHER ASSETS 1256309 65981340 0 OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENTS 3455953 UNREALIZED SWAP LIABILITY 8297160 11753113 X 147087801 -33233363 18761667 -14471696 161559497 3273870 3273870 164833367 121583012 184580 184580 121398432 3273870 -19378871 -16105001 105293431 Escrow and Custodial Arrangements Schedule D, Part IV, Line 1b: Arizona State University Foundation For a New American University ("ASUF") is the sole trustee of Taylor Trust FBO ASU Foundation ("Taylor Trust"). Taylor Trust's mission is to establish and maintain the Fred E. Taylor Chaired Professorship in Real Estate at the Arizona State University W.P. Carey School of Business. Schedule D, Part IV, Line 2b: ASUF holds assets as the trustee of a grantor trust for ASU and holds assets under an investment agreement with the ASU Alumni Association. Intended Use of Endowment Funds Schedule D, Part V, Line 4: All endowment expenditures support the education, research, public service, and other activities of Arizona State University. FIN 48 (ASC 740) Footnote Schedule D, Part X, Line 2: Tax positions related to the Foundation's tax-exempt status and other miscellaneous tax positions have been reviewed. Management is of the opinion that material positions taken by the Foundation would be upheld under examination. Accordingly, the Foundation has not recorded an income tax liability for uncertain tax positions as of June 30, 2015, and does not anticipate a significant change for the following twelve months. As of June 30, 2015, the Foundation's fiscal years 2011 through 2014 for the federal and 2010 through 2014 for Arizona tax jurisdictions remain open to examination. Reconciliation of Revenues per Audited Financial Statements with Return Schedule D, Part XI, Line 2d: Change in Value of Split-Interest Agreements $136,586 Change in Assets Due Other Entities $(1,210,183) Brickyard Rental Expenses $(1,495,654) Expense Recovery $19,486,551 Revenues from Separate Entities Included in Financials $1,844,367 Total $18,761,667 Reconciliation of Expenses per Audited Financial Statements with Return Schedule D, Part XII, Line 4b: Expense Recovery $(19,486,551) Brickyard Rental Expenses $1,495,654 Expenses from Separate Entities Included in Financials $(1,387,974) Total $(19,378,871) Central America and the Caribbean Investments 153483321 Europe (Including Iceland and Greenland) Investments 5034844 158518165 158518165 true false true true true false X X X X X true The Eudy Company LTD 4200 Massachusetts Ave NW 312 Washington DC 20016 Fundraiser false 1765667 220436 1545231 The Hallisey Group 38 E 85th St New York NY 10028 Fundraiser false 485000 30000 455000 Marts Lundy 1200 Wall Street West Lyndhurst NJ 07071 Consulting false 0 30076 0 Snavely Associates Ltd 112 W Foster Ave Ste 401 State College PA 16804 Consulting false 0 94404 0 2250667 374916 2000231 AK AZ CA CO HI ME MA MI MN NH NJ NY ND OH OK OR SC UT WA true Arizona State University PO Box 870502 Tempe AZ 85287 860196696 115 70519951 Program Support THORN 200 Park Ave South 8th Fl New York NY 10003 270943677 501(c)(3) 252834 Program Support ASU Alumni Law Group 2 N Central Ave 1600 Phoenix AZ 85004 464635819 501(c)(3) 203305 Program Support Sparky's Kidz 9119 E Camino Del Santo Scottsdale AZ 85620 454177614 501(c)(3) 101068 Program Support The Pennsylvania State University 110 Technology Center Building University Park PA 16802 246000376 115 61825 Program Support College Success Arizona 4040 E Camelback Rd Ste 220 Phoenix AZ 85018 202366755 501(c)(3) 34317 Program Support Sun Devil Club PO Box 872205 Tempe AZ 85287 860138459 501(c)(3) 25000 Program Support Central Michigan University Accounting WA 304 Mt Pleasant MI 48859 386004447 115 18000 Program Support Research Collaboratory at ASU PO Box 2260 Tempe AZ 85280 463816574 501(c)(3) 12117 Program support ASU Research Enterprise PO Box 2260 Tempe AZ 85280 900868685 501(c)(3) 11463 Program Support ASU Alumni Association PO Box 873702 Tempe AZ 85287 866053009 501(c)(3) 12000 Program Support University of South Carolina 701 Assembly Street Columbia SC 29208 576001153 115 10000 Program Support University of Oklahoma 395 W Lindsey St Ste 3000 Norman OK 73019 736017987 115 9664 Program Support American Society for Engineering Education 1818 N Street NW 600 Washington DC 20036 370730118 501(c)(3) 15000 Community Outreach Arizona Food Marketing Alliance 120 East Pierce St Phoenix AZ 85004 860069988 501(c)(6) 5400 Community Outreach Arizona Foundation for Women 2828 N Central Ave Ste 1125 Phoenix AZ 85004 860789956 501(c)(3) 7000 Community Outreach Arizona Super Bowl Host Committee 2 North Central Ave Phoenix AZ 85004 202647426 501(c)(6) 200000 Community Outreach Center for US Global Leadership 1129 20th Street NW Washington DC 20036 743093659 501(c)(3) 6000 Community Outreach Council on Competitiveness 900 17th St NW 700 Washington DC 20006 521872849 501(c)(3) 15000 Community Outreach Earth School Educational Foundation Inc 555 N Central Ave Ste 402P Phoenix AZ 85004 261204422 501(c)(3) 333308 Community Outreach Expect More Arizona 2415 E Camelback Rd Ste 500 Phoenix AZ 85016 453681012 501(c)(3) 100000 Community Outreach Greater Phoenix Economic Council 2 N Central Ave Ste 2500 Phoenix AZ 85004 860539979 501(c)(3) 15000 Community Outreach League of Arizona 1820 W Washington St Phoenix AZ 85007 860137589 10000 Community Outreach Mayo Clinic PO Box 1658 Minneapolis MN 55480 416011702 501(c)(3) 25000 Community Outreach HIMSS 6923 Eagle Way Chicago IL 60678 363906745 501(c)(3) 25000 Community Outreach NASPAA 1029 Vermont Ave NW 1100 Washington DC 20005 521080991 501(c)(3) 9000 Community Outreach O'Connor House 4455 E Camelback Rd Phoenix AZ 85018 263521510 501(c)(3) 8750 Community Outreach Phoenix Sister Cities Inc 200 W Washington St 20th Floor Phoenix AZ 85003 510169319 501(c)(3) 15500 Community Outreach Society for International Development 1101 15th Street NW Ste 300 Washington DC 20005 521174165 501(c)(3) 20600 Community Outreach Sustainable Visions LLC 20 Maple Avenue Cambridge MA 02139 461994595 20010 Community Outreach The Natl Ctr for MissingExploited Children 699 Prince St Alexandria VA 22314 521328557 501(c)(3) 10000 Community Outreach The Williams Institute 6615 N Scottsdale Rd Scottsdale AZ 85250 860743467 501(c)(3) 6700 Community Outreach Valley of the Sun United Way PO Box 10748 Phoenix AZ 85064 860104419 501(c)(3) 18000 Community Outreach Western Society of Criminology 1250 Bellflower Blvd Long Beach CA 90840 953141516 501(c)(3) 8000 Community Outreach 30 4 Procedure for Monitoring Use of Grant Funds Inside U.S. Schedule I, Part I, Line 2: Grants paid consist of funds provided to Arizona State University, its affiliates, and other non-profits for ASU related initiatives, which are accounted for and monitored through the use of accounts and account purposes at the time of each disbursement. X X X X X true true X X X X false true false false false false false true false RF Shangraw Jr Director, President and CEO 377893 0 0 0 0 0 87500 0 25620 0 491013 0 0 0 Virginia DeSanto VP, CFO, Secretary & Treasurer 212675 0 10000 0 552 0 15889 0 11396 0 250512 0 0 0 Daniel Saftig Chief Development Officer 261017 0 2500 0 34500 0 18200 0 17435 0 333652 0 0 0 Joshua Friedman Sr. Vice President Development 230863 0 10000 0 0 0 16927 0 5939 0 263729 0 0 0 Gretchen Buhlig Sr. Vice President Development 229319 0 5000 0 0 0 16577 0 3262 0 254158 0 0 0 Augustine Cheng Managing Director - AzTE 361231 0 118243 0 41555 0 18200 0 16067 0 555296 0 0 0 Kenneth Polasko Executive Director - AzTE 247606 0 25000 0 7592 0 17753 0 15696 0 313647 0 0 0 Housing Allowance Schedule J, Part I, Line 1a: The Managing Director of Arizona Science and Technology Enterprises ("AzTE") receives a housing allowance, which is treated as taxable compensation on Form W-2 and reported on Schedule J, Part II, Column (b)(iii). Travel for Companions Schedule J, Part I, Line 1a: The Managing Director of AzTE receives travel reimbursements for himself and his spouse, which is treated as taxable compensation on Form W-2 and reported on Schedule J, Part II, Column (b)(iii). Tax Indemnification and Gross-Up Payments Schedule J, Part I, Line 1a: The Managing Director of AzTe receives tax gross-up payments in relation to amounts paid to him for his housing allowance and taxable spousal travel. The gross-ups are treated as taxable compensation on Form W-2 and reported on Schedule J, Part II, Column (b)(iii). Health or Social Club Dues Schedule J, Part I, Line 1a: ASUF provides the President and CEO with a membership to a health and social club to use for business purposes. The membership is non-taxable to the President and CEO and reported as compensation on Schedule J, Part II, Column (d). Discretionary Spending Account Schedule J, Part I, Line 4a: The Chief Development Officer receives a discretionary spending account in the form of an auto allowance, which is treated as taxable compensation on Form W-2 and reportable on Schedule J, Part II, column (b)(iii). Severance Arrangements Schedule J, Part I, Line 4a: The President and CEO has a severance arrangement as a part of his employment agreement, which provides for a payment of his base salary payable for the remainder of the term for his employment agreement upon termination without cause. Supplemental Nonqualified Retirement Plan Schedule J, Part I, Line 4b: ASUF has set-up a supplemental nonqualified retirement plan for the President and CEO, in which ASUF provides an annual contribution to the nonqualified plan in an amount equal to 18% of his annual base salary. Deferrals into this plan for the 2014 calendar year totalled $69,300 and are reported as compensation on Schedule J, Part II, Column (c). Non-Fixed Payments Schedule J, Part I, Line 7: For ASUF, non-fixed payments are based on compensation agreements and success benchmarks stated in employment contracts. For AzTE, a single member limited liability company of ASUF, the compensation contract for the Managing Director allows for the Board of Directors of AzTE to approve discretionary bonuses without fixed amount calculations based on the Board's overall satisfaction of the Managing Director's performance. Questions Regarding Compensation Schedule J, Part II: ASUF's five highest paid employees include two members of the management team of its subsidiary, AzTE, which provides technology transfer services for Arizona State University. As its sole member, ASUF has delegated responsibility for management of AzTE to the seven-member Board of Directors for AzTE, including operational activities and compensation. A The Industrial Dev Auth of the City of Tempe AZ 860439481 87972MAB8 2004-07-01 22420000 Acquire, Improve, & Equip Facility false false false B The Industrial Dev Auth of the City of Tempe AZ 860439481 2014-04-22 39050000 Refund Issue false false false C The Industrial Dev Auth of the City of Tempe AZ 860439481 2014-12-16 31390000 Acquire, Improve, & Equip Facility false false false A 0 0 22475006 650012 0 0 277740 0 0 21547254 0 0 2004 false false true true B 0 0 39050000 0 0 0 499252 0 0 0 38550748 0 2004 true false true true C 0 0 31404122 0 0 0 0 0 0 11988651 0 19415471 false false true true A false false false false 0.00000 0.00000 0.00000 false false false true B false false false false 0.00000 0.00000 0.00000 false false false true C false false false false 0 false false false true A false false false true true true Bank of America 30. false false false 0 true true B false false false false false false 0 false 0 false true C false false false false false false 0 false 0 false true A true B true C true Schedule K, Part I, Bond B: The bond issued 04/22/2014 was used to refund a bond originally issued on 10/28/2003. Schedule K, Part II, Line 3, Bond A: The difference between the issue price listed in Part I, Column (e) and the total proceeds of issue in Part II, Line 3 for Bond A and Bond C represents accrued interest income. Schedule K, Part IV, LIne 2c: The rebate computation for the 2004 bond was last performed on 6/30/2014. Sybil Francis Family Member of Director 205152 Compensation for Employment false X 50 1061926 Fair Market Value X 1 88000 Fair Market Value 0 false true true Schedule M, Part I, Line 32b The Foundation uses a variety of brokerages and service companies to convert non-cash gifts to cash based on the type of non-cash gift received. Other Program Services Form 990, Part III, Line 4d: The ASU Foundation provided over $45 million to support the education, public service and other activities of Arizona State University. In addition to the near $4 million of program revenue, ASU Foundation provided over $41 million of contribution revenue in support of these activities. Fundraising Events Form 990, Part V, Lines 7a and 7b: Arizona State University Foundation for a New American University ("ASUF") receives gifts for ASU that at times provides the donor with a benefit. Those donors receive charitable gift receipts indicating the total value of payment, the fair market value of benefits received by the donor, and the net amount that may be considered a charitable contribution. Form 990 Review Process Form 990, Part VI, Section B, Line 11b: ASUF's Form 990, Return of Organization Exempt from Income tax, is prepared by an outside accounting firm. The draft is submitted to ASUF's management for review and accuracy of reporting. The Board of Directors has delegated review of the Form 990 to the Audit Committee. Management and a representative of the outside accounting firm review the Form 990 with the Audit Committee. Once approved and accepted by the Audit Committee, the Form 990 is signed by the CFO and submitted electronically to the IRS and the Board of Directors. Process for Monitoring and Enforcement of Conflict of Interest Policy Form 990, Part VI, Section B, Line 12c: Upon hire and on an annual basis, officers, directors, trustees, and key employees are required to disclose any conflicts or potential conflicts relating to their involvement with ASUF. In addition, any time the individuals referred to above become aware of a new conflict, they are required to submit an updated Conflict of Interest/Committment form to the ASUF CFO. Any identified conflicts would be reviewed by the Board Chair and the CEO to determine any mitigation actions needed. Process for Establishing Compensation of President/CEO and Key Employees Form 990, Part VI, Lines 15a and 15b: For ASUF, the Board of Directors approves the compensation package for the President and CEO based on current market comparisons provided by the Foundation's Human Resources Department (which obtains this information from an independent compensation consultant), responsibilities of the position, goals of the Foundation, and negotiations with the President and CEO. All other compensation decisions for key employees have been delegated from the Board of Directors to the President and CEO, who follows a similar process aforementioned. For Arizona Science and Technology Enterprises ("AzTE"), a single member limited liability company controlled by ASUF, the CEO's compensation contract was reviewed by the General Counsel of ASUF and the CFO of ASU. It included a compensation comparison performed by a third-party service provider and was approved by AzTE's Board of Directors. Documents Made Available to the Public Form 990, Part VI, Section C, Line 19: The financial statements for ASUF are available to the public on the organization's website. The organization's governing documents and conflict of interest statement are not made available to the public. Additional Information Regarding Independent Service Providers Form 990, Part VII, Section B, Line 1: All of the legal services disclosed in Form 990, Part VII, Section B, Line 1 (and the related attachment) were performed in support of AzTE's technology transfer services to the University and are not related to the primary fundraising services of the Foundation. Additional Information Regarding Fundraising Form 990, Part VIII and Form 990, Part IX: In its effort to support ASU, ASUF and its affiliates perform a broad scope of services that include: fundraising, investment management, technology transfer, advocacy, university branding and marketing, educational awareness, and property financing and management. Certain elements of expenses coded as management and general are driven by the broad scope of the Foundation's role in support of ASU. ASUF's fundraising expenses support activities that generate contributions that go directly to entities other than itself, such as ASU and other ASU affiliates; thus, not all fundraising results generated through ASUF's efforts are reflected in the contribution totals on ASUF's Form 990. Other Changes in Net Assets Form 990, Part XI, Line 9: Change in Assets Due to Other Organizations: $(1,210,183) Change in Unrealized Swap Value: $(723,382) Change in Value of Split-Interest Agreements: $136,586 AZ Science & Technology Enterprises LLC PO Box 2260 Tempe AZ 85280 866051042 Intellec Prop AZ 7687818 7613736 ASUF ASUF LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 4076582 40591676 ASUF ASUF Brickyard LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 2778778 40288218 ASUF ASUF Scottsdale LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 7257067 18321993 ASUF ASUF Dupont LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 0 17824 ASUF ISW Technologies LLC PO Box 2260 Tempe AZ 85280 866051042 Intellec Prop AZ 0 0 AZTE RH Technologies LLC PO Box 2260 Tempe AZ 85280 866051042 Intellec Prop AZ 0 0 AZTE 3D Cell Technologies LLC PO Box 2260 Tempe AZ 85280 866051042 Intellec Prop AZ 0 0 AZTE ASUF Realty LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 0 0 ASUF ASUF DC LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 684669 35777343 ASUF University Realty LLC PO Box 2260 Tempe AZ 85280 866051042 Real Estate AZ 0 0 ASUF Taylor Trust FBO ASU Foundation PO Box 2260 Tempe AZ 85280 866252445 Support AZ 501(c)(3) 11 Type 1 ASUF true ASU Research Enterprise PO Box 2260 Tempe AZ 85280 900868685 Support AZ 501(c)(3) 09 ASUF true Research Collaborative at ASU PO Box 2260 Tempe AZ 85280 463815674 Support AZ 501(c)(3) 07 ASUF true AzTE Ventures Co 1475 N Scottsdale Rd Ste 200 Scottsdale AZ 85257 270151042 Solar Energy AZ ASUF C Corp -58298 133465 1.00000 true Charitable Remainder Trust (19) Charitable Rem Tr AZ ASUF Trust true Hard Assets 2X Fund Ltd 355 Madison Ave New York NY 10017 Investing CJ ASUF C Corp true false true true true false false false false false false false true false true true false false false false Research Collaboratory at ASU c 238151 Cost ASU Research Enterprise d 790626 Cost Schedule R, Part IV, Column C There are 17 charitable trusts with legal domicile in Arizona and 2 charitable trusts with legal domicile in Nevada. AzTE Ventures CO 1475 N Scottsdale Rd Ste 200 Scottsdale AZ 85257 270151042 0 0 0 0 0 0 0 0 0 0 ASU Foundation for a New Ame PO Box 2260 Tempe AZ 852802260 866051042 0 249780 249780 101391615 101641395 1000000 250000 0 0 0 ASU Research Enterprise 300 E University Dr Tempe AZ 85281 900868685 0 0 0 0 0 0 0 0 0 0 Taylor Trust FBO ASU Foundat PO Box 2260 Tempe AZ 852802260 866252445 0 0 0 0 0 0 0 0 0 0 Research Collaboratory at AS PO Box 2260 Tempe AZ 852802260 453815674 0 0 0 0 0 0 0 0 0 0