2015-11-13T12:13:14-06:00 2014-12-31 521853933 JONES MARESCA & MCQUADE PA 1730 RHODE ISLAND AVE NW SUITE 800 WASHINGTON DC 20036 990 2014-01-01 522096845 NEW AMERICA FOUNDATION NEWA 2029862700 1899 L STREET NW NO 400 WASHINGTON DC 20036 DENISE DEVENNY CHIEF FINANCIAL & ADMN OFFICER 2029862700 2015-11-13 1 DAVID JONES P01361002 2022963306 2014 2016-04-25 22:37:26Z DENISE DEVENNY 1899 L STREET NW NO 400 WASHINGTON DC 20036 20317237 0 X WWW.NEWAMERICA.ORG X 1998 DC TO BRING EXCEPTIONALLY PROMISING NEW VOICES AND NEW IDEAS TO THE FORE OF OUR NATION'S PUBLIC DISCOURSE THROUGH FELLOWSHIPS AND ISSUE-SPECIFIC PROGRAMS AND SPONSORING A WIDE RANGE OF RESEARCH, WRITING, CONFERENCES AND EVENTS ON THE MOST IMPORTANT ISSUES OF OUR TIME. 20 20 194 20 0 0 19432725 20219546 6593 16002 106718 80372 328743 0 19874779 20315920 0 0 0 0 11845128 13581398 0 0 643065 7563241 7957842 19408369 21539240 466410 -1223320 17873179 16714848 1666571 1731560 16206608 14983288 X NEW AMERICA FOUNDATION (NAF) IS DEDICATED TO THE RENEWAL OF AMERICAN POLITICS, PROSPERITY, AND PURPOSE IN THE DIGITAL AGE. NAF CARRIES OUT THEIR MISSION AS A NONPROFIT CIVIC ENTERPRISE AS AN INTELLECTUAL VENTURE CAPITAL FUND, THINK TANK, TECHNOLOGY LABORATORY, PUBLIC FORUM, AND MEDIA PLATFORM. THEIR HALLMARKS ARE BIG IDEAS, IMPARTIAL ANALYSIS, PRAGMATIC POLICY SOLUTIONS, TECHNOLOGICAL INNOVATION, NEXT GENERATION POLITICS, AND CREATIVE ENGAGEMENT WITH BROAD AUDIENCES. 0 0 6762448 TECHNOLOGY POLICY PROGRAMS:OPEN TECHNOLOGY INSTITUTE - THE OPEN TECHNOLOGY INSTITUTE STRENGTHENS COMMUNITIES THROUGH GROUNDED RESEARCH, TECHNOLOGICAL INNOVATION, AND POLICY REFORM. WE CREATE REFORMS TO SUPPORT OPEN SOURCE INNOVATIONS AND FOSTER OPEN TECHNOLOGIES AND COMMUNICATIONS NETWORKS. PARTNERING WITH COMMUNITIES, RESEARCHERS, INDUSTRY AND PUBLIC INTEREST GROUPS, WE PROMOTE AFFORDABLE, UNIVERSAL, AND UBIQUITOUS COMMUNICATIONS NETWORKS.WIRELESS FUTURE PROJECT - THE WIRELESS FUTURE PROJECT DEVELOPS AND ADVOCATES POLICY PROPOSALS TO PROMOTE UNIVERSAL, AFFORDABLE AND UBIQUITOUS BROADBAND AND IMPROVE THE PUBLIC'S ACCESS TO CRITICAL WIRELESS COMMUNICATION TECHNOLOGIES. X-LAB - X-LAB ANTICIPATES THE DISRUPTIONS AND POTENTIALLY DYSTOPIAN OUTCOMES OF DIFFERENT POLICY OPTIONS AND AIMS TO HELP HUMANITY CHANGE COURSE THROUGH BOLD POLICY INTERVENTIONS, PRIVACY-CONSCIOUS TECHNOLOGY DEVELOPMENT, AND NOVEL BUSINESS MODELS. 4904091 DOMESTIC POLICY PROGRAMS:EDUCATION POLICY PROGRAM - THE EDUCATION POLICY PROGRAM USES ORIGINAL RESEARCH AND POLICY ANALYSIS TO SOLVE THE NATION'S CRITICAL EDUCATION PROBLEMS, SERVING AS A TRUSTED SOURCE OF OBJECTIVE ANALYSIS AND INNOVATIVE IDEAS FOR POLICYMAKERS, EDUCATORS, AND THE PUBLIC AT LARGE.THE FEDERAL EDUCATION BUDGET PROJECT PRODUCES A CONTINUOUS STREAM OF RIGOROUS, INDEPENDENT RESEARCH ON AND ANALYSIS OF ALL FACETS OF FEDERAL EDUCATION FINANCE. OUR EXPERT STAFF ANALYZES THE FINANCING, QUALITY, AND COST-EFFECTIVENESS OF VARIOUS FEDERAL INITIATIVES-INCLUDING EACH YEAR'S FEDERAL EDUCATION BUDGET, APPROPRIATIONS LEGISLATION, EDUCATION-RELATED TAX POLICY CHANGES, AND MANDATORY SPENDING ON STUDENT LOANS. POLITICAL REFORM PROGRAM - WORKING TOWARD AN OPEN, FAIR DEMOCRATIC PROCESS, WITH EQUITABLE OPPORTUNITIES FOR FULL PARTICIPATION, IN ORDER TO RESTORE DYNAMISM AND GROWTH TO THE AMERICAN ECONOMY AND SOCIETY.THE POSTSECONDARY NATIONAL POLICY INSTITUTE - THE POSTSECONDARY NATIONAL POLICY INSTITUTE SERVES AS THE LEADING SOURCE OF PROFESSIONAL DEVELOPMENT FOR CONGRESSIONAL STAFF WORKING ON HIGHER EDUCATION ISSUES. OUR GOAL IS TO INCREASE POLICYMAKERS' KNOWLEDGE AND CAPACITY TO DEVISE AND IMPLEMENT WORKABLE, SUSTAINABLE, AND AFFORDABLE HIGHER EDUCATION SOLUTIONS FOR THE YEARS TO COME.BREADWINNING AND CAREGIVING PROGRAM - THE BREADWINNING AND CAREGIVING PROGRAM AIMS TO CREATE A COMMUNITY ENGAGED IN ISSUES THAT INCLUDE WORK-FAMILY BALANCE, IMPROVED ACCESS TO CHILD CARE, OUR CHANGING DEFINITION OF FAMILY, EDUCATION GENDER IMBALANCE, DISCRIMINATION IN THE WORKPLACE, OPPORTUNITIES FOR FEMALE LEADERSHIP, AND THE GLOBAL CONTEXT. THE PROGRAM SEEKS TO CREATE A PUBLIC ENVIRONMENT THAT'S HOSPITABLE TO CHANGE, THROUGH POWERFUL WRITING AND INFORMED DEBATE ABOUT CAREERS AND FAMILIES, THEIR STRENGTHS AND THEIR NEEDS. FUTURE TENSE - FUTURE TENSE IS A PARTNERSHIP BETWEEN NEW AMERICA, ARIZONA STATE UNIVERSITY AND SLATE MAGAZINE TO EXPLORE EMERGING TECHNOLOGIES AND THEIR TRANSFORMATIVE EFFECTS ON SOCIETY AND PUBLIC POLICY. CENTRAL TO THE PARTNERSHIP IS A SERIES OF EVENTS THAT TAKE IN-DEPTH, PROVOCATIVE LOOKS AT ISSUES THAT, WHILE LITTLE-UNDERSTOOD TODAY, WILL DRAMATICALLY RESHAPE THE POLICY DEBATES OF THE COMING DECADE. 2180075 ECONOMIC/FISCAL POLICY PROGRAMS:ASSET BUILDING PROGRAM - THE MISSION OF THE ASSET BUILDING PROGRAM IS TO SIGNIFICANTLY BROADEN ACCESS TO ECONOMIC RESOURCES THROUGH INCREASED SAVINGS AND ASSET OWNERSHIP, THEREBY PROVIDING FAMILIES WITH ENHANCED ECONOMIC SECURITY, A DIRECT STAKE IN THE COMMONWEALTH, AND THE MEANS TO PURSUE THEIR ASPIRATIONS.ECONOMIC GROWTH - THE ECONOMIC GROWTH PROGRAM AIMS TO CHART A GROWTH PATH THROUGH THE POST-BUBBLE WORLD ECONOMY BY ADVANCING PRO-GROWTH POLICY REFORMS AND BRINGING INNOVATIVE SOLUTIONS TO THE FOREFRONT OF PUBLIC DEBATE. THE PROGRAM STRIVES TO PROMOTE A MORE BALANCED PATTERN OF DOMESTIC AND INTERNATIONAL GROWTH THAT CREATES A STRONGER PRODUCTIVE ECONOMY CAPABLE OF SUPPORTING RISING LIVING STANDARDS FOR ALL AMERICANS.OPEN MARKETS - THE OPEN MARKETS PROGRAM PROMOTES POLITICAL, INDUSTRIAL, ECONOMIC, AND ENVIRONMENTAL RESILIENCE. WE DO SO BY DOCUMENTING AND CLARIFYING THE DANGERS OF EXTREME CONSOLIDATION, AND BY FOSTERING DISCUSSIONS OF WAYS TO REESTABLISH AMERICA'S POLITICAL ECONOMY ON A MORE STABLE AND FAIR FOUNDATION.PROFITS AND PURPOSE - THE PROGRAM ON PROFITS AND PURPOSE AIMS TO EXAMINE AND ENHANCE THE WAYS WE HARNESS PRIVATE ENERGIES AND RESOURCES FOR PUBLIC PURPOSE. THROUGH RESEARCH, POLICY RECOMMENDATION AND PUBLIC PROGRAMMING AND ENGAGEMENT, PROFITS AND PURPOSE SEEKS TO IMPROVE THE WAYS WE DESIGN AND FINANCE SOLUTIONS TO POVERTY, INEQUALITY AND OPPORTUNITY, FOCUSING ON SOCIAL ENTREPRENEURSHIP, INNOVATION AND PUBLIC-PRIVATE PARTNERSHIPS TO STRENGTHEN INVESTMENT IN HUMAN AND PHYSICAL CAPITAL IN THE U.S. AND AROUND THE WORLD. 1861636 16002 INTERNATIONAL POLICY PROGRAMS:INTERNATIONAL SECURITY PROGRAM - THE INTERNATIONAL SECURITY PROGRAM AIMS TO PROVIDE EVIDENCE-BASED ANALYSIS OF SOME OF THE THORNIEST QUESTIONS FACING AMERICAN POLICYMAKERS AND THE PUBLIC. WE ARE LARGELY FOCUSED ON SOUTH ASIA AND THE MIDDLE EAST, AL-QAEDA AND ALLIED GROUPS, THE RISE OF POLITICAL ISLAM, THE PROLIFERATION OF WEAPONS OF MASS DESTRUCTION (WMD), HOMELAND SECURITY, AND THE ACTIVITIES OF U.S. SPECIAL FORCES AND THE CIA. 1721807 FELLOWS PROGRAM:NEW AMERICA FELLOWS - THE NEW AMERICA FELLOWS PROGRAM SUPPORTS TALENTED JOURNALISTS, ACADEMICS AND OTHER PUBLIC POLICY ANALYSTS WHO OFFER A FRESH AND OFTEN UNPREDICTABLE PERSPECTIVE ON THE MAJOR CHALLENGES FACING OUR SOCIETY. 3583443 16002 17430057 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 127 0 1 194 1 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 0 0 CA X THE ORGANIZATION 2029862700 1899 L STREET NW SUITE 400 WASHINGTON DC 20036 ERIC SCHMIDT CHAIRMAN 1.00 X X 0 0 0 WILLIAM W GERRITY VICE CHAIRMAN 1.00 X X 0 0 0 STEVEN RATTNER TREASURER 1.00 X X 0 0 0 FRANCIS FUKUYAMA SECRETARY 1.00 X X 0 0 0 JAMES FALLOWS DIRECTOR 1.00 X 0 0 0 DAVID G BRADLEY DIRECTOR 1.00 X 0 0 0 R BOYKIN CURRY DIRECTOR 1.00 X 0 0 0 WALTER RUSSELL MEAD DIRECTOR 1.00 X 0 0 0 ATUL A GAWANDE MD MPH DIRECTOR 1.00 X 0 0 0 MICHAEL M CROW DIRECTOR 1.00 X 0 0 0 TED HALSTEAD DIRECTOR 1.00 X 0 0 0 MOHAMED EL-ERIAN DIRECTOR 1.00 X 0 0 0 HELENE GAYLE DIRECTOR 1.00 X 0 0 0 ZACHARY KARABELL DIRECTOR 1.00 X 0 0 0 JEFFREY LEONARD DIRECTOR 1.00 X 0 0 0 RITA E HAUSER DIRECTOR 1.00 X 0 0 0 LENNY MENDONCA DIRECTOR 1.00 X 0 0 0 JONATHAN SOROS DIRECTOR 1.00 X 0 0 0 DANIEL YERGIN DIRECTOR 1.00 X 0 0 0 FAREED ZAKARIA DIRECTOR 1.00 X 0 0 0 KATI MARTON DIRECTOR 1.00 X 0 0 0 ANNE-MARIE SLAUGHTER PRESIDENT AND CEO 40.00 X 525633 0 12576 CAROLINE KNOX VP, FINANCE & OPS FROM 7/1 40.00 X 138695 0 10063 SASCHA MEINRATH VICE PRESIDENT 40.00 X 200165 0 31878 SHERLE SCHWENNINGER PROGRAM DIRECTOR 40.00 X 205580 0 31321 RACHEL WHITE SENIOR VICE PRESIDENT 40.00 X 201144 0 36318 KEVIN D CAREY EDUCATION POLICY PROGRAM D 40.00 X 177520 0 20803 ALAN DAVIDSON VP, TECHNOLOGY, POLICY & STRATEGY 40.00 X 173840 0 8783 1622577 0 151742 29 0 1 0 A SIMPLE SCOTT COMPANY 1821 WEST HUBBARD STREET CHICAGO IL 60622 GRAPHIC DESIGN 376226 DALE BENJAMIN SCOTT GUENTZELSTRASSE 54 BERLIN GM 10717 EXECUTIVE TEAM & OTI ADVISOR 150000 GERRITY GROUP LLC 977A LOMAS SANTA FE DRIVE SOLANA BEACH CA 92075 CONSULTING 148981 FREEDMAN CONSULTING LLC 3720 YUMA STREET NW WASHINGTON DC 20016 CONSULTING 105000 4 2318658 17900888 20219546 PUBLICATION SALES 900099 16002 16002 16002 78946 78946 2743 1317 1426 1426 1426 20315920 16002 0 80372 X 696179 548643 126348 21188 9953586 7842245 1806633 304708 778692 618011 140930 19751 1373212 1089854 248528 34830 779729 618834 141118 19777 10297 986 9311 31595 3025 28570 3823572 2800470 913866 109236 542738 204516 331669 6553 1601885 1173294 394049 34542 910497 743501 130931 36065 502815 326275 174421 2119 55882 55882 51141 51141 PUBLICATIONS AND SUBSCR 257778 110300 94000 53478 BAD DEBT EXPENSE 112490 112490 STAFF RECRUITMENT 47074 27223 19484 367 MISCELLANEOUS 10078 7643 1984 451 1315237 -1315237 21539240 17430057 3466118 643065 783 1507 13187603 10723960 4234617 5232482 120990 277469 119495 159653 856832 552465 206883 304367 345 15410 2463 0 17873179 16714848 871028 921991 18033 17056 795543 774480 1666571 1731560 X 6696279 3390200 9510329 11593088 16206608 14983288 17873179 16714848 -1223320 0 X X 0 1 X 1 1 1 X 15373300 16734129 21814326 19432725 20219546 93574026 15373300 16734129 21814326 19432725 20219546 93574026 14115450 79458576 460611 430740 347151 283550 78946 1600998 20941 93440 151911 266292 95441316 32468 0.83250 0.79290 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FISCAL SPONSOR INCOME - 2011 AMOUNT: $ 20,941. 2012 AMOUNT: $ 93,440. 2013 AMOUNT: $ 151,420. MISCELLANEOUS REVENUE - 2013 AMOUNT: $ 491. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5029 5029 20896175 20901204 1000000 250000 0 0 921213 1000000 1000000 1000000 3921213 5881820 42280 227186 8833 5029 283328 230303 250000 250000 250000 980303 1470455 0 1 X 157889 57466 100423 698943 494999 203944 304367 DEFERRED RENT 774480 774480 X 20315920 0 20315920 0 20315920 21539240 0 21539240 0 21539240 PART IV, LINE 2B: TENANT ESCROW SECURITY DEPOSIT. PART X, LINE 2: THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS OR THAT WOULD HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THERE ARE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES THAT NEED TO BE RECORDED. X X X X 0 0 0 0 0 0 0 0 0 ANNE-MARIE SLAUGHTER PRESIDENT AND CEO 525633 0 0 0 0 0 11340 0 1236 0 538209 0 0 0 SASCHA MEINRATH VICE PRESIDENT 200165 0 0 0 0 0 23310 0 8568 0 232043 0 0 0 SHERLE SCHWENNINGER PROGRAM DIRECTOR 205580 0 0 0 0 0 23587 0 7734 0 236901 0 0 0 RACHEL WHITE SENIOR VICE PRESIDENT 201144 0 0 0 0 0 27776 0 8542 0 237462 0 0 0 KEVIN D CAREY EDUCATION POLICY PROGRAM D 177520 0 0 0 0 0 16644 0 4159 0 198323 0 0 0 ALAN DAVIDSON VP, TECHNOLOGY, POLICY & STRATEGY 173840 0 0 0 0 0 0 0 8783 0 182623 0 0 0 WILLIAM W GERRITY BOARD MEMBER OF NEW AMERICA FOUNDATION 163843 THE FOUNDATION SUB LEASES OFFICE SPACE FOR ITS NEW YORK CITY OFFICE FROM MR. GERRITY WHO IS PRIMARY ON THE LEASE. UNDER THE AGREEMENT THE FOUNDATION PAYS FOR RENT, IMPROVEMENTS, UTILITIES AND ADMINISTRATIVE ASSISTANCE. 0 FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF DIRECTORS MAY ELECT OR APPOINT ONE OR MORE COMMITTEES (INCLUDING BUT NOT LIMITED TO AN EXECUTIVE COMMITTEE) AND MAY DELEGATE TO ANY SUCH COMMITTEE OR COMMITTEES ANY OR ALL OF THEIR POWERS, PROVIDED THAT ANY COMMITTEE TO WHICH THE POWERS OF THE DIRECTORS ARE DELEGATED SHALL CONSIST SOLELY OF DIRECTORS. UNLESS THE DIRECTORS OTHERWISE DETERMINE, AN EXECUTIVE COMMITTEE ELECTED BY THE DIRECTORS SHALL HAVE THE POWER TO ACT FOR THE FULL BOARD OF DIRECTORS ON ALL MATTERS BETWEEN MEETINGS OF THE DIRECTORS EXCEPT FOR SUCH MATTERS AS MAY BE PROVIDED BY LAW OR THE ARTICLES OF INCORPORATION. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY MANAGEMENT AND THE AUDIT/FINANCE COMMITTEE BEFORE IT IS SIGNED BY A MEMBER OF THE EXECUTIVE TEAM AND FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C BOARD OF DIRECTORS AND EMPLOYEES ARE REQUIRED TO FILL OUT AND SIGN A CONFLICT OF INTEREST FORM ANNUALLY TO DISCLOSE ANY ACTIVITES OR INTERESTS THAT COULD GIVE RISE TO CONFLICT. A MEMBER OF THE OPERATIONS TEAM MONITORS COMPLIANCE WITH THIS POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED AND DETERMINED BY THE BOARD OF DIRECTORS ANNUALLY. ALL STAFF SALARIES ARE DETERMINED BY TALENT DEVELOPMENT & MANAGEMENT (TDM), IN CONSULTATION WITH THE RESPECTIVE PROGRAM DIRECTORS, AND REVIEWED AND APPROVED BY THE SENIOR LEADERSHIP TEAM AND/OR THE PRESIDENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND ON THE WEBSITE GUIDESTAR.ORG. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON NEW AMERICA'S WEBSITE. FORM 990, PART IX, LINE 11G FELLOWS: PROGRAM SERVICE EXPENSES 770,903. MANAGEMENT AND GENERAL EXPENSES 242,142. FUNDRAISING EXPENSES 30,110. TOTAL EXPENSES 1,043,155. CONSULTANTS: PROGRAM SERVICE EXPENSES 1,974,130. MANAGEMENT AND GENERAL EXPENSES 620,078. FUNDRAISING EXPENSES 77,107. TOTAL EXPENSES 2,671,315. OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 51,687. MANAGEMENT AND GENERAL EXPENSES 16,235. FUNDRAISING EXPENSES 2,019. TOTAL EXPENSES 69,941. PAYROLL PROCESSING FEES: PROGRAM SERVICE EXPENSES 3,750. MANAGEMENT AND GENERAL EXPENSES 35,411. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 39,161. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS AUDIT OVERSIGHT PROCESS OR PROCESS OF SELECTION OF AN INDEPENDENT ACCOUNTANT DURING THE TAX YEAR.