2015-11-04T14:43:57-06:00 2015-06-30 440615592 HARDEN CUMMINS MOSS & MILLER LLC 105 N MAIN SUITE 201 MARYVILLE MO 64468 990 2014-07-01 237165025 NORTHWEST FOUNDATION INC NORT 6605621248 800 UNIVERSITY AVENUE MARYVILLE MO 64468 LORI STEINER FINANCE OFFICER 6605621248 2015-11-04 1 SUSAN L REED P00446072 6605622141 2014 2016-04-25 22:37:26Z LORI STEINER 800 UNIVERSITY AVENUE MARYVILLE MO 64468 17756315 0 X WWW.NWMISSOURI.EDU/ALUMNI/INDEX.HTM X 1971 MO RECEIVE, INVEST, MANAGE, STEWARD AND DISBURSE PRIVATE SUPPORT FOR THE BENEFIT OF NWMSU. 30 30 0 0 0 0 2391311 4631777 18376 11785 2062013 2842988 957974 499772 5429674 7986322 2072967 2393000 0 0 0 0 11167 67000 263873 1646727 1711331 3730861 4171331 1698813 3814991 41228557 41905770 11788551 11152625 29440006 30753145 X THE MISSION OF THE NORTHWEST FOUNDATION, INC. IS TO ENCOURAGE, RECEIVE, INVEST, MANAGE, STEWARD AND DISBURSE PRIVATE SUPPORT ON BEHALF OF THE DONORS OF NORTHWEST MISSOURI STATE UNIVERSITY, FOR THE BENEFIT OF THE UNIVERSITY, ITS STUDENTS, FACULTY, STAFF AND ALUMNI. ESTABLISHED IN 1971, THE FOUNDATION OPERATES INDEPENDENTLY OF THE UNIVERSITY AS A SEPARATE 501(C) 3 NOT-FOR-PROFIT CORPORATION GOVERNED BY ITS OWN BOARD OF DIRECTORS. 0 0 1652281 1652281 NORTHWEST FOUNDATION INC. PROVIDES SUPPORT FOR NORTHWEST MISSOURI STATE UNIVERSITY PROGRAMS. 1113480 THE FOUNDATION PROVIDES SUPPORT FOR DEPARTMENTS OF THE UNIVERSITY AND SERVES AUXILIARY FUNDS INCLUDING THE ATHLETIC DEPARTMENT AND COMMUNICATIONS DEPT 740719 740719 NORTHWEST FOUNDATION, INC. PROVIDES FUNDING FOR SCHOLARSHIPS FOR NORTHWEST MISSOURI STATE UNIVERSITY STUDENTS. 3506480 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 18 0 0 0 0 0 0 0 1 1 0 0 X 30 30 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK KY ME MD MA MI MN NH NJ NV NY OH OR SC WA MS X X LORI STEINER CPA 6605621248 800 UNIVERSITY AVENUE MARYVILLE MO 64468 X MARK DOLL PRESIDENT 4.00 X X 0 0 0 ARNOLD JOHNSON VICE-PRESIDENT 1.00 X X 0 0 0 HOLLY MURPHY-BARSTOW IMMEDIATE PAST PRESIDENT 1.00 X 0 0 0 VIRGIL ALBERTINI DIRECTOR 1.00 X 0 0 0 JOHN W BAKER JR DIRECTOR 1.00 X 0 0 0 BETTY BUSH DIRECTOR 1.00 X 0 0 0 TERRY DAY DIRECTOR 1.00 X 0 0 0 JEFFREY BORCHARDT DIRECTOR 1.00 X 0 0 0 OWEN STRAUB DIRECTOR 1.00 X 0 0 0 TROY GREENFIELD DIRECTOR 1.00 X 0 0 0 JENNIFER NICHOLSON DIRECTOR 1.00 X 0 0 0 MICHAEL ABILDTRUP DIRECTOR 1.00 X 0 0 0 DONALD FOLEY DIRECTOR 1.00 X 0 0 0 MARY HAMILTON-PURDY DIRECTOR 1.00 X 0 0 0 JOHN TEALE DIRECTOR 1.00 X 0 0 0 ROBERT BURRELL DIRECTOR 1.00 X 0 0 0 JOHN CLINE DIRECTOR 1.00 X 0 0 0 KAREN DANIEL DIRECTOR 1.00 X 0 0 0 KEN DEBAENE DIRECTOR 1.00 X 0 0 0 MYRA EVANS DIRECTOR 1.00 X 0 0 0 LISA LEHNUS DIRECTOR 1.00 X 0 0 0 JERRY HAGG DIRECTOR 1.00 X 0 0 0 PAUL SCHIEBER DIRECTOR 1.00 X 0 0 0 CARL HUGHES DIRECTOR 1.00 X 0 0 0 PAUL JENNINGS DIRECTOR 1.00 X 0 0 0 DR MARILOU JOYNER DIRECTOR 1.00 X 0 0 0 JAYMA SANDQUIST DIRECTOR 1.00 X 0 0 0 KORY SCHRAMM DIRECTOR 1.00 X 0 0 0 W BRAD STEPHENS DIRECTOR 1.00 X 0 0 0 STANLEY ZEAMER DIRECTOR 1.00 X 0 0 0 MICHAEL JOHNSON EXECUTIVE DIRECTOR 40.00 X 0 0 0 0 0 0 0 0 0 0 0 4631777 484753 4631777 PROGRAM SERVICE REVENUE 900099 11785 11785 11785 1244444 1244444 117798 80050 37748 37748 37748 11288487 9689943 1598544 1598544 1598544 96865 0 96865 96865 MANAGEMENT FEES 561000 536997 536997 OTHER REVENUE 900099 23314 23314 CHANGE IN CASH SURRENDER VALUE 900099 20229 20229 -215381 -215381 365159 7986322 414692 0 2939853 2393000 2393000 174490 174490 25000 25000 42669 42669 67000 67000 57043 2405 54638 3517 3386 131 61089 633 60456 4467 4467 239100 239100 21638 21638 43078 43078 MANAGEMENT FEES 536996 536996 BOND FEES 129481 129481 NORTHWEST MAGAZINE 75644 75644 FUNDRAISING ACTIVITIES 68131 68131 228988 86552 74281 68155 4171331 3506480 400978 263873 1012519 661854 2187468 551737 819878 2566743 6075077 5753416 2174348 543874 1880374 1630474 29059169 30143412 194072 598134 41228557 41905770 190735 164847 8960000 8445000 701862 648687 1935954 1894091 11788551 11152625 X 1146007 1122210 13593005 13975516 14700994 15655419 29440006 30753145 41228557 41905770 X 3814991 -2501851 -1 X 0 1 X 1 0 X 2018817 1983752 4570363 2436150 4728642 15737724 2018817 1983752 4570363 2436150 4728642 15737724 3788580 11949144 733825 869045 1096541 1052222 1362242 5113875 405150 9031 1036730 769775 365158 2585844 23437443 84729 0.50980 0.52520 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 42669 42669 4208712 4251381 362569 90642 0 0 271352 292838 292838 362569 1219597 1829396 46548 46548 50427 42669 186192 73210 73210 90642 237062 355593 46548 50427 96975 X X X 0 21660054 445618 120935 1046519 477513 20702575 18928084 962664 2661643 840110 52227 21660054 17458608 415588 1976393 937015 14510 18928084 17441204 802485 -72421 661795 50865 17458608 14810842 904983 2492976 743250 24347 17441204 0 0 856581 856581 1117367 492929 624438 29984 24979 5005 170416 25966 144450 1630474 GIFT ANNUITIES PAYABLE 1222213 DEPOSITS HELD FOR OTHERS 291956 PRESENT VALUE OF INTEREST RATE SWAP 379922 1894091 5564520 -2501851 80049 -2421802 7986322 0 7986322 4251381 80050 80050 4171331 0 4171331 PART III, LINE 4: AGATE COLLECTION: HOUSED IN GEOLOGY DEPARTMENT WHERE IT IS AVAILABLE FOR PUBLIC VIEWING AND ASSISTS IN THE EDUCATION OF GEOLOGY COURSES. ZOOLOGICAL SPECIMENS AND MASTODON SKULL: HOUSED IN THE WARREN AND RITA SHUCK MUSEUM OF LIFE SCIENCES WHERE IT IS AVAILABLE FOR PUBLIC VIEWING AND ASSISTS IN THE EDUCATION OF VARIOUS BIOLOGY AND ZOOLOGY COURSES. CRYSTAL TROPHIES: HOUSED IN THE ATHLETIC DEPARTMENT WHERE IT IS AVAILABLE FOR PUBLIC VIEWING PART V, LINE 4: INVESTMENT EARNINGS ON ENDOWED FUNDS ARE USED FOR SCHOLARSHIPS, UNIVERSITY SUPPORT AND UNIVERSITY PROGRAMS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF RENTAL INCOME ON 990 80,050. ROUNDING -1. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES REPORTED NET OF RENTAL INCOME ON 990 80,050. PART XII, LINE 4B - OTHER ADJUSTMENTS: ROUNDING X X X X X X 1 GONSER GERBER 1776 LEGACY CIRCLE DRIVE SUITE 100 NAPERVILLE IL 60563 FUNDRAISING CAMPAIGN 0 4728642 67000 4661642 4728642 67000 4661642 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY GOLF TOURNAMENTS 96865 96865 96865 96865 96865 1 NORTHWEST MISSOURI STATE UNIVERSITY 800 UNIVERSITY DR MARYVILLE MO 64468 446000301 1652281 SUPPORT FOR NWMSU PROGRAMS NORTHWEST MISSOURI STATE UNIVERSITY SCHOLARSHIPS 800 UNIVERSITY DR MARYVILLE MO 64468 446000301 740719 SCHOLARSHIPS FORM 990, SCHEDULE I, PART II ALL CHECK REQUESTS MUST HAVE THE SIGNATURE OF A FUND CUSTODIAN BEFORE THEY WILL BE ISSUED. AS PART OF A COOPERATIVE PROJECT WITH THE BOOTH COLLEGE OF BUSINESS ACCOUNTING DEPARTMENT, EACH YEAR STUDENTS SUPERVISED BY A FACULTY MEMBER CONDUCT A COMPLIANCE AUDIT OF THE PERMANENTLY RESTRICTED FUNDS. THEY TEST THAT ALL DISBURSEMENTS MEET THE CRITERIA SET OUT BY THE DONOR IN THE GIFT AGREEMENTS. A NODAWAY COUNTY INDUSTRIAL DEVELOPMENT BOARD 521313729 655223AB1 2008-10-16 7675000 EDUCATIONAL FACILITIES ON NORTHWEST MISSOURI STATE UNIVERSITY CAMPUS 0 0 0 A 2008 0 0 0 0 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 US BANK 20.000000000000 0 0 0 0 0 A 0 X 1 236939 MARKET VALUE X SERVICES 1 61681 ESTIMATED MARKET VAL X OTHER SUPPLIES, UNIFORMS, SPORTS MEMORABILIA 35 24260 ESTIMATED MARKET VAL X RECYCLING PAPER AND WOOD PRODUCTS 14 21292 ESTIMATED MARKET VAL 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 A PDF VERSION OF A DRAFT OF THE FORM 990 WILL BE DISTRIBUTED BY THE FINANCE OFFICER TO THE ENTIRE BOARD OF DIRECTORS VIA EMAIL AT LEAST TEN DAYS PRIOR TO THE DUE DATE OF SAID RETURN. A REQUEST FOR COMMENTS WITHIN FIVE DAYS TIME WILL ACCOMPANY THE EMAIL WHICH WILL BE SENT WITH A "READ RECEIPT". FORM 990, PART VI, SECTION B, LINE 12C FOUNDATION OFFICERS, BOARD MEMBERS, AND STAFF MUST REFRAIN FROM ENGAGING IN ANY BEHAVIOR THAT MIGHT BE CONSTRUED AS SELF-DEALING OR IN CONFLICT OF INTEREST WITH THE MISSION, GOALS, AND FUNDAMENTAL PURPOSES OF THE FOUNDATION. THE NORTHWEST FOUNDATION ACKNOWLEDGES THAT IT MAY HAVE OCCASION TO ENGAGE IN TRANSACTIONS IN WHICH AN EMPLOYEE OR A MEMBER OF THE BOARD OF DIRECTORS OF THE FOUNDATION HAS A MATERIAL INTEREST. IN THIS POLICY STATEMENT, SUCH TRANSACTIONS ARE REFERRED TO AS CONFLICT OF INTEREST TRANSACTIONS. WHEN AN EMPLOYEE OR BOARD MEMBER KNOWS THAT A CONFLICT OF INTEREST TRANSACTION WILL COME BEFORE THE BOARD OF DIRECTORS OR A COMMITTEE OF THE BOARD, THE EMPLOYEE OR BOARD MEMBER WILL DISCLOSE TO THE BOARD OR COMMITTEE THE MATERIAL FACTS OF HIS OR HER INTEREST BEFORE THE VOTE OF THE BOARD OR COMMITTEE. IF, AFTER SUCH DISCLOSURE, A MAJORITY OF THE MEMBERS OF THE BOARD OR COMMITTEE, EXCLUDING THE MEMBER HAVING AN INTEREST IN THE TRANSACTION, IN GOOD FAITH REASONABLY BELIEVE THAT THE TRANSACTION IS FAIR TO THE NORTHWEST FOUNDATION AND VOTE TO APPROVE THE TRANSACTION, THE FOUNDATION MAY ENTER INTO THE TRANSACTION. POLICY REQUIRES, HOWEVER, THAT ALL POTENTIAL CONFLICTS OF INTEREST INCLUDING MEMBERSHIPS IN OR AFFILIATIONS WITH OTHER PROPRIETARY ORGANIZATIONS, BUSINESS AFFILIATIONS WITH POSSIBLE VENDOR IMPLICATIONS, ELECTED OFFICE, AND INVOLVEMENT IN ANY OTHER ACTIVITY THAT MIGHT BE CONSTRUED AS IN CONFLICT WITH THE MISSION, GOALS, AND PURPOSE OF THE FOUNDATION SHALL BE PRESENTED IN WRITING TO THE PRESIDENT OR THE EXECUTIVE DIRECTOR OF THE FOUNDATION'S BOARD, FOR PURPOSES OF REVIEW AND POSSIBLE REMEDIAL ACTION. SUCH ACTION MAY INCLUDE HOLDING THE INFORMATION ON FILE, INFORMING THE FOUNDATION BOARD OF THE APPEARANCE OF CONFLICT OF INTEREST, OR REQUIRING THE PERSON INVOLVED TO EITHER, CEASE AND DESIST THE ACTIVITY OR TO RELINQUISH FOUNDATION BOARD MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 15 ALL STAFF MEMBERS OF NORTHWEST FOUNDATION, INC. ARE COMPENSATED AS EMPLOYEES OF NORTHWEST MISSOURI STATE UNIVERSITY IN THE OFFICE OF UNIVERSITY ADVANCEMENT. THE FOUNDATION DOES NOT HAVE EMPLOYEES OF ITS OWN. THE UNIVERSITY SETS COMPENSATION BASED ON A MARKET EVALUATION BY CUPA AND EMPLOYEE'S SALARIES FALL IN THE RANGE OF 85% TO 115% OF THE CUPA MARKET AVERAGES. FORM 990, PART VI, SECTION C, LINE 19 CURRENTLY, ALL OF THE GOVERNING DOCUMENTS OF NORTHWEST FOUNDATION AS WELL AS THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. COPIES OF THESE DOCUMENTS CAN BE DELIVERED VIA EMAIL, FAX OR US POSTAL SERVICE. FORM 990, PART XI, LINE 9: ROUNDING -1.