2015-08-10T13:34:28-05:00 2014-12-31 201776739 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2014-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON COFO 5013766854 2015-08-06 1 MARY ELLEN IRONS P00626271 5012275800 2015-08-06 2014 2016-04-25 22:37:26Z X 145227366 X 89000 365665 365665 2961562 2961562 6163726 26441117 6163726 17586 17586 0 9597539 9508539 0 640101 77989 0 562111 352548 0 0 352548 290773 13929 0 276844 21445 0 0 21445 58286 13000 0 45286 1088093 484784 0 603309 22324 21532 0 792 247274 89602 0 0 53906 0 0 128649 0 0 128649 78216 878 0 77338 57462 0 0 57462 680114 133002 0 461790 3719191 834716 0 2587574 3757146 3671888 7476337 834716 0 6259462 2121202 8673823 0 20856375 20366164 20366164 253 357 253 253 91206956 88814727 88814727 29827027 30519903 30519903 435575 280336 178743 155239 155239 5052606 5371080 5371080 147122064 145227366 145227366 274491 299520 3116312 3201590 3390803 3501110 X 143731261 141726256 143731261 141726256 147122064 145227366 143731261 2121202 54443 145906906 4180650 141726256 ADVISORY-SHORT TERM (SEE STMT 15D) P 340847 323448 17399 17399 ADVISORY-LONG TERM (SEE STMT 15D) P 1721737 1085173 636564 636564 BLACKROCK-SHORT TERM (SEE STMT 15I) P 400000 388901 11099 11099 GMO-LONG TERM (SEE STMT 15J) P 1000000 1157299 -157299 -157299 HERNDON-SHORT TERM (SEE STMT 15F) P 2344735 2331907 12828 12828 HERNDON-LONG TERM (SEE STMT 15F) P 2153973 1502692 651281 651281 KR CAPITAL-SHORT TERM (SEE STATEMENT 15A) P 567211 496302 70909 70909 KR CAPITAL-LONG TERM (SEE STATEMENT 15A) P 2128423 1414735 713688 713688 PIMCO-SHORT TERM (SEE STMT 15C) P 622806 614634 8172 8172 PIMCO-LONG TERM (SEE STMT 15C) P 4327194 4234416 92778 92778 RANGER-SHORT TERM (SEE STMT 15H) P 1214869 1306651 -91782 -91782 RANGER-LONG TERM (SEE STMT 15H) P 1896601 1168648 727953 727953 CASH ACCOUNT-SHORT TERM (SEE STMT 15G) P 1262 1167 95 95 ARTISIAN-SHORT TERM (SEE ATTACHED 15K) P 139224 143435 -4211 -4211 ARTISIAN-LONG TERM (SEE ATTACHED 15K) P 285777 288466 -2689 -2689 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 189885 186401 3484 3484 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 1510115 1133446 376669 376669 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 50498 50498 50498 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 836509 836509 836509 MFB NTGI COMMON DAILY (SEE STMT 15E) P 35179 35179 35179 MFB NTGI COMMON DAILY (SEE STMT 15E) P 22786 22786 22786 CBRE-SHORT TERM (SEE STMT 15B) P 1425371 1420119 5252 5252 CBRE-LONG TERM (SEE STMT 15B) P 1500187 1078995 421192 421192 P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND S/T(SEE STMT 16A) P 66735 66735 66735 P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND L/T(SEE STMT 16A) P 206853 206853 206853 P/T: D.S.V. II, LP (SEE STMT 16B) P 1314 1314 1314 REGULATED FUTURES CONTRACTS P 556 -556 -556 CAPITAL GAINS DIVIDENDS P 1451026 1451026 1451026 6163726 0 5427176 132374024 0.040999 6614196 124458087 0.053144 7658054 125708607 0.060919 7415301 118410948 0.062623 8037938 106264684 0.075641 0.293326 0.058665 140313722 8231505 86738 8318243 6509196 173476 0 173476 0 173476 183059 183059 X 9583 9583 0 0 0 0 0 0 0 0 1 0 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 SHERECE WEST-SCANTLEBURY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PRESIDENT & CEO 50.00 267018 38756 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 COFO 50.00 205150 40215 0 JERRY ADAMS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.36 0 0 0 RENE BRYCE-LAPORTE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.28 0 0 0 VICKI SAVIERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.42 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.68 0 0 0 DAVID RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.95 0 0 0 DIANA GONZALES WORTHEN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.17 0 0 0 ANDRE GUERRERO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.81 0 0 0 YVETTE MURPHY-ERBY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.90 0 0 0 TOYCE NEWTON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 CHAIR 5.79 0 0 0 PLEDGER E MONK III 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.45 0 0 0 PHILLIP N BALDWIN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE CHAIR 3.42 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD SECRETARY 50.00 119860 22206 0 SUSAN HARRIMAN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.10 0 0 0 XOCHITL DELGADO-SOLORZANO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD LIAISON 40.00 48073 11017 0 FREDDIE BLACK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.00 0 0 0 HELEN DORADO ALESSI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 1.85 0 0 0 CALVIN WHITE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.06 0 0 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-PRESIDENT 50.00 157645 20435 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 INTERIM SENIOR ASSOC 40.00 67048 10439 0 MICHAEL CASTENS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 GRANT AND OPERATIONS 40.00 55737 10683 0 RUSSELL CAREY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 50117 10109 0 TAKEMA BRADBERRY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 ASSISTANT 40.00 15565 2000 0 0 BOSTON CONSULTING GROUP INC ONE BEACON STREET 10TH FLOOR BOSTON MA 02108 EDUCATION CONSULTING 250000 KR CAPITAL ADVISORS INC 750 LEXINGTON AVENUE SUITE 2402 NEW YORK NY 10022 INVESTMENT MANAGEMENT 111782 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60603 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 109679 HEWITT ENNISKNUPP INC AN AON COMPANY 39584 TREASURY CENTER CHICAGO IL 60694 INVESTMENT OVERSIGHT AND ADVISING 105343 CBRE CLARION SECURITIES 201 KING OF PRUSSIA ROAD SUITE 600 RADNOR PA 19087 INVESTMENT MANAGEMENT 51624 0 SEE STATEMENT 18 421130 SEE STATEMENT 18 207117 SEE STATEMENT 18 161500 SEE STATEMENT 18 87046 INCREASED INVESTMENT IN SOUTHERN BANCORP 249734 249734 138182163 4268316 0 142450479 0 0 142450479 2136757 140313722 7015686 7015686 173476 173476 6842210 65244 6907454 0 6907454 6259462 249734 6509196 0 6509196 6907454 0 0 2272839 1380544 1391133 420036 5464552 6509196 0 0 0 6509196 0 398258 398258 5066294 0 0 0 0 0 89000 1785581 3191713 1380544 1391133 420036 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 3670689 YOUNG ADULT OPPORTUNITY CENTER 1200 BISHIP WARREN DRIVE LITTLE ROCK AR 72204 PC TO PROVIDE COMPUTERS AND OTHER TECHNOLOGICAL EQUIPMENT 1199 3671888 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 2299210 2299210 14 365665 14 2961562 14 17586 18 6163726 0 9508539 0 9508539 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X JPMS COX - AUDIT AND TAX PREPARATION SERVICES 49312 13000 0 36312 LOVE AND ASSOCIATES - QUARTERLY INTERNAL AUDIT REVIEWS 2418 0 0 2418 GUENTHER ACCOUNTING SOLUTIONS - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 4800 0 0 4800 COMPLETE PAYROLL SERVICES - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 1756 0 0 1756 GRANDSLAM PERFORMANCE ASSOCIATES LLC 1672 E JOYCE BOULEVARD SUITE 1 FAYETTEVILLE AR 72703 2013-09-30 10000 SEE STATEMENT 22 10000 FTN ASSOCIATES LTD 3 INNWOOD CIRCLE SUITE 200 LITTLE ROCK AR 72211 2005-09-30 18000 SEE STATEMENT 22 18000 NTGI BOND FUND - SEE STATEMENT 21 12433158 12433158 PIMCO FIXED INCOME FUND - SEE STATEMENT 21 6686073 6686073 CCM FIXED INCOME FUND - SEE STATEMENT 21 11400672 11400672 ARTISAN - SEE STATMENT 21 14810128 14810128 KR CAPITAL - SEE STATEMENT 21 11677248 11677248 GMO INT'L FUND - SEE STATEMENT 21 14315340 14315340 CBRE CLARION REITS - SEE STATEMENT 21 6877632 6877632 ADVISORY RESEARCH EQUITIES - SEE STATEMENT 21 3824897 3824897 HERNDON CAPITAL EQUITIES - SEE STATEMENT 21 7428227 7428227 BLACKROCK EQUITY - SEE STATEMENT 21 13982197 13982197 RANGER EQUITIES - SEE STATEMENT 21 4182493 4182493 RUSSELL 1000 GROWTH EQUITIES 11716565 11716565 WRIGHT, LINDSEY, & JENNINGS - GENERAL BUSINESS COUNSEL 21445 0 0 21445 PROGRAM RELATED INVESTMENTS 4892168 5076658 5076658 ACCRUED INTEREST RECEIVABLE 138188 272172 272172 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 3569863 CASH VERSUS ACCRUAL BASIS ON INTEREST 666 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, L.P. 609589 LAZARD, LTD 532 INSURANCE 16290 0 0 16290 POSTAGE 1344 0 0 1344 DUES & SUBSCRIPTIONS 61393 0 0 61393 OFFICE EXPENSES 201218 0 0 201218 PROGRAM EXPENSES 203206 0 0 203206 ACCRUAL TO CASH CONVERSION 0 0 0 -79704 PASSTHROUGH PORTFOLIO DEDUCTIONS 15740 10122 0 0 CONVENTIONS AND MEETINGS 14968 0 0 14968 PROFESSIONAL DEVELOPMENT 11689 0 0 11689 PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE 22056 22056 0 0 COMMITTEE SUPPORT - TRUSTEE 4274 0 0 4274 BANK CHARGES 78 0 0 78 BOARD APPRECIATION 250 0 0 250 TRUSTEE OPERATIONS EXPENSE 23264 0 0 23264 COMPUTER TRAINING 3520 0 0 3520 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES II 53602 53602 0 0 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES III 47222 47222 0 0 NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME 9084 9084 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, LP 7786 7786 BLACKROCK 716 716 FUND FOR ARKANSAS' FUTURE, LLC 22823 DIAMOND STATE VENTURES II, L.P. 1093 DIAMOND STATE VENTURES III, L.P. 30527 INVESTMENT OVERSIGHT 95735 95735 0 0 MANAGEMENT FEES - REITS 51624 51624 0 0 INVESTMENT MGMT FEES - KR CAPITAL 111782 111782 0 0 INVESTMENT MGMT FEES - NORTHERN TRUST 202 202 0 0 INVESTMENT MGMT FEES - ADVISORY RESEARCH 45890 45890 0 0 CUSTODIAL BANK FEES 94940 94940 0 0 ADVISORY FEES - KR CAPITAL 142 142 0 0 TRUSTEE FEES- NT BOND INDEX FUND 4296 4296 0 0 PROGRAM EVALUATION 1875 0 0 1875 CONSULTING FEES 48359 0 0 48359 CONSULTING FEES - PROGRAM 138106 0 0 138106 COMMUNICATIONS SUPPORT - PROGRAM 51700 0 0 51700 INVESTMENT MGMT FEES - HERNDON 40445 40445 0 0 INVESTMENT MGMT FEES - RANGER 38683 38683 0 0 AR GLR & OTL 113269 0 0 113269 PROFESSIONAL FEES-BOND INDEX 1045 1045 0 0 FORWARD ARKANSAS INITIATIVE 250000 0 0 250000 FEDERAL EXCISE TAX 157672 0 0 0 FOREIGN TAXES 89602 89602 0 0