2015-08-05T13:37:14-05:00 2014-12-31 420714325 MCGLADREY LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990PF 2014-01-01 113276603 CAPITAL ONE FOUNDATION INC CAPI 7037201000 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 CAROLYN BERKOWITZ PRESIDENT 7037201000 2015-08-05 1 YONG ZHANG CPA P01249785 7033366400 2014 2016-04-25 22:37:26Z X 43633647 X 3591753 44704 44704 684493 684493 4699950 67196605 4699950 9020900 5429147 0 0 0 54291 0 0 145599 72799 72800 199890 72799 72800 6451229 6451229 6651119 72799 6524029 2369781 5356348 1243755 187396 187396 23908 29616 29616 0 1812360 1812360 2015590 5786846 5786846 0 3800568 3800568 40935853 32013195 32013195 8737 3666 3666 44227843 43633647 43633647 188041 153041 188041 153041 X 44039802 43480606 44039802 43480606 44227843 43633647 44039802 2369781 0 46409583 2928977 43480606 77 SHARES BERKSHIRE HATHAWAY INC DEL CL B NEW P 2013-11-15 2014-01-02 9073 8924 149 149 1010 SHARES EATON VANCE CORP COM NON VTG P 2013-11-15 2014-01-02 42741 43199 -458 -458 960 SHARES MEADWESTVACO CORP COM P 2013-11-15 2014-01-21 35800 33373 2427 2427 0.549 SHARES KINDER MORGAN MANAGEMENT LLC SHS P 2013-11-15 2014-02-28 39 41 -2 -2 850 SHARES EATON VANCE CORP COM NON VTG P 2014-01-29 2014-04-29 30317 35520 -5203 -5203 310 SHARES HERSHEY CO P 2014-01-29 2014-04-29 29783 30286 -503 -503 390 SHARES PHILIP MORRIS INTL INC COM P 2014-01-29 2014-04-29 33352 34581 -1229 -1229 338 SHARES KINDER MORGAN MANAGEMENT LLC SHS P 2014-01-29 2014-04-29 24582 24523 59 59 0.302 SHARES KINDER MORGAN MANAGEMENT LLC SHS P 2014-01-29 2014-05-29 22 22 0 0 5 SHARES KINDER MORGAN MANAGEMENT LLC SHS P 2014-01-29 2014-07-18 398 365 33 33 170 SHARES WHITE MOUNTAINS INSURANCE GP P 2014-07-31 2014-08-13 106770 102241 4529 4529 383 SHARES NEWMARKET CORP COM P 2014-01-29 2014-10-21 146928 123375 23553 23553 9343.898 SHARES DODGE & COX INTERNATIONAL STOCK P 2008-12-16 2014-04-03 416831 223520 193311 193311 7788.162 SHARES MORGAN STANLEY MID CAP GROWTH FUND P 2013-12-16 2014-04-03 353660 275355 78305 78305 7265.426 SHARES ALGER RETIREMENT FD P 2009-01-12 2014-05-08 189846 106756 83090 83090 7960.805 SHARES ALGER RETIREMENT FD P 2011-12-21 2014-05-27 219400 133671 85729 85729 5000 SHARES ALGER RETIREMENT FD P 2012-01-23 2014-06-24 142350 134517 7833 7833 4000 SHARES HARBOR SMALL CAP VALUE FUND INST P 2008-12-12 2014-06-24 105280 49720 55560 55560 10000 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2011-09-14 2014-06-24 105900 71600 34300 34300 9749.263 SHARES ALGER RETIREMENT FD P 2013-12-18 2014-06-30 282046 265921 16125 16125 5000 SHARES HARBOR SMALL CAP VALUE FUND INST P 2008-12-16 2014-06-30 133550 62965 70585 70585 0.808 SHARES EATON VANCE GLOBAL MACRO ABSOLUTE P 2014-06-30 2014-07-02 8 8 0 0 50000 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2011-09-13 2014-07-02 543500 353000 190500 190500 3500 SHARES ISHARES MSCI EAFE ETF P 2013-12-11 2014-06-30 238835 227148 11687 11687 40000 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2011-09-13 2014-07-08 428000 282400 145600 145600 15000 SHARES HARBOR SMALL CAP VALUE FUND INST P 2009-04-13 2014-07-09 398100 178337 219763 219763 50000 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2011-09-13 2014-07-09 539000 353000 186000 186000 1500 SHARES ISHARES MSCI EAFE ETF P 2013-12-11 2014-07-09 101878 97349 4529 4529 10451.134 SHARES HARBOR SMALL CAP VALUE FUND INST P 2013-12-17 2014-07-24 272148 204011 68137 68137 46500 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2011-09-13 2014-07-30 504060 328290 175770 175770 13000 SHARES ALLIANZGI NFJ DIVIDEND VALUE FUND P 1990-01-01 2014-08-12 219180 129436 89744 89744 45000 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2011-09-13 2014-08-12 477900 317700 160200 160200 4000 SHARES ISHARES MSCI EMU ETF P 2014-01-10 2014-08-12 154877 163960 -9083 -9083 3022 SHARES VANGUARD INDEX FDS S&P 500 ETF SHS P 2011-04-20 2014-08-12 536740 367898 168842 168842 68000 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2012-01-23 2014-08-27 752080 486782 265298 265298 63500 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2012-01-23 2014-09-05 704215 473710 230505 230505 69524.638 SHARES MAINSTAY LARGE CAP GROWTH FUND CL I P 2013-12-04 2014-09-09 764076 583567 180509 180509 2466 SHARES ISHARES RUSSELL MID-CAP ETF P 2009-03-13 2014-09-09 404563 146494 258069 258069 10000 SHARES ISHARES MSCI EMU ETF P 2014-04-02 2014-09-29 384491 410960 -26469 -26469 1423 SHARES ISHARES RUSSELL 2000 ETF P 2009-03-13 2014-09-29 158220 65800 92420 92420 16012.338 SHARES DODGE & COX INTERNATIONAL STOCK P 2013-12-20 2014-10-28 700059 516878 183181 183181 4000 SHARES DODGE & COX INTERNATIONAL STOCK P 2008-12-26 2014-11-20 177600 88997 88603 88603 4500 SHARES VANGUARD INDEX FDS S&P 500 ETF SHS P 2011-04-20 2014-12-08 858086 547830 310256 310256 173971.506 SHARES EATON VANCE FLOATING RATE FUND P 2014-02-01 2014-02-14 1597058 1603789 -6731 -6731 88064.444 SHARES NATIXIS LOOMIS SAYLES INVESTMENT P 2014-02-04 2014-02-14 1062057 1074391 -12334 -12334 80000 SHARES US TREASURY NOTE P 2014-02-20 2014-02-26 78965 78832 133 133 45000 SHARES US TREASURY NOTE P 2014-02-28 2014-03-03 44603 44455 148 148 45000 SHARES US TREASURY NOTE P 2014-02-28 2014-03-05 44448 44455 -7 -7 65000 SHARES US TREASURY NOTE P 2014-02-28 2014-03-04 64187 64213 -26 -26 2642.707 SHARES ADVISORS SER TR PIA BBB BOND FUND P 2014-02-24 2014-04-24 25026 24577 449 449 30000 SHARES US TREASURY NOTE P 2014-02-20 2014-05-01 30039 30059 -20 -20 2634.352 SHARES ADVISORS SER TR PIA BBB BOND FUND P 2014-02-24 2014-05-02 25053 24499 554 554 60000 SHARES US TREASURY NOTE P 2014-02-20 2014-05-19 60084 60024 60 60 3664.921 SHARES ADVISORS SER TR PIA BBB BOND FUND P 2014-02-24 2014-06-17 34890 34084 806 806 45000 SHARES US TREASURY NOTE P 2014-09-26 2014-10-06 43983 43545 438 438 20833 SHARES ADVISORS SER TR PIA BBB BOND FUND P 2014-02-24 2014-10-29 198955 193747 5208 5208 350000 SHARES US TREASURY NOTE P 2014-08-18 2014-10-29 350395 350288 107 107 60000 SHARES US TREASURY NOTE P 2014-02-28 2014-11-12 60021 60068 -47 -47 30000 SHARES US TREASURY NOTE P 2014-10-29 2014-11-18 29599 29222 377 377 10504.2 SHARES ADVISORS SER TR PIA BBB BOND FUND P 2014-02-24 2014-11-24 100105 97689 2416 2416 1500 SHARES VANGUARD INTL EQUITY INDEX FDS P 2013-11-20 2014-08-27 88858 85664 3194 3194 2000 SHARES VANGUARD INDEX FDS REIT ETF P 2013-11-14 2014-08-27 153470 134900 18570 18570 1200 SHARES VANGUARD INTL EQUITY INDEX FDS P 2013-11-26 2014-09-05 70787 67790 2997 2997 1000 SHARES VANGUARD INDEX FDS REIT ETF P 2013-11-20 2014-09-05 77508 66770 10738 10738 500 SHARES VANGUARD INTL EQUITY INDEX FDS P 2013-12-11 2014-10-29 27649 27370 279 279 3000 SHARES VANGUARD INDEX FDS REIT ETF P 2014-02-20 2014-10-29 232405 202380 30025 30025 2850 SHARES UBS ALERIAN MLP INDEX ETN P 2013-11-14 2014-11-21 130385 110950 19435 19435 1000 SHARES VANGUARD INTL EQUITY INDEX FDS P 2014-02-20 2014-11-21 56259 54937 1322 1322 900 SHARES VANGUARD INDEX FDS REIT ETF P 2013-11-26 2014-11-21 71350 59168 12182 12182 9732.98 SHARES DODGE & COX INTERNATIONAL STOCK P 2008-12-12 2014-02-05 394478 229114 165364 165364 242.112 SHARES EATON VANCE FLOATING RATE FUND P 2014-02-01 2014-02-27 2223 2227 -4 -4 36212.382 SHARES EATON VANCE PARAMETRIC EMERGING P 2013-12-27 2014-02-05 506973 591596 -84623 -84623 84252 SHARES EATON VANCE GLOBAL MACRO ABSOLUTE P 2013-12-31 2014-01-27 789441 855629 -66188 -66188 19 SHARES EATON VANCE GLOBAL MACRO ABSOLUTE P 2013-12-31 2014-02-27 177 179 -2 -2 28980.737 SHARES HARDING LOEVNER FUNDS INC P 2012-04-25 2014-01-10 510641 425727 84914 84914 28555.111 SHARES HARDING LOEVNER FUNDS INC P 2013-12-20 2014-01-24 488007 422215 65792 65792 28297.096 SHARES LAZARD EMERGING MARKETS EQUITY P 2013-12-24 2014-01-10 513875 358054 155821 155821 8905.771 SHARES MORGAN STANLEY MID CAP GROWTH FUND P 2009-03-13 2014-01-29 395238 151652 243586 243586 51696 SHARES JP MORGAN HIGHBRIDGE STATISTICAL P 2011-04-07 2014-02-10 759414 797256 -37842 -37842 1 SHARES JP MORGAN HIGHBRIDGE STATISTICAL P 2011-04-07 2014-02-27 15 15 0 0 0.19 SHARES JP MORGAN HIGHBRIDGE STATISTICAL P 2011-04-07 2014-06-09 3 3 0 0 102669.761 SHARES PIMCO LOW DURATION FUND #36 P 2014-02-01 2014-02-21 1066739 1088261 -21522 -21522 18953.666 SHARES LOOMIS SAYLES BOND INSTITUTIONAL P 2008-12-12 2014-02-26 291318 181766 109552 109552 39053.057 SHARES FEDERATED INSTITUTIONAL HIGH YIELD P 2014-01-10 2014-03-11 395732 399119 -3387 -3387 52083.333 SHARES LOOMIS SAYLES BOND INSTITUTIONAL P 2014-02-25 2014-03-11 803125 622816 180309 180309 49750.763 SHARES PIMCO TOTAL RETURN FUND INST #35 P 1990-01-01 2014-03-31 536313 538731 -2418 -2418 46425.255 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2008-12-12 2014-04-03 499536 504533 -4997 -4997 47677.941 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2008-12-12 2014-04-21 515399 473442 41957 41957 46381.713 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2008-12-12 2014-04-24 501850 460570 41280 41280 46210.721 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2008-12-12 2014-04-28 500000 458872 41128 41128 46721.404 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2009-02-12 2014-05-05 506927 466460 40467 40467 46082.949 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2014-05-01 2014-05-08 501843 490940 10903 10903 41.553 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2014-06-01 2014-06-24 454 455 -1 -1 0.062 SHARES PIMCO TOTAL RETURN FUND INST #35 P 2014-07-01 2014-07-17 1 1 0 0 10000 SHARES STONE HARBOR LOCAL MARKET FUND P 2013-12-12 2014-07-24 101400 96500 4900 4900 20000 SHARES WELLS FARGO ADVANTAGE SHORT-TERM P 2013-11-26 2014-07-24 164200 165600 -1400 -1400 4000 SHARES SPDR BARCLAYS SHORT TERM INT'L P 2014-01-27 2014-08-27 142157 142492 -335 -335 3002 SHARES VANGUARD BD INDEX FD INC TOTAL BD P 2012-05-21 2014-01-01 247239 251515 -4276 -4276 14500 SHARES VANGUARD SCOTTSDALE FDS VANGUARD P 2014-08-29 2014-10-29 885207 884385 822 822 5500 SHARES LEGG MASON BW INTERNATIONAL P 2013-12-12 2014-11-21 65395 63412 1983 1983 14000 SHARES STONE HARBOR LOCAL MARKET FUND P 2014-01-02 2014-11-21 131740 131838 -98 -98 45171.409 SHARES STONE HARBOR LOCAL MARKET FUND P 2014-12-19 2014-12-23 389378 422789 -33411 -33411 VARIOUS P 2014-12-31 38105744 38066595 39149 39149 4699950 0 7713604 46022663 0.167604 1855000 45200884 0.041039 4269000 44367966 0.096218 3216171 44698530 0.071953 4107977 39658194 0.103585 0.480399 0.096080 43317538 4161949 53563 4215512 6524029 X 53563 0 53563 0 53563 43518 27000 70518 16955 16955 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A THE FOUNDATION 7037201000 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOHN G FINNERAN 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 CHAIR 0.50 0 0 0 RICHARD WOODS 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 VICE CHAIR 0.50 0 0 0 CAROLYN BERKOWITZ 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 PRESIDENT 1.00 0 0 0 ROBERT MAGNANO 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 0.50 0 0 0 KENNETH KIDO 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 0.50 0 0 0 ANDREW YOUNG 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 0.50 0 0 0 COLLEEN TAYLOR 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 DIRECTOR 0.50 0 0 0 CATHERINE FOCA 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 VICE PRESIDENT 2.00 0 0 0 STEVE PETTI 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 TREASURER 1.00 0 0 0 KRISTINE WELLMAN 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 SECRETARY 0.50 0 0 0 PETE AUGUSTERFER 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 ASSISTANT TREADURER 1.00 0 0 0 SARAH O'KEIFF 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 ASSISTANT SECRETARY 1.00 0 0 0 NONE 0 NONE 0 THE Y-PLAN INITIATIVE IS FOCUSED ON THREE MAIN GOALS: NATIONAL Y-PLAN WEBSITE AND TOOLKIT, EVIDENCE OF STUDENT OUTCOMES AND IMPACT AND DOCUMENTATION AND PUBLICATION OF THE RESULTS OF THE Y-PLAN INITIATIVE. 350000 DC CENTRAL KITCHEN WAS FOUNDED WITH THE INTENTION OF SHORTENING OUR CITY'S LINE OF HUNGRY PEOPLE BY THE VERY WAY THAT WE FED IT. WE SEEK TO REPLACE DESTRUCTIVE CYCLES OF DEPENDENCY WITH LIBERATING CYCLES OF SELF-SUFFICIENCY, ONES THAT WILL ULTIMATELY PUT OURSELVES OUT OF BUSINESS. WITH THAT ASPIRATIONAL GOAL IN MIND, OUR HCIF-FUNDED GO-TEAM IS MEANT TO EMPOWER OTHER DIRECT SERVICE PROVIDERS TO TAKE A SIMILAR PERSPECTIVE, AND GO BEYOND ALLEVIATING THE SYMPTOMS OF POVERTY TO INSTEAD TREAT ITS ROOT CAUSES. FOR OUR PART, THE GO-TEAM ALLOWS US TO COST-EFFECTIVELY BROADEN OUR IMPACT IN A TIME OF SCARCE RESOURCES AND OVERCOME THE SERIOUS PROGRAMMATIC CONSTRAINTS IMPOSED BY OUR EXISTING FACILITY. 200000 THE BREAKTHROUGH PORTAL PLAYS AN INTEGRAL ROLE IN ADVANCING BREAKTHROUGH'S MISSION. THE SUCCESS OF OUR ALUMNI AS THEY ENTER CLASSROOMS ACROSS THE COUNTRY IS A DEFINING FEATURE OF BREAKTHROUGH'S ABILITY TO MAKE LONG-TERM SYSTEMIC CHANGE TO U.S. EDUCATION. THE PORTAL IS AT THE CENTER OF BREAKTHROUGH'S EFFORTS TO TRANSFORM THE SELECTION AND ENGAGEMENT OF COLLEGE AND HIGH SCHOOL STUDENTS AS WE TRAIN AND SUPPORT THEM AS FUTURE TEACHERS IN OUR NATION'S SCHOOLS. BREAKTHROUGH'S TEACHING "LIFECYCLE" SEGMENTS PARTICIPANTS WITHIN INDIVIDUAL COHORTS-ASPIRING TEACHING FELLOWS, TEACHING FELLOWS, UNDERGRADUATE ALUMNI, YOUNG PROFESSIONAL ALUMNI AND ALUMNI WHO ARE EDUCATIONAL LEADERS-SO THAT AT EACH STAGE OF THEIR JOURNEY, WE CAN TAILOR OUR ACTIVITIES TO MEET THEIR NEEDS. DURING THIS BETA LAUNCH OF THE PORTAL, WE WILL BE FOCUSED ON PROVIDING RESOURCES TO THE TEACHING FELLOWS, UNDERGRADUATE ALUMNI, AND YOUNG PROFESSIONAL ALUMNI SEGMENTS. 200000 YEAR UP IS BUILDING A NATIONAL ALUMNI ENGAGEMENT PORTAL THAT WILL; PROVIDE A SINGLE PLATFORM FOR ALUMNI TO COME TOGETHER TO BUILD NETWORKS, CONTINUE THEIR CAREER DEVELOPMENT, AND TO ENGAGE IN MEANINGFUL DISCUSSIONS ABOUT THE OPPORTUNITY DIVIDE. IN ADDITION, THIS PORTAL WILL BRING TOGETHER EMPLOYERS LOOKING FOR HIGHLY QUALIFIED AND TRAINED ENTRY LEVEL TALENT WITH THE YEAR UP GRADUATES WHO CAN MEET THEIR PRESSING NEED FOR A TALENT PIPELINE. 172500 0 42638663 1338533 0 43977196 0 0 43977196 659658 43317538 2165877 2165877 53563 53563 2112314 0 2112314 0 2112314 6524029 0 6524029 53563 6470466 2112314 0 0 2198826 1054037 2111849 1302847 5482307 12149866 6524029 0 0 0 2112314 4411715 0 0 16561581 0 0 0 0 0 0 2198826 14362755 1054037 2111849 1302847 5482307 4411715 X ACCION USA INC 56 ROLAND ST STE 300 BOSTON MA 021291233 PC ACCION MICROLOAN PRODUCT AND SERVICE DEVELOPMENT 160000 ASIAN AMERICANS FOR EQUALITY INC 108 NORFOLK STREET NEW YORK NY 100026103 PC AAFE FINANCIAL AID SUPPORT AND PERSISTENCE 50000 ASPEN INSTITUTE ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON DC 20036 PC EMERGING LEADERS IN MICROENTERPRISE (SQUARED) 190000 ASPEN INSTITUTE ONE DUPONT CIRCLE NW SUITE 700 WASHINGTON DC 20036 PC HUMAN CAPITAL INNOVATION FUND (HCIF) 150795 ASSOCIATION FOR ENTERPRISE OPPORTUNITY 1601 NORTH KENT ST STE 1101 ARLINGTON VA 22209 PC REIMAGINING TECHNICAL ASSISTANCE 100000 ASSOCIATION FOR NEIGHBORHOOD AND HOUSING DEVELOPMENT 50 BROAD ST STE 1125 NEW YORK NY 100042376 PC REAL AFFORDABILITY IN NYC HOUSING 50000 BLUE ENGINE INC 55 EXCHANGE PLACE 6TH FLOOR NEW YORK NY 10005 PC BLUE ENGINE TEACHING ASSISTANTS AT WHEELS 35000 BOTTOM LINE 26 COURT STREET SUITE 1303 BROOKLYN NY 11242 PC BOTTOM LINE SUCCESS PROGRAM EXPANSION 50000 BRAND NEW DAY INC 202 SECOND STREET ELIZABETH NJ 072061665 PC "HOUSING COUNSELOR ON THE GO" - PROVIDING FINANCIAL CAPABILITY & WELLNESS SERVICES TO ASSIST FAMILIES IN THEIR PURSUITS OF FORECLOSURE PREVENTION AND INTERVENTION PHASE IV 15000 BREAKTHROUGH COLLABORATIVE 545 SANSOME ST STE 700 SAN FRANCISCO CA 941112913 PC THE BREAKTHROUGH PORTAL BETA LAUNCH 200000 BRIDGE STREET DEVELOPMENT CORPORATION 460 NOSTRAND AVE BROOKLYN NY 112161747 PC TENANT ORGANIZING IN BEDFORD-STUYVESANT 10000 CAMBA INC 1720 CHURCH AVE BROOKLYN NY 112262630 PC BROOKLYN SUPPORTIVE AND AFFORDABLE HOUSING DEVELOPMENT PROJECT 25000 CFED-CORPORATION FOR ENTERPRISE DEVELOPMENT 1200 G ST NW STE 400 WASHINGTON DC 200053832 PC ADDRESSING MICROBUSINESS OWNERS' FINANCIAL CHALLENGES 150000 CHHAYA CDC 37-43 77TH STREET 2ND FLOOR JACKSON HEIGHTS NY 11372 PC BASEMENT APARTMENTS SAFE FOR EVERYONE CAMPAIGN 16500 CITIZENS HOUSING & PLANNING COUNCIL 42 BROADWAY STE 2010 NEW YORK NY 100043854 PC NEIGHBORHOOD STRESS TEST 10000 CLAYTON CHILD CARE INC 1215 COUNTRY CLUB LN FORT WORTH TX 761122304 PC SCHOLARSHIPS FOR CHILDREN IN LOW INCOME FAMILIES FOR AFTER SCHOOL YOUTH ENRICHMENT SERVICES 10000 COLLEGE SUMMIT INC 1763 COLUMBIA RD NW STE 2 WASHINGTON DC 200092834 PC ALUMNI ENGAGEMENT DESIGN PHASE YEAR 3 200000 COLLEGE SUMMIT 415 MICHIGAN AVE NE SUITE 350 WASHINGTON DC 20017 PC INCREASING COLLEGE ENROLLMENT OF LOW-INCOME STUDENTS IN PGCPS 25000 COMMIT 3963 MAPLE AVE SUITE 310 DALLAS TX 75219 PC COLLEGE AFFORDABILITY 25000 COMMON GROUND COMMUNITIES 125 MAIDEN LANE SUITE 16C NEW YORK NY 10038 PC ZERO: 2016 50000 COMMON GROUND COMMUNITIES 125 MAIDEN LANE SUITE 16C NEW YORK NY 10038 PC BROWNSVILLE NETWORK EMPOWERMENT CENTER 20000 COMMUNITIES IN SCHOOLS DALLAS INC 8700 N STEMMONS FREEWAY SUITE 125 DALLAS TX 752473729 PC CISDR PROGRAM AT LAMAR MIDDLE SCHOOL AND BOWMAN MIDDLE SCHOOL 45000 COMMUNITIES IN SCHOOLS HOUSTON INC 2150 W 18TH ST STE 100 HOUSTON TX 770081283 PC CIS DROPOUT PREVENTION SERVICES 45000 COMMUNITIES IN SCHOOLS OF CENTRAL TEXAS 3000 S IH 35 SUITE 200 AUSTIN TX 787046536 PC CIS DROPOUT PREVENTION SERVICES AT ALLISON ELEMENTARY SCHOOL 10000 COMMUNITIES IN SCHOOLS OF THE NATION'S CAPITAL INC 3121 SOUTH STREET NW WASHINGTON DC 20007 PC COMMUNITIES IN SCHOOLS INTEGRATED STUDENT SUPPORTS (ISS) IN WARD 8 25000 COMMUNITY DEVELOPMENT CORPORATION OF LONG ISLAND 2100 MIDDLE COUNTRY ROAD CENTEREACH NY 11720 PC HOMEOWNER PRESERVATION SERVICES (HPS) 65000 COMMUNITY LEAGUE OF THE HEIGHTS 500 W 159TH ST NEW YORK NY 100326912 PC CLOTH PRESERVATION PROJECT 10000 COMMUNITY LOAN FUND OF NEW JERSEY INC 108 CHURCH ST 3RD FLOOR NEW BRUNSWICK NJ 08901 PC RESTART THE SHORE 30000 CREDIT BUILDERS ALLIANCE 1701 K STREET NW SUITE 1000 10TH FLOOR WASHINGTON DC 20006 PC IDENTIFYING BARRIERS TO CREDIT REPORTING 75000 CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS 1512 TOWNSEND AVENUE BRONX NY 10452 PC COLLEGE SUCCESS PROGAM 50000 CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION 625 JAMAICA AVE BROOKLYN NY 112081203 PC COLLEGE PERSISTENCE PROGRAM 75000 CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION 625 JAMAICA AVE BROOKLYN NY 112081203 PC CYPRESS HILLS AFFORDABLE HOUSING DEVELOPMENT 40000 DALLAS EDUCATION FOUNDATION 3700 ROSS AVENUE BOX 108 DALLAS TX 75219 PC PROJECT:AMPLIFY - MENTOR-TUTORING INITIATIVE 10000 DC CENTRAL KITCHEN 425 SECOND STREET WASHINGTON DC 20001 PC THE CULINARY JOB TRAINING PROGRAM GO-TEAM 200000 DISTRICT OF COLUMBIA COLLEGE ACCESS PROGRAM 1400 L STREET NW SUITE 400 WASHINGTON DC 20005 PC PROGRAMMATIC SUPPORT 180000 ENTERPRISE COMMUNITY PARTNERS INC 70 CORPORATE CENTER 11000 BROKEN LAND PARKWAY SUITE 700 COLUMBIA MD 21044 PC PAY FOR SUCCESS 100000 FIFTH AVENUE COMMITTEE 621 DEGRAW ST BROOKLYN NY 112173120 PC FIFTH AVENUE COMMITTEE HOUSING COUNSELING: MAINTAINING AFFORDABILITY IN SOUTH BROOKLYN 40000 FINANCIAL INNOVATIONS CENTER INC 2230 S MICHIGAN AVE STE 200 CHICAGO IL 606164600 PC FINANCIAL CAPABILITY INNOVATION FUND II 75000 FORDHAM BEDFORD HOUSING CORPORATION 2751 GRAND CONCOURSE BRONX NY 104683001 PC PRESERVING AND REHABILITATING AFFORDABLE HOUSING IN THE NORTHWEST BRONX 30000 FUTURES AND OPTIONS INC 120 BROADWAY STE 913 NEW YORK NY 102713399 PC FUTURES AND OPTIONS: CAREER ESSENTIALS AND INTERNSHIP PROGRAM 40000 GODDARD RIVERSIDE COMMUNITY CENTER 593 COLUMBUS AVE NEW YORK NY 100241904 PC COLLEGE SUCCESS PROGRAM 50000 GRAMEEN AMERICA 1460 BROADWAY 14TH FLOOR NEW YORK NY 10036 PC GRAMEEN AMERICA CAPACITY BUILDING PROJECT 150000 GREATER NEW ORLEANS FOUNDATION 1055 ST CHARLES AVE STE 100 NEW ORLEANS LA 701303981 PC NEW ORLEANS WORKS (NOW) 200000 HABITAT FOR HUMANITY NEW YORK CITY INC 111 JOHN ST FL 23 NEW YORK NY 100383109 PC PREDEVELOPMENT ON QUEENS SINGLE-FAMILY HOMES 10000 HABITAT FOR HUMANITY OF TRENTON 601 N CLINTON AVE TRENTON NJ 08638 PC CLINTON AVENUE PROJECT OF 7 HOMES 5000 HIGHER ACHIEVEMENT PROGRAM INC 317 8TH STREET NE WASHINGTON DC 20002 PC LAUNCHING MIDDLE SCHOOL SCHOLARS TO SUCCESS IN COLLEGE AND BEYOND 70000 HOUSING ACTION COUNCIL INC 55 SOUTH BROADWAY TARRYTOWN NY 105914000 PC HOUSING DEVELOPMENT SERVICES PROGRAM 30000 HOUSING AND COMMUNITY DEVELOPMENT NETWORK OF NJ 145 W HANOVER ST TRENTON NJ 086184823 PC NETWORK HOUSING COUNSELING ASSOCIATION 50000 HOUSING AND NEIGHBORHOOD DEVELOPMENT SERVICES INC 15 S ESSEX AVE ORANGE NJ 070502607 PC OPERATION: NEIGHBORHOOD IMPACT 2014-15 15000 HOUSING CONSERVATION COORDINATORS INC 777 10TH AVE NEW YORK NY 100195027 PC TENANT ORGANIZING SERVICES 10000 JOBSFIRSTNYC 11 PARK PLACE SUITE 1602 NEW YORK NY 100072840 PC YOUNG ADULT SECTORAL EMPLOYMENT PROJECT (YASEP) 200000 LEAP INC 621 DEGRAW ST BROOKLYN NY 112173120 PC BROOKLYN WORKFORCE COLLABORATION: CONNECTING LOW-INCOME AND UNEMPLOYED NEW YORKERS TO EMERGING CAREERS AT THE BROOKLYN NAVY YARD 200000 LEAP INC 621 DEGRAW ST BROOKLYN NY 112173120 PC DRIVING CAREERS FOR LOW INCOME NEW YORKERS 35000 LOCAL INITIATIVES SUPPORT CORPORATION 369 PINE STREET SUITE 350 SAN FRANCISCO CA 94104 PC 2015 ADVANCED HOUSING DEVELOPMENT TRAINING INSTITUTE 50000 LOCAL INTIATIVES SUPPORT CORPORATION NEW YORK CITY 501 SEVENTH AVE 7TH FLOOR NEW YORK NY 10018 PC BUILDING CAPACITY OF AFFORDABLE HOUSING DEVELOPERS 100000 LONG ISLAND COALITION FOR THE HOMELESS INC 600 ALBANY AVENUE SUITE 2 AMITYVILLE NY 11701 PC AFFORDABLE HOUSING TECHNICAL ASSISTANCE PROGRAM 8500 LONG ISLAND HOUSING PARTNERSHIP INC 180 OSER AVENUE HAUPPAUGE NY 117883736 PC MORTGAGE COUNSELING 50000 LOW INCOME INVESTMENT FUND 100 PINE STREET SUITE 1800 SAN FRANCISCO CA 94111 PC HEALTH AND HOUSING INITIATIVE 100000 LOW INCOME INVESTMENT FUND 100 PINE STREET SUITE 1800 SAN FRANCISCO CA 94111 PC SUPPORT FOR LIIF'S NEW YORK AFFORDABLE HOUSING INVESTMENT INITIATIVE 20000 MERCY LOAN FUND 1999 BROADWAY STE 1000 DENVER CO 802025704 PC PRESERVATION OF LOW INCOME RENTALS AND FHLB MEMBERSHIP 75000 NATIONAL COMMUNITY STABILIZATION TRUST 910 17TH ST NW STE 1030 WASHINGTON DC 200062623 PC DEVELOPING HOMESTARTER: A MODEL LEASE-TO-OWNERSHIP PROGRAM 75000 NATIONAL COUNCIL OF LA RAZA 1126 16TH ST NW 6TH FL WASHINGTON DC 200364845 PC FINANCIAL COUNSELING IN WASHINGTON, DC MARKET AREA AS A COMPONENT OF A LARGER FINANCIAL CAPABILITY FRAMEWORK 125000 NATIONAL LOW INCOME HOUSING COALITION 727 15TH ST NW 6TH FLOOR WASHINGTON DC 200052168 PC ALIGNMENT PROJECT 50000 NEIGHBORHOOD HOUSING SERVICES OF JAMAICA INC 89-70 162ND ST JAMAICA NY 114325072 PC HOMEOWNERSHIP SERVICES 15000 NEIGHBORHOOD REINVESTMENT CORPORATION 1325 G ST NW STE 800 WASHINGTON DC 200053104 PC CREATING VIBRANT COMMUNITIES THROUGH AFFORDABLE HOUSING AND COMMUNITY REVITALIZATION 175000 NEW JERSEY COMMUNITY DEVELOPMENT CORPORATION (NJCDC) 32 SPRUCE STREET PATERSON NJ 07501 PC PARK CORNER PLAZA 15000 NEW YORK CARES INC 65 BROADWAY 19TH FLOOR NEW YORK NY 10006 PC NEW YORK CARES FAFSA PREP PROGRAM 35000 NEW YORK MORTGAGE COALITION 50 BROAD ST STE 1402 NEW YORK NY 100042376 PC HOMEOWNERSHIP COUNSELING PROGRAM 75000 NEW YORK UNIVERSITY SCHOOL OF LAW - FURMAN CENTER 139 MACDOUGAL STREET 2ND FLOOR NEW YORK NY 10012 PC SUBSIDIZED HOUSING INFORMATION PROJECT AND STATE OF NEW YORK CITY'S HOUSING AND NEIGHBORHOODS REPORT 15000 NORTHERN MANHATTAN IMPROVEMENT CORPORATION 76 WADSWORTH AVENUE NEW YORK NY 100337038 PC AFFORDABLE HOUSING TECHNICAL ASSISTANCE PROJECT (2014-15) 15000 ONEGOAL 215 W SUPERIOR ST STE 700 CHICAGO IL 606547657 PC ONEGOAL - NEW YORK 40000 PARODNECK FOUNDATION FOR SELF-HELP HOUSING & COMMUNITY DEVELOPMENT INC 121 SIXTH AVENUE SUITE 501 NEW YORK NY 100131510 PC CATCH COMMUNITY ORGANIZER 15000 PHI 400 EAST FORDHAM ROAD 11TH FLOOR BRONX NY 10458 PC STRENGTHENING HOME CARE EMPLOYMENT: EXPANDING OPPORTUNITIES FOR ECONOMIC SECURITY IN LOW-INCOME NEW YORK CITY COMMUNITIES 40000 PLANO ISD EDUCATION FOUNDATION 2700 W 15TH STREET PLANO TX 75075 PC LITERACY FOR ALL FAMILIES! 20000 PRATT AREA COMMUNITY COUNCIL 201 DEKALB AVE BROOKLYN NY 11205 PC NEIGHBORHOOD STABILIZATION INITIATIVE 50000 PRATT INSTITUTE 200 WILLOUGHBY AVENUE BROOKLYN NY 112053802 PC AFFORDABLE HOUSING ADVOCACY: FAIRNESS COALITION OF QUEENS AND BASE 20000 PROJECT GRAD HOUSTON 3000 RICHMOND AVE STE 400 HOUSTON TX 770983111 PC DATA AND TECHNOLOGY INFRASTRUCTURE ENHANCEMENTS 35000 PROMESA HDFC 311 E 175TH ST BRONX NY 104575848 PC CROTONA PARK RESIDENCES LLC 10000 QUEENS COMMUNITY HOUSE 108-25 62ND DR FOREST HILLS NY 113751217 PC NEIGHBORHOOD PRESERVATION MOBILE OUTREACH 20000 RED HOOK INITIATIVE 767 HICKS ST BROOKLYN NY 112312547 PC PROMOTING WORKFORCE TRAINING & PLACEMENT FOR YOUNG ADULTS FROM RED HOOK, BROOKLYN 40000 REEL STORIES TEEN FILMMAKING 540 PRESIDENT ST STE 2F BROOKLYN NY 112150000 PC REEL WORKS TEEN FILMMAKING: UNLOCKING THE FUTURE FOR NYC YOUTH 30000 RESTORED HOMES HDFC 150 BROADWAY RM 2101 NEW YORK NY 100384484 SO I SANDY RECOVERY - SMALL HOMES REPAIR 25000 ROADTRIPNATIONORG 853 W 17TH ST STE A COSTA MESA CA 926274364 PC SHARE YOUR ROAD ACTIVATION 102934 SELFHELP COMMUNITY SERVICES INC 520 8TH AVENUE NEW YORK NY 100186553 PC 2014-15 PRE-DEVELOPMENT ACTIVITIES FOR AN AFFORDABLE SENIOR HOUSING BUILDING LOCATED AT 333 LENOX ROAD IN BROOKLYN, NY 15000 SMU 6116 N CENTRAL EXPRESSWAY SUITE 1410 DALLAS TX 75206 PC THE SCHOOL ZONE 10000 ST NICKS ALLIANCE 2 KINGSLAND AVENUE BROOKLYN NY 112112706 PC GRAND STREET HOUSING 30000 SUMMER SEARCH 261 FIFTH AVENUE 8TH FLOOR NEW YORK NY 10016 PC SUMMER SEARCH NEW YORK CITY 35000 THE CORPORATION FOR SUPPORTIVE HOUSING 61 BROADWAY SUITE 2300 NEW YORK NY 10006 PC PUBLIC HOUSING AUTHORITY ENGAGEMENT IN SUPPORTIVE HOUSING 100000 THE CRENULATED CO LTD DBA NEW SETTLEMENT APARTMENTS 1512 TOWNSEND AVENUE BRONX NY 10452 PC COMMUNITY ORGANIZING TO PRESERVE AFFORDABLE AND SAFE HOUSING FOR LOW AND MODERATE INCOME FAMILIES AND INDIVIDUALS 20000 THE DOOR - A CENTER OF ALTERNATIVES INC 121 AVE OF THE AMER SUITE 506 NEW YORK NY 100131535 PC THE DOOR'S ADVANCE IN RETAIL PROGRAM (FORMERLY THE YOUNG ADULT RETAIL CAREER PATHWAYS PROJECT) 200000 THE DOOR - A CENTER OF ALTERNATIVES INC 121 AVE OF THE AMER SUITE 506 NEW YORK NY 100131535 PC THE DOOR'S EPOCH CAREER AND EDUCATION PROGRAM 25000 THE FORTUNE SOCIETY 2976 NORTHERN BLVD LONG ISLAND CITY NY 111012822 PC "THE CASTLE" PEER-TO-PEER PROGRAM 15000 THE GRADUATE CENTER FOUNDATION 365 FIFTH AVENUE - ROOM 620304 NEW YORK NY 100164309 PC COLLEGE INQUIRY WITH OUTWARD BOUND NETWORK 16800 THE GRADUATE CENTER FOUNDATION 365 FIFTH AVENUE - ROOM 620304 NEW YORK NY 100164309 PC COLLEGE BRIDGE WITH CYPRESS HILLS LDC 8200 THE OPPORTUNITY NETWORK INC 55 EXCHANGE PL STE 503 NEW YORK NY 100053303 PC CAREER FLUENCY: OVERCOMING THE BARRIERS TO COLLEGE AND CAREER READINESS AND SUCCESS 50000 THE REGENTS OF THE UNIVERSITY OF CALIFONIA UNIVERSITY OF CALIFORNIA BERKELEY 2150 SHATTUCK AVE STE 313 BERKELEY CA 947045940 PC Y-PLAN NATIONAL YEAR 3: BUILDING SYSTEMS AND GOING TO SCALE: EXPANDING Y-PLAN NATIONAL NETWORK AND DISTRICT PARTNERSHIPS TO ALIGN FORCES, LEVERAGE RESOURCES, AND MEASURE RESULTS. 350000 TRINITY RIVER MISSION 2060 SINGLETON BLVD SUITE 104 DALLAS TX 752122807 PC TRM PROGRAMS -- "NURTURING PERSONAL AND ACADEMIC SUCCESS FOR WEST DALLAS' AT-RISK YOUTH FROM KINDERGARTEN TO GRADUATION AND BEYOND" 10000 UNCOMMON SCHOOLS FBO NORTH STAR ACADEMY 826 BROADWAY FL 9 NEW YORK NY 100034826 PC COLLEGE READINESS PROGRAMS AT NORTH STAR ACADEMY COLLEGE PREPARATORY HIGH SCHOOL 45000 UNITED WAY OF METROPOLITAN DALLAS 1800 N LAMAR ST DALLAS TX 752021701 PC PATHWAYS TO WORK 75000 UNITED WAY OF METROPOLITAN DALLAS 1800 N LAMAR ST DALLAS TX 752021701 PC DESTINATION: GRADUATION 20000 UNIVERSITY OF THE INCARNATE WORD 4301 BROADWAY ST SAN ANTONIO TX 782096318 PC GROWING THE FINANCIAL PLANNING WORKFORCE THROUGH NEW EDUCATIONAL OPPORTUNITY 10000 URBAN LEAGUE OF ESSEX COUNTY 508 CENTRAL AVE NEWARK NJ 071071430 PC HOUSING AND FINANCIAL LITERACY COUNSELING 10000 VOLUNTEERS OF AMERICA - GREATER NEW YORK INC 205 WEST MILTON AVENUE RAHWAY NJ 07065 PC BEHAVIORAL HEALTH SERVICES: RESPONDING TO THE CHANGE TO FEE-FOR-SERVICE (FFS) IN NEW JERSEY- PHASE II 10000 WEST END RESIDENCES HDFC INC 475 RIVERSIDE DRIVE SUITE 740 NEW YORK NY 10115 PC TRUE COLORS RESIDENCE PROJECT MANAGER 15000 WEST SIDE FEDERATION FOR SENIOR AND SUPPORTIVE HOUSING INC 2345 BROADWAY 2ND FL NEW YORK NY 100243213 PC WSFSSH LIVING GREEN CHALLENGE INITIATIVE 20000 WESTCHESTER RESIDENTIAL OPPORTUNITIES INC 470 MAMARONECK AVE SUITE 410 WHITE PLAINS NY 106051830 PC RESIDENTIAL STABILITY 5000 WYANDANCH COMMUNITY DEVELOPMENT CORPORATION 59 CUMBERBACH ST WYANDANCH NY 117984506 PC AFFORDABLE HOUSING 5000 YEAR UP 45 MILK STREET BOSTON MA 02109 PC BUILDING AN ALUMNI GENERATION, YEAR 3 172500 YOUNG KOREAN AMERICAN SERVICE AND EDUCATION CENTER INC 136-19 41ST AVENUE 3FL FLUSHING NY 113552442 PC FLUSHING HOUSING PROTECTION PROJECT 20000 6451229 0 14 44704 14 684493 18 4699950 0 5429147 0 5429147 0 0 0 0 0 0 0 0 0 0 X X 1 CAPITAL ONE NATIONAL ASSOCIATION 1680 CAPITAL ONE DRIVE MCLEAN VA 22102 3591753 X INFORMATION REGARDING CONTRIBUTION, GRANT, LOAN, SCHOLARSHIP, ETC., PROGRAMS FORM 990-PF, PART XV, LINE 2 THE FOUNDATION FOCUS AREAS INCLUDE EDUCATION, WORKFORCE DEVELOPMENT, AFFORDABLE HOUSING AND COMMUNITY DEVELOPMENT. BELOW IS THE PROCESS IN WHICH A DISBURSEMENT IS MADE:- THE FOUNDATION'S GEOGRAPHIC FOOTPRINT SERVES: - VA - DC METRO AREA - LA GREATER NEW ORLEANS - TX GREATER DALLAS AND GREATER HOUSTON - NY NEW YORK CITY ( FIVE BOROUGHS AND LONG ISLAND) - NJ NORTHERN AND MID NEW JERSEY - NATIONAL - WITHIN EACH GEOGRAPHIC LOCATION ARE RELATIONSHIP MANAGERS WHO WORK DIRECTLY WITH THE NON-PROFIT PARTNERS IN THE SPECIFIC FOCUS AREAS THAT HAVE PROGRAMMING ACROSS THE FOUNDATION'S FOOTPRINT. - GRANTS ARE ONLY GIVEN TO 501(C)'S - WHEN RELATIONSHIP MANAGERS HAVE AN APPROPRIATE OPPORTUNITY FOR THE FOUNDATION, THEY GO TO AN ONLINE GRANT APPLICATION MANAGEMENT SYSTEM, CYBERGRANTS, WHERE INFORMATION IS COLLECTED FROM THE ORGANIZATION THAT INCLUDES THE PURPOSE OF THE PROGRAM, MISSION OF THE ORGANIZATION, GOALS AND PROGRAM METRICS. TO ACCESS THE FOUNDATION'S CYBERGRANTS SYSTEM GO TO: WWW.CYBERGRANTS.COM/CAPITALONE/FOUNDATION. - NOTE: THE GRANT APPLICATION SERVER IS USERNAME AND PASSWORD PROTECTED FOR ACCESS OTHER THAN SIMPLY FILLING OUT AN APPLICATION. PER INQUIRY WITH MARY JOHNSON FAIN, THE PASSWORDS ARE NOT CHANGED ON A REGULAR BASIS, IF AT ALL. THE SYSTEM DOES NOT PROMPT/REQUIRE CHANGES. - ALL APPLICATIONS ARE ACCEPTED AND REVIEWED ON A ROLLING BASIS, NOT DEADLINES ARE PUBLISHED - THE FOUNDATION DOES NOT HAVE ANY GRANT AMOUNT RESTRICTIONS, EACH GRANT IS RECOMMENDED BY THE RELATIONSHIP OWNER AND APPROVED VIA THE SIGNING AUTHORITY POLICY.- RELATIONSHIP MANAGERS ARE: - JENN STREDLER, DAVE HANZEL, MARIADELE PRIEST, DANIEL DELEHANTY (NY) - NAOMI SMOUHA, (WASHINGTON, DC) - VICKI ELLIS, MONICA SHORTINO (TEXAS) - CARLYE GREENE, NATIONAL AGILENT TECHNOLOGIES INC SR NT 34121 34121 AMERICAN INTL GROUP INC MEDIUM TERM 39134 39134 ASSOCIATED BANC CORP SR GLBL NT 39970 39970 AT&T INC GLOBAL NT 44576 44576 BB&T CORP SUB NT 45755 45755 BOEING CAP CORP SR NT 38960 38960 CADENCE DESIGN SYSTEM INC SR NT 45722 45722 CF INDS INC SR NT 41698 41698 CISCO SYS INC SR NT 38532 38532 CITIGROUP INC SR NT 38247 38247 CONTINENTAL RESOURCES INC SR NT 33290 33290 COSTCO WHSL CORP NEW SR BD 34369 34369 CRANE CO SR NT 35378 35378 EASTMAN CHEM CO SR NT 27512 27512 F M C CORP SR NT 36209 36209 FREEPORT MCMORAN COPPER & GOLD SR NT 33079 33079 GILEAD SCIENCES INC SR NT 47197 47197 GOLDMAN SACHS GROUP INC SR GBL 39503 39503 HUNT J B TRANS SVCS INC SR NT 45024 45024 JPMORGAN CHASE & CO SR NT 43670 43670 MCKESSON CORP NEW SR NT 44906 44906 MOSAIC CO NEW SR NT 36932 36932 NBCUNIVERSAL MEDIA LLC SR NT 34965 34965 ORACLE CORP SR NT 34094 34094 PACKAGING CORP AMER SR NT 36663 36663 PARKER HANNIFIN CORP MTNS SR NT 30616 30616 PIEDMONT OPER PARTNERSHIP LP SR NT 35978 35978 RYDER SYS MTN FR 44683 44683 SENIOR HSG PPTYS TR SR GLBL NT 40249 40249 STATE STR CORP SR NT 34420 34420 STATOIL ASA GTD NT 34000 34000 TARGET CORP NT 37702 37702 TEXTRON INC SR NT 46197 46197 TORONTO DOMINION BANK FR 35889 35889 WEATHERFORD INTL LTD BERMUDA SR NT 31151 31151 WELLS FARGO CO MTN SR L NT 34809 34809 WHIRLPOOL CORP SR GLBL NT 34894 34894 WYETH NT 38353 38353 PIMCO COMMODITIESPLUS STRATEGY FUND 19018 19018 WELLS FARGO ADVANTAGE SHORT-TERMHIGH YIELD BOND FUND 1207410 1207410 ADVISORS SER TR PIA BBB BOND FUND 713043 713043 LEGG MASON BW INTERNATIONAL OPPORTUNITIES BOND FUND CL I 412650 412650 BED BATH BEYOND INC COM 186540 186540 CARMAX INC COM 290622 290622 CARNIVAL CORP PAIRED CTF 239342 239342 LOWES COS INC COM 218853 218853 ALTRIA GROUP INC COM 182250 182250 BROWN FORMAN CORP CL B 62191 62191 COCA COLA CO COM 125816 125816 ENERGIZER HLDGS INC COM 186026 186026 WAL MART STORES INC COM 121692 121692 APACHE CORP COM 76207 76207 CHEVRON CORP NEW COM 158623 158623 CONOCOPHILLIPS COM 139639 139639 ALLEGHANY CORP DEL COM 175667 175667 BANK OF AMERICA CORP COM 170760 170760 BERKSHIRE HATHAWAY INC DEL CL B NEW 293393 293393 BLACKROCK INC COM 217396 217396 WELLS FARGO & CO NEW COM 243456 243456 BRISTOL MYERS SQUIBB CO COM 230866 230866 LILLY ELI & CO COM 205590 205590 PFIZER INC COM 110707 110707 FEDEX CORP COM 117394 117394 GENERAL DYNAMICS CORP COM 255836 255836 CISCO SYS INC COM 143887 143887 CORNING INC COM 193690 193690 E M C CORP MASS COM 179124 179124 INTEL CORP COM 165845 165845 INTERNATIONAL BUSINESS MACHS CORP 104607 104607 MICROSOFT CORP COM 103537 103537 VISA INC COM CL A 251188 251188 ALBEMARLE CORP COM 157360 157360 MOSAIC CO NEW COM 140054 140054 NEWMARKET CORP COM 232030 232030 VERIZON COMMUNICATIONS INC COM 106658 106658 1812360 1812360 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF FMV 384424 384424 VANGUARD BD INDEX FD INC TOTAL BDMARKET ETF FMV 2306360 2306360 VANGUARD SCOTTSDALE FDS VANGUARD SHORT TERM GOVERNMENT BOND INDEX FUND FMV 2922240 2922240 HOMESTEAD SMALL-COMPANY STOCK FUND FMV 1127516 1127516 ALLIANZGI NFJ DIVIDEND VALUE FUND CLASS I FMV 5163840 5163840 DODGE & COX INTERNATIONAL STOCK FUND FMV 877944 877944 HSBC FRONTIER MARKETS FUND CL I FMV 187897 187897 ISHARES MSCI EAFE ETF FMV 2798640 2798640 SPDR S&P MIDCAP 400 ETF FMV 4091535 4091535 UBS ALERIAN MLP INDEX ETN FMV 371490 371490 VANGUARD FTSE EMERGING MARKETS ETF FMV 1060530 1060530 VANGUARD INDEX FDS REIT ETF FMV 170100 170100 VANGUARD INDEX FDS S&P 500 ETF SHS FMV 3108600 3108600 VANGUARD INTL EQUITY INDEX FDS GLOBAL EX-US REAL ESTATE INDEX FD FMV 42816 42816 CASH EQUIVALENTS FMV 7399263 7399263 DUE FROM RELATED PARTY 303 DIVIDENDS RECEIVABLE 8434 3666 3666 UNREALIZED LOSSES ON INVESTMENTS 2928977 INVESTMENT MANAGEMENT FEE 85166 42583 42583 OTHER EXPENSES 60433 30216 30217 EXCISE TAX 54291 0 0