2015-06-29T15:37:13-05:00 2014-09-30 382029668 GEORGE JOHNSON & COMPANY 1200 BUHL BUILDING 535 GRISWOLD DETROIT MI 482263689 990 2013-10-01 262310566 M-1 RAIL M-1R 3135283044 1426 WOODWARD AVENUE DETROIT MI 482262002 JENILYN NORMAN CHIEF FINANCIAL OFFICER 7348054658 2015-06-29 1 MICHAEL R NICHOLAS P00966144 3139652655 2013 2016-04-25 22:37:26Z MATTHEW P CULLEN 1426 WOODWARD AVENUE DETROIT MI 482262002 49853239 0 X WWW.M-1RAIL.COM X 2007 MI TO PLAN, DESIGN, CONSTRUCT, EQUIP, FURNISH, AND OPERATE A PUBLIC TRANSPORTATION SYSTEM. 14 14 0 16 0 0 14974797 49829329 0 0 26790 23910 0 0 15001587 49853239 5225968 344101 0 0 172780 476955 18000 69300 241570 1850970 3040438 7267718 3930794 7733869 45922445 26114252 72034457 483582 481342 25630670 71553115 TO PLAN, DESIGN, CONSTRUCT, EQUIP, FURNISH, AND OPERATE, FOR ITSELF OR BY CONTRACT, A PUBLIC TRANSPORTATION SYSTEM. 0 0 3272682 344101 TO ACQUIRE, OWN, OPERATE, DESIGN, CONSTRUCT, AND MAINTAIN A STREET RAILWAY, AS ENABLED BY LEGISLATION ADVANCED BY THE STATE OF MICHIGAN. 3272682 1 1 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 1 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 1 0 0 1 15 0 1 0 0 0 0 0 0 0 0 0 0 0 X 14 14 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 MI X JENILYN NORMAN 3135283044 1426 WOODWARD AVENUE DETROIT MI 482262002 X ROGER S PENSKE CHAIR AND DIRECTOR 1.00 1.00 X X 0 0 0 DANIEL B GILBERT VICE-CHAIR AND DIRECTOR 1.00 1.00 X X 0 0 0 MATTHEW P CULLEN C.E.O., PRESIDENT, AND DIRECTOR 1.00 1.00 X X 0 0 0 DAVID BLASZKIEWICZ SECRETARY AND DIRECTOR 1.00 1.00 X X 0 0 0 DARRELL BURKS TREASURER AND DIRECTOR 1.00 X X 0 0 0 DR LEO E HANIFIN DIRECTOR 1.00 X 0 0 0 GEORGE W JACKSON JR DIRECTOR 1.00 1.00 X 0 0 0 SARAH MCCLELLAND DIRECTOR 1.00 X 0 0 0 SUSAN MOSEY DIRECTOR 1.00 X 0 0 0 FAYE ALEXANDER NELSON DIRECTOR 1.00 X 0 0 0 RICHARD RAPSON DIRECTOR 1.00 1.00 X 0 0 0 ROBERT G RINEY DIRECTOR 1.00 X 0 0 0 ERIC LARSON DIRECTOR 1.00 X 0 0 0 STEVE MARQUARDT DIRECTOR 1.00 X 0 0 0 PAUL CHILDS C.O.O., V-P, AND ASST. SECRETARY 15.00 15.00 X 0 0 0 PAUL TRULIK ASSISTANT TREASURER 1.00 1.00 X 0 0 0 0 0 0 0 0 0 0 HNTB MICHIGAN INC 535 GRISWOLD STREET DETROIT MI 48226 PROJECT MANAGEMENT 1418800 DYKEMA GOSSETT PLLC 400 RENAISSANCE CENTER DETROIT MI 48243 LEGAL SERVICES 985581 THE PAUL CHILDS LLC 1357 WHITEFIELD STREET DEARBORN HEIGHTS MI 48127 TECHNICAL AND PROJECT MANAGEMENT 316375 COSTAFF SERVICES 29100 NORTHWESTERN HIGHWAY SUITE 2 SOUTHFIELD MI 48034 HUMAN RESOURCES AND PAYROLL 265033 DOWNTOWN DETROIT PARTNERSHIP INC 600 RENAISSANCE CENTER DETROIT MI 48243 PROJECT EXPENSE REIMBURSEMENT 221743 11 49829329 49829329 23910 23910 49853239 0 0 23910 344101 344101 412577 350690 41258 20629 10177 8650 1018 509 20300 17255 2030 1015 33901 28816 3390 1695 287525 244396 28753 14376 1359631 1155686 135963 67982 203169 172694 20317 10158 72000 72000 69300 69300 177867 151187 17787 8893 533051 453093 53305 26653 61264 52075 6126 3063 134672 114471 13467 6734 17618 14974 1763 881 60606 51515 6061 3030 95773 81407 9577 4789 37262 31672 3727 1863 3930794 3272682 416542 241570 4279037 10986385 10805792 5579953 11024797 39546329 6812000 4626 424930 196282 60606 0 135676 0 8549184 26114252 72034457 483582 481342 483582 481342 X 12630670 71553115 13000000 0 25630670 71553115 26114252 72034457 45922445 0 X 0 1 X 1 0 X 7721268 6232648 4719555 14974797 49829329 83477597 7721268 6232648 4719555 14974797 49829329 83477597 50534327 32943270 28821 40218 29109 26790 23910 148848 83626445 0.39390 0.33560 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 72000 0 0 72000 0 196282 60606 135676 135676 ADVANCE TO AFFILIATE 8549184 8549184 X PART X, LINE 2: M-1 RAIL IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND IS A PUBLICLY SUPPORTED ORGANIZATION UNDER IRC SECTION 509(A)(1). M-2 RAIL IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF IRC AND IS CLASSIFIED AS A TYPE 2 SUPPORTING ORGANIZATION TO M-1 RAIL UNDER IRC SECTION 509(A)(3). ALTHOUGH M-1 RAIL AND M-2 RAIL WERE GRANTED INCOME TAX EXEMPTION BY THE INTERNAL REVENUE SERVICE, SUCH EXEMPTION DOES NOT APPLY TO "UNRELATED BUSINESS TAXABLE INCOME." AT SEPTEMBER 30, 2014 AND 2013, THE ORGANIZATION HAS DETERMINED THAT NO UNRELATED BUSINESS INCOME TAXES ARE DUE FOR ITS ACTIVITIES. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. MANAGEMENT ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS. THE ORGANIZATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO SEPTEMBER 30, 2010. X X X X X X 1 HAMMOND & ASSOCIATES 682 GLENEAGLES HIGHLAND MI 483574778 STRATEGY DEVELOPMENT 0 0 69300 0 69300 MI SCHEDULE G, PART I, ITEM 2B, COLUMN (II) HAMMOND & ASSOCIATES ASSISTS M-1 RAIL IN VETTING AND IDENTIFYING SOURCES OF FUNDING. IN CONSULTATION WITH M-1 RAIL, HAMMOND & ASSOCIATES DEVELOPS ACTION ITEMS, TIMELINES, AND FUNDRAISING BENCHMARKS TO SUPPORT FUNDRAISING ACTIVITIES, INCLUDING IDENTIFICATION OF NEW PROSPECTS AND NEW FUNDRAISING STRATEGIES. 1 M-2 RAIL 1426 WOODWARD AVENUE DETROIT MI 482262002 300783442 501(C)(3) 344101 COST STREETCAR PROJECT, PLANNING, ENGINEERING, AND DESIGN UTILITY COORDINATION, ENGINEERING, DESIGN, PLANNING, AND PROJECT MANAGEMENT OF PUBLIC TRANSPORTATION SYSTEM 1 0 PART I, LINE 2: M-1 RAIL AND M-2 RAIL HAVE COMMON MANAGEMENT PERSONNEL. THE COMMON MANAGEMENT OF BOTH ORGANIZATIONS MONITORS THE USE OF FUNDS PROVIDED BY M-1 RAIL TO M-2 RAIL TO INSURE APPROPRIATE USE OF THOSE FUNDS. PAUL TRULIK PRESIDENT OF APPARATUS SOLUTIONS, INC. AND ASSISTANT TREASURER OF M-1 RAIL 82960 APPARATUS SOLUTIONS, INC. PROVIDES ACCOUNTING SERVICES TO M-1 RAIL 0 PAUL CHILDS MEMBER OF THE PAUL CHILDS LLC AND C.O.O., V-P, AND ASST. SEC. OF M-1 RAIL 353375 THE PAUL CHILDS LLC PROVIDES TECHNICAL AND PROJECT MANAGEMENT SERVICES TO M-1 RAIL 0 FORM 990, PART VI, SECTION A, LINE 2 DANIEL B. GILBERT IS THE CHAIR OF QUICKEN LOANS, INC., AND MATTHEW P. CULLEN IS THE CHIEF EXECUTIVE OFFICER OF ROCK VENTURES LLC, WHICH IS AN AFFILIATE OF QUICKEN LOANS, INC. VARIOUS DIRECTORS AND OFFICERS ALSO SERVE TOGETHER ON THE BOARDS OF DIRECTORS OF VARIOUS OTHER NON-PROFIT ORGANIZATIONS IN THE METROPOLITAN DETROIT AREA, INCLUDING M-2 RAIL, A SUPPORTING ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION HIRED A PUBLIC ACCOUNTING FIRM TO PREPARE FORM 990. THE CHIEF FINANCIAL OFFICER REVIEWED THE RETURN PRIOR TO DISTRIBUTING A DRAFT RETURN TO THE TREASURER (WHO IS A BOARD MEMBER) AND AUDIT AND FINANCE COMMITTEE MEMBERS FOR THEIR REVIEW. COMMENTS FROM THESE INDIVIDUALS WERE REVIEWED AND APPROPRIATELY INCORPORATED INTO THE FINAL FORM 990 THAT WAS FILED. A FINAL COPY OF THE FORM 990 WAS PROVIDED TO EACH BOARD MEMBER VIA E-MAIL PRIOR TO FILING FOR THEIR INFORMATION. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS PROVIDED TO THE APPLICABLE PARTIES ANNUALLY. IN ADDITION, DIRECTORS AND OFFICERS SIGN AN ACKNOWLEDGEMENT STATEMENT AND PROVIDE INFORMATION REGARDING POTENTIAL CONFLICTS ON THE ANNUAL FORM. MANAGEMENT REVIEWS THE DISCLOSURES AND FOLLOWS UP, IF NECESSARY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PARTS VIII AND IX - DONATED SERVICES: M-1 RAIL RECEIVED DONATED SERVICES FOR THE YEAR TOTALING $529,608. THESE AMOUNTS ARE NOT INCLUDED IN REVENUE IN PART VIII OF FORM 990 OR IN EXPENSES IN PART IX OF FORM 990. M-2 RAIL 1426 WOODWARD AVENUE DETROIT MI 482262002 300783442 DEVELOP PUBLIC TRANSPORTATION SYSTEM MI 501(C)(3) LINE 11B, II M-1 RAIL 1 0 1 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 M-2 RAIL D 8549184 CASH LOANED M-2 RAIL B 344101 COST