2015-05-14T07:55:55-05:00 2014-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2013-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 RON C WINKLER VICE-PRESIDENT AND TREASURER 4053211174 2015-05-12 1 W LYNDEL LACKEY P00234298 4058482020 2013 2016-02-25 16:41:14Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 283137664 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 22 22 43 22 558397 407158 89123241 121404535 0 0 36962791 26075457 5918537 10430486 132004569 157910478 98494362 108043759 0 0 3015349 3407251 0 0 3656168 9912097 9336026 111421808 120787036 20582761 37123442 1085755620 1238053467 87553273 83294189 998202347 1154759278 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFITCORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 31703420 31703420 1390192 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 29409793 29409793 1289507 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 28189540 28189540 1236004 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 19370154 18741006 849309 STUDENT AND FACULTY AWARDS AND SCHOLARSHIPS 19370154 18741006 849309 108672907 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 1046 0 1 43 1 1 1 1 IT 0 0 0 1 1 0 0 0 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ CA GA IL IN MD MA MN NY OK OR VA WI X X X RON C WINKLER 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 BILL G LANCE TRUSTEE 1.00 X 0 0 0 BONNIE KENNEDY TRUSTEE 1.00 X 0 0 0 CARLISLE MABREY TRUSTEE 1.00 X 0 0 0 CHARLES STEPHENSON TRUSTEE 1.00 X 0 0 0 CLIFF HUDSON TRUSTEE 1.00 X 0 0 0 DAVID RAINBOLT TRUSTEE 1.00 X 0 0 0 ELBY J BEAL TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 JAMES H EVEREST TRUSTEE 1.00 X 0 0 0 L DON SMITHERMAN TRUSTEE 1.00 X 0 0 0 LAURA RATLIFF TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 ROBERT J ROSS TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 TOMMY H MCCASLAND III TRUSTEE 1.00 X 0 0 0 WILLIAM G PAUL TRUSTEE 1.00 X 0 0 0 WILLIAM L FORD TRUSTEE 1.00 X 0 0 0 MICHAEL SAMIS VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 SUZANNE M SYMCOX VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 TERRY L CARTER CHAIR 1.00 X 0 0 0 GUY L PATTON PRESIDENT & CEO 39.00 1.00 X 414803 0 64470 RON C WINKLER VICE PRESIDENT & TREASURER 39.00 1.00 X 208016 0 33189 GARY BEADLES VP AND GENERAL COUNSEL 40.00 X 119927 0 21289 MICHAEL L MARCOTTE VP FOR INFORMATION TECHNOL 40.00 X 150817 0 24046 KATHY HARLIN CORPORATE SECRETARY 40.00 X 109431 0 18495 BEN STEWART DIRECTOR OF INVESTMENTS 40.00 X 200120 0 41699 TRENT WELLS CONTROLLER 40.00 X 168605 0 29362 1371719 0 232550 7 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 606910232 INVESTMENT CONSULTANT 1450822 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 393151 DSM CAPITAL PARTNERS LLC 320 EAST MAIN STREET MT KISCO NY 10549 INVESTMENT MANAGER 270996 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 068804704 INVESTMENT MANAGER 237167 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 198875 6 121404535 7790328 121404535 8485003 8485003 5048740 5048740 72312 13975 58337 58337 58337 140986447 1817218 123646162 1567049 17340285 250169 17590454 17590454 OTHER INCOME 900099 5095882 4765012 330870 PARTNERSHIP INCOME 900099 227527 227527 5323409 157910478 4765012 558397 31182534 89302753 89302753 18741006 18741006 1684295 1684295 1263985 1263985 154196 154196 141124 141124 163651 163651 309208 309208 25173 25173 98290 98290 3202157 3202157 31700 31700 21166 21166 47474 47474 300634 300634 126281 126281 4966 4966 165945 165945 126156 126156 TAXES - UBI 30907 30907 EXPENSES REIMBURSED TO 3656168 3656168 STUDENT AND FACULTY AWA 629148 629148 PRINTING 220431 220431 340222 340222 120787036 108672907 8457961 3656168 4751547 4374839 7454068 31955113 44049895 54393956 3186475 4755846 79490 118395 16813313 1558930 27092084 15254383 956635365 1082735952 41489108 43369739 1017588 1095244 1085755620 1238053467 8661677 8515498 78891596 74778691 87553273 83294189 X -16268661 -7453523 231567464 252064683 782903544 910148118 998202347 1154759278 1085755620 1238053467 37123442 119433489 0 X 0 1 X 1 0 X 124474583 145119973 85876056 89123241 121404535 565998388 124474583 145119973 85876056 89123241 121404535 565998388 12172079 553826309 16390745 17004692 13986643 12346606 13606055 73334741 -87484 300585 548789 407158 1169048 -71183 751474 3969953 4765012 9415256 649917433 0.85210 0.85510 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 880143 40365160 X X X 0 798894217 31684603 137382245 20020838 11288494 8524748 928126985 724575787 18279417 103992439 25008574 15327835 7617017 798894217 755124850 22216777 -9712807 21619085 14412723 7021225 724575787 573841912 80925138 133961724 33603924 755124850 470739642 68377932 70359221 35634883 573841912 0.01940 0.98060 0 0 13353039 13353039 2002889 902346 1100543 1457385 656584 800801 15254383 CONTINGENT LIABILITIES UNDER STATE REGENTS MATCHING FUND PROGRAM 6580334 ASSETS HELD IN CUSTODY FOR OTHERS 66430383 CHARITABLE REMAINDER TRUST OBLIGATIONS 1767974 74778691 275674675 119433489 2279403 121712892 153961783 3948695 3948695 157910478 117601554 16675 16675 117584879 3202157 3202157 120787036 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 2,265,428. RENTAL EXPENSES RECLASSIFIED FROM PART IX 13,975. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 746,538. INVESTMENT EXPENSES INCLUDED IN REVENUE PORTION OF AUDIT REPORT 3,202,157. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES RECLASSIFIED TO PART VIII 13,975. EXPENSES REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 2,700. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT EXPENSES INCLUDED IN REVENUE PORTION OF AUDIT REPORT 3,202,157. EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICES EXPENSES ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 13975 EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICES INVESTMENT ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 2706350 2 2 0 0 2 2 2720325 0 2720325 1 0 0 0 1 0 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 28189540 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 31703420 GENERAL EDUCATION ASSISTANCE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 29409793 FACILITIES AND EQUIPMENT 1 SCHOLARSHIPS 9505 18741006 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON PRESIDENT & CEO 345683 0 57120 0 12000 0 49482 0 14988 0 479273 0 0 0 RON C WINKLER VICE PRESIDENT & TREASURER 176856 0 22806 0 8354 0 19809 0 13380 0 241205 0 0 0 MICHAEL L MARCOTTE VP FOR INFORMATION TECHNOL 128953 0 16002 0 5862 0 17893 0 6153 0 174863 0 0 0 BEN STEWART DIRECTOR OF INVESTMENTS 174893 0 17150 0 8077 0 25921 0 15778 0 241819 0 0 0 TRENT WELLS CONTROLLER 147486 0 14357 0 6762 0 17165 0 12197 0 197967 0 0 0 X 1 880143 FAIR MARKET VALUE X 3 3386238 STOCK QUOTE X 1 24949 RESTRICTED STOCK X 1 3499000 APPRAISAL 0 1 1 PART I, LINE 32B: THE FOUNDATION USES THIRD PARTIES TO SELL REAL ESTATE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL SAMIS AND JAMES EVEREST HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 250192 11407329 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 160216 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 19545 2868885 UNIVERSITY OF OKLAHOMA FOUNDATION INC AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 283526 1372150 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 1878519 27097199 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 56062 46231 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 746538 CASH