2015-05-12T12:00:43-05:00 2014-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2013-10-01 237088488 NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES NATI 2028332672 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 KENNETH P KIRK EXECUTIVE DIRECTOR 2028332672 2015-05-12 1 FRANK H SMITH P00639053 2028225000 2015-05-12 2013 2016-02-25 16:41:14Z KENNETH P KIRK 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 7648256 0 X WWW.NACWA.ORG X 1970 DC BE THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. 33 33 24 615 46214 -5718 512674 305500 4755528 5258061 71106 28796 2797 -9735 5342105 5582622 25500 149850 0 0 2836401 2995079 0 0 0 2429351 2472952 5291252 5617881 50853 -35259 3439523 3905746 2745228 3224571 694295 681175 NACWA PLAYS A PROMINENT ROLE IN CLEAN WATER LEGISLATION, REGULATIONS, AND LITIGATION. 0 0 THE NATIONAL ASSOCIATION OF CLEAN WATER AGENCIES (NACWA) IS THE LEADING ADVOCATE FOR RESPONSIBLE NATIONAL POLICIES THAT ADVANCE CLEAN WATER. NACWA REPRESENTS THE COLLECTIVE INTERESTS OF AMERICA'S PUBLICLY OWNED WASTEWATER, STORMWATER, AND COLLECTION SYSTEM UTILITIES - DEDICATED PUBLIC SERVANTS AND TRUE ENVIRONMENTAL CHAMPIONS. FOR NEARLY 45 YEARS, NACWA HAS BEEN A LEADING VOICE IN CONGRESS, AT THE U.S. ENVIRONMENTAL PROTECTION AGENCY, IN THE MEDIA, AND IN THE COURTS. NACWA MAINTAINS A KEY ROLE IN THE DEVELOPMENT OF ENVIRONMENTAL LEGISLATION AND WORKS CLOSELY WITH FEDERAL REGULATORY AGENCIES IN THE IMPLEMENTATION OF SOUND ENVIRONMENTAL PROGRAMS. 0 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 15 0 1 24 1 1 1 0 0 0 1 1 0 X 33 33 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X KENNETH P KIRK 2028332672 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 KAREN L PALLANSCH PRESIDENT 1.00 X X 0 0 0 ADEL H HAGEKHALIL VICE PRESIDENT 1.00 X X 0 0 0 RAYMOND J MARSHALL TREASURER 1.00 X X 0 0 0 CATHY GERALI SECRETARY 1.00 X X 0 0 0 RAJENDRA P BHATTARAI DIRECTOR 1.00 X 0 0 0 JULIUS CIACCIA DIRECTOR 1.00 X 0 0 0 RICKY L CLIFTON DIRECTOR 1.00 X 0 0 0 PHILIP L FRIESS DIRECTOR 1.00 X 0 0 0 SUZANNE E GOSS DIRECTOR 1.00 X 0 0 0 TIMOTHY HAAG DIRECTOR - UNTIL 07/2014 1.00 X 0 0 0 EDWARD G HENIFIN DIRECTOR 1.00 X 0 0 0 SUSAN T HOLMES DIRECTOR 1.00 X 0 0 0 BENNETT HORENSTEIN DIRECTOR 1.00 X 0 0 0 TIMOTHY HOUGHTON DIRECTOR 1.00 X 0 0 0 SCOTT W JELLISON DIRECTOR 1.00 X 0 0 0 HARLAN L KELLY DIRECTOR 1.00 X 0 0 0 ANDREW H KRICUN DIRECTOR 1.00 X 0 0 0 TERRY LEEDS DIRECTOR 1.00 X 0 0 0 EMILY LLOYD DIRECTOR 1.00 X 0 0 0 CHARLES LOGUE PE DIRECTOR - UNTIL 05/2014 1.00 X 0 0 0 JO ANN J MACRINA DIRECTOR 1.00 X 0 0 0 DEAN C MARRIOTT DIRECTOR 1.00 X 0 0 0 SAMUEL T MCGHEE DIRECTOR 1.00 X 0 0 0 STEPHEN A MEYER DIRECTOR 1.00 X 0 0 0 HOWARD M NEUKRUG DIRECTOR 1.00 X 0 0 0 JOHN P O'NEIL DIRECTOR 1.00 X 0 0 0 JAMES A PARROTT DIRECTOR 1.00 X 0 0 0 LARRY N PATTERSON DIRECTOR - UNTIL 07/2014 1.00 X 0 0 0 DAVID E RAGER DIRECTOR 1.00 X 0 0 0 MARK S SANCHEZ DIRECTOR 1.00 X 0 0 0 KEVIN L SHAFER DIRECTOR 1.00 X 0 0 0 DAVID ST PIERRE DIRECTOR 1.00 X 0 0 0 DENNIS W STOWE DIRECTOR 1.00 X 0 0 0 CARTER H STRICKLAND JR DIRECTOR - UNTIL 03/2014 1.00 X 0 0 0 JOHN P SULLIVAN DIRECTOR 1.00 X 0 0 0 DIANE TANIGUCHI-DENNIS DIRECTOR 1.00 X 0 0 0 DANIEL C THOMPSON DIRECTOR 1.00 X 0 0 0 DAVID R WILLIAMS DIRECTOR - UNTIL 07/2014 1.00 X 0 0 0 MARK A YEAGER DIRECTOR - UNTIL 07/2014 1.00 X 0 0 0 KENNETH P KIRK EXECUTIVE DIRECTOR 37.50 X 274827 0 54949 PAULA DANNENFELDT DEPUTY EXECUTIVE DIRECTOR 37.50 X 199326 0 67021 ADAM KRANTZ MANAGING DIR., GOV'T & PUB AFFAIRS 37.50 X 178134 0 62699 CHRISTOPHER J HORNBACK SENIOR DIRECTOR, REGULATORY AFFAIRS 37.50 X 131994 0 53748 PATRICIA L SINICROPI SENIOR DIRECTOR, LEGISLATIVE AFFAIRS 37.50 X 130492 0 41131 NATHAN GARDNER-ANDREWS GENERAL COUNSEL 37.50 X 121601 0 41143 MEREDITH RISTIC MANAGING DIRECTOR, FINANCE 30.00 X 121151 0 34614 1157525 0 355305 7 0 1 0 UNC AT CHAPEL HILL CB 3490 MCCOLL BUILDING CHAPEL HILL NC 27599 LEADERSHIP CENTER TRAINING PROGRAM 300000 THE ACCORD GROUP 1730 RHODE ISLAND AVE NW SUITE 7 WASHINGTON DC 20036 ADVOCACY SUPPORT FOR NACWA & WIN 207000 2 108000 197500 305500 MEMBERSHIP DUES 900099 4234747 4234747 MEETING FEES 900099 499585 499585 LEADERSHIP CENTER 900099 357000 357000 SPONSORSHIPS 900099 163500 163500 PUBLICATION SALES 900099 3229 3229 5258061 50192 20692 29500 23000 52455 -29455 -29455 -29455 1991783 2013179 -21396 -21396 5802 -27198 CLEAN WATER CAREERS 900099 15000 15000 OTHER INCOME 900099 4720 4720 19720 5582622 5065106 46214 165802 149850 880790 1515594 153083 301013 144599 190843 27646 359401 21283 31743 171510 84626 185860 124726 533644 133488 23383 UBIT TAX 250 SERVICE CONTRACTS 425297 DUES AND SUBSCRIPTIONS 54790 PROPERTY/SALES/USE TAX 51409 53053 5617881 500 500 92885 798301 12500 15266 19588 23900 38617 3155129 1144978 2063073 2010151 1178093 958912 65806 67177 3439523 3905746 118548 196320 65915 499300 2560765 2528951 2745228 3224571 X 668067 625934 26228 55241 694295 681175 3439523 3905746 -35259 22139 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 4703747 363940 -131197 232743 365740 -132997 984645 984645 1543636 636604 907032 229415 143853 85562 397433 364521 32912 2010151 X 5657216 22139 52455 74594 5582622 0 5582622 5670336 52455 52455 5617881 0 5617881 PART X, LINE 2: NACWA PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2014 AND 2013, RESPECTIVELY, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON THE TAX-EXEMPT STATUS OF THE ENTITY. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 52,455. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 52,455. 1 ENVIRONMENTAL LAW INSTITUTE 1730 M STREET NW SUITE 700 WASHINGTON DC 20036 520901863 501(C)(3) 10000 SPONSORSHIP OF ELI'S ANNUAL AWARDS DINNER THE PENNSYLVANIA STATE UNIVERSITY 238F OUTREACH BUILDING UNIVERSITY PARK PA 16802 246000376 501(C)(3) 25000 SUPPORT FOR WATER BLUES GREEN SOLUTIONS, AN INTEGRATED PUBLIC MEDIA INITIATIVE US WATER ALLIANCE 1816 JEFFERSON PLACE NW WASHINGTON DC 20036 262112661 501(C)(3) 20000 2014 MEMBERSHIP IN THE VALUE OF WATER COALITION WATER ENVIRONMENT FEDERATION 601 WYTHE STREET ALEXANDRIA VA 22314 530225129 501(C)(3) 10000 SUPPORT FOR SINGAPORE INTERNATIONAL WATER WEEK 4 0 PART I, LINE 2: FOR THE YEAR ENDED SEPTEMBER 30, 2014, NACWA ISSUED 'GRANTS', PER THE IRS' DEFINITION, TO VARIOUS ORGANIZATIONS AS MEMBERSHIP DUES OR TO HELP SUPPORT THE EXEMPT PURPOSE OF THE RECIPIENT ORGANIZATION. ACCORDINGLY, THE USE OF THE GRANT FUNDS WAS NOT DIRECTLY MONITORED UNDER ESTABLISHED CRITERION AS NO RESTRICTIONS WERE IMPOSED ON THE RECIPIENT BY NACWA. X 1 1 X X X 0 1 0 KENNETH P KIRK EXECUTIVE DIRECTOR 274827 0 0 0 0 0 51000 0 3949 0 329776 0 0 0 PAULA DANNENFELDT DEPUTY EXECUTIVE DIRECTOR 199326 0 0 0 0 0 37804 0 29217 0 266347 0 0 0 ADAM KRANTZ MANAGING DIR., GOV'T & PUB AFFAIRS 178134 0 0 0 0 0 33211 0 29488 0 240833 0 0 0 CHRISTOPHER J HORNBACK SENIOR DIRECTOR, REGULATORY AFFAIRS 131994 0 0 0 0 0 24648 0 29100 0 185742 0 0 0 PATRICIA L SINICROPI SENIOR DIRECTOR, LEGISLATIVE AFFAIRS 130492 0 0 0 0 0 11789 0 29342 0 171623 0 0 0 NATHAN GARDNER-ANDREWS GENERAL COUNSEL 121601 0 0 0 0 0 15443 0 25700 0 162744 0 0 0 MEREDITH RISTIC MANAGING DIRECTOR, FINANCE 121151 0 0 0 0 0 23622 0 10992 0 155765 0 0 0 PART I, LINE 1A AIRFARE FOR KENNETH P. KIRK'S WIFE IN THE AMOUNT OF $5,000. PART I, LINE 4B DURING 2005, NACWA'S BOARD OF DIRECTORS APPROVED THE ESTABLISHMENT OF AN EXECUTIVE RETIREMENT PROGRAM. THERE WERE NO CONTRIBUTIONS APPROVED NOR ACCRUED FOR THE YEAR ENDED SEPTEMBER 30, 2014. FORM 990, PART VI, SECTION A, LINE 6 NACWA IS A MEMBERSHIP BASED ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A NACWA'S MEMBERS ELECT THE BOARD OF DIRECTORS WHO ARE SELECTED FROM WITHIN THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B NACWA'S MEMBERS APPROVE ANY CHANGES OR AMENDMENTS TO THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 NACWA'S FEDERAL FORM 990 IS INITAILLY REVIEWED BY THE EXECUTIVE DIRECTOR AND MANAGING DIRECTOR OF FINANCE. IT IS THEN REVIEWED IN FINAL DRAFT FORM BY NACWA'S AUDIT COMMITTEE, AND THEN SUBMITTED TO NACWA'S FULL BOARD OF DIRECTORS FOR COMMENT BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONSISTENT WITH NACWA'S CONFLICT OF INTEREST POLICY, BOARD MEMBERS, OFFICERS AND KEY EMPLOYEES MUST ANNUALLY COMPLETE A STATEMENT OF DISCLOSURE FORM. NACWA'S AUDIT COMMITTEE REVIEWS THE DISCLOSURE FORMS AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON HOW TO RESOLVE ANY POTENTIAL CONFLICT OF INTEREST DISCLOSED BY A BOARD MEMBER, OFFICER OR KEY EMPLOYEE. NACWA'S BOARD OF DIRECTORS CONSIDERS AND VOTES ON THE AUDIT COMMITTEE'S RECOMMENDATION. THIS ACTION IS DOCUMENTED IN THE BOARD OF DIRECTOR'S MEETING MINUTES FORM 990, PART VI, SECTION B, LINE 15 NACWA USES A SALARY ADMINISTRATION PROGRAM TO DEVELOP STAFF SALARY RANGES BASED ON CURRENT SALARY SURVEYS THAT REFLECT THE ASSOCIATION'S INDUSTRY, SIZE AND LOCATION. ALL NACWA STAFF SALARY RANGES AND PROPOSED SALARY INCREASES ARE REVIEWED AND ENDORSED BY NACWA'S EXECUTIVE COMMITTEE ANNUALLY. THE TERMS OF THE EXECUTIVE DIRECTOR'S EMPLOYMENT CONTRACT ARE REVIEWED AND NEGOTIATED BY NACWA'S EXECUTIVE COMMITTEE AND EXECUTED BY THE ASSOCIATION'S PRESIDENT AND VICE PRESIDENT UPON AUTHORIZATION BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 NACWA PROVIDES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND ITS FEDERAL FORM 990 TO THE PUBLIC UPON REQUEST.