2015-04-28T10:00:12-05:00 2014-09-30 EISNERAMPER LLP 750 THIRD AVENUE NEW YORK NY 100172703 990 2013-10-01 800478843 Child Mind Institute Inc % DAVID RIVERA DIR OF FINANCE CHIL 2123083118 445 Park Avenue Suite 2ND FL New York NY 10022 DAVID RIVERA DIRECTOR OF FINANCE 2123083118 2015-04-28 2013 2016-04-25 22:37:26Z DR HAROLD KOPLEWICZ MD 445 PARK AVENUE NEW YORK NY 10022 14478423 false X www.childmind.org X 2009 NY WE ARE DEDICATED TO TRANSFORMING MENTAL health care for children everywhere. 31 31 63 35 0 12689311 11448199 0 147904 15808 4194 25279 491381 12730398 12091678 794884 698209 0 0 4440845 4783449 66500 70000 1549644 3736209 3958335 9038438 9509993 3691960 2581685 16714595 19307074 1947032 2047453 14767563 17259621 X THE CHILD MIND INSTITUTE IS DEDICATED TO TRANSFORMING MENTAL HEALTH CARE FOR CHILDREN EVERYWHERE. OUR ORGANIZATION IS COMMITTED TO FINDING MORE EFFECTIVE TREATMENTS FOR CHILDHOOD PSYCHIATRIC AND LEARNING DISORDERS, BUILDING THE SCIENCE OF HEALTHY BRAIN DEVELOPMENT, AND EMPOWERING CHILDREN AND THEIR FAMILIES WITH HELP, HOPE, AND ANSWERS. false false 1952122 PUBLIC EDUCATION and Outreach 2708465 446442 147904 SCIENCE AND INNOVATION 1236234 251766 ACCESS TO CLINICAL CARE 5896821 true true false false false false false false false true true false false true true true true false false false false false false true true false false true true true false false false false false false false true true false false false false false false false false true 69 0 true 63 true false false false false false true true false false false false X 31 31 true false false false false false false true true false false true true true true true true true true false AL AZ CA CT DC GA IL ME MD MA MI MN NH NJ NY NC OH OR PA RI SC VA WI X DAVID RIVERA DIR OF FINANCE 2123083118 445 PARK AVENUE 2ND FLOOR NEW YORK NY 10022 BROOKE GARBER NEIDICH CHAIR AND DIRECTOR 6.0 X X 0 DEBRA PERELMAN VICE CHAIR AND DIRECTOR 6.0 X X 0 ELIZABETH FASCITELLI SECRETARY AND DIRECTOR 1.0 X X 0 ANNE WELSH MCNULTY TREASURER AND DIRECTOR 1.0 X X 0 ARTHUR ALTSCHUL JR DIRECTOR 1.0 X 0 RANDOLPH COWEN DIRECTOR 1.0 X 0 MARK DOWLEY DIRECTOR 1.0 X 0 MEGAN DOWLEY DIRECTOR 1.0 X 0 MICHAEL FASCITELLI DIRECTOR 1.0 X 0 GIDEON GIL DIRECTOR (thru August 2014) 1.0 X 0 PHYLLIS GREEN DIRECTOR 1.0 X 0 MARGARET GRIEVE DIRECTOR 3.0 X 0 CRAIG HATKOFF DIRECTOR 1.0 X 0 JOSEPH HEALEY DIRECTOR 1.0 X 0 Ellen Katz DIRECTOR 1.0 X 0 HOWARD KATZ DIRECTOR 1.0 X 0 PREETHI KRISHNA DIRECTOR 1.0 X 0 CHRISTINE MACK DIRECTOR 1.0 X 0 RICHARD MACK DIRECTOR 1.0 X 0 STEVEN MARCUS DIRECTOR (thru April 2014) 1.0 X 0 JULIE MINSKOFF DIRECTOR 1.0 X 0 VALERIE MNUCHIN DIRECTOR 1.0 X 0 DANIEL NEIDICH DIRECTOR 1.0 X 0 AMY PHELAN DIRECTOR 1.0 X 0 JOHN PHELAN DIRECTOR 1.0 X 0 JOSH RESNICK DIRECTOR 1.0 X 0 LINEA ROBERTS DIRECTOR 1.0 X 0 JANE ROSENTHAL DIRECTOR 1.0 X 0 JORDAN SCHAPS DIRECTOR 1.0 X 0 LINDA SCHAPS DIRECTOR 1.0 X 0 DAVID SHAPIRO DIRECTOR 1.0 X 0 RAM SUNDARAM DIRECTOR 1.0 X 0 CLAUDE WASSERSTEIN DIRECTOR 1.0 X 0 DR HAROLD KOPLEWICZ PRESIDENT 40.0 0.0 X 689181 0 155784 SHERINE KHALIL COO (thru Nov 2013) 40.0 0.0 X 250386 0 21109 ELIZABETH PLANET EXECUTIVE VP & CSO 40.0 0.0 X 212169 0 23402 DAVID RIVERA DIRECTOR OF FINANCE 40.0 0.0 X 155772 0 13559 DAWN THOMSEN CHIEF OUTREACH OFFICER 40.0 0.0 X 139996 0 31402 Elizabeth McIntyre Director of Development 40.0 0.0 X 136026 0 6635 MICHAEL MILHAM DIR. 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BRAIN 40.0 0.0 X 211740 0 21010 1795270 0 272901 7 false true false 42ND STREET LESSEE 110 EAST 42ND STREET NEW YORK NY 10017 EVENT VENUE 225358 COMMUNITY COUNSELING SERVICE CO L PB BOX 27462 NEW YORK NY 100877462 FUNDRAISING 430700 Epstein Becker Green PC 250 Park Avenue NEW YORK NY 101771211 Legal services 117745 Daniel J Edelman Inc 21992 Network Place CHICAGO IL 606731219 Media Training 131634 4 5557646 446379 5444174 1961375 11448199 CONTRACTED REVENUES 541900 147904 147904 147904 7119 7119 0 0 0 0 0 2158462 2161387 -2925 -2925 -2925 225358 5557646 225358 0 0 0 ADMNINISTRATIVE SERVICES 900099 491381 491381 491381 12091678 147904 495575 446442 446442 251767 251767 0 0 1220997 719258 259798 241941 0 2691180 1585305 572617 533258 87824 51735 18687 17402 463336 272939 98587 91810 320112 188570 68112 63430 0 39016 31082 5665 2269 88157 70231 12800 5126 0 70000 70000 0 329093 31830 212265 84998 8173 6344 1829 78570 29202 34884 14484 534621 325314 74478 134829 0 683736 433763 149384 100589 134935 82834 30571 21530 0 8984 8984 0 0 435342 315068 76501 43773 76846 24177 45196 7473 BAD DEBT 265000 265000 SUB-CONTRACTORS 701323 701323 PAYROLL PROCESSING FEES 126388 100687 18352 7349 MARKETING 206175 164250 29937 11988 241976 55716 88865 97395 9509993 5896821 2063528 1549644 105790 6414 7189945 10070859 4349179 4677910 26729 17715 0 0 0 0 0 0 0 0 346960 376035 3596232 1848456 2145901 1747776 196400 0 661679 670472 0 0 0 0 1692012 1739893 16714595 19307074 527126 462882 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1419906 1584571 1947032 2047453 X 7863450 8353482 6904113 6906139 0 2000000 14767563 17259621 16714595 19307074 2581685 12405 -102032 X false true X true false X 8570923 8975012 9573350 12689311 11448199 51256795 0 0 8570923 8975012 9573350 12689311 11448199 51256795 4760486 46496309 2513 11131 14795 15049 7119 50607 0 16971 14859 960706 745210 1737746 53045148 147904 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2000000 2000000 1.00000 false false 1765525 448449 1317076 1028785 637811 390974 801922 762196 39726 1747776 ADMINISTRATIVE SERVICES 1739893 1739893 0 DEFERRED RENT LIABILITY 914099 DEFERRED COMPENSATION LIABILITY 670472 1584571 X 12206815 12405 102732 115137 12091678 12091678 9612725 102732 102732 9509993 9509993 PART X, LINE 2 THE TEXT OF THE FOOTNOTE TO CMI'S AUDITED FINANCIAL STATEMENTS THAT REPORTS CMI'S LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48 (ASC TOPIC 740) IS AS FOLLOWS: CMI is subject to the provisions of the Financial Accounting Standards Board's ("FASB") Accounting Standards Codification ("ASC") Topic 740, Income Taxes, as it relates to accounting and reporting for uncertainty in income taxes. Because of CMI's general tax-exempt status, ASC Topic 740 has not had, and is not anticipated to have, a material impact on CMI's financial statements. The annual compliance and tax filings of CMI for fiscal-years 2011, 2012, and 2013 are subject to examination by the Internal Revenue Service, as well as by other various state and local authorities, generally for three years after they are submitted. PART V Endowment: CMI's endowment consists of a donor-restricted fund to support a research scientist position at CMI. X X X X X X X true EVENT ASSOCIATES inc Benefit dinner false 5783004 70000 5713004 5783004 70000 5713004 AL CA CT DC IL KS ME MD MA MN MS NH NJ NY NC OH OR RI SC UT WV WI benefit dinner 5783004 5557646 225358 225358 0 5783004 5557646 225358 225358 225358 SCHEDULE G, PART I, LINE 2B COLUMN (V) THE AMOUNT PAID TO THE PROFESSIONAL FUNDRAISING COMPANY, EVENT ASSOCIATES, inc., REPRESENTS FEES PAID FOR THE PLANNING OF CMI'S DECEMBER 2013 ANNUAL BENEFIT DINNER AND FOR OTHER FUNDRAISING ACTIVITIES. THE TOTAL AMOUNT PAID TO EVENT ASSOCIATES FOR THE PLANNING OF THE DECEMBER 2013 ANNUAL Benefit DINNER WAS $71,172, WHICH INCLUDED $65,000 IN CONTRACT FEES AND $6,172 IN REIMBURSABLE EXPENSES. CMI PAID $5,000 to Event associates, inc. FOR OTHER FUNDRAISING ACTIVITES, OF WHICH ALL IS ATTRIBUTABLE TO FEES IN FY 2014. CMI PAID $43,000 IN THE PREVIOUS FISCAL YEAR AS A DEPOSIT FOR THE DECEMBER 2013 ANNUAL benefit DINNER. IN AUGUST 2014, CMI CONTRACTED WITH EVENT ASSOCIATES FOR THE NOVEMBER 2014 annual benefit dinner, AND A $43,000 DEPOSIT TOWARDS THAT CONTRACT WAS PAID to event associates, inc. in FY 2014. true RESEARCH FOUNDATION FOR MENTAL HYGIENE 150 BROADWAY SUITE 301 MENANDS NY 12204 141410842 501(C)(3) 441442 SEE PART IV 1 financial aid program see, part iv 199 251767 SCHEDULE I, PART I, LINE 2 THE GRANT WAS MADE FOLLOWING A WRITTEN GRANT AGREEMENT STIPULATING THE PURPOSES OF THE GRANT AND REQUIRING REGULAR REPORTING ON THE USE OF THE GRANT FUNDS. CMI RECEIVES EXPENSE REPORTS ON A QUARTERLY BASIS FROM GRANTEE TO ENSURE THAT THE GRANT FUNDS ARE USED FOR THE INTENDED PURPOSES BASED ON THE APPROVED GRANT APPLICATION AND BUDGET. SCHEDULE I, PART II, LINE 1A THE CHILD MIND INSTITUTE ("CMI") AWARDED A ONE-YEAR GRANT, RENEWABLE FOR THREE YEARS, TO THE RESEARCH FOUNDATION FOR MENTAL HYGIENE ("RFMH") FOR THE PROJECT, "DISCOVERY SCIENCE OF HUMAN BRAIN FUNCTION ACROSS THE LIFESPAN: PROTOCOL ENHANCEMENT" TO FURTHER THE WORK DONE BY DR. MICHAEL MILHAM, DIRECTOR OF THE CENTER FOR THE DEVELOPING BRAIN AT CMI. THE GRANT WAS AWARDED TO DR. MILHAM IN HIS CAPACITY AS A PRINCIPAL INVESTIGATOR AT RFMH TO CONTINUE AND EXPAND THE SCOPE OF HIS ORIGINATING RESEARCH STUDY AT THE NATHAN S. KLINE INSTITUTE FOR PSYCHIATRIC RESEARCH ("NKI"), AND TO FOSTER COLLABORATION BETWEEN NKI AND CMI. SCHEDULE I, PART III, LINE 1A THE CHILD MIND INSTITUTE ("CMI") Contributes to A FINANCIAL AID PROGRAM THAT OFFERS ELIGIBLE FAMILIES A FEE DISCOUNT FOR DIAGNOSTIC EVALUATIONS AND ONGOING TREATMENT FOR CHILDREN WITH MENTAL HEALTH DISORDERS at CHILD MIND MEDICAL PRACTICE, PLLC (the "Practice"). THE PROGRAM IS DESIGNED TO ALLOW PATIENTS FROM LOW-INCOME FAMILIES TO QUALIFY, WHILE ALSO ACCOMODATING middle-income FAMILIES WHO HAVE OTHER FINANCIAL STRAINS. IN FY 2014 A TOTAL OF 199 PATIENTS RECEIVED $503,354 IN FINANCIAL AID FOR CUSTOMIZED CARE SERVICES PROVIDED BY THE PRACTICE of which CMI contributed $251,767. X X X X X X false true false false false false false false false DR HAROLD KOPLEWICZ PRESIDENT 481181 0 208000 0 0 0 124000 0 31784 0 844965 0 0 0 SHERINE KHALIL COO (thru Nov 2013) 250386 0 0 0 0 0 10000 0 11109 0 271495 0 0 0 ELIZABETH PLANET EXECUTIVE VP & CSO 212169 0 0 0 0 0 3882 0 19520 0 235571 0 0 0 DAVID RIVERA DIRECTOR OF FINANCE 153272 0 2500 0 0 0 4894 0 8665 0 169331 0 0 0 DAWN THOMSEN CHIEF OUTREACH OFFICER 139996 0 0 0 0 0 9000 0 22402 0 171398 0 0 0 MICHAEL MILHAM DIR. CTR. DEV. BRAIN 211740 0 0 0 0 0 10000 0 11010 0 232750 0 0 0 PART I, LINE 4B Compensation Practices: THE AMOUNT SHOWN IN SCHEDULE J, PART II, LINE 1, COLUMN (C) REPRESENTS AN ACCRUAL TOWARDS A NON-QUALIFIED DEFERRED COMPENSATION PLAN FOR THE PRESIDENT OF the CHILD MIND INSTITUTE UNDER INTERNAL REVENUE CODE SECTION 457(F). THIS PLAN IS DESIGNED TO SERVE AS A RETENTION INCENTIVE. AMOUNTS WILL BE PAID OUT UNDER THIS PLAN ONLY IF THE PRESIDENT CONTINUES TO BE EMPLOYED AT THE CHILD MIND INSTITUTE AS OF CERTAIN DATES IN FUTURE YEARS. CHILD MIND MEDICAL PRACTICE PLLC SEE PART V SEE PART V SCHEDULE L PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS (A) INTERESTED PERSON: DR. HAROLD KOPLEWICZ (B) ENTITY: CHILD MIND MEDICAL PRACTICE, PLLC (C) RELATIONSHIP: DR. HAROLD KOPLEWICZ, PRESIDENT OF CHILD MIND INSTITUTE, INC. ("CMI"), IS ALSO A MEMBER OF CHILD MIND MEDICAL PRACTICE, PLLC (THE "PRACTICE"). THE PRACTICE was formed TO PROVIDE CLINICAL CARE AND TREATMENT TO CHILDREN AND ADOLESCENTS AND TO PERFORM CERTAIN ACTIVITIES RELATED TO CMI'S RESEARCH IN BRAIN DEVELOPMENT, WHICH UNDER APPLICABLE NEW YORK LAW CMI IS NOT PERMITTED TO PERFORM. THESE CLINICAL CARE AND RESEARCH ACTIVITIES ARE CRITICAL TO CMI'S MISSION TO TRANSFORM MENTAL HEALTH CARE FOR CHILDREN EVERYWHERE. (D) TRANSACTIONS: (1) FORMATION. UNDER APPLICABLE NEW YORK LAW, ONLY PERSONS WHO ARE LICENSED TO PRACTICE MEDICINE MAY HOLD AN OWNERSHIP INTEREST IN AN ENTITY FORMED TO PROVIDE CLINICAL CARE AND TREATMENT. CMI, AS A NEW YORK NOT-FOR-PROFIT CORPORATION, IS THEREFORE NOT LEGALLY PERMITTED TO HOLD AN OWNERSHIP INTEREST IN THE PRACTICE. IN FURTHERANCE of CMI'S MISSION, TO PROTECT CMI'S interests, TO SUPPORT CLINICAL AND RESEARCH ACTIVITIES CONDUCTED BY THE PRACTICE, AND TO COMPLY WITH THE FOREGOING OWNERSHIP REQUIREMENT, DR. KOPLEWICZ, A LICENSED PHYSICIAN, BECAME THE CONTROLLING MEMBER OF THE PRACTICE. THE MEMBERSHIP INTERESTS IN THE PRACTICE (I.E. DR. KOPLEWICZ'S 99% INTEREST AND DR. RONALD STEINGARD'S 1% INTEREST) HAVE BEEN STRUCTURED SO THAT NEITHER MEMBER CAN RECEIVE, OR OTHERWISE REALIZE, ANY ECONOMIC BENEFIT FROM HOLDING THESE MEMBERSHIP INTERESTS OR FROM THE SALE OR OTHER DISPOSITION THEREOF. THE MEMBERS HAVE ENTERED INTO A BUY-SELL AGREEMENT WITH THE PRACTICE PURSUANT TO WHICH THEY HAVE AGREED NOT TO SELL THEIR INTERESTS TO ANY PARTY OTHER THAN THE PRACTICE, WHICH MAY RE-PURCHASE THEIR INTERESTS FOR AN AMOUNT NOT TO EXCEED THE NOMINAL AMOUNT THAT THE MEMBERS PAID TO ACQUIRE THEM. FURTHER, THE PRACTICE'S ARTICLES OF ORGANIZATION PROVIDE THAT THE PRACTICE IS TO BE OPERATED SOLELY FOR CHARITABLE, SCIENTIFIC AND EDUCATIONAL PURPOSES IN FURTHERANCE AND SUPPORT OF CMI'S MISSION TO THE EXTENT NOT INCONSISTENT WITH RELEVANT NEW YORK LAW. NONE OF the Practice's ASSETS, NET EARNINGS, INCOME OR PROFIT MAY BE DISTRIBUTED TO ANY MEMBER, MANAGER, OFFICER OR EMPLOYEE OF THE PRACTICE OR OTHER PRIVATE PERSON, AND IF THE PRACTICE IS EVER DISSOLVED, ITS ASSETS AND PROPERTY MUST BE DISTRIBUTED TO A CHARITABLE ORGANIZATION QUALIFYING FOR EXEMPTION FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. (2) RESTRICTED GRANT AGREEMENT. TO FACILITATE THE FORMATION OF THE PRACTICE AND THE CONDUCT BY THE PRACTICE OF CLINICAL AND RESEARCH ACTIVITIES THAT FURTHER CMI'S MISSION, CMI ENTERED INTO A RESTRICTED GRANT AGREEMENT WITH THE PRACTICE PURSUANT TO WHICH CMI AGREED TO MAKE SPECIAL PURPOSE RESTRICTED GRANTS TO THE PRACTICE UP TO THE AGGREGATE AMOUNT OF $1,750,000. THE RESTRICTED GRANT AGREEMENT PROVIDES, AMONG OTHER THINGS, THAT (A) THE PRACTICE IS REQUIRED TO OPERATE IN A MANNER THAT IS, AND LIMITS ITS ACTIVITIES TO THOSE THAT ARE, CONSISTENT WITH AND FURTHER THE MISSION OF CMI, (B) THE GRANT MUST BE USED BY THE PRACTICE EXCLUSIVELY IN CONNECTION WITH THE CONDUCT OF ACTIVITIES THAT FURTHER AND SUPPORT CMI'S MISSION, AND (C) THE PRACTICE MUST OBSERVE VARIOUS REPORTING, BUDGETARY AND OTHER FINANCIAL REQUIREMENTS AND ENGAGE AUDITORS ACCEPTABLE TO CMI. IF THE PRACTICE FAILS TO OBSERVE THE REQUIREMENTS OF THE RESTRICTED GRANT AGREEMENT, THE AGREEMENT MAY BE TERMINATED, in which case UNSPENT FUNDS MUST BE RETURNED TO CMI AND DAMAGES MAY BE DUE. TO DATE, CMI HAS MADE GRANTS TO THE PRACTICE IN THE AGGREGATE AMOUNT OF $690,000, ALL PRIOR TO FY 2012. (3) ADMINISTRATIVE SERVICES AGREEMENT. PURSUANT TO AN ADMINISTRATIVE SERVICES AGREEMENT BETWEEN CMI AND THE PRACTICE, CMI PROVIDES CERTAIN ADMINISTRATIVE SERVICES TO THE PRACTICE FOR WHICH THE PRACTICE COMPENSATES CMI. CONSISTENT WITH CMI'S INTERNAL POLICIES AND PROCEDURES, THIS COMPENSATION IS BASED ON THE FAIR MARKET VALUE OF THE SERVICES DETERMINED ACCORDING TO AN ARM'S LENGTH PROCESS WITH GUIDANCE FROM EXTERNAL INDEPENDENT ADVISORS. THE PRACTICE'S PAYMENT OBLIGATION TO CMI FOR SERVICES PROVIDED UNDER THE ADMINISTRATIVE SERVICES AGREEMENT IS CURRENTLY REFLECTED AS A RECEIVABLE ON CMI'S FINANCIAL STATEMENTS IN THE AMOUNT OF $1,739,893, AS REFLECTED IN PART X OF THIS FORM 990. DURING FY 2014, CMI INCURRED $491,381 OF COSTS ASSOCIATED WITH PROVIDING ADMINISTRATIVE SERVICES TO the PRACTICE, OF WHICH $200,000 HAS BEEN REIMBURSED IN FY 2014. (4) LICENSE AGREEMENT. PURSUANT TO A LICENSE AGREEMENT BETWEEN CMI AND THE PRACTICE, CMI GRANTED A ROYALTY-FREE LICENSE TO USE CERTAIN OF ITS TRADEMARKS AND DOMAIN NAMES TO THE PRACTICE SUBJECT TO CERTAIN TERMS AND CONDITIONS, INCLUDING CMI'S RIGHT TO TERMINATE THE LICENSE AGREEMENT IN THE EVENT OF THE PRACTICE'S BREACH OF THE TERMS AND CONDITIONS OF THE RESTRICTED GRANT AGREEMENT. (5) GRANT SERVICES AGREEMENT. PURSuANT TO A GRANT SERVICES AGREEEMENT BETWEEN CMI AND THE PRACTICE, CMI ENGAGES THE PRACTICE TO PROVIDE CERTAIN SERVICES REQUIRED BY CONTRIBUTIONS OR GRANTS THAT CMI HAS RECEIVED AND WHICH CMI IS UNABLE TO PROVIDE. CMI DISCLOSES TO ITS DONORS AND GRANTORS THAT SERVICES WILL BE SUB-CONTRACTED TO THE prACTICE TO SATISTY THE REQUIREMENTS OF THE DONATION OR GRANT. DURING FY 2014, AMOUNTS incurred TO THE PRACTICE PURSUANT TO THE GRANT SERVICES AGREEMENT IN PERFORMANCE OF THESE REQUIREMENTS AMOUNTED TO $299,337, and is reflected in sub-contractor expenses in part IX of this form 990. (E) BOARD OVERSIGHT OF RELATIONSHIP AND TRANSACTIONS: AS NOTED ABOVE, DR. KOPLEWICZ IS BOTH THE PRESIDENT OF CMI AND A MEMBER OF THE PRACTICE. ACCORDINGLY, THE TRANSACTIONS BETWEEN CMI AND THE PRACTICE, INCLUDING THE AGREEMENTS DESCRIBED ABOVE, WERE REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS OF CMI. FURTHERMORE, THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS OF CMI OVERSEES THE ONGOING RELATIONSHIP BETWEEN CMI AND THE PRACTICE IN ACCORDANCE WITH CMI'S CONFLICT OF INTEREST AND DISCLOSURE POLICY. X 13 1961375 fmv false false false FORM 990, PART I, LINE 1 CMI MISSION AND PROGRAM SERVICES: OUR ORGANIZATION IS COMMITTED TO FINDING MORE EFFECTIVE TREATMENTS FOR CHILDHOOD PSYCHIATRIC AND LEARNING DISORDERS, BUILDING THE SCIENCE OF HEALTHY BRAIN DEVELOPMENT, AND EMPOWERING CHILDREN AND THEIR FAMILIES WITH HELP, HOPE AND ANSWERS. FORM 990, PART III, LINE 4A, Program service, PUBLIC EDUCATION: --------------------------------------------------------------- THE CHILD MIND INSTITUTE HAS A PUBLIC EDUCATION MISSION TO PROVIDE AUTHORITATIVE, SCIENCE-BASED INFORMATION AND RESOURCES ABOUT CHILDREN'S MENTAL HEALTH TO PARENTS, EDUCATORS, AND OTHER MENTAL HEALTH PROFESSIONALS. CHILDMIND.ORG - THE CHILD MIND INSTITUTE'S WEB SITE CONTAINS A WEALTH OF INFORMATION, NEWS, ADVICE AND STRATEGIES FOR PARENTS, EDUCATORS, AND OTHER PROFESSIONALS DEALING WITH PSYCHIATRIC AND LEARNING DISORDERS IN CHILDREN AND ADOLESCENTS. AN INTERACTIVE SYMPTOM CHECKER AND MENTAL HEALTH GUIDE OFFER THE LATEST THINKING ON COMMON DISORDERS, FROM SYMPTOMS TO TREATMENTS. MENTAL HEALTH EXPERTS FROM INSTITUTIONS AROUND THE COUNTRY OFFER INFORMATION AND INSIGHT ON THEIR SPECIALTIES IN DOZENS OF EDUCATIONAL VIDEOS. FEATURE ARTICLES DISCUSS ISSUES OF INTEREST TO PARENTS, WHETHER OR NOT THEY HAVE A CHILD WITH A PSYCHIATRIC OR LEARNING DISORDER. THE BRAINSTORM BLOG OFFERS SUMMARIES OF NEWS, LINKS TO ARTICLES OF INTEREST, AND COMMENTARY ON ISSUES RELATED TO CHILDREN'S MENTAL HEALTH. CHILDMIND.ORG HAS PARTNERED WITH DOZENS OF OTHER SITES AND BLOGS TO SHARE CONTENT AND ENLARGE THE FOOTPRINT OF THE ARTICLES AND RESOURCES WE HAVE CREATED, AND A ROBUST SOCIAL MEDIA CAMPAIGN USES tools like FACEBOOK AND TWITTER TO SPREAD THE WORD. SPEAK UP FOR KIDS - Speak Up for Kids is the Child Mind Institute's national public education campaign held each year to battle the barriers that can prevent kids and families from seeking life-changing treatment. By promoting awareness and engaging a broad coalition of partners, the campaign sparks the kind of national attention that children's mental health truly deserves. Speak Up for Kids features events, influential speakers, more than 100 partner organizations, resources for parents and families, synchronized digital activities, and multi-platform media engagement. ADAM JEFFREY KATZ MEMORIAL LECTURE - DESIGNED TO RAISE AWARENESS AND EDUCATE THE PUBLIC ABOUT childhood psychiatric and learning disorders, THIS ANNUAL LECTURE was launched IN 2003 AS A LIVING MEMORIAL TO ADAM KATZ, WHO STRUGGLED WITH ADHD and dyslexia. THE lecture FEATURES A LEADING EXPERT IN THE FIELD, followed by A CANDID CONVERSATION WITH A prominent GUEST ABOUT LIVING WITH A MENTAL HEALTH DISORDER. PAST honorees HAVE INCLUDED ACTOR ORLANDO BLOOM, ACTRESS AND PRODUCER TRUDIE STYLER, PRODUCER BRIAN GRAZER, and Grammy-winning artist Naomi Judd. ON THE SHOULDERs OF GIANTS - EACH YEAR, THE CHILD MIND INSTITUTE's SCIENTIFIC RESEARCH COUNCIL SELECTS A SCIENTIST TO RECEIVE THE DISTINGUISHED SCIENTIST AWARD FOR HIS OR HER LIFETIME OF RESEARCH AND CONTRIBUTIONS TO THE FIELDS OF CHILD MENTAL HEALTH AND DEVELOPMENTAL NEUROSCIENCE. AT THE ON THE SHOULDERS OF GIANTS SYMPOSIUM, THE AWARDEE IS A FEATURED SPEAKER, ALONG WITH TWO GENERATIONS OF HIS OR HER PROTEGES. THIS PRESENTATION GIVES THE RESEARCH COMMUNITY, AND PARTICULARLY YOUNGER SCIENTISTS, A VIEW INTO THE TRANSFORMATIONAL POWER OF DEDICATION AND COLLABORATION IN SCIENCE. CHILD MIND INSTITUTE STUDENT ART PROJECT - Each year, THE CHILD MIND INSTITUTE INVITES four local PUBLIC AND INDEPENDENT SCHOOLS TO PARTICIPATE in OUR GALLERY PROGRAM DEDICATED TO DISPLAYING WORKS OF ART CREATED BY STUDENT ARTISTS. CRITICAL TO CHILD DEVELOPMENT AND ACADEMIC SUCCESS, art PROMOTEs SELF-ESTEEM AND PROVIDEs OPPORTUNITIES FOR SELF-EXPRESSION. Works from the Student Art Project are PROMINENTLY exhibited AT THE CHILD MIND INSTITUTE HEADQUARTERS and LAUNCHED WITH AN OPENING RECEPTION FOR THE STUDENT ARTISTS, THEIR FAMILIES, AND THE ENTIRE SCHOOL COMMUNITY. A VIRTUAL GALLERY IS ALSO AVAILABLE ON CHILDMIND.ORG. PARENT AND EDUCATOR WORKSHOPS ON CLINICAL TOPICS - THE PARENT AND EDUCATOR WORKSHOPS COVER A RANGE OF ISSUES AFFECTING CHILDREN, INCLUDING SELECTIVE MUTISM, ATTENTION-DEFICIT HYPERACTIVITY DISORDER, OBSESSIVE-COMPULSIVE DISORDER, AND OTHERS. THESE EDUCATIONAL WORKSHOPS PROVIDE AN OPPORTUNITY FOR PARENTS, TEACHERS, AND OTHER CARING PROFESSIONALS TO GAIN NEW KNOWLEDGE, INSIGHTS AND SKILLS TO IMPROVE THEIR ABILITY TO PARENT AND NURTURE children WITH THESE DISORDERS AND HELP THEM THRIVE. SESSIONS ARE HELD AT THE CHILD MIND INSTITUTE DURING THE SCHOOL YEAR AND ARE ALSO AVAILABLE ONLINE. FORM 990, PART III, LINE 4B, Program Service, SCIENCE AND INNOVATION: --------------------------------------------------------------------- The Child Mind Institute has a science and innovation mission that underscores the transformative power of collaborative research in the field of children's mental health. The Center for the Developing Brain is dedicated to accelerating the pace of scientific advancement for children's mental health through the conduct and promotion of high-impact research focused on the developing brain and mental illness. The center actively works to innovate models of the neural underpinnings of mental illness, as well as the methodologies employed by investigators to examine them. Additionally, the center spearheads a large-scale "open science" initiative that serves to demonstrate the feasibility and value of open data-sharing in the brain imaging community. Known as the International Neuroimaging Data-sharing Initiative, this effort has given researchers who once struggled to obtain a few dozen datasets for their work access to thousands of datasets from clinical and nonclinical populations. ENDEAVOR SCIENTIST PROGRAM - THE ENDEAVOR SCIENTIST PROGRAM IS A PIONEERING EFFORT LAUNCHED BY THE CHILD MIND INSTITUTE TO SUPPORT THE DEVELOPMENT OF TALENTED, MULTIDISCIPLINARY SCIENTISTS IN RESEARCH POSITIONS AT ACADEMIC AND MEDICAL INSTITUTIONS AROUND THE GLOBE. RECRUITED FROM VARIOUS FIELDS SUCH AS COMPUTER SCIENCE, ENGINEERING, MATHEMATICS, AND STATISTICS, THESE SCIENTISTS WILL COLLABORATE ON RESEARCH THAT PURSUES A DEEPER UNDERSTANDING OF HUMAN BRAIN DEVELOPMENT. BRINGING DIVERSE THINKERS TOGETHER brings US CLOSER TO DEVELOPING BETTER INTERVENTIONS, AND EVENTUALLY PREVENTATIVE MEASURES, FOR PSYCHIATRIC AND LEARNING DISORDERS IN CHILDREN AND ADOLESCENTS. HEALTHY BRAIN NETWORK - The Healthy Brain Network is an innovative neuroscience research program aimed at building the largest, most comprehensive data resource exclusively on children and adolescents and sharing the data with scientists globally. Through a proven Big Data and Open Science paradigm, this initiative will spur the discovery of brain-based biomarkers of psychiatric and learning disorders. The research will lead to the development of objective clinical tools for mental health practitioners to provide more accurate diagnoses and treatment protocols for struggling children. The Healthy Brain Network will establish a repository of imaging (fMRI and EEG), genetic, cardiovascular fitness and nutrition assessments, IQ, and clinical evaluations on 10,000 children and adolescents (ages 5-21) from communities across the New York metropolitan area. Through a collaborative data-sharing model, multi-disciplinary researchers from around the world will have access to this rich resource as it is being collected to stimulate analysis, hypothesis generation and testing. Furthermore, this community-based approach will provide free diagnostic clinical evaluations to 10,000 children who participate, as well as refer care for families in their home community. This is an invaluable benefit to these families, many of whom would not otherwise have access to such a resource. SCIENTIFIC RESEARCH COUNCIL - COMPRISED OF 13 OF THE NATION'S TOP CHILDren's MENTAL HEALTH SCIENTISTS, THE SCIENTIFIC RESEARCH COUNCIL BRINGS TOGETHER SCIENTISTS AND RESEARCH CLINICIANS TO CREATE A GLOBAL INCUBATOR FOR COLLABORATIVE RESEARCH IN CHILDren's MENTAL HEALTH. FUNCTIONING AS A MULTI-INSTITUTIONAL SCIENTIFIC THINK-TANK, THE COUNCIL INCLUDES DISTINGUISHED SCIENTISTS IN THE FIELD OF CHILD AND ADOLESCENT PSYCHIATRY, PSYCHOLOGY, NEUROSCIENCE, AND NEUROLOGY, AND EXPERTS IN ANXIETY AND MOOD DISORDERS, ATTENTION-DEFICIT HYPERACTIVITY DISORDER, AUTISM SPECTRUM DISORDERS, AND EATING DISORDERS. Stress and Resilience program - In 2013, the Child Mind Institute's Stress and Resilience Program provided trauma response services to more than 100 New York City public elementary, intermediate, and high schools, as well as children's mental health clinics, serving thousands of students. Our services focused on providing psychoeducational workshops, school-based trauma interventions, and consultation to communities affected by Superstorm Sandy, as well as public schools. The overall purpose of the Stress and Resilience Program is to promote healthy child development and resilience and prevent serious, trauma-related psychologi FORM 990, PART VI, SECTION A, LINE 2 FAMILY RELATIONSHIPS: PHYLLIS GREEN AND RANDOLPH COWEN ARE HUSBAND AND WIFE MEGAN AND MARK DOWLEY ARE HUSBAND AND WIFE ELIZABETH AND MICHAEL FASCITELLI ARE HUSBAND AND WIFE DEBRA G. PERELMAN AND GIDEON M. GIL ARE HUSBAND AND WIFE - GIDEON M. GIL STEPPED DOWN FROM THE BOARD ON AUGUST 13, 2014 AMY AND JOHN PHELAN ARE HUSBAND AND WIFE JANE ROSENTHAL AND CRAIG HATKOFF ARE DIVORCED ELLEN AND HOWARD KATZ ARE HUSBAND AND WIFE CHRISTINE AND RICHARD MACK ARE HUSBAND AND WIFE BROOKE GARBER NEIDICH AND DANIEL NEIDICH ARE HUSBAND AND WIFE JORDAN SCHAPS IS THE SON OF LINDA SCHAPS PREETHI KRISHNA AND RAM SUNDARAM ARE HUSBAND AND WIFE FORM 990, PART VI, SECTION B, LINE 11 FORM 990: CMI'S FORM 990 IS PREPARED BY ITS INDEPENDENT ACCOUNTING FIRM, WITH THE ASSISTANCE OF CMI STAFF. THE DRAFT FORM 990 IS THEN REVIEWED BY CMI'S EXECUTIVE DIRECTOR AND CMI'S GENERAL COUNSEL AND BY EXTERNAL INDEPENDENT LEGAL COUNSEL. THE DRAFT FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT & FINANCE COMMITTEE OF CMI'S BOARD OF DIRECTORS, WHICH WAS DELEGATED THIS RESPONSIBILITY BY THE FULL BOARD OF DIRECTORS. THE AUDIT & FINANCE COMMITTEE REVIEWS THE FORM 990 AND DISCUSSES THE CONTENTS THEREOF AT A MEETING WITH CMI'S INDEPENDENT AUDITORS. THE DRAFT FORM 990 IS THEN PRESENTED BY THE CHAIR OF THE AUDIT & FINANCE COMMITTEE to the full board of directors AT its ANNUAL MEETING. PRIOR TO FILING THE FORM 990 WITH THE INTERNAL REVENUE SERVICE, A COPY OF THE FINAL VERSION OF THE FORM 990 IS PROVIDED TO EACH MEMBER OF THE ENTIRE BOARD FOR REVIEW AND COMMENT. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY: CMI'S CONFLICT OF INTEREST and disclosure POLICY REQUIRES DIRECTORS HAVING A POTENTIAL CONFLICT TO REPORT it TO THE BOARD AND RECUSE THEMSELVES FROM A DISCUSSION AND A VOTE ON the MATTER. CMI OBTAINS A SIGNED CONFLICT OF INTEREST DISCLOSURE FORM FROM EACH director, officer, AND key employee ON AN ANNUAL BASIS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: In accordance with CMI's executive compensation review policy, EXECUTIVE LEVEL COMPENSATION IS REVIEWED BY AN OUTSIDE INDEPENDENT CONSULTANT, QUALIFIED TO REVIEW sIMILAR POSITIONS IN SIMILAR NON-PROFIT HEALTHCARE ENTITIES. THE REVIEW INCLUDES EACH INDIVIDUAL'S CV, YEARS OF EXPERIENCE, JOB DESCRIPTION AND GOALS FOR CURRENT POSITION, COMPARISON TO THE MARKET, AND SPECIAL CONSIDERATIONS SUCH AS RELOCATION, PAST PERFORMANCE AND ACCOMPLISHMENTS, AND NICHE EXPERTISE / KNOWLEDGE OF REQUIRED AREAS. NON-INTERESTED MEMBERS OF THE COMPENSATION COMMITTEE OF CMI's BOARD OF DIRECTORS REVIEW THE COMPENSATION CONSULTANT'S report, including appropriate comparability data, AND MAKE A DETERMINATION ABOUT COMPENSATION BASED ON ALL RELEVANT FACTORS, ensuring compensation is reasonable. THE COMPENSATION COMMITTEE'S DELIBERATIONS AND DECISIONS ARE DOCUMENTED CONTEMPORANEOUSLY IN THE committee's MINUTES AND RETAINED IN CMI's RECORDS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF ORGANIZATIONAL DOCUMENTS: THE FORM 990, governing documents, and conflict of interest and disclosure policy are AVAILABLE UPON REQUEST. CMI PUBLISHES A SUMMARY OF ITS AUDITED FINANCIAL STATEMENTS IN THE ANNUAL REPORT WHICH IS AVAILABLE ON ITS WEBSITE. FORM 990, PART VII, SECTION A, COLUMN D REPORTABLE COMPENSATION: COMPENSATION OF THE PRESIDENT AND OTHER KEY EXECUTIVES IS SUBJECT TO THE CHILD MIND INSTITUTE'S WRITTEN executive COMPENSATION review POLICY WHICH INCLUDES REVIEW BY INDEPENDENT PERSONS, appropriate COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION BY THE BOARD'S COMPENSATION COMMITTEE. Form 990, PART XI, Line 8 Unrestricted net assets at the beginning of the year have been decreased by $102,032 to reflect an adjustment in the balance of the receivable due from Child Mind Medical Practice, PLLC.