2015-02-16T13:28:33-06:00 2014-06-30 952772601 GLENN BURDETTE 1150 PALM STREET SAN LUIS OBISPO CA 93401 990 2013-07-01 951648180 CAL POLY CORPORATION CALP 8057561451 CORPORATION ADMIN BUILDING 15 SAN LUIS OBISPO CA 93407 LORLIE LEETHAM INTERIM EXECUTIVE DIRECTOR 8057561451 2015-02-11 1 MICAL W BOVEE CPA P01023187 8055441441 2013 2016-02-25 16:41:14Z LORLIE LEETHAM CORPORATION ADMIN BUILDING 15 SAN LUIS OBISPO CA 93407 103597485 0 X WWW.CALPOLYCORPORATION.ORG X 1940 CA TO PROVIDE THE UNIVERSITY WITH CERTAIN SERVICES AND FACILITIES WHICH ARE AN INTEGRAL PART OF THE EDUCATIONAL PROGRAM OF THE UNIVERSITY. 13 5 3950 5 767347 -75491 4023909 5730085 33059913 32733206 2599273 2418446 24408830 29077341 64091925 69959078 4723405 6373815 0 0 30915963 30108081 459704 132933 132933 23925471 23652536 60024543 60267365 4067382 9691713 136805278 139688460 35961886 24391167 100843392 115297293 X TO PROVIDE THE UNIVERSITY WITH CERTAIN SERVICES AND FACILITIES WHICH ARE AN INTEGRAL PART OF THE EDUCATIONAL PROGRAM OF THE UNIVERSITY. 0 0 20041911 2719033 18485730 RESEARCH GRANTS & CONTRACTS: EXTERNALLY SPONSORED PROJECTS ADMINISTERED BY THE CORPORATION FOR BENEFIT OF THE UNIVERSITY. 10681819 1676311 6068992 RESTRICTED AND DESIGNATED FUNDS: GIFTS AND SPECIAL ACTIVITY ACCOUNTS THAT ARE RESTRICTED OR DESIGNATED FOR SUPPORT OF UNIVERSITY PROGRAMS. 23007403 1978471 33643291 EDUCATIONAL BOOKSTORE: PROVIDED BOOKS, LEARNING MATERIALS AND EQUIPMENT FOR THE UNIVERSITY STUDENTS AND FACULTY/STAFF; CAMPUS DINING SERVICES FOR UNIVERSITY STUDENTS AND FACULTY; AGRICULTURE PROJECTS 1749463 2278294 EDUCATIONAL CONFERENCES AND WORKSHOPS 1749463 2278294 55480596 1 1 0 0 0 0 0 1 1 0 1 1 0 0 1 0 1 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 501 0 1 3950 1 1 1 0 0 0 0 1 1 0 0 0 0 X 13 5 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X DAN BANFIELD 8057567335 CORPORATION ADMIN BLDG 15 SAN LUIS OBISPO CA 93407 MS BETSY KINSLEY CHAIR/CEO 4.00 40.00 X X 0 160903 53864 MR MICHAEL MILLER VICE CHAIR 4.00 40.00 X X 0 186039 55116 MR ANDY THULIN SEC./TREAS./CFO 4.00 40.00 X X 0 174370 56866 MR JAMES BRABECK DIRECTOR 4.00 X 0 0 0 MR KEITH HUMPHREY DIRECTOR 4.00 40.00 X 0 170890 54782 MR THOMAS LEBENS ESQUIRE DIRECTOR 4.00 X 0 0 0 MR JAMES LOKEY DIRECTOR 4.00 X 0 0 0 MR CYRUS RAMEZANI DIRECTOR 4.00 40.00 X 0 142031 43827 MS DEBORAH READ DIRECTOR 4.00 40.00 X 0 254839 69210 MS KIM SHOLLENBERGER DIRECTOR 4.00 40.00 X 0 102880 23617 MS KAREN WEBB DIRECTOR 4.00 40.00 X 0 149573 39475 NATHAN HONNEYCUT STUDENT DIRECTOR 4.00 X 0 0 0 CHRISTOPHER NIELSEN STUDENT DIRECTOR 4.00 X 0 0 0 BONNIE MURPHY EXECUTIVE DIRECTOR 40.00 X 0 150840 39735 JAGJIT SINGH PROFESSOR 13.00 40.00 X 106530 146144 38386 CHARLES BURT PROFESSOR 20.00 40.00 X 146113 11568 3651 MIKE THORNTON CAMPUS DINING DIRECTOR 40.00 X 136292 0 23780 STARR LEE GENERAL COUNSEL 40.00 X 115128 0 23127 JOANNE MEAD HR DIRECTOR 40.00 X 113036 0 16432 617099 1650077 541868 8 0 1 0 RHODE ISLAND HOSPITAL - THE MIRIAM HOSPI ONE HOPPIN STREET SUITE 1300 PROVIDENCE RI 02903 RESEARCH SUPPORT 428706 JR GLOUDEMANS 2309 CLIPPER STREET SAN MATEO CA 94403 RESEARCH SUPPORT 199035 UNITED PARCEL SERVICE PO BOX 894820 LOS ANGELES CA 90189 SHIPPING 181130 UNIVERSITY OF NORTH CAROLINA AT CHAPEL H 102 LINEBERGER COMPREHENSIVE CANCER CHAPEL HILL NC 27599 RESEARCH SUPPORT 115860 THE DAVEY TREE COMPANY 7627 MORRO ROAD ATASCADERO CA 93422 RESEARCH SUPPORT 103226 5 333865 5396220 607505 5730085 GRANTS & CONTRACTS 900099 18485730 18485730 SERVICE FEES 561000 5767257 5767257 UNIV. PROGRAMS SUPPORT 900099 3304684 3304684 MISCELLANEOUS 900099 2897241 2693439 34215 169587 CONFERENCES & WORKSHOPS 519100 2278294 2278294 32733206 1043109 1043109 416350 530130 -113780 -113780 -60486 -53294 14694374 13319037 1375337 1375337 1375337 541832 333865 234468 307364 307364 48438529 19554772 28883757 27946903 793618 143236 69959078 60476307 767347 2985339 6239074 6239074 134741 134741 190575 190575 21587310 19291876 2295434 1058519 744115 314404 4480279 4034336 445943 2791398 2581777 209621 72234 72234 544 544 146673 17463 129210 132933 132933 148012 75976 72036 3964933 3864673 100260 574374 574323 51 351233 293121 58112 314613 175846 138767 384261 384261 1908952 1831008 77944 1488819 1452872 35947 125543 120823 4720 100 100 1935411 1648667 286744 285823 207525 78298 SUPPLIES & EQUIPMENT 3304998 3232147 72851 CONTRACT & GRANT IDC EX 2653515 2653515 LIVESTOCK EXPENSE 1572246 1572246 GENERAL EQUIPMENT MAINT 565567 553280 12287 3854685 3724597 130088 60267365 55480596 4653836 132933 64108 66858 15316103 17145416 8732715 10526568 2825984 2220181 415532 0 4138605 3319062 437183 401933 45322760 20261275 24453478 25061485 73419964 64646932 6363606 11576480 638000 4723545 136805278 139688460 4600510 3487159 9834451 10444988 6094203 6744822 2690000 2625000 12742722 1089198 35961886 24391167 X 0 0 0 0 100843392 115297293 100843392 115297293 136805278 139688460 X 9691713 4568340 193848 X 0 1 X 1 1 1 X 3666863 5721283 5787784 4023909 5730085 24929924 569933 732038 539439 409797 471435 2722642 4236796 6453321 6327223 4433706 6201520 27652566 218275 27434291 2133058 1700817 1950300 1377871 1407715 8569761 113186 113186 1363210 1152357 235149 2750716 39086229 393509199 0.70190 0.57310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 0 1 X 10339164 10339164 20491666 9811948 10679718 949510 426208 523302 10513992 8587304 1926688 3028428 1435815 1592613 25061485 ALTERNATIVE INVESTMENTS & OTHER 1077011 F CD'S 10499469 F 11576480 ACTUARIAL ANNUITY LIABILITIES 1074198 OTHER LIABILITIES 15000 1089198 95123722 4568340 501458 193848 5263646 89860076 148012 -20049010 -19900998 69959078 80669822 501458 20181944 20683402 59986420 148012 132933 280945 60267365 PART III, LINE 1A: UNDER GASB STATEMENT 34, THE CORPORATION HAS ELECTED TO NOT CAPITALIZE DONATED WORKS OF ART HELD IN COLLECTIONS OR RECOGNIZE THEM AS REVENUES OR GAINS. THE STATEMENT PROVIDES THAT SUCH DONATIONS NEED NOT BE RECOGNIZED IF THEY ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION OR EDUCATION; ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED; AND ARE SUBJECT TO A POLICY THAT REQUIRES THE PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. AT JUNE 30, 2014, THE CORPORATION HELD AN ART COLLECTION ACQUIRED BY DONATION FOR THE BENEFIT OF THE UNIVERSITY. PART IV, LINE 2B: THE CORPORATION HOLDS 10 ENDOWMENTS FOR OTHERS AS WELL AS FUNDS HELD ON DEPOSIT RELATED TO TWO CONDOS HELD FOR THE BENEFIT OF THE ORFALEA COLLEGE OF BUSINESS. THESE ENDOWMENTS ARE MANAGED BY THE CORPORATION TO BE INVESTED LONG-TERM AND THE RELATED INCOME EITHER EXPENDED FOR SUPPORT OF UNIVERSITY PROGRAMS, INCLUDING THE ALUMNI ASSOCIATION AND ASI, OR RELATED EXTERNAL ORGANIZATIONS. ADDITIONS TO ENDOWMENTS HELD FOR OTHERS (PRINCIPALLY THE RETURN ON INVESTMENT OF FUND ASSETS) ARE RECORDED AS LIABILITIES AS OPPOSED TO REVENUES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 193,848. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD LINE 10B -19,554,772. FUNDRAISING EXPENSES LINE 8B -234,468. RENTAL EXPENSES LINE 6B -392,703. PROFESSIONAL FUNDRAISING COSTS NET WITH REVENUES 132,933. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD LINE 10B 19,554,772. FUNDRAISING EXPENSES LINE 8B 234,468. RENTAL EXPENSES LINE 6B 392,704. PART XII, LINE 4B - OTHER ADJUSTMENTS: PROFESSIONAL FUNDRAISING COSTS NET WITH REVENUES 132,933. X X X X X X X 1 NELLIGAN SPORTS MARKETING INC 150 CLOVE ROAD LITTLE FALLS NJ 07424 OBTAINING CORPORATE SPONSORSHIPS 1 209861 132933 76928 209861 132933 76928 MUSTANG MADNESS 610663 251389 359274 8500 4286 4560 92826 WRESTLING GOLF TOURNAMENT 54525 8075 46450 10700 5500 7 210509 74401 136108 1440 333 21614 84709 875697 333865 541832 9940 4619 36874 183035 234468 307364 1 CALIFORNIA POLYTECHNIC STATE UNIVERSITY ONE GRAND AVE SAN LUIS OBISPO CA 93407 946001347 115 453634 STUDENT GRANTS AND SCHOLARSHIPS AWARDED AND MONITORED BY THE UNIVERSITY CALIFORNIA POLYTECHNIC STATE UNIVERSITY ONE GRAND AVE SAN LUIS OBISPO CA 93407 946001347 115 1222677 1255659 BOOK SPONSORED PROGRAMS ASSETS TRANSFERRED TO STATE FOR PROJECTS THAT HAVE CLOSED SUPPORT OF THE UNIVERSITY SRI INTERNATIONAL 333 RAVENSWOOD AVE MENLO PARK CA 94025 941160950 501(C)(3) 1077788 SUBAWARD UNDER SPONSORED PROGRAMS GRANT PHOENIX INTEGRATION 1715 PRATT DRIVE STE 2000 BLACKSBURG VA 24060 541751156 68553 SUBAWARD UNDER SPONSORED PROGRAMS GRANT THE MIRIAM HOSPITAL 164 SUMMIT AVENUE PROVIDENCE RI 02906 050258905 501(C)(3) 456075 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU FRESNO FOUNDATION 4910 N CHESTNUT AVENUE FRESNO CA 93726 946003272 115 23039 SUBAWARD UNDER SPONSORED PROGRAMS GRANT KENYON COLLEGE EDELSTEIN HOUSE GAMBIER OH 43022 314379507 501(C)(3) 15907 SUBAWARD UNDER SPONSORED PROGRAMS GRANT PENNINGTON BIOMEDICAL RESEARCH CENTER 6400 PERKINS ROAD BATON ROUGE LA 70808 726000848 58770 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UC BERKELEY 2150 SHATTUCK AVENUE SUITE 313 BERKELEY CA 88618 946002123 115 88619 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UC SANTA CRUZ 1156 HIGH STREET SANTA CRUZ CA 95064 931137247 115 23588 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRANT AVE HERON HALL SAN LUIS OBISPO CA 93407 204927897 501(C)(3) 722812 SUPPORT OF THE UNIVERSITY TYVAK 15265 ALTON PARKWAY SUITE 200 IRVINE CA 92318 452934369 260138 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UC RIVERSIDE 200 UNIVERSITY OFFICE RIVERSIDE CA 92521 956006142 115 25643 SUBAWARD UNDER SPONSORED PROGRAMS GRANT PROVOST & PRITCHARD 286 WEST CROMWELL AVENUE FRESNO CA 93711 942187078 152576 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UC IRVINE 5171 CALIFORNIA AVENUE SUITE 150 IRVINE CA 92697 952226406 115 44000 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UNIVERSITY OF DELAWARE 210 HULIHEN HALL NEWARK DE 19719 516000297 115 23313 SUBAWARD UNDER SPONSORED PROGRAMS GRANT SAN FRANCISCO STATE UNIVERSITY HOLLOWAY AVE ADM 471 SAN FRANCISCO CA 94132 931137247 115 12425 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UNIVERSITY OF UTAH 75 SOUTH 20000 EAST SALT LAKE CITY UT 84112 876000525 115 30479 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU CHICO CSU CHICO FOUNDATION CHICO CA 95929 680386518 115 26126 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UNIVERSITY OF ILLINOIS CHICAGO 1737 WEST POLK STREET CHICAGO IL 60612 376000511 115 37296 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU POMONA 3801 WEST TEMPLE POMONA CA 91768 952417645 115 42351 SUBAWARD UNDER SPONSORED PROGRAMS GRANT CSU BAKERSFIELD 9001 STOCKDALE HWY BAKERSFIELD CA 93311 770314545 115 5540 SUBAWARD UNDER SPONSORED PROGRAMS GRANT UNIVERSITY OF NORTH CAROLINA 104 AIRPORT DRIVE SUIT 2200 CHAPEL HILL NC 27599 566001393 115 98054 SUBAWARD UNDER SPONSORED PROGRAMS GRANT 19 4 SUBAWARD UNDER SPONSORED PROGRAMS GRANT 1 134741 PART I, LINE 2: PAYMENTS TO CALIFORNIA POLYTECHNIC STATE UNIVERSITY ASSOCIATED WITH GRANTS AND SCHOLARSHIPS ARE MADE DIRECTLY TO THE UNIVERSITY, OR AT THE DIRECTION OF THE UNIVERSITY. THE UNIVERSITY DETERMINES THE EVALUATION AND QUALIFICATION PROCESS IN AWARDING FUNDS TO INDIVIDUALS. PAYMENTS TO OTHER ORGANIZATIONS ARE RELATED TO GRANT SUBAWARDS UNDER SPONSORED PROGRAMS. SPONSORED PROGRAMS REVIEWS EXPENDITURE REQUESTS FOR ALLOWABILITY, ALLOCABILITY AND REASONABLENESS IN ACCORDANCE WITH THE SPONSORED PROJECT'S PURPOSE PRIOR TO EXPENSE APPROVAL. X X 0 0 0 0 0 0 0 0 0 MS BETSY KINSLEY CHAIR/CEO 0 160903 0 0 0 0 0 33463 0 20401 0 214767 0 0 MR MICHAEL MILLER VICE CHAIR 0 186039 0 0 0 0 0 38690 0 16426 0 241155 0 0 MR ANDY THULIN SEC./TREAS./CFO 0 174370 0 0 0 0 0 36298 0 20568 0 231236 0 0 MR KEITH HUMPHREY DIRECTOR 0 164890 0 0 0 6000 0 34381 0 20401 0 225672 0 0 MR CYRUS RAMEZANI DIRECTOR 0 142031 0 0 0 0 0 23369 0 20458 0 185858 0 0 MS DEBORAH READ DIRECTOR 0 233839 0 0 0 21000 0 48642 0 20568 0 324049 0 0 MS KAREN WEBB DIRECTOR 0 149573 0 0 0 0 0 31110 0 8365 0 189048 0 0 BONNIE MURPHY EXECUTIVE DIRECTOR 0 150840 0 0 0 0 0 31370 0 8365 0 190575 0 0 JAGJIT SINGH PROFESSOR 106530 146144 0 0 0 0 0 23237 0 15149 106530 184530 0 0 CHARLES BURT PROFESSOR 146113 11568 0 0 0 0 0 2372 0 1279 146113 15219 0 0 MIKE THORNTON CAMPUS DINING DIRECTOR 136292 0 0 0 0 0 23780 0 0 0 160072 0 0 0 X 8 56194 FAIR MARKET VALUE X OTHER ASSETS 290 551311 FAIR MARKET VALUE 0 1 1 PART I, LINE 32B: THE CORPORATION USES CPSU ADVANCEMENT SERVICES FOR THE SOLICITATION AND PROCESSING OF NONCASH CONTRIBUTIONS, IN ADDITION TO VARIOUS BROKERS FOR THE SALE OF SECURITIES AND OTHER NONCASH GIFTS. FORM 990, PART VI, SECTION A, LINE 7A THE CPSU PRESIDENT HAS AUTHORITY TO FILL VACANT CORPORATION BOARD POSITIONS AND SERVE WITHOUT ELECTION ON THE BOARD WITH THE SAME RIGHTS AS THE OTHER DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE CPSU PRESIDENT MUST APPROVE AMENDMENTS TO GOVERNING DOCUMENTS, HAS AUTHORITY TO FILL VACANT CORPORATION BOARD POSITIONS AND MAY SERVE WITHOUT ELECTION ON THE BOARD WITH THE SAME RIGHTS AS THE OTHER DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE CONTROLLER AND EXECUTIVE DIRECTOR AND PROVIDED TO THE BOARD OF DIRECTORS FOR REVIEW PRIOR TO BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C IN ADDITION TO REVIEWING ANNUALLY, THE BOARD MEMBERS DISCLOSE CONFLICTS OF INTEREST DURING THE YEAR AS THEY ARISE. THE BOARD ADDRESSES CONFLICTS OF INTEREST IMMEDIATELY UPON DISCLOSURE. FORM 990, PART VI, SECTION B, LINE 15 AS REQUIRED BY STATE LAW, THE CORPORATION DETERMINES COMPENSATION BASED ON COMPARABILITY OF STATE EMPLOYEES OF THE UNIVERSITY PERFORMING SUBSTANTIALLY SIMILAR SERVICES. FOR NOT SUBSTANTIALLY SIMILAR SERVICES, SALARIES MUST BE AT LEAST EQUAL TO SALARIES PREVAILING IN OTHER EDUCATIONAL INSTITUTIONS OR COMMERCIAL OPERATIONS OF LIKE NATURE BASED ON BIANNUAL SALARY SURVEYS OF OTHER COMMERCIAL AND NON-PROFIT ORGANIZATIONS IN THE AREA OR THE STATE UNIVERSITY SYSTEMS. FORM 990, PART VI, SECTION C, LINE 19 ALL POLICIES, INCLUDING THE CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS AND FORMS 990 FOR THE PAST THREE YEARS ARE AVAILABLE TO THE PUBLIC ON THE CAL POLY CORPORATION WEBSITE AND ARE ALSO AVAILABLE UPON WRITTEN REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 193,848. CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO ONE GRAND AVE SAN LUIS OBISPO CA 93407 946001347 CAL POLY CORPORATION IS AN AUXILIARY ORG UNDER SECT 170(B)(1)(A)(IV) CA 115 0 CALIFORNIA POLYTECHNIC STATE UNIVERSITY FOUNDATION ONE GRAND AVE BUILDING 01 413 SAN LUIS OBISPO CA 93407 204927897 SUPPORT OF CPSU CA 501(C)(3) LINE 5 0 CPSU ALUMNI ASSOCIATION SAN LUIS OBISPO 1 GRAND AVE ALUMNI HOUSE SAN LUIS OBISPO CA 93407 237040360 PROMOTE WELFARE AND FUTURE DEVELOPMENT OF THE UNIVERSITY CA 501(C)(3) LINE 5 0 ASSOCIATED STUDENTS INC CPSU SAN LUIS OBISPO 1 GRAND AVE BLDG 65 212 SAN LUIS OBISPO CA 93407 952308831 EXTRA-CURRICULAR ACTIVITIES FOR CAL POLY STUDENTS, FACULTY & STAFF CA 501(C)(3) LINE 5 0 CENTRAL COAST PERFORMING ARTS CENTER COMMISSION CORPORATION ADMIN BLDG 15 SAN LUIS OBISPO CA 93407 770408837 CPSU JOINT VENTURE COMMISSION FOR PERFORMING ARTS CA 501(C)(3) LINE 5 0 CAL POLY CORPORATION VEBA TRUST CORPORATION ADMIN BLDG 15 SAN LUIS OBISPO CA 93407 467470544 PAYING CERTAIN OTHER POST-EMPLOYMENT BENEFITS FOR ELIGIBLE RETIREES CA 501(C)(9) 0 SPLIT INTEREST TRUSTS (28) CHARITABLE GIFT ANNUITIES CA 0 0 1 1 1 0 0 0 0 0 0 0 1 1 1 1 1 1 1 0 CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO B 2931970 COST CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO M 2547071 COST CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO L 4292256 COST CALIFORNIA POLYTECHNIC STATE UNIVERSITY SAN LUIS OBISPO P 4445222 COST CAL POLY CORPORATION VEBA TRUST Q 314636 COST CAL POLY CORPORATION VEBA TRUST R 17236983 COST AND FAIR MARKET VALUE