2015-12-14T09:39:09-06:00 2015-06-30 GRANT THORNTON LLP 171 N CLARK ST SUITE 200 CHICAGO IL 60601 990 2014-07-01 133039601 Alzheimer's Disease & Related Disorders Association Inc % RICHARD HOVLAND COO/CFO ALZH 3123358700 225 N Michigan Ave 17th Floor Chicago IL 606017633 MICHELLE HELTON VP OF FINANCIAL OPERATIONS 3123358700 2015-12-14 true Bridget T Roche P00666837 3128560200 2014 2016-04-25 22:37:26Z Alzheimer's Association Richard Hovland 225 N Michigan Ave Chicago IL 606017633 185768464 false 9334 X www.alz.org X 1980 IL Eliminate Alzheimer's disease through the advancement of research, provide & enhance care & support for all aff- ected & reduce the risk of dementia through promotion of brain health. 32 32 698 6612 0 0 120547521 149718313 4350928 4363958 2334371 3139806 3965656 4570519 131198476 161792596 15601943 18704419 0 0 45312720 50455090 142353 1193976 22889337 61593597 72500917 122650613 142854402 8547863 18938194 161616574 180989817 56911456 56639402 104705118 124350415 X THE ALZHEIMER'S ASSOCIATION IS THE LEADING VOLUNTARY HEALTH ORGANIZATION IN ALZHEIMER CARE, SUPPORT, AND RESEARCH. THE MISSION OF THE ALZHEIMER'S ASSOCIATION IS TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. THE VISION OF THE ALZHEIMER'S ASSOCIATION IS A WORLD WITHOUT ALZHEIMER'S. THE ALZHEIMER'S ASSOCIATION IS A VALUED RESOURCE FOR CAREGIVERS AND THOSE LIVING WITH THE DISEASE, OFFERING INFORMATION, EDUCATION AND SUPPORT. THE ALZHEIMER'S ASSOCIATION HAS 81 CHAPTERS WORKING TOGETHER TO ACCOMPLISH THE MISSION. THE NATIONAL ORGANIZATION IS HEADQUARTERED IN CHICAGO, AND HAS A PUBLIC POLICY OFFICE IN WASHINGTON, D.C. THE ALZHEIMER'S ASSOCIATION PROVIDES 24/7 CONSTITUENT SUPPORT THROUGH A HELPLINE 365 DAYS A YEAR (1.800.272.3900) and our web site, ALZ.ORG. AS THE LEADING VOLUNTARY HEALTH ORGANIZATION IN CARE, SUPPORT AND RESEARCH, SINCE AW false false 40511797 0 0 Public Awareness and Education - Alzheimer's is a progressive, degenerative and ultimately fatal disease. Too few Americans understand the current and future economic impact of Alzheimer's. Already more than 5 million Americans are living with Alzheimer's and as many as 15 million people are providing unpaid care and support. And this massive group is in need of information and resources. The Alzheimer's Association has invested in education campaigns and initiatives to increase knowledge about Alzheimer's disease and awareness of the Alzheimer's Association as the center of help and hope. Key messages include the importance of early detection, resources for people with Alzheimer's and their families, and the societal impact of the disease. Millions of constituents participated in programs in our local communities and on-line. EXPENSES: $40,511,797 GRANTS: NONE REVENUES: NONE 28910110 16384937 4080239 Research - The Alzheimer's Association is on the forefront of the Alzheimer's scientific field, globally connecting researchers in the quest to find methods of treatment, prevention and a cure. The Alzheimer's Association implements an aggressive global research and science program strategically designed to accelerate progress by fostering innovation, identifying and closing critical knowledge gaps, developing and disseminating tools, and nurturing scientific talent. The Alzheimer's Association has been a catalyst and convener for more than 30 years. Whether funding innovative grants to help further treatments and discovery, hosting the Alzheimer's Association International Conference (AAIC*), the world's largest gathering of Alzheimer's researchers, or leading endeavors like the Worldwide Alzheimer's Disease Neuroimaging Initiative (WW-ADNI) to accelerate advances in imaging, the Alzheimer's Association seeks to fund and advance best-in-class research and works with collaborators around the globe from all sectors to hasten this progress. * These are names that are trademarks to Alzheimer's Association EXPENSES: $28,910,110 GRANTS: $16,384,937 REVENUES: $ 4,080,239 10979724 305800 283719 Chapter Services - From coast to coast, 81 chapters are in communities nationwide, providing services to families and professionals, including information and referral, support groups, care consultation, education and safety services. The national organization provides strategic, tactical, and direct support in these activities. 29465018 2013682 0 109866649 true true false true false false false false false true true true false false true true false true false false true true false true true true false true false true false false false false false false false false true false false false false true true true true false true 210 0 true 698 true false false false false false true true false false false false X 32 32 false false false false false false false true true false true true true true true true true true true true false AL AK AR CA CT DC FL GA IL KS KY ME MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TX UT VA WA WV WI X X RICHARD HOVLAND COOCFO 3123355771 225 N MICHIGAN AVENUE Chicago IL 606017633 Stewart Putnam Chair, Exec. Comm., Director 12.0 0.0 X X 0 0 0 Christopher Binkley Vice Chair, Exec. Comm., Dir. 12.0 0.0 X X 0 0 0 Deborah Jones Secretary, Exec. Comm., Dir. 10.0 0.0 X X 0 0 0 Thomas J Winkel Treasurer, Exec. Comm., Dir. 10.0 0.0 X X 0 0 0 Bill Buechele Director and Exec Committee 5.0 0.0 X 0 0 0 Jack Faer Director and Exec Committee 5.0 0.0 X 0 0 0 Marlana Geha PhD Director and Exec Committee 5.0 0.0 X 0 0 0 David Goltermann Director and Exec Committee 5.0 0.0 X 0 0 0 Louis Holland Jr Director and Exec Committee 5.0 0.0 X 0 0 0 William E Klunk MD PhD Director and Exec Committee 5.0 0.0 X 0 0 0 Jacqueline Kouri Director and Exec Committee 5.0 0.0 X 0 0 0 Margaret Noel MD Director and Exec Committee 5.0 0.0 X 0 0 0 Ronald Petersen MD PhD Director and Exec Committee 5.0 0.0 X 0 0 0 Kimberly Reed Director and Exec Committee 5.0 0.0 X 0 0 0 Carl E Tuerk Jr Director and Exec Committee 5.0 0.0 X 0 0 0 Electa Anderson Director 5.0 0.0 X 0 0 0 Anna Catalano Director 5.0 0.0 X 0 0 0 Deborah Garrett Director 5.0 0.0 X 0 0 0 James Grossmann Director 5.0 0.0 X 0 0 0 Verna Jones-Rodwell Director 5.0 0.0 X 0 0 0 Diana Kerwin MD Director 5.0 0.0 X 0 0 0 Joseph McCafferty Director 5.0 0.0 X 0 0 0 Ralph Nixon MD PhD Director 5.0 0.0 X 0 0 0 Cecile Perich Director 5.0 0.0 X 0 0 0 Patrick Peyton Director 5.0 0.0 X 0 0 0 Deborah A Randall Esq Director 5.0 0.0 X 0 0 0 Brian Richardson Director 5.0 0.0 X 0 0 0 Alan Silverglat Director 5.0 0.0 X 0 0 0 David Simbro Director 5.0 0.0 X 0 0 0 Stan G Thurston Director 5.0 0.0 X 0 0 0 Joan Uronis Director 5.0 0.0 X 0 0 0 Paul Wexler Director 5.0 0.0 X 0 0 0 Gerald Sampson thru 101114 Chair, Exec. Comm., Director 10.0 0.0 X 0 0 0 David Moscow Director (thru 10/11/14) 5.0 0.0 X 0 0 0 Scott Russel EdD Director (thru 10/11/14) 5.0 0.0 X 0 0 0 Robert K Burke Director (thru 9/27/14) 5.0 0.0 X 0 0 0 Laurie Burrows Grad Director (thru 10/11/14) 5.0 0.0 X 0 0 0 Matthew Furman Director (Thru 3/4/15) 5.0 0.0 X 0 0 0 Elizabeth Gelfand Stearns Director (thru 10/17/14) 5.0 0.0 X 0 0 0 Jeffrey Maloney Director (Thru 3/23/15) 5.0 0.0 X 0 0 0 Jerome H Stone Fdng Pres Hon Chair (Thru 1/1) 5.0 0.0 X 0 0 0 HARRY JOHNS President & CEO 60.0 1.6 X 775351 37475 249323 RICHARD HOVLAND COO/CFO 60.0 0.1 X 423164 756 95370 ANGELA GEIGER CHIEF STRATEGY OFFICER 60.0 0.0 X 506537 158 96738 Maria Carrillo Chief Science Officer 60.0 0.0 X 353599 0 58657 Robert Egge Chief Public Policy Officer 60.0 2.5 X 331170 25294 80005 Scott Gardner Chief Chap. Relations Officer 60.0 0.0 X 295227 92 40303 Donna McCullough VP - Mass Market & Corp Dev 60.0 0.0 X 302515 80 50362 Beth Kallmyer VP - Constituent Services 60.0 0.0 X 215377 60 32284 3202940 63915 703042 94 false true false Olson Co Inc 420 North Fifth St Ste 1000 MINNEAPOLIS MN 55401 Advertising & Media 13309654 Alaniz 425 N Iris Street MT PLEASANT IA 52641 Print/Letter Shop 8521465 Webb Mason PO Box 62414 BALTIMORE MD 21264 Print/Letter Shop 2445659 Thompson Habib Denison 80 Hayden Avenue Ste 300 LEXINGTON MA 02421 Consultant 1494298 Blackbaud-GA PO Box 930256 ATLANTA GA 311930256 Mail Distributors 1335057 85 315002 750225 3275674 145377412 4076092 149718313 PROGRAM CONFERENCES 611710 3820809 3820809 JOURNAL 511120 259430 259430 CAREGIVER TRAINING 611710 142062 142062 SAFE RETURN REGISTRATION FEES 611710 141657 141657 4363958 2817512 2817512 0 237511 237511 0 0 0 21563766 14849 21237594 18727 326172 -3878 322294 322294 3254575 750225 1919899 1334676 1334676 59188 15885 43303 43303 1238720 783763 454957 153928 301029 CHAPTER LICENSING & MAINTENANCE 900099 1297356 1297356 AFFILIATE REVENUE 900099 1047220 1047220 OTHER REVENUE 900099 155496 155496 2500072 161792596 4517886 7556397 16882384 16882384 0 1822035 1822035 0 2226192 1432029 433301 360862 0 38369510 27140138 2724070 8505302 6071121 4338553 436291 1296277 3620557 2670290 239753 710514 167710 121235 11230 35245 0 564624 304488 50820 209316 127315 81729 30322 15264 362650 362650 1193976 1193976 143575 143575 10261685 6968911 839252 2453522 17997092 17508485 63768 424839 22202373 13827451 3728526 4646396 956107 774554 93462 88091 0 6646642 4858492 834903 953247 5319870 3835819 251214 1232837 0 5675079 5080530 186955 407594 0 0 1773905 1458481 111405 204019 223341 142849 42818 37674 . . . . 246659 111971 20326 114362 142854402 109866649 10098416 22889337 X 14958616 9035749 2162003 3760864 0 0 29835931 38703075 28737753 47135823 15467687 10974186 0 0 0 0 40000 25868 415792 504588 4623058 4684442 23875311 15908121 7674825 7967190 54288980 48669409 20532548 22325236 0 0 0 0 0 0 161616574 180989817 9555088 12346186 21885412 20267915 3183375 2415064 0 0 0 0 0 0 0 0 0 0 22287581 21610237 56911456 56639402 X 39687770 42018349 37497269 52785466 27520079 29546600 104705118 124350415 161616574 180989817 X 18938194 -1135779 1842882 X false true X true true true X 85472068 91869920 107906015 120547521 149718313 555513837 0 0 85472068 91869920 107906015 120547521 149718313 555513837 0 555513837 2154572 2076055 2376737 2089505 3055023 11751892 0 4921675 6683529 5918160 6103829 6114864 29742057 597007786 21941925 0.93050 0.91021 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true true 482000 true 3000 true 0 false true 1038025 true 886457 false 2409482 false Schedule C, Part II-B, Line 1a VOLUNTEERS Most of the Association's advocacy is through volunteers. Additionally the association has training to develop and organize chapter based grassroots activities. As Alzheimer's disease and related dementias, hereafter referred to as Alzheimer's disease, threaten to bankrupt families, businesses and the healthcare system, scientists are moving closer to finding better treatments that could alter the course of the disease. The Alzheimer's Association advocates for public policies aimed at advancing research toward better therapies, detection, methods of prevention and ultimately a cure, as well as for high quality healthcare and long term services and support for people with Alzheimer's and their families. This includes advocacy for better care for people and families already facing Alzheimer's. Advocacy activities also include collaborating with other organizations to improve quality care and raise awareness of key issues. Schedule C, Part II-B, Line 1c MEDIA ADVERTISEMENTS Media advertisements were run in Washington, D.C. for key advocacy awareness opportunities during the year. Schedule C, Part II-B, Line 1d MAILING TO MEMBERS, LEGISLATORS OR THE PUBLIC Mailing costs to distribute Facts and Figures to legislators. Schedule C, Part II-B, Line 1e PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS The Association distributed Federal and State Updates approximately 26 times during the year. Schedule C, Part II-B, Line 1g DIRECT CONTACT The Association utilized Appropriation Consultants to make direct contact with legislators. 13715104 121524 537643 683388 13690883 12654952 1060152 1961725 1961725 13715104 11611486 333853 709613 12654952 11255752 323701 32033 11611486 9438167 632021 1185564 11255752 0.99960 0.00040 false false 181600 181600 487770 35071 452699 4234285 3268438 965847 7574723 6047820 1526903 11396933 6556792 4840141 7967190 BENEFICIAL INTEREST 22099734 F ASSETS HELD IN TRUST 225502 F 22325236 0 DUE TO CHAPTERS 14562546 GIFT ANNUITY OBLIGATIONS 5161528 DEFFERED RENT 1360661 DEFFERED COMPENSATION 525502 21610237 X 164367113 -1135779 3714969 -788436 1790754 162576359 -783763 -783763 161792596 147353134 3714969 783763 4498732 142854402 142854402 Schedule D, Part V, Line 4 INTENDED USES OF ENDOWMENT FUNDS Permanently restricted net assets are restricted as investments in perpetuity. The Association's endowment only consists of donor-restricted endowment funds. Net assets associated with the Association's endowment funds are classified and reported based on the existence of donor-imposed restrictions. Donors restrict the earnings of some of the Association's endowment funds to fund the Association's research program. In accordance with donor stipulations, the income generated from these assets is restricted for research (approximately 51%) or not purpose restricted (approximately 49%). The Association accounts for endowment net assets by preserving the fair value of the original gift as of the gift date of the donor-restricted endowment fund absent explicit donor stipulations to the contrary. As a result, the Association classifies as permanently restricted net assets (1) the original value of gifts donated to the permanent endowment, (2) the original value of subsequent gifts to the permanent endowment and (3) accumulations to the permanent endowment made in accordance with the direction of the applicable donor gift instrument at the time the accumulation is added to the endowment fund. The Association considers the following factors in making a determination to appropriate or accumulate donor-restricted endowment funds: - The duration and preservation of the fund. - The purposes of the Association and the donor-restricted endowment fund. - General economic conditions. - The possible effects of inflation and deflation. - The expected total return from income and the appreciation of investments. - Other resources of the Association. - The investment policies of the Association. The Association has adopted an investment policy that attempts to provide a predictable stream of funding to programs supported by its endowment while seeking to maintain the purchasing power of the endowment assets. As of June 30, 2015, endowment assets only include those assets of donor-restricted funds that the Association must hold in perpetuity, as the Association does not have any board-designated endowment funds. Under this policy, as approved by the board of directors, the endowment assets are invested in a manner that is intended to provide adequate liquidity, maximizing returns on all funds invested and achieving full employment of all available funds as earning assets. The Association has an active finance committee and investment sub-committee that meets regularly to ensure that the objectives of the investment policy are met, and that the strategies used to meet the objectives are in accordance with the investment policy. The Association's policy is to appropriate spending amounts deemed prudent for donor-restricted funds. SCHEDULE D, PART X, LINE 2 FIN 48 The Association and Alzheimer's Impact Movement (AIM) have received favorable determination letters from the Internal Revenue Service, stating that they are exempt from federal income taxes under the provisions of Section 501(a) of the Internal Revenue Code of 1986 (IRC), as organizations described in Sections 501(c)(3) and 501(c)(4), respectively, except for income taxes pertaining to unrelated business income. Alzheimer's Impact Movement Political Action Committee (AIMPAC) is a political action committee organization exempt from federal taxes under Section 527 of the IRC. The Financial Accounting Standards Board issued guidance that requires tax effects from uncertain tax positions to be recognized in the consolidated financial statements only if the position is more likely than not to be sustained if the position were to be challenged by a taxing authority. Management has determined there are no material uncertain positions that require recognition in the consolidated financial statements and, as such, no provision for income taxes is reflected. There are no interest or penalties recognized in the consolidated statements of activities or statements of financial position. Aside from the current year, the tax years ended 2011, 2012, 2013 and 2014 are still open to audit for both federal and state purposes. Schedule D, Part XI, Line 2D RECONCILIATION OF REVENUE Change in perpetual trust $(298,301) Change in split interest $(490,135) TOTAL $(788,436) Schedule D, Part XI, Line 4B RECONCILIATION OF REVENUE Cost Of Goods Sold $(783,763) TOTAL $(783,763) Schedule D, Part XII, Line 2D RECONCILIATION OF EXPENSES Cost of goods sold $783,763 TOTAL $783,763 true North America Program Services Grantmaking 954777 Europe (Including Iceland and Greenland) Program Services Grantmaking 839133 East Asia and the Pacific Program Services Grantmaking 28125 1822035 1822035 Europe (Including Iceland and Greenland) Program Support 449913 Check or WT FMV Europe (Including Iceland and Greenland) Program Support 90000 Check or WT FMV North America Program Support 654170 Check or WT FMV Europe (Including Iceland and Greenland) Program Support 100000 Check or WT FMV North America Program Support 98707 Check or WT FMV East Asia and the Pacific Program Support 28125 Check or WT FMV North America Program Support 46966 Check or WT FMV Europe (Including Iceland and Greenland) Program Support 99220 Check or WT FMV North America Program Support 54934 Check or WT FMV Europe (Including Iceland and Greenland) Program Support 100000 Check or WT FMV North America Program Support 100000 Check or WT FMV 11 false false true false false false Schedule F, Part I, Line 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS OUTSIDE U.S. The over-sight of the scientific integrity of the Alzheimer's Association National and International Research Grant Program is three-fold. First, the Alzheimer's Association voluntary Medical & Scientific Advisory Council along with the Alzheimer's Association Medical & Scientific Relations division, ensures peer review and high quality of funded awards during the grant review process and develops focused requests for applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of scientific areas of investment to monitor the diversity of the grants portfolio, potential gaps in research funding, and potential overlap of areas funded. The analysis informs future funding decisions and areas of RFA focus. Third, there is a detailed process once a grant is awarded to monitor program and scientific and financial integrity. The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual and in some cases bi-annual reporting to the Alzheimer's Association on both the status of the research project and financial expenditures associated with the award. Several programs are leveraged funding opportunities with partner organizations. These research projects and financial expenditure reports are shared between the partner organization(s). Sixty days prior to the anniversary of the award, an Alzheimer's Association Post-Award Specialist notifies all researchers and all designated institutional financial officials with fiscal responsibility for the award of the required reports, which include an interim scientific report, and interim financial report and documentation of any publications as a result of Association funding. The institutional official who has fiscal responsibility for the award cannot be the primary investigator of the project. The Alzheimer's Association provides a template for the interim scientific report and a template for the interim financial report, both of which are available for download by the researchers as well as the official with fiscal responsibility for the grant at the awarded institution at https://proposalcentral.altum.com/login.asp. The financial report must be signed by the institutional official with fiscal responsibility, and all reports must be uploaded by the award recipient to ProposalCentral. After receipt, all financial reports are reviewed by an Alzheimer's Association Post-Award Specialist for accuracy and consistency with the agreed upon budget. In addition, the Association requires protocol continuation approval (i.e., IACUC, IRB, RDNA) annually, if applicable for the research project. Any subsequent payments to grant awardees are generated after the receipt and approval by the Chief Science Officer, Medical and Scientific Relations. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to proposalCentral online system. The financial report must be signed by the institutional official who has fiscal responsibility for the award. Publication(s) as accepted are uploaded to proposalCentral during and after the duration of the grant. It is expected that awardees will continue to maintain record of any publication(s) acknowledging the Alzheimer's Association. Data generated as a result of Alzheimer's Association funded work is subject to data sharing, as a condition of award. Data and other outputs of the project are subjected to this policy for quick, reasonable submissions for completed work. Further, Awardees agree to submit/share data, as applicable, through the Global Alzheimer's Association Interactive Network (GAAIN*), a global infrastructure connected research studies from around the world through one portal where data can be interrogated in aggregate for analysis using a virtual machine. GAAIN is wholly funded by the Alzheimer's Association. In addition, the Association requests, monitors, and follows-up to ensure submission compliance on all awarded contracts and that financial reporting requirements are met. Awardees' financial reports are audited annually to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign institutions are required to submit one of the following as verification of non-profit status: - Organization's charter, bylaws and other governing documents (in English, if possible). in cases where TRANSLATION IS NOT POSSIBLE, A DATED AND SIGNED LETTER IN ENGLISH FROM THE RECTOR OR OTHER AUTHORIZED SIGNING OFFICIAL OF THE INSTITUTION IS ACCEPTABLE. - Documentation of non-profit designation from organization's government. For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program, with the exception of the Part the Cloud Translational Research Grant Program AND PARTNERSHIP PROGRAMS SUCH AS BIOMAKERS ACROSS NEURODEGENERATIVE DISEASES (BAND). All institutions are required to submit verification of their non-profit status dated within the last five years (e.g., IRS tax determination letter). If the irs determination letter is dated prior to this five year period, the institution is required to provide documentation from an authorized SIGNING OFFICIAL IN THEIR GRANTS AND CONTRACTS OFFICE OR OFFICE OF SPONSORED RESEARCH to confirm there has not been a status change for the organization. For the Part the Cloud Translational Research Grant Program, any for-profit applicant is required to submit the Organization's financial statements. Prior to award confirmation, the Medical and Scientific Relations Division verifies that each awardee is compliant with the U.S. Patriot Act and does not appear on the Specially Designated Nationals (SDN) lists. A FORM IS COMPLETED FOR EACH APPROVED ALZHEIMER'S ASSOCIATION AWARDEE THAT VERIFIES COMPLIANCE WITH THE U.S. Patriot Act AND UPLOADED TO THEIR ONLINE FILE AT PROPOSALCENTRAL PRIOR TO PAYMENT BEING SENT TO THE AWARDEE. IN THE EVENT THAT A POSITIVE MATCH TO ONE OF THE SDN LISTS IS FOUND BY THE ASSOCIATION, IT WOULD BE IMMEDIATELY REPORTED TO THE ALZHEIMER'S ASSOCIATION LEGAL DEPARTMENT FOR APPROPRIATE HANDLING AND FOLLOW-UP. For transactions unrelated to the International Research Grant Program in the Medical and Scientific Department, the same verification is performed. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that result from funded studies. The Association requires the grant recipient to notify the Alzheimer's Association on an annual basis with updates to these records. Follow-on funding from federal agencies is also monitored. * These are names that are trademarks to Alzheimer's Association X X X X X X X true THD MAIL&EMAIL false 49768641 1193976 48574665 49768641 1193976 48574665 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Sardi's 908750 208750 700000 175079 97022 New York Gala 850500 138300 712200 177562 32983 246476 114098 26 2245550 403175 1842375 284265 111877 412578 267959 4004800 750225 3254575 461827 144860 834133 479079 1919899 1334676 59188 15884 false 59188 15884 15884 43304 IL IA NE true false true false Michelle Helton 225 N Michigan Ave 17th Flr Chicago IL 606017633 false Lynne Carey- National Run Events 600 Overall supervision and management X false Schedule G, Part I, Line 2B, Box (III) FUNDRAISING CONSULTANT - CONTROL ARRANGEMENT The Alzheimer's association engages Thompson, Habib & Denison INC. (THD) for professional fundraising consultant services. A description of the new arrangement is listed below: Direct marketing strategy and program direction; production management; database management; e-mail program management; budgeting management; report management. Schedule G, Part I, Line 2B, Box (VI) FUNDRAISING CONSULTANT - FEE ARRANGEMENT The agreement between Thompson, Habib & Denison (THD) and the Alzheimer's Association is not a percentage-based agreement. THD is paid a fixed fee per month. The Alzheimer's Association exercises control and approval over the content and frequency of all solicitations. Alzheimer's Association has more gaming managers than Lynne Carey listed on Part III, Line 16. This information is available upon request from Alzheimer's National Organization. true Regents of the University of Minnesota - Twin Citi 200 Oak Street SE Minneapolis MN 55455 416007513 501c3 449946 FMV Program Support University of South Florida 3702 Spectrum Blvd 165 Tampa FL 33612 593112012 501c3 450000 FMV Program Support The Pennsylvania State University OSP 110 Technology Center Park PA 16802 246000376 501c3 450000 FMV Program Support American Brain Foundation 203 Chicago Ave Minneapolis MN 55415 430653611 501c3 43333 FMV Program Support University of California San Francisco 3333 Calif St San Francisco CA 94118 946036493 501c3 215958 FMV Program Support Foundation for the National Institutes of Health 9650 Rockville Pike Bethesda MD 20814 521986675 501c3 250000 FMV Program Support Massachusetts Gen Hospital 101 Huntington Avenue Boston MA 02199 042697983 501c3 96250 FMV Program Support SUNY at Stoney Brook SUNY office of sponsrd prgrms Stony Brook NY 11794 141368361 501c3 67500 FMV Program Support Johns Hopkins University BOA 12529 Collectn Ctr Dr Chicago IL 60693 520595110 501c3 40000 FMV Program Support Washington Univ St Louis One Brookings Drive St Louis MO 63130 430653611 501c3 513634 FMV Program Support Washington Univ St Louis One Brookings Drive St Louis MO 63130 430653611 501c3 503817 FMV Program Support University of Southern Calif 3720 S Flower Street Los Angeles CA 90089 951642394 501c3 457000 FMV Program Support University of Southern Calif 9500 Gilman Drive La Jolla CA 92093 956006144 501c3 886452 FMV Program Support Washington Univ St Louis One Brookings Drive St Louis MO 63130 430653611 501c3 514330 FMV Program Support Nat'l Biomedical Research Ethics Council 8912 Copenhaver Drive Potomac MD 20854 352462963 501c3 100000 FMV Program Support C2N Diagnostics 4041 Forest Park Avenue St Louis MO 63108 261421386 N/A 600000 FMV Program Support University of Kansas 3901 Rainbow Blvd Kansas City MO 66103 481108830 501c3 596826 FMV Program Support Icahn School of Medicine a Mount Sinai 1 Gustave Levy Pl New York NY 10029 136171197 501c3 600000 FMV Program Support Emory University 1599 Clifton Rd NE Atlanta GA 30322 580566256 501c3 600000 FMV Program Support University of Michigan 3003 S State St Ann Arbor MI 48109 386006309 501c3 100000 FMV Program Support University of Alabama at Birmingham 1720 2nd Avenue South Birmingham AL 35294 163600539 501c3 100000 FMV Program Support Mayo Clinic Jacksonville 4500 San Pablo Road Jacksonville FL 32224 159333702 501c3 100000 FMV Program Support University of California San Francisco 3333 Calif St San Francisco CA 94118 946036493 501c3 100000 FMV Program Support Research Foundation for Mental Hygiene 150 Broadway Ste 301 Menands NY 12204 141410842 501c3 100000 FMV Program Support Icahn School of Medicine at Mount Sinai 1 Gustave Levy Pl New York NY 10029 136171197 501c3 99985 FMV Program Support University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501c3 99996 FMV Program Support The University of Akron 302 Buchtel Common Akron OH 44325 346002924 501c3 100000 FMV Program Support Columbia University Medical Center 630 W 168th St NY NY 10032 135598093 501c3 100000 FMV Program Support Stanford University 3072 Porter Drive Palo Alto CA 10032 135598093 501c3 100000 FMV Program Support University of Washington 4333 Brooklyn Ave NE Seattle WA 98195 916001537 501c3 99975 FMV Program Support Arizona Board of Regents - University of Arizona PO Box 210158 Tucson AZ 85721 742652689 501c3 100000 FMV Program Support University of Wisconsin Madison 21 N Park St Ste 6401 Madison WI 53715 396006492 501c3 100000 FMV Program Support University of Chicago 5801 S Ellis Ave Chicago IL 60637 362177139 501c3 100000 FMV Program Support The Scripps Research Inst 10550 N Torrey Pines Rd La Jolla CA 92037 330435954 501c3 100000 FMV Program Support Washington Univ St Louis One Brookings Drive St Louis MO 63130 430653611 501c3 143547 FMV Program Support University of Southern Calif 3720 S Flower Street Los Angeles CA 90089 951642394 501c3 457000 FMV Program Support Baylor School of Medicine One Baylor Plaza MS Houston TX 77030 741613878 501c3 99940 FMV Program Support Research Foundation for Mental Hygiene 150 Broadway Ste 301 Menands NY 12204 141410842 501c3 250000 FMV Program Support University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501c3 249999 FMV Program Support Columbia University Medical Center 630 W 168th St New York NY 10032 135598093 501c3 249997 FMV Program Support Banner Health dba Banner Sun Health 10515 West Santa Fe Drive Sun City AZ 85351 450233470 501c3 250000 FMV Program Support Washington University One Brookings Drive St Louis MO 63130 430653611 501c3 249607 FMV Program Support Case Western Reserve 10900 Euclid Avenue Cleveland OH 44106 341018992 501c3 240000 FMV Program Support Rosalind Franklin School of Medicine 3333 Green Bay Road N Chicago IL 60064 362181973 501c3 248700 FMV Program Support Rhode Island Hospital 593 Eddy Street Providence RI 02903 050258954 501c3 249324 FMV Program Support Rhode Island Hospital 593 Eddy Street Providence RI 02903 050258954 501c3 245830 FMV Program Support University of Calif San Francisco 3333 Calif St San Francisco CA 94118 946036493 501c3 250000 FMV Program Support University of Kentucky 500 S Limestone Lexington KY 40526 616033693 501c3 250000 FMV Program Support San Jose State Univ Research Fdn 210 N Fourth St 4th Fl San Jose CA 95112 946017638 501c3 170000 FMV Program Support University of Calif - Merced 5200 N Lake Road Merced CA 95343 270093858 501c3 170000 FMV Program Support University of Southern California 3720 S Flower Street Los Angeles CA 90089 951642394 501c3 100000 FMV Program Support Oregon Health 3181 SW Sam Jackson Park Rd Portland OR 92739 931176109 501c3 97524 FMV Program Support University of Calif San Francisco 3333 Calif St San Francisco CA 94118 946036493 501c3 100000 FMV Program Support Wake Forest University Medical Center Blvd Winston Salem NC 27157 223849199 501c3 100000 FMV Program Support Icahn School of Medicine 1 Gustave Levy Place New York NY 10029 136171197 501c3 100000 FMV Program Support University of Southern Calif 3720 S Flower Street Los Angeles CA 90089 951642394 501c3 99977 FMV Program Support University of Calif Irvine 5171 California Avenue Irvine CA 92697 952226406 501c3 100000 FMV Program Support Johan and Sanford I Weill Medical College 1300 York Avenue New York NY 10065 131623978 501c3 99858 FMV Program Support University of Toledo 3000 Arlington Avenue Toledo OH 43614 346401483 501c3 100000 FMV Program Support University of Wisconsin at Madison 21 North Park Street Madison WI 53715 396006492 501c3 99998 FMV Program Support University of Calif Los Angeles 11000 Kinross Ave Ste 211 Los Angeles CA 90095 956006143 501c3 100000 FMV Program Support Northwestern University 750 N Lake Shore Drive Chicago IL 60611 362167817 501c3 100000 FMV Program Support University of Texas Health P O Box 20036 Houston TX 77225 741761309 501c3 100000 FMV Program Support Keck Graduate Institute 535 Watson Drive Claremont CA 91711 954625327 501c3 100000 FMV Program Support Palo Alto Veterans Institute for Research 3801 Miranda Avenue Palo Alto CA 94304 770207331 501c3 100000 FMV Program Support University of Minnesota Twin Cities 200 Oak Street SE Minneapolis MN 55455 416007513 501c3 100000 FMV Program Support Boston University 85 East Newton Street Boston MA 02118 104210354 501c3 100000 FMV Program Support University of Michigan 3003 S State St Ann Arbor MI 48109 386006309 501c3 100000 FMV Program Support Baylor School of Medicine One Baylor Plaza MS Houston TX 77030 741613878 501c3 100000 FMV Program Support University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501c3 100000 FMV Program Support Columbia University Medical Center 630 W 168th St New York NY 10032 135598093 501c3 100000 FMV Program Support Washington University in St Louis One Brookings Drive St Louis MO 63130 430653611 501c3 67030 FMV Program Support University of Southern California 3720 S Flower St Los Angeles CA 90089 951642394 501c3 150000 FMV Program Support University of California San Diego 9500 Gilman Drive La Jolla CA 92093 956006144 501c3 149872 FMV Program Support University of Pennsylvania 3451 Walnut St Philadelphia PA 19104 231352685 501c3 150000 FMV Program Support Central and Western Kansas Chapter 1820 E Douglas Ave Wichita KS 67214 205107941 501c3 15291 FMV Program Support Colorado Chapter 455 Sherman St Denver CO 80203 840908354 501c3 51495 FMV Program Support Desert Southwest Chapter 1028 East McDowell Rd Phoenix AZ 85006 860402582 501c3 22800 FMV Program Support Greater Indiana Chapter 50 East 91st St Indianapolis IN 46240 351747836 501c3 13530 FMV Program Support Greater East Ohio Area Chapter 70 W Streetsboro St Hudson OH 44236 341454446 501c3 13940 FMV Program Support Houston and Southeast Texas Chapter 2242 W Holcombe Houston TX 77030 742198685 501c3 24700 FMV Program Support Maine Chapter 383 US Route one Scarborough ME 04074 010428502 501c3 9500 FMV Program Support MassachusettsNew Hampshire Chapter 480 Pleasant St Watertown MA 02472 042731194 501c3 103125 FMV Program Support Minnesota North Dakota Chapter 7900 West 78th St Minneapolis MN 55426 411361624 501c3 11700 FMV Program Support Mississippi Chapter 196 Charmant Pl Ridgeland MS 39157 640786327 501c3 12750 FMV Program Support National Capital Area Chapter 3701 Pender Dr Fairfax VA 22030 521196162 501c3 75000 FMV Program Support Northern California and Nevada Chapter 1060 La Avenida St Mtn View CA 94043 942897949 501c3 146600 FMV Program Support Oklahoma Chapter 2448 E 81st St Tulsa OK 74137 731183372 501c3 11900 FMV Program Support Rhode Island Chapter 245 Waterman St Providence RI 02906 050445962 501c3 13600 FMV Program Support South Carolina Chapter 4124 Clemson Blvd Anderson SC 29621 570792592 501c3 26725 FMV Program Support St Louis Chapter 9370 Olive Blvd St Louis MO 63132 431237069 501c3 27975 FMV Program Support West Virginia Chapter 1601 2nd Ave Charleston WV 25387 363487172 501c3 12000 FMV Program Support Iowa Dept of Public Health 321 E 12th Street Des Moines IA 50319 466004523 501c3 27000 FMV Program Support Louisiana Dept of Health PO Box 629 Batan Rouge LA 70821 726011595 501a 27000 FMV Program Support Michigan Dept of Community Health 201 Townsend Street Lansing MI 48913 386000134 501a 12500 FMV Program Support Alzheimer's Impact Movement 225 N Michigan Ave Chicago IL 60601 271961435 501c4 1207227 FMV Program Support 95 1 Schedule I, Part I, Line 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE U.S. The over-sight of the scientific integrity of the Alzheimer's Association National and International Research Grant Program is three-fold. First, the Alzheimer's Association voluntary Medical & Scientific Advisory Council along with the Alzheimer's Association Medical & Scientific Relations division, ensures peer review and high quality of funded awards during the grant review process and develops focused requests for applications (RFAs) based on identified needs in the Alzheimer research community. Second, the Alzheimer's Association is engaged in a portfolio analysis of scientific areas of investment to monitor the diversity of the grants portfolio, potential gaps in research funding, and potential overlap of areas funded. The analysis informs future funding decisions and areas of RFA focus. Third, there is a detailed process once a grant is awarded to monitor program and scientific and financial integrity. The Alzheimer's Association monitors the use of grant funds both inside and outside of the United States as follows: All awardees are required to provide annual and in some cases bi-annual reporting to the Alzheimer's Association on both the status of the research project and financial expenditures associated with the award. Several programs are leveraged funding opportunities with partner organizations. These research projects and financial expenditure reports are shared between the partner organization(s). Sixty days prior to the anniversary of the award, an Alzheimer's Association Post-Award Specialist notifies all researchers and all designated institutional financial officials with fiscal responsibility for the award of the required reports, which include an interim scientific report, and interim financial report and documentation of any publications as a result of Association funding. The institutional official who has fiscal responsibility for the award cannot be the primary investigator of the project. The Alzheimer's Association provides a template for the interim scientific report and a template for the interim financial report, both of which are available for download by the researchers as well as the official with fiscal responsibility for the grant at the awarded institution at https://proposalcentral.altum.com/login.asp. The financial report must be signed by the institutional official with fiscal responsibility, and all reports must be uploaded by the award recipient to ProposalCentral. After receipt, all financial reports are reviewed by an Alzheimer's Association Post-Award Specialist for accuracy and consistency with the agreed upon budget. In addition, the Association requires protocol continuation approval (i.e., IACUC, IRB, RDNA) annually, if applicable for the research project. Any subsequent payments to grant awardees are generated after the receipt and approval by the Chief Science Officer, Medical and Scientific Relations. At the conclusion of the award, all reports/publication(s) are due 90 days after the award expires and must be uploaded to proposalCentral online system. The financial report must be signed by the institutional official who has fiscal responsibility for the award. Publication(s) as accepted are uploaded to proposalCentral during and after the duration of the grant. It is expected that awardees will continue to maintain record of any publication(s) acknowledging the Alzheimer's Association. Data generated as a result of Alzheimer's Association funded work is subject to data sharing, as a condition of award. Data and other outputs of the project are subjected to this policy for quick, reasonable submissions for completed work. Further, Awardees agree to submit/share data, as applicable, through the Global Alzheimer's Association Interactive Network (GAAIN*), a global infrastructure connected research studies from around the world through one portal where data can be interrogated in aggregate for analysis using a virtual machine. GAAIN is wholly funded by the Alzheimer's Association. In addition, the Association requests, monitors, and follows-up to ensure submission compliance on all awarded contracts and that financial reporting requirements are met. Awardees' financial reports are audited annually to ensure eligibility for continued funding. Delinquent report(s) may result in the withdrawal of funding. Researchers are informed that delinquent reporting could lead to withdrawal of funding when the request for annual report(s) is sent. If funding is withdrawn due to delinquent reports, any unspent funds must be returned to the Alzheimer's Association. This Researcher becomes ineligible to apply for funding from the Alzheimer's Association. Foreign institutions are required to submit one of the following as verification of non-profit status: - Organization's charter, bylaws and other governing documents (in English, if possible). in cases where TRANSLATION IS NOT POSSIBLE, A DATED AND SIGNED LETTER IN ENGLISH FROM THE RECTOR OR OTHER AUTHORIZED SIGNING OFFICIAL OF THE INSTITUTION IS ACCEPTABLE. - Documentation of non-profit designation from organization's government. For-profit organizations are not eligible to apply to the Alzheimer's Association's International Research Grant Program, with the exception of the Part the Cloud Translational Research Grant Program AND PARTNERSHIP PROGRAMS SUCH AS BIOMAKERS ACROSS NEURODEGENERATIVE DISEASES (BAND). All institutions are required to submit verification of their non-profit status dated within the last five years (e.g., IRS tax determination letter). If the irs determination letter is dated prior to this five year period, the institution is required to provide documentation from an authorized SIGNING OFFICIAL IN THEIR GRANTS AND CONTRACTS OFFICE OR OFFICE OF SPONSORED RESEARCH to confirm there has not been a status change for the organization. For the Part the Cloud Translational Research Grant Program, any for-profit applicant is required to submit the Organization's financial statements. Prior to award confirmation, the Medical and Scientific Relations Division verifies that each awardee is compliant with the U.S. Patriot Act and does not appear on the Specially Designated Nationals (SDN) lists. A FORM IS COMPLETED FOR EACH APPROVED ALZHEIMER'S ASSOCIATION AWARDEE THAT VERIFIES COMPLIANCE WITH THE U.S. Patriot Act AND UPLOADED TO THEIR ONLINE FILE AT PROPOSALCENTRAL PRIOR TO PAYMENT BEING SENT TO THE AWARDEE. IN THE EVENT THAT A POSITIVE MATCH TO ONE OF THE SDN LISTS IS FOUND BY THE ASSOCIATION, IT WOULD BE IMMEDIATELY REPORTED TO THE ALZHEIMER'S ASSOCIATION LEGAL DEPARTMENT FOR APPROPRIATE HANDLING AND FOLLOW-UP. For transactions unrelated to the International Research Grant Program in the Medical and Scientific Department, the same verification is performed. The Alzheimer's Association monitors the scientific advances of the Association's grant awardees by maintaining records of publications, presentations, and intellectual property that result from funded studies. The Association requires the grant recipient to notify the Alzheimer's Association on an annual basis with updates to these records. Follow-on funding from federal agencies is also monitored. The Alzheimer's Association granted funds to Alzheimer's Impact Movement (AIM) for public policy division activities in fiscal year 2015 to support priorities identified in the Alzheimer's Association's strategic plan. This grant is restricted to the following 501(c)3 activities and the ancillary activities necessary to accomplish specific goals including: Implementation of the National Alzheimer's Project Act (Recognizing this growing Alzheimer's crisis, Congress unanimously passed and President Obama signed into law the National Alzheimer's Project Act - NAPA); increasing the commitment to Alzheimer's research; expanding education efforts and caregiver support services; expanding diagnosis and planning. * These are names that are trademarks to Alzheimer's Association X true true X X X X X false true false false false false false false false HARRY JOHNS President & CEO 639486 37475 134550 0 1315 0 228600 0 20723 0 1024674 37475 0 0 RICHARD HOVLAND COO/CFO 324905 756 96035 0 2224 0 66100 0 29270 0 518534 756 0 0 ANGELA GEIGER CHIEF STRATEGY OFFICER 390839 158 115392 0 306 0 78600 0 18138 0 603275 158 0 0 Maria Carrillo Chief Science Officer 284401 0 68750 0 448 0 53600 0 5057 0 412256 0 0 0 Robert Egge Chief Public Policy Officer 259482 25294 71254 0 434 0 53600 0 26405 0 411175 25294 0 0 Scott Gardner Chief Chap. Relations Officer 235822 92 58433 0 972 0 28600 0 11703 0 335530 92 0 0 Donna McCullough VP - Mass Market & Corp Dev 250678 80 51000 0 837 0 28600 0 21762 0 352877 80 0 0 Beth Kallmyer VP - Constituent Services 187678 60 27314 0 385 0 22788 0 9496 0 247661 60 0 0 Schedule J, Part I, Line 1a TRAVEL FOR COMPANIONS At times a board member with early on-set Alzheimer's disease may require a companion to accompany him or her on business travel for safety reasons. Since his or her involvement in the meetings is critical to representing key constituents and appropriately fulfilling the mission of the Alzheimer's Association, the expenses of companion travel are reimbursed. Schedule J, Part I, Line 4b SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN Harry Johns participates in a 457(f) supplemental non-qualified deferred compensation or retirement plan. The accrual amount under the plan in calendar year 2014 was $150,000. The accrual is part of a multi-year benefit which will become vested in 2017. There were no additional amounts accrued or reported for Harry Johns, Angela Geiger, or Richard Hovland related to a 457(b) plan in calendar year 2014. SCHEDULE J, PART II, COLUMN (B) (II) SUPPLEMENTAL COMPENSATION INFORMATION Harry Johns received performance based incentive compensation of $134,550 based on his successful achievement of specific goals, which were developed, reviewed, and approved by the Compensation Committee of the Board of Directors in consultation with the Board's independent third-party compensation consultants. This performance based incentive compensation was earned for performance in fiscal year 2014 and was paid in calendar year 2014. SCHEDULE J, PART II, COLUMN (B) (III) SUPPLEMENTAL COMPENSATION INFORMATION: OTHER REPORTABLE COMPENSATION Harry Johns, Angela Geiger, and Richard Hovland all receive a basic life insurance benefit of one times the annual salary. The amount represented in this section is imputed income for the group term life benefit. Robert Egge, Maria Carrillo, Donna McCullough, Scott Gardner, and Beth Kallmyer also receive the life insurance benefit. Richard Hovland and Donna McCullough have additional imputed income for voluntary elections under the group disability plan. SCHEDULE J, PART II, COLUMN (C) SUPPLEMENTAL COMPENSATION INFORMATION Harry Johns - Retirement and other deferred compensation of $228,600 is comprised of the following: - Employer contributions to the qualified broad-based 401(k) retirement plan - $28,600; - Employer accrual of retirement benefit to a supplemental retirement account under the previously discussed 457(f) - $150,000 Richard Hovland and Angela Geiger - Retirement and other deferred compensation include employer contribution to a qualified 401(k) plan and a retention incentive accrual which was not paid as of December 31, 2014 but which is tied to specific multi-year vesting requirements through June 30, 2017. Robert Egge and Maria Carrillo - Retirement and other deferred compensation include employer contribution to a qualified 401(k) plan and a retention incentive accrual which was not paid as of December 31, 2014 but which is tied to specific multi-year vesting requirements through June 30, 2018. Donna McCullough, Scott Gardner, and Beth Kallmyer - Retirement and other deferred compensation include employer contributions to a qualified 401(k) plan. SCHEDULE J, PART II, COLUMN (D) SUPPLEMENTAL COMPENSATION INFORMATION Harry Johns - Non-taxable benefits of $20,723 include employer contributions to medical, dental, basic life insurance, short and long-term disability, and long term care insurance based on his personal elections for calendar year 2014 through the benefit offerings available to all other benefits-eligible employees at our organization. The amounts represented for Richard Hovland, Angela Geiger, Robert Egge, Maria Carrillo, Donna McCullough, Scott Gardner and Beth Kallmyer represent company contributions to the medical, dental, basic life insurance, short and long term disability, and long term care insurances based on individual elections. X 546 170312 Cost/Selling Price X 175 3331804 Cost/Selling Price X Various noncash items 109 96265 Fair Market Value X Gala-Related Noncash Items 777 477711 Fair Market Value false true true SCHEDULE M, PART I, LINE 25 AND LINE 32B THIRD PARTY ASSISTANCE OF NONCASH CONTRIBUTIONS LINE 25 - THE ALZHEIMER'S ASSOCIATION RECEIVES VARIOUS NONCASH CONTRIBUTIONS FOR THEIR FUNDRAISING EVENTS. THESE ITEMS INCLUDE SPORTING TICKETS, JEWELRY, CONCERT TICKETS, DINNERS AND VARIOUS OTHER PACKAGES. LINE 32B: A THIRD PARTY RECEIVES DIRECTLY, SELLS AND REMITS PROCEEDS FROM AUTOMOBILE SALES. Schedule M, Part I, Column B Alzheimer's Association is reporting the dollar amount of noncash contributions as well as the number of items received. Form 990, Part III, Line 4d OTHER PROGRAM SERVICES ADVOCACY - AS ALZHEIMER'S DISEASE THREATENS TO BANKRUPT FAMILIES, BUSINESSES AND OUR HEALTHCARE SYSTEM, SCIENTISTS ARE MOVING CLOSER TO FINDING BETTER TREATMENTS THAT COULD ALTER THE COURSE OF THE DISEASE. THE ALZHEIMER'S ASSOCIATION ADVOCATES FOR PUBLIC POLICIES AIMED AT ADVANCING RESEARCH TOWARD BETTER THERAPIES, DETECTION, METHODS OF PREVENTION AND ULTIMATELY A CURE, AS WELL AS FOR BETTER CARE AND RESOURCES, AND HEALTH AND LONG-TERM COVERAGE TO ENSURE HIGH QUALITY COST EFFECTIVE CARE FOR PEOPLE WITH ALZHEIMER'S DISEASE AND THEIR FAMILIES. MORE THAN 600,000 GRASS ROOTS ALZHEIMER'S ASSOCIATES ADVOCATES SPEAK UP FOR THE NEEDS AND RIGHTS OF PEOPLE WITH ALZHEIMER'S AND THEIR FAMILIES, AND ENCOURAGE CONGRESS TO INCREASE FUNDING FOR RESEARCH AND CARE. ADVOCACY ACTIVITIES ALSO INCLUDE COLLABORATING WITH OTHER ORGANIZATIONS TO IMPROVE QUALITY CARE AND RAISE AWARENESS OF KEY ISSUES. PATIENT AND FAMILY SERVICES - THE ALZHEIMER'S ASSOCIATION* PROVIDES AN ARRAY OF INFORMATION AND SUPPORT SERVICES DESIGNED SPECIFICALLY FOR INDIVIDUALS WITH ALZHEIMER'S DISEASE, THEIR FAMILIES, FRIENDS AND CAREGIVERS. IN ORDER TO MEET THE DIVERSE NEEDS OF INDIVIDUALS AFFECTED BY ALZHEIMER'S DISEASE, THE ASSOCIATION'S PROGRAMS AND SERVICES ARE OFFERED IN PERSON, BY PHONE AND ONLINE. IN CHAPTERS THROUGHOUT THE COUNTRY, CONSTITUENTS CAN ATTEND EDUCATION PROGRAMS AND SUPPORT GROUPS, RECEIVE PERSONALIZED CARE CONSULTATION, ENGAGE IN EARLY STAGE PROGRAMS, ENROLL IN SUPPORT PROGRAMS AND PURCHASE PRODUCTS TO REDUCE THE RISKS ASSOCIATED WITH WANDERING. IN ORDER TO MEET THE NEEDS OF CONSTITUENTS WHO RELY ON THE WEB FOR INFORMATION AND SUPPORT, THE ASSOCIATION OFFERS A ROBUST CAREGIVER CENTER. WITHIN THE CAREGIVER CENTER, FAMILIES AND CAREGIVERS CAN ACCESS ALZHEIMER'S NAVIGATOR*, AN INNOVATIVE TOOL TO HELP CAREGIVERS AND PEOPLE WITH DEMENTIA EVALUATE THEIR NEEDS, CREATE A CUSTOMIZED ACTION PLAN AND LINK TO INFORMATION, SUPPORT AND LOCAL RESOURCES FOR INDIVIDUALS LIVING WITH ALZHEIMER'S. ALSO AVAILABLE THROUGH THE CAREGIVER CENTER, FOR INDIVIDUALS LOOKING FOR SUPPORT FROM OTHERS LIVING IN SIMILAR SITUATIONS IS ALZCONNECTED*, AN ON-LINE COMMUNITY THAT INCLUDES MULTIPLE FORUMS FOR DIVERSE AUDIENCES. THROUGH THE ASSOCIATION'S HELPLINE, AVAILABLE 24 HOURS A DAY, 7 DAYS A WEEK, 365 DAYS A YEAR, INDIVIDUALS WITH ALZHEIMER'S DISEASE, THEIR FAMILIES AND CAREGIVERS CAN TALK TO A SPECIALIST TO RECEIVE INFORMATION AND BASIC EDUCATION ABOUT THE DISEASE; AND GUIDANCE FOR MORE COMPLICATED OR URGENT SITUATIONS, WITH MASTERS-LEVEL COUNSELORS WHO ARE AVAILABLE TO CONSTITUENTS, ANY TIME, DAY OR NIGHT. ADDITIONALLY, CALLS CAN BE HANDLED IN OVER 170 DIFFERENT LANGUAGES THROUGH THE USE OF A PROFESSIONAL LANGUAGE LINE. ANNUALLY, THE HELPLINE RECEIVES MORE THAN 300,000 CALLS. THE ASSOCIATION'S WEBSITE (WWW.ALZ.ORG) RECEIVES AN AVERAGE OF 2.6 MILLION VISITS EACH MONTH. ONLINE PROGRAMS INCLUDE: SELF-SERVICE EDUCATION PROGRAMS, AN ONLINE COMMUNITY, AN INTERACTIVE BRAIN TOUR (AVAILABLE IN 15 LANGUAGES), ACCESS TO COMPREHENSIVE DISEASE INFORMATION, PORTALS IN SPANISH, CHINESE, VIETNAMESE, JAPANESE, AND KOREAN; A VIRTUAL LIBRARY, A SAFETY CENTER, AND A SECTION DEVELOPED SPECIFICALLY FOR PEOPLE LIVING WITH ALZHEIMER'S, WITH INPUT FROM PEOPLE IN THE EARLY STAGES OF ALZHEIMER'S DISEASE AND THEIR CARE PARTNERS. THROUGH THE ASSOCIATION'S EARLY STAGE INITIATIVE, INDIVIDUALS IN THE EARLY STAGES OF THE DISEASE CAN PARTICIPATE IN EDUCATION PROGRAMS, SUPPORT GROUPS AND SOCIAL ENGAGEMENT PROGRAMS. ADDITIONALLY, THE ASSOCIATION CONVENES AN EARLY STAGE ADVISORY GROUP WHOSE MEMBERS RAISE AWARENESS, ADVOCATE FOR THE CAUSE, AND PROVIDE GUIDANCE AND REVIEW OF PROGRAMS AND SERVICES. THE PROGRAMS AND SERVICES OF THE ALZHEIMER'S ASSOCIATION ARE DESIGNED TO PROVIDE EDUCATION, INFORMATION, SUPPORT, AND RESOURCES IN ORDER TO HELP INDIVIDUALS WITH ALZHEIMER's, THEIR FAMILIES AND CAREGIVERS NAVIGATE THE LONG AND COMPLICATED JOURNEY THROUGH ALZHEIMER'S DISEASE. * INDICATED NAMES THAT ARE TRADEMARKS OF THE ALZHEIMER'S ASSOCIATION. EXPENSES: $29,465,018 GRANTS: $ 2,013,682 REVENUES: NONE Form 990, Part VI, Line 1a Governing body: The Board of Directors of the Alzheimer's Association is the organization's governing body. The Board has delegated authority to its standing and other business committees as described in Article VII of the organizational bylaws. The following excerpt from the Association's bylaws discuss committees of the Board of Directors. Committees of Directors: The Board of Directors shall have the following standing committees: Executive, Finance, Governance and Nominating, Compensation and Audit. Executive Committee: The Executive Committee shall supervise the affairs of the Association, approve expenditures and commitments according to policies prescribed by the Board of Directors, act for and carry out the established policies of the Association as defined by the Board of Directors, including the policies and procedures, report to the Board of Directors at each meeting of the Board of Directors and have such other additional powers as may be by law or resolution of the Board of Directors provided. The Executive Committee shall have and may exercise all authority (including the election of officers other than the Chair, Chair Elect, one or more vice Chairs, Secretary, Treasurer or President and Chief Executive Officer, it being understood that the Executive Committee may elect an interim President and Chief Executive Officer to serve until the next meeting of the Board of Directors) in the management of the Association, subject to the limitations contained in the Delaware corporation law. The Committee's responsibilities shall include, but not be limited to, initiating long-range planning, environmental scanning and performance evaluation; initiating the Board's annual strategic priorities for approval by the Board; assisting the Chair in developing charges to the committees; identifying programmatic and financial indicators of Association performance; conducting the review, performance evaluation and succession planning for the President and CEO; making bylaw recommendations to the Board; reviewing the activities of the Medical and Scientific Advisory Council; and identifying significant issues as that term is defined in Article IX which require consideration by the Association Assembly as described in the same Article and receiving, on behalf of the Board, the Association Assembly's suggestions and recommendations for Board consideration or action. At each of its annual meetings, the Board of Directors by duly adopted resolution shall elect an Executive Committee consisting of not less than eleven or more than fifteen Directors. The Chair, Chair Elect, Vice Chairs, Secretary, Treasurer, Chairs of the Standing Committees and Chairs of the following Committees: Chapter Relations, Development, Diversity and Inclusion, Program, and Public Policy, as well as the Chair of the Medical and Scientific Advisory Council shall be members of the Executive Committee. The Chair of the Board of Directors shall be the Chair of the Executive Committee. The Executive Committee may hold regular meetings monthly or as it may otherwise determine, at such place and at such times and upon such notice as it may determine. Special meetings of the Executive Committee may be called at any time by the Chair or by any three of its members, by notice delivered personally or by mail, telephone, electronic mail or facsimile at least seven days (or at least 48 hours in the case of telephonic meetings) prior to the meeting. A majority of the currently serving members of the Executive Committee shall constitute a quorum for all purposes. FINANCE COMMITTEE: THE FINANCE COMMITTEE SHALL CONSIST OF AT LEAST FIVE DIRECTORS AND SHALL BE CHAIRED BY THE TREASURER. THE FINANCE COMMITTEE SHALL OVERSEE AND REVIEW ALL FINANCIAL REPORTS, ACCOUNTING ACTIVITIES AND INVESTMENT DECISIONS OF THE ASSOCIATION AND ALSO SHALL PREPARE A PROJECTED BUDGET FOR EACH FISCAL YEAR TO BE PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. GOVERNANCE AND NOMINATING COMMITTEE: AT EACH OF ITS ANNUAL MEETINGS, THE BOARD OF DIRECTORS BY DULY ADOPTED RESOLUTION SHALL ELECT A GOVERNANCE AND NOMINATING COMMITTEE CONSISTING OF NOT LESS THAN NINE NOR MORE THAN FIFTEEN INDIVIDUALS CURRENTLY SERVING AS A DIRECTOR. AT LEAST ONE-THIRD OF THE GOVERNANCE AND NOMINATING COMMITTEE SHALL ASSIST THE BOARD IN ENSURING THE SUCCESSFUL GOVERNANCE OF THE ASSOCIATION THROUGH BOARD ASSESSMENT, RECRUITMENT, NOMINATIONS, ORIENTATION AND DEVELOPMENT. THE GOVERNANCE AND NOMINATING COMMITTEE SHALL NOMINATE CANDIDATES FOR DIRECTORS, OFFICERS AND MEMBERS OF THE EXECUTIVE COMMITTEE. THE GOVERNANCE AND NOMINATING COMMITTEE MAY NOMINATE CANDIDATES FOR DIRECTOR EMERITUS, HONORARY DIRECTOR AND ANY ADVISORY OR HONORARY COUNCILS OR COMMITTEES AND APPROVE AND PRESENT TO THE BOARD FOR APPROVAL THE CANDIDATES FOR MEDICAL AND SCIENTIFIC ADVISORY MEMBERSHIP. THE GOVERNANCE AND NOMINATING COMMITTE Form 990, Part VI, Line 11b Form 990 Review Process The Organization undergoes a thorough review process before filing the return. The Audit Committee discusses and reviews the form before it is provided to the officers and full Board of Directors. All officers and the full Board of Directors are provided a copy for their review and have the opportunity to comment before the Form 990 is filed. Form 990, Part VI, Line 12c Conflict of Interest Policy Monitoring & Enforcement The Alzheimer's Association conflict of interest policy is described in Article XVII, Section 2 of the organizational bylaws. The responsibility for disclosing any known or reasonably foreseen actual or potential conflicts of interest shall be upon the interested party whose interests are or may appear to be in conflict with the Association. All interested parties are required to file with the Association a disclosure statement prior to such individual commencing his or her service with the Association and thereafter shall file with the Association an updated disclosure statement as may be required from time to time by the Board of Directors or its committee designee and in no event less often than annually. As cited from Article XVII, Section 2 of the bylaws, interested persons or chapter representative shall disclose any conflict and shall not vote on a matter and further if requested by the chair or resolution of the Board shall leave the room in which the Board or committee is meeting and shall not participate in any deliberation or decision regarding the matter under consideration. The minutes shall reflect that the conflict of interest was disclosed and the interested person or chapter representative did not participate in any discussion of the matter and did not vote on the matter in person or by proxy. When any such conflict of interest is relevant to a matter requiring action by the Board of Directors or any committee of the Board, the interested person or chapter shall disclose such conflict to the Board of Directors or such committee and shall not vote on the matter. Further the interested person or representative from a chapter having a conflict if requested by the Chair or resolution of the Board shall leave the room in which the Board or the committee is meeting and shall not participate in any deliberation or decision regarding the matter under consideration. When there is a doubt as to whether a conflict of interest exists, the matter shall be resolved by a vote of the Board of Directors or the committee, as the case may be, excluding the interested person or representative from a chapter concerning whom the doubt has arisen. Copies of the Alzheimer's Association bylaws, including the conflict of interest policy, are provided to all Board Directors no less than annually. Board Director disclosure statements are submitted no less than annually. Potential conflicts disclosed by Board Directors or candidates for election to the Board are reviewed by the Governance and Nominating Committee, which reports no less than annually on its review to the full Board. As documented in the meeting minutes, at the start of each meeting of the Board of Directors as well as each meeting of the Executive Committee, the agenda is reviewed and all Directors in attendance are reminded of the Conflict of Interest Policy and advised to disclose any potential conflicts should they exist or arise. Form 990, Part VI, Line 15a & 15b PROCESS FOR DETERMINING COMPENSATION Compensation is established for the CEO by the Compensation Committee and the Executive Committee after a thorough salary/market review conducted by outside compensation consultants. For the CEO position, the gathering of relevant comparability data from independent sources occurred in 2014. The process was conducted in a manner intended to qualify for the rebuttable presumption of reasonableness under the Intermediate Sanctions Rules. As to the members of the senior management team other than the CEO, annually updated market data is also provided by the outside compensation consultant, so that the updated market data can be used in setting reasonable compensation for each member of the senior management team. Each year the Compensation Committee evaluates the CEO's performance through a robust assessment process which includes 360 feedback collection, interviews and performance evaluation comparing results to goals. The Committee and Chair of the Board use this data to determine incentive compensation eligibility. The senior staff has a comprehensive performance evaluation and compensation review done at the end of each fiscal year. These include a self-assessment, 360 review and evaluation by the CEO. Updated market data for use in setting reasonable compensation is provided by a national compensation consulting firm to the Compensation Committee for confirmation of reasonableness using a process designed to qualify for the rebuttable presumption of reasonableness (including contemporaneous documentation in the Committee's minutes). For fiscal year 2015, the salaries and total compensation packages of the senior staff were benchmarked by Aon Hewitt. Compensation is contemporaneously documented in the Compensation Committee minutes. FORM 990, Part VI, Section C, Line 18 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC The organization makes its Form 990 available to the general public by posting on the website at www.alz.org and upon request. The organization makes its Form 1023 available to the general public upon request. FORM 990, Part VI, Section C, Line 19 HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC The organization's audited financial statements are made available to the general public by posting on the organization's website at www.alz.org and upon request. The organization makes its governing documents and conflict of interest policy available to the general public upon request. Form 990, Part XI, Line 9 OTHER CHANGE IN NET ASSETS OR FUND BALANCE CHANGE IN PERPETUAL TRUST $( 298,301) Change in split interest ( 490,135) Acquisition of dissolved chapters 3,036,098 Bad Debt ( 404,780) --------------- TOTAL $ 1,842,882 Alzheimer's Impact Movement (AIM) 225 North Michigan Ave Suite 1700 Chicago IL 60601 271961435 Soc Welfare IL 501c4 Alz Assoc true ALZ Dis & Rel Disorders Assn of Canada 181 Bay St Brookfield Pl Toronto Ontario CA M5J 2T3 999999999 Pub Char CA 501c3 Alz Assoc true false true false false false false false false false false false false false true true false false false false Alzheimer's Impact Movement b 1207227 FMV Alzheimer's Impact Movement o 63915 FMV Schedule R, Part V, Line 2 AMOUNT INVOLVED IN RELATIONSHIP The Alzheimer's Association granted funds to Alzheimer's Impact Movement (AIM) for public policy division activities in fiscal year 2015 to support priorities identified in the Alzheimer's Association's strategic plan. This grant is restricted to the following 501(c)3 activities and the ancillary activities necessary to accomplish specific goals including: Implementation of the National Alzheimer's Project Act (Recognizing this growing Alzheimer's crisis, Congress unanimously passed and President Obama signed into law the National Alzheimer's Project Act - NAPA); increasing the commitment to Alzheimer's research; expanding education efforts and caregiver support services; expanding diagnosis and planning.