2015-11-16T15:22:20-06:00 2014-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2014-01-01 362167011 FIELD MUSEUM OF NATURAL HISTORY FIEL 3129229410 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 RICHARD W LARIVIERE PRESIDENT AND CEO 3129229410 2015-11-05 1 LU ANN TRAPP P01506476 3122071040 2015-11-05 2014 2016-04-25 22:37:26Z RICHARD W LARIVIERE 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 606052827 144709976 0 X WWW.FIELDMUSEUM.ORG X 1893 IL THE MUSEUM IS AN INDEPENDENT CENTER OF LEARNING THAT ENGAGES IN RESEARCH AND PUBLIC EDUCATION. 80 72 763 522 4416546 946745 26179054 51540413 24565925 26811015 17116663 16049296 1908552 911054 69770194 95311778 334308 437876 0 0 30527918 28238379 71003 55842 3548983 43755452 42738765 74688681 71470862 -4918487 23840916 628334683 648291562 217412783 210716046 410921900 437575516 X THE FIELD MUSEUM IS AN EDUCATIONAL INSTITUTION CONCERNED WITH THE DIVERSITY AND RELATIONSHIPS IN NATURE AND AMONG CULTURES. IT PROVIDES COLLECTION-BASED RESEARCH AND LEARNING FOR GREATER PUBLIC UNDERSTANDING AND APPRECIATION OF THE WORLD IN WHICH WE LIVE. ITS COLLECTIONS, PUBLIC LEARNING PROGRAMS, AND RESEARCH ARE INSEPARABLY LINKED TO SERVE A DIVERSE PUBLIC OF VARIED AGES, BACKGROUNDS AND KNOWLEDGE. 0 0 27142279 431932 1487019 SCIENCE & EDUCATION: SCIENCE AND EDUCATION CONSISTS OF THREE COMPLEMENTARY CENTERS-THE COLLECTIONS CENTER, THE INTEGRATIVE RESEARCH CENTER, AND THE SCIENCE ACTION CENTER. TOGETHER, THESE CENTERS ADVANCE THE MUSEUM'S MISSION OF UNDERSTANDING THE PAST, EXPLORING ITS PRESENT, AND SHAPING A FUTURE FOR THE EARTH THAT IS RICH WITH BIOLOGICAL AND CULTURAL DIVERSITY. THE COLLECTIONS AMOUNT TO OVER 25,000,000 NATURAL OBJECTS AND MAN-MADE ARTIFACTS SPANNING THE MUSEUM'S FOUR DISCIPLINES - ANTHROPOLOGY, BOTANY, GEOLOGY, AND ZOOLOGY. 12950096 5944 14322078 PUBLIC PROGRAMS: THE MUSEUM BRINGS SCIENCE TO LIFE WITH MORE THAN 400,000 SQUARE FEET OF SPACE DEVOTED TO EXHIBITIONS AND OTHER PUBLIC PROGRAMS. IN 2014, THE MUSEUM WELCOMED MORE THAN 1,200,000 VISITORS. 10545351 0 0 MUSEUM SERVICES: THE MUSEUM HAS APPROXIMATELY 1,300,000 SQUARE FEET FOR WHICH MUSEUM SERVICES PROVIDES ENGINEERING, MAINTENANCE, AND SECURITY, AS WELL AS DIRECTLY SUPPORTS THE SCIENCE AND EDUCATION AND PUBLIC PROGRAMS. 9684606 11001919 MUSEUM OUTREACH AND BUSINESS ENTERPRISES. 9684606 11001919 60322332 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 1 1 0 0 0 1 0 0 0 1 144 0 1 763 1 1 1 0 0 0 0 1 1 0 0 0 0 0 X 80 72 1 0 0 1 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT GA IL IN KS KY ME MD MA MI MN NJ NM NY NC OH OK OR PA RI SC TN UT VI WA WV WI MS ND X RICHARD W LARIVIERE 3126657210 1400 S LAKESHORE DRIVE CHICAGO IL 606052496 X JAMES L ALEXANDER BOARD MEMBER 1.00 0.00 X 0 0 0 SUSAN M BENTON BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS L BERNARDIN BOARD MEMBER 1.00 0.00 X 0 0 0 HOWARD B BERNICK BOARD MEMBER 1.00 0.00 X 0 0 0 NORMAN R BOBINS VICE CHAIRMAN, AUDIT 3.00 0.00 X X 0 0 0 JOHN L BUCKSBAUM BOARD MEMBER 1.00 0.00 X 0 0 0 BARBARA BYRD-BENNETT BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN A CANNING JR BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY C CASE BOARD MEMBER 1.00 0.00 X 0 0 0 DR RICHARD A CHAIFETZ VICE CHAIRMAN, RETIREMENT AND BENEFITS 3.00 0.00 X X 0 0 0 RICHARD W COLBURN BOARD MEMBER 1.00 0.00 X 0 0 0 KENNETH W COQUILLETTE BOARD MEMBER 1.00 0.00 X 0 0 0 SIR PETER CRANE FRS BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT W CRAWFORD JR BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHA A CRUZAN VICE CHAIRMAN, DEVELOPMENT 3.00 0.00 X X 0 0 0 LOUIS T DELGADO BOARD MEMBER 1.00 0.00 X 0 0 0 ROGER K DEROMEDI BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD ELDEN BOARD MEMBER 1.00 0.00 X 0 0 0 CHARLES M FALCONE BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL W FERRO JR BOARD MEMBER 1.00 0.00 X 0 0 0 RICK FEZELL BOARD MEMBER 1.00 0.00 X 0 0 0 JAMEE C FIELD BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL FIELD V BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL E FLANNERY BOARD MEMBER 1.00 0.00 X 0 0 0 JEFFREY T FOLAND BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES S FRANK BOARD MEMBER 1.00 0.00 X 0 0 0 MARSHALL B FRONT VICE CHAIRMAN, INVESTMENT 3.00 0.00 X X 0 0 0 J ERIK FYRWALD BOARD MEMBER 1.00 0.00 X 0 0 0 WILBUR H GANTZ III VICE CHAIRMAN, SCIENCE 3.00 0.00 X X 0 0 0 RONALD J GIDWITZ BOARD MEMBER 1.00 0.00 X 0 0 0 RUTH ANN M GILLIS BOARD MEMBER 1.00 0.00 X 0 0 0 SUE LING GIN BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT H GORDON BOARD MEMBER 1.00 0.00 X 0 0 0 ANTONIO J GRACIAS BOARD MEMBER 1.00 0.00 X 0 0 0 JACK M GREENBERG BOARD MEMBER 1.00 0.00 X 0 0 0 JUDY GREFFIN VICE CHAIRMAN, FINANCE 3.00 0.00 X X 0 0 0 LEWIS S GRUBER BOARD MEMBER 1.00 0.00 X 0 0 0 ADNAAN HAMID BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID G HERRO BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID D HILLER BOARD MEMBER 1.00 0.00 X 0 0 0 TERRY A JENKINS BOARD MEMBER 1.00 0.00 X 0 0 0 TODD KAPLAN BOARD MEMBER 1.00 0.00 X 0 0 0 BRYANT L KEIL BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL L KEISER BOARD MEMBER 1.00 0.00 X 0 0 0 CONSTANCE T KELLER CHAIRMAN OF THE BOARD 3.00 0.00 X X 0 0 0 RICHARD L KEYSER BOARD MEMBER 1.00 0.00 X 0 0 0 WILLIAM C KUNKLER III VICE CHAIRMAN, GOVERNANCE 3.00 0.00 X X 0 0 0 RANDOLPH R KURTZ BOARD MEMBER 1.00 0.00 X 0 0 0 RICHARD W LARIVIERE PRESIDENT + CEO 35.00 0.00 X X 605819 0 36039 DIANE VON SCHLEGELL LEVY BOARD MEMBER 1.00 0.00 X 0 0 0 TIMOTHY J MCCARTY BOARD MEMBER 1.00 0.00 X 0 0 0 W JAMES MCNERNEY JR BOARD MEMBER 1.00 0.00 X 0 0 0 BOBBY MEHTA VICE CHAIRMAN, PUBLIC PROGRAMS 3.00 0.00 X X 0 0 0 CLARE MUNANA VICE CHAIRMAN, GOVERNMENT RELATIONS 3.00 0.00 X X 0 0 0 NEIL S NOVICH BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES J OCONNOR JR VICE CHAIRMAN, FACILITIES 3.00 0.00 X X 0 0 0 MICHAEL OGRADY BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID C PARRY BOARD MEMBER 1.00 0.00 X 0 0 0 AURIE A PENNICK BOARD MEMBER 1.00 0.00 X 0 0 0 PETER B POND BOARD MEMBER 1.00 0.00 X 0 0 0 JB PRITZKER BOARD MEMBER 1.00 0.00 X 0 0 0 ELIZABETH W REESE BOARD MEMBER 1.00 0.00 X 0 0 0 DOUGLAS P REGAN BOARD MEMBER 1.00 0.00 X 0 0 0 M JUDE REYES BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS S RICKETTS BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN W ROWE IMMEDIATE PAST CHAIRMAN 3.00 0.00 X X 0 0 0 PATRICK G RYAN JR BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL J SACKS BOARD MEMBER 1.00 0.00 X 0 0 0 NYDIA SEARLE BOARD MEMBER 1.00 0.00 X 0 0 0 JAI SHEKHAWAT BOARD MEMBER 1.00 0.00 X 0 0 0 ALEJANDRO SILVA BOARD MEMBER 1.00 0.00 X 0 0 0 ADELE S SIMMONS BOARD MEMBER 1.00 0.00 X 0 0 0 MATTHEW K SIMON SECRETARY 3.00 0.00 X X 0 0 0 MAUREEN DWYER SMITH BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL TANG BOARD MEMBER 1.00 0.00 X 0 0 0 MARK TEBBE VICE CHAIRMAN, TECHNOLOGY 3.00 0.00 X X 0 0 0 DAVID M TOLMIE BOARD MEMBER 1.00 0.00 X 0 0 0 MARK R WALTER BOARD MEMBER 1.00 0.00 X 0 0 0 EVERETT S WARD BOARD MEMBER 1.00 0.00 X 0 0 0 LAURA S WASHINGTON BOARD MEMBER 1.00 0.00 X 0 0 0 GREGORY D WASSON BOARD MEMBER 1.00 0.00 X 0 0 0 KELLY R WELSH BOARD MEMBER 1.00 0.00 X 0 0 0 W ROCKWELL WIRTZ VICE CHAIRMAN, MARKETING 3.00 0.00 X X 0 0 0 LINDA S WOLF BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICK WOOD-PRINCE BOARD MEMBER 1.00 0.00 X 0 0 0 J W CROFT EXECUTIVE VICE PRESIDENT 35.00 0.00 X 314984 0 22911 DEBRA MOSKOVITS VP, SCIENCE AND EDUCATION 35.00 0.00 X 176393 0 12687 LAURA SADLER SENIOR VP, PUBLIC MUSEUM 35.00 0.00 X 280932 0 21232 CHARLES KATZENMEYER VP, INSITUTIONAL ADVANCEMENT 35.00 0.00 X 233435 0 15260 R L GRANDE DISTINGUISHED SERVICE CURATOR 35.00 0.00 X 197480 0 22185 OLIVIER RIEPPEL CURATOR 35.00 0.00 X 187659 0 17180 SHAWN VANDERZIEL CHIEF HUMAN RESOURCES OFFICER 35.00 0.00 X 168820 0 12346 GARY FEINMAN CURATOR 35.00 0.00 X 158440 0 15845 JOHN W MCCARTER JR FORMER PRES, EMERITUS (SEE SCHED O) 0.00 0.00 X 208348 0 9477 ROBERT MARTIN CURATOR EMERITUS 0.00 0.00 X 340690 0 15365 JONATHAN HAAS CURATOR EMERITUS 0.00 0.00 X 232270 0 10475 3105270 0 211002 30 1 1 0 HILL MECHANICAL CORPORATION 11045 GAGE AVENUE FRANKLIN PARK IL 60131 CONSTRUCTION 1360440 SUPERIOR MECHANICAL SYSTEMS 7515 SANTA FE DRIVE HODGKINS IL 60525 CONSTRUCTION 1329250 ORTIZ BUILDERS INC 3607 WEST 26TH STREET CHICAGO IL 60623 CONSTRUCTION 1197297 OMD USA LLC PO BOX 533202 CHARLOTTE NC 28290 ADVERTISING 1160364 TBGEC INC BEST GUARANTED ELECTRICAL 5300C MCDERMOTT DRIVE BERKELEY IL 60163 CONSTRUCTION 638581 36 1859650 8663940 41016823 1017088 51540413 ADMISSIONS 900099 12370162 12370162 EVENT INCOME 900099 4669202 279538 4389664 MEMBERSHIP DUES 900099 2806972 2806972 TRAVELING EXHIBITS 900099 1951916 1951916 COMMISSIONS 900099 1826192 1826192 3186571 3186571 26811015 3809893 26882 3783011 245206 245206 61268993 49029590 12239403 12239403 12239403 137972 1859650 368608 -230636 -230636 896484 896484 896484 95311778 22421351 4416546 16933468 X 88815 88815 147786 147786 201275 201275 1470996 490971 520229 459796 19446828 16440683 1387542 1618603 349840 294495 29457 25888 5183324 4363322 436436 383566 1787391 1504626 150498 132267 243260 5213 232322 5725 248940 248940 62600 62600 55842 55842 1015203 1015203 8047565 7474789 97949 474827 1753757 1747758 5999 5602358 3623037 1758260 221061 994098 835277 158821 411877 411877 8904786 8550523 300500 53763 1806808 1542658 199336 64814 10450 10450 12509223 12326245 130147 52831 319253 319253 UNRELATED BUSINESS INCO 421275 421275 387312 272982 114330 71470862 60322332 7599547 3548983 748901 614911 13516358 7785246 8798122 27453828 3757579 6327992 126611 133101 429786977 181393360 252528194 248393617 207016250 195241541 132393775 151969276 9448893 10372050 628334683 648291562 8380573 6373675 10744268 10632141 167000000 167000000 4400000 3300000 26887942 23410230 217412783 210716046 X 242324408 244668013 82777937 85927043 85819555 106980460 410921900 437575516 628334683 648291562 X 23840916 -5515440 8328140 X 0 1 X 1 1 1 X 25679446 36609705 35500504 23508548 48657237 169955440 5853762 6276236 5592178 5607427 5690148 29019751 31533208 42885941 41092682 29115975 54347385 198975191 15574013 183401178 3624304 4024427 4707156 4300242 4055098 20711227 723912 734497 705088 611914 946745 3722156 584520 464548 266743 896484 2212295 225620869 122364136 0.81290 0.83070 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 76404 0 0 76404 0 PART II-B, LINE 1: THE MUSEUM DEVOTED AN INSUBSTANTIAL PART OF ITS ACTIVITIES TO MONITORING AND COMMUNICATING WITH THE FEDERAL AND STATE LEGISLATURES IN AN EFFORT TO FURTHER LEGISLATION WHICH MIGHT BENEFIT THE MUSEUM. IN ADDITION TO MINIMAL EMPLOYEE TIME ALLOCATED TO LOBBYING, A CONSULTANT WAS PAID $60,000 FOR THEIR SERVICES IN SUPPORT OF THESE ACTIVITIES IN 2014. THE CONSULTANT PROVIDES STRATEGIC COUNSEL TO THE MUSEUM REGARDING RELATIONS MATTERS AND PROVIDES PROFESSIONAL STAFF TO CARRY OUT GOVERNMENT FUNCTIONS IN WASHINGTON, D.C. 0 1 X X X X 0 341408704 4113504 16912794 14827000 1015203 346592799 299203583 6398159 51278220 14586000 885258 341408704 274221882 4772738 35343073 14300000 834110 299203583 300540857 3708392 -3207966 26000000 819401 274221882 275936197 6908166 32449462 14000000 752968 300540857 0.58900 0.24500 0.16600 1 0 304975080 109924376 195050704 96875189 54962188 41913001 22293178 16506796 5786382 5643530 5643530 248393617 EQUITY SECURITY FUNDS 16318029 F FIXED INCOME SECURITIES FUNDS 12249257 F HEDGED EQUITY FUNDS 45330524 F ABSOLUTE RETURN FUNDS 76146933 F LIMITED PARTNERSHIP 1924533 F 151969276 ACCRUED PENSION COSTS 3180095 INTEREST RATE SWAP 20230135 23410230 X 97552883 -5515440 75000 8696748 3256308 94296575 1015203 1015203 95311778 70899267 75000 368608 443608 70455659 1015203 1015203 71470862 PART III, LINE 1A: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF OBJECTS OF HISTORICAL, CULTURAL OR SCIENTIFIC SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING ITS EXISTENCE AND ASSESSING ITS CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM SALES OF COLLECTION ITEMS TO BE DEPOSITED IN THE ENDOWMENT, WITH EARNINGS TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS OR PROVIDE FOR THE DIRECT CARE OF EXISTING COLLECTIONS. IN ACCORDANCE WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, THE VALUE OF OBJECTS IN THE COLLECTIONS IS EXCLUDED FROM THE FINANCIAL STATEMENTS; COLLECTIONS ARE REFLECTED IN THE ACCOMPANYING FINANCIAL STATEMENTS AT A NOMINAL VALUE OF $1. SUCH COLLECTIONS HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS DECREASES IN TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN NET ASSETS. THERE WERE NO SALES OF COLLECTION ITEMS IN 2014. PART III, LINE 4: THE MUSEUM'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL, CULTURAL, OR SCIENTIFIC SIGNIFICANCE. MUCH OF THE COLLECTION IS FEATURED IN THE MUSEUM'S GENERAL COLLECTION WHICH IS OPEN FOR PUBLIC EXHIBITION. THE COLLECTION IS ALSO USED FOR ADVANCED SCIENTIFIC STUDY AND SCHOLARLY RESEARCH. THROUGH EXHIBITION AND STUDY, THE MUSEUM ACTS AS AN INDEPENDENT CENTER OF LEARNING FOCUSED ON DIVERSITY IN THE WORLD'S PHYSICAL ENVIRONMENTS AND CULTURES IN FURTHERANCE OF THE ORGANIZATION'S EXEMPT PURPOSE. PART V, LINE 4: THE ASSETS OF THE ENDOWMENT FUNDS SHALL BE INVESTED TO OBTAIN THE GREATEST "TOTAL RETURN" COMMENSURATE WITH THE RISKS DEEMED APPROPRIATE PURSUANT TO THE PROVISIONS OF THE INVESTMENT POLICY. THE PRIMARY OBJECTIVES OF THE MANAGEMENT OF THE ENDOWMENT FUNDS ARE TO 1) ACHIEVE LONG-TERM GROWTH THROUGH CAPITAL APPRECIATION AS WELL AS INCOME AND 2) PRESERVE THE PURCHASING POWER OF THE ASSETS OF THE ENDOWMENT FUND BY OBTAINING A "REAL RETURN" EQUAL TO OR IN EXCESS OF NORMAL ANNUAL SPENDING-ENDOWMENT WITHDRAWALS TO SUPPORT THE MUSEUM. PART X, LINE 2: THE MUSEUM IS EXEMPT FROM INCOME TAXATION UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A COMPARABLE STATE OF ILLINOIS STATUTE. MANAGEMENT BELIEVES THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE TAX YEARS ENDED 2011, 2012, 2013 AND 2014 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. THE MUSEUM HAS A POLICY TO RECORD INTEREST AND PENALTIES (IF ANY) RELATED TO INCOME TAX MATTERS IN INCOME TAX EXPENSE. THE MUSEUM HAS DETERMINED THAT ITS TAX POSITIONS SATISFY THE MORE LIKELY THAN NOT CRITERION. FOR THE YEAR ENDED DECEMBER 31, 2014, NO INTEREST AND PENALTIES WERE RECORDED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 368,608. PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -537,600. GAIN ON EXTINGUISHMENT OF ASSET RETIREMENT OBLIGATION 8,865,740. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 368,608. 1 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICE PUBLIC PROGRAMS 30000 EUROPE (ICELAND & GREENLAND) 0 0 PROGRAM SERVICE PUBLIC PROGRAMS 378188 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICE PUBLIC PROGRAMS 1754 NORTH AMERICA 0 0 PROGRAM SERVICE PUBLIC PROGRAMS 478748 SOUTH AMERICA 0 0 PROGRAM SERVICE PUBLIC PROGRAMS 263 EAST ASIA & THE PACIFIC 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 70972 EUROPE (ICELAND & GREENLAND) 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 525418 MIDDLE EAST & NORTH AFRICA 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 159771 NORTH AMERICA 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 775 RUSSIA & NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 10000 SOUTH AMERICA 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 458694 SOUTH ASIA 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 2500 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICE SCIENCE & EDUCATION 386974 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 110115589 SUB-SAHARAN AFRICA 0 0 GRANTMAKING STIPEND FOR RESEARCH 168987 NORTH AMERICA 0 0 GRANTMAKING STIPEND FOR RESEARCH 1260 SOUTH AMERICA 0 0 GRANTMAKING STIPEND FOR RESEARCH 23996 SOUTH ASIA 0 0 GRANTMAKING STIPEND FOR RESEARCH 4120 EUROPE (ICELAND & GREENLAND) 0 0 GRANTMAKING STIPEND FOR RESEARCH 2360 EAST ASIA & THE PACIFIC 0 0 GRANTMAKING STIPEND FOR RESEARCH 552 0 0 0 0 0 0 1645114 111175807 112820921 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 106290 WIRE SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, STIPEND FOR RESEARCH 16920 WIRE 2 0 STIPEND FOR RESEARCH SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, 4 38824 WIRE STIPEND FOR RESEARCH SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, 1 12900 CHECK 1 0 1 1 1 0 PART I, LINE 2: STAFF MAKE VISITS TO MONITOR WORK BEING DONE OUTSIDE THE UNITED STATES AND REPORT ON THE STATUS OF THE GRANTS. X X X X X X X 1 SD&A 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 TELEMARKETING 0 53280 55842 -2562 53280 55842 -2562 AL AK CO CT GA IN IL KS KY ME MD MA MI MS MN NY NM NC OH OK OR PA RI SC TN UT VA WA WV WI NJ AR CA FL MO AZ DE ID IA LA MT NE SD TX VT WY WOMEN'S BOARD GALA 1747412 1659912 87500 296537 WOMEN'S BOARD LUNCHEON 114625 95875 18750 47871 3 135585 103863 31722 24199 1997622 1859650 137972 368607 368607 -230635 1 UNIVERSITY OF ILLINOIS 506 S WRIGHT URBANA IL 61801 376000511 501(C)(3) 15565 0 STIPEND FOR SCIENCE AND EDUCATION UNIVERSITY OF CHICAGO 5801 S ELLIS AVE CHICAGO IL 60637 362177139 501(C)(3) 9125 0 STIPEND FOR SCIENCE AND EDUCATION CENTERS FOR NEW HORIZONS 4150 S KING DR CHICAGO IL 60653 362729721 501(C)(3) 16550 0 STIPEND FOR SCIENCE AND EDUCATION MUJERES LATINAS 2124 W 21ST PLACE CHICAGO IL 60608 362877520 501(C)(3) 30750 0 STIPEND FOR SCIENCE AND EDUCATION THE CELADON GROUP 37 W SUMMIT DR REDWOOD CITY CA 94062 202194470 5000 0 STIPEND FOR SCIENCE AND EDUCATION PUBLIC ALLIES INC 735 N WATER ST MILWAUKEE WI 53202 521759564 7250 STIPEND FOR SCIENCE AND EDUCATION 4 2 STIPENDS FOR SCIENCE AND EDUCATION 52 147786 PART I, LINE 2: A DEPARTMENT ADMINISTRATOR REVIEWS ALL OF THE REQUESTS FOR PAYMENTS AND SIGNS OFF ON THE REQUEST BEFORE PAYMENT IS ISSUED. X 1 1 X X X X 1 1 0 0 0 0 0 1 0 RICHARD W LARIVIERE PRESIDENT + CEO 582819 0 23000 0 0 0 27322 0 8717 0 641858 0 0 0 J W CROFT EXECUTIVE VICE PRESIDENT 302734 0 12250 0 0 0 14206 0 8705 0 337895 0 0 0 DEBRA MOSKOVITS VP, SCIENCE AND EDUCATION 167893 0 8500 0 0 0 7955 0 4732 0 189080 0 0 0 LAURA SADLER SENIOR VP, PUBLIC MUSEUM 150278 0 0 0 130654 0 12670 0 8562 0 302164 0 0 0 CHARLES KATZENMEYER VP, INSITUTIONAL ADVANCEMENT 223435 0 10000 0 0 0 10528 0 4732 0 248695 0 0 0 R L GRANDE DISTINGUISHED SERVICE CURATOR 194480 0 3000 0 0 0 8906 0 13279 0 219665 0 0 0 OLIVIER RIEPPEL CURATOR 182659 0 5000 0 0 0 8463 0 8717 0 204839 0 0 0 SHAWN VANDERZIEL CHIEF HUMAN RESOURCES OFFICER 160320 0 8500 0 0 0 7614 0 4732 0 181166 0 0 0 GARY FEINMAN CURATOR 154940 0 3500 0 0 0 7146 0 8699 0 174285 0 0 0 JOHN W MCCARTER JR FORMER PRES, EMERITUS (SEE SCHED O) 0 0 0 0 208348 0 9396 0 81 0 217825 0 208348 0 ROBERT MARTIN CURATOR EMERITUS 0 0 0 0 340690 0 15365 0 0 0 356055 0 123173 0 JONATHAN HAAS CURATOR EMERITUS 0 0 0 0 232270 0 10475 0 0 0 242745 0 0 0 PART I, LINE 1A THE PRESIDENT AND EXECUTIVE VICE PRESIDENT RECEIVED SOCIAL CLUB DUES. THE PURPOSE OF THE SOCIAL CLUB DUES ARE FOR BUSINESS USES RELATED TO ENTERAINING GUESTS, FUNDRAISING, AND NETWORKING. PART I, LINES 4A-B LAURA SADLER'S 2014 W-2 COMPENSATION INCLUDES A POST-EMPLOYMENT PAYMENT OF $130,654. THE MUSEUM'S MANAGEMENT APPROVED THIS PAYMENT IN RECOGNITION OF THE 17 YEARS OF SERVICE SHE PROVIDED TO THE MUSEUM. IN 2013, THE MUSEUM OFFERED RETIREMENT INCENTIVE PACKAGES TO CERTAIN STAFF MEMBERS. ROBERT MARTIN AND JONATHAN HAAS RETIRED IN 2013 AND QUALIFIED FOR THE RETIREMENT INCENTIVE THAT WAS PAID OUT IN 2013 AND 2014. THE ONLY MUSEUM EMPLOYEE TO PARTICIPATE IN THE MUSEUM'S SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN IS JOHN W. MCCARTER, JR. MR. MCCARTER RECEIVED A DISTRIBUTION OF $19,994 FROM THE NONQUALIFED RETIREMENT PLAN IN CALENDAR YEAR 2014. PART I, LINE 7 IN 2014, THE MUSEUM MADE A ONE-TIME PAYMENT TO SELECT STAFF BASED ON PERFORMANCE AS APPROVED BY THE BOARD OF TRUSTEES. SCHEDULE J, PART II, COLUMN B (III) - OTHER REPORTABLE COMPENSATION JOHN W. MCCARTER JR'S 2014 W-2 COMPENSATION INCLUDES $208,348 OF PREVIOUSLY ACCRUED COMPENSATION. PER THE RETIRING CEO & PRESIDENT'S EMPLOYMENT AGREEMENT, A PAID SABBATICAL APPROVED BY THE MUSEUM'S BOARD OF TRUSTEES STARTED ON 10/1/2012. THIS EXPENSE WAS FULLY ACCRUED AS OF 12/31/2011 AND REPORTED AS DEFERRED COMPENSATION IN THE PRIOR 990S. THIS SABBATICAL IS IN RECOGNITION OF THE RETIRING CEO & PRESIDENT'S 16 YEARS OF SERVICE AND EXTENSIVE LEADERSHIP AND COMMITMENT TO THE MUSEUM. JOHN W ROWE TRUSTEE OF THE MUSEUM AND CHAIRMAN EMERITUS, EXELON CORPORATION 2251953 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 KELLY R WELSH TRUSTEE OF THE MUSEUM AND EXEC VP & GEN COUNS OF NORTHERN TRUST 528463 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 DOUGLAS P REGAN TRUSTEE OF THE MUSEUM AND MIDWEST CHAIRMAN AT JP MORGAN 3604462 JP MORGAN PROVIDES FINANCIAL SERVICES TO THE MUSEUM RELATED TO THE MUSEUM'S OUTSTANDING BONDS. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 WILLIAM C KUNKLER III TRUSTEE OF THE MUSEUM AND WIFE IS A DIRECTOR AT NORTHERN TRUST. 528463 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 JOHN A CANNING JR TRUSTEE OF THE MUSEUM AND BOARD MEMBER AT EXELON 2251953 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 SUE LING GIN TRUSTEE OF THE MUSEUM AND BOARD MEMBER AT EXELON 2251953 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 MICHAEL O'GRADY TRUSTEE OF THE MUSEUM AND EXEC VP & GEN COUNS OF NORTHERN TRUST 528463 NORTHERN TRUST PROVIDES FINANCIAL SERVICES TO THE FIELD MUSEUM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 RUTH ANN M GILLIS TRUSTEE OF THE MUSEUM AND EXEC VP & CHIEF ADMIN OFFICER, EXELON CORPORATION 2251953 THE MUSEUM PURCHASES ELECTRICAL SERVICE FROM CONSTELLATION NEW ENERGY, A SUBSIDIARY OF EXELON CORPORATION. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 GREGORY C CASE TRUSTEE OF THE MUSEUM AND PRESIDENT/CEO OF AON CORPORATION 530820 AON CORPORATION PROVIDES CONSULTING SERVICES TO THE MUSEUM FOR ITS RETIREMENT BENEFIT PROGRAM. THE RATES PAID ARE COMPETITIVE WITH MARKET RATES. 0 X 47 1017088 FAIR MARKET VALUE X 429 0 X 11 0 0 1 1 PART I, LINE 32B: THE STOCK GIFTS GO INTO THE MUSEUM'S ACCOUNT AT NORTHERN TRUST, AND THEN NORTHERN TRUST SELLS THE STOCK ON BEHALF OF THE MUSEUM THE DAY AFTER THE RECEIPT. NORTHERN TRUST DEPOSITS PROCEEDS FROM THE SALE OF SECURITIES INTO THE MUSEUM'S ACCOUNT. PART I, LINE 33: THE MUSEUM DOES NOT REPORT CONTRIBUTIONS OF COLLECTION ITEMS AS REVENUE AS PERMITTED UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THE MUSEUM DOES NOT CAPITALIZE ITS COLLECTION AS ALLOWED UNDER SFAS 116. FORM 990, PART VI, SECTION A, LINE 2 BOARD OF TRUSTEES MEMBER JAMEE C. FIELD HAS A FAMILY RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MARSHALL FIELD V. BOARD OF TRUSTEES MEMBER AURIE A. PENNICK HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MARSHALL FIELD V. BOARD OF TRUSTEES MEMBER J. B. PRITZKER HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER MICHAEL W. FERRO JR. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, JOHN A. CANNING JR., AND RUTH ANN M. GILLIS HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER LINDA S. WOLF HAS A BUSINESS RELATIONSHIP WITH BOARD OF TRUSTEES MEMBER JACK M. GREENBERG. BOARD OF TRUSTEES MEMBERS JOHN W. ROWE, JACK M. GREENBERG, AND JUDY GREFFIN HAVE A BUSINESS RELATIONSHIP. BOARD OF TRUSTEES MEMBER NEIL S. NOVICH HAS A BUSINESS RELATIONSHIP WITH FORMER PRESIDENT EMERITUS JOHN W. MCCARTER JR. FORM 990, PART VI, SECTION A, LINE 5 IN 2014, THE MUSEUM DISCOVERED THAT A NON-MANAGEMENT STAFF MEMBER HAD STOLEN A TOTAL AMOUNT OF APPROXIMATELY $900,000 OVER A PERIOD OF MULTIPLE YEARS. THE EMPLOYEE WAS DISMISSED; A FORENSIC AUDIT AND INVESTIGATION WAS CONDUCTED; LAW ENFORCEMENT WAS NOTIFIED; CASH HANDLING PROCEDURES WERE AUDITED AND REVISED, INCLUDING MORE STRINGENT CONTROLS AND MONITORING. THE LOSS AND INVESTIGATION COSTS WERE FULLY RECOVERED THROUGH THE MUSEUM'S INSURANCE PROGRAM, LESS A $10,000 DEDUCTIBLE. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990. A DRAFT OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE. A FULL COPY OF THE 990 IS THEN PROVIDED TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE MUSEUM'S OFFICERS, DIRECTORS, TRUSTEES, AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A CONDITION OF THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE GENERAL COUNSEL AND SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR THE APPROVAL OF COMPENSATION OF THE CEO. THE EXECUTIVE COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES AND DISCUSSIONS REGARDING THE CEO'S SALARY ARE HELD IN EXECUTIVE SESSION. THE CURRENT CEO'S BASE SALARY WAS INITIALLY DETERMINED AFTER CONSULTATION WITH THE EXECUTIVE SEARCH FIRM USED DURING THE HIRING PROCESS. THE COMPENSATION ARRANGEMENTS ARE DOCUMENTED VIA EXECUTED EMPLOYMENT CONTRACTS. THE EXECUTIVE COMMITTEE CONSIDERS CHANGES TO THE CEO'S COMPENSATION, SUCH AS INCREASES OR BONUSES, AS APPROPRIATE. THE CHIEF HUMAN RESOURCES OFFICER CONDUCTS SALARY ANALYSIS OF OTHER OFFICERS AND KEY EMPLOYEES WITH APPROVAL BY THE CEO AS NEEDED. FORM 990, PART VI, SECTION C, LINE 19 THE MUSEUM'S FORM 990 IS AVAILABLE AT THE ORGANIZATION'S PRINCIPAL PLACE OF BUSINESS UPON REQUEST. THE MUSEUM'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES OR THROUGH REQUEST AT THE MUSUEM'S PRINCIPAL PLACE OF BUSINESS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION (AND AT MANAGEMENT'S DISCRETION). FORM 990, PART VII, COLUMN (D) - REPORTABLE COMPENSATION JOHN W. MCCARTER JR'S 2014 W-2 COMPENSATION INCLUDES $208,348 OF PREVIOUSLY ACCRUED COMPENSATION. PER THE RETIRING CEO & PRESIDENT'S EMPLOYMENT AGREEMENT, A PAID SABBATICAL APPROVED BY THE MUSEUM'S BOARD OF TRUSTEES STARTED ON 10/1/2012. THIS EXPENSE WAS FULLY ACCRUED AS OF 12/31/2011 AND REPORTED AS DEFERRED COMPENSATION IN THE PRIOR 990S. THIS SABBATICAL IS IN RECOGNITION OF THE RETIRING CEO & PRESIDENT'S 16 YEARS OF SERVICE AND EXTENSIVE LEADERSHIP AND COMMITMENT TO THE MUSEUM. FORM 990, PART IX, LINE 11G SCIENTIFIC RESEARCH, CONSERVATION, AND EXHIBITION DESIGN FEES: PROGRAM SERVICE EXPENSES 7,474,789. MANAGEMENT AND GENERAL EXPENSES 97,949. FUNDRAISING EXPENSES 474,827. TOTAL EXPENSES 8,047,565. FORM 990, PART XI, LINE 9: PENSION-RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST -537,600. GAIN ON EXTINGUISHMENT OF ASSET RETIREMENT OBLIGATION 8,865,740. MUSEUM CAMPUS CORPORATION 1400 SOUTH LAKE SHORE DRIVE CHICAGO IL 60605 364272361 ATTRACT VISITORS TO THE MUSEUM CAMPUS' CENTRALLY LOCATED FACILITIES IL 501(C)(3) LINE 11A, I 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0