2015-11-16T07:43:34-06:00 2014-12-31 132738625 DDK & COMPANY LLP ONE PENN PLAZA 4TH FLR NEW YORK NY 10119 990 2014-01-07 464440917 MODERN MARKETS INITIATIVE INC MODE 2129970600 C/O 50 JERICHO QUADRANGLE NO 220 JERICHO NY 11753 WILLIAM HARTS CEO 2129970600 2015-11-13 1 MICHAEL RUBIN P00190414 2129970600 2014 2016-04-25 22:37:26Z X WILLIAM HARTS 525 EAST 72ND ST 48H NEW YORK NY 10021 1055000 0 X HTTP://MODERNMARKETSINITIATIVE.ORG X 2014 NY TO DEMONSTRATE THE BENEFITS OF ALGORITHMIC OR QUANTITATIVE TRADING IN TODAY'S MODERN MARKETS. 5 0 0 0 0 0 1055000 0 0 0 1055000 0 0 222393 0 0 662196 884589 170411 544751 374340 170411 THE ORGANIZATION IS FOCUSED ON DEMONSTRATING THE BENEFITS OF ALGORITHMIC OR QUANTITATIVE TRADING, OFTEN REFERRED TO AS HIGH-FREQUENCY TRADING, IN TODAY'S MODERN MARKETS. 0 0 723587 THE ORGANIZATION SUCCESSFULLY ESTABLISHED RELATIONSHIPS WITH KEY INFLUENCERS IN MEDIA, INDUSTRY AND REGULATORY CIRCLES. IT PLAYED A PIVOTAL ROLE IN PROMOTING AND DISTRIBUTING INFORMATIONAL MATERIAL SUCH AS "FLASH BOYS: NOT SO FAST" A BOOK BY PETER KOVAC. MMI LEADERS SPOKE AT INDUSTRY EVENTS, BUSINESS SCHOOL CLASSES AND DIRECTLY WITH INSTITUTIONAL INVESTORS. WE ADDED SIGNIFICANT CONTENT TO OUR WEBSITE AND PROMOTED IT THROUGH VARIOUS SOCIAL MEDIA CHANNELS SUCH AS LINKEDIN AND TWITTER. 723587 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 4 0 0 0 0 0 0 0 0 X 5 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 NY X DDK AND COMPANY LLP 5162779700 50 JERICHO QUADRANGLE JERICHO NY 11753 WILLIAM HARTS CEO 40.00 X X 222393 0 0 MARK HANSEN TREASURER 2.50 X X 0 0 0 ARI RUBENSTEIN DIRECTOR 2.50 X 0 0 0 JASON CARROLL DIRECTOR 2.50 X 0 0 0 CAMERON SMITH DIRECTOR 2.50 X 0 0 0 MARK GORTON DIRECTOR 2.50 X 0 0 0 222393 0 0 1 0 1 0 JDA FRONTLINE INC 1667 K ST NW 520 WASHINGTON DC 20006 WEBSITE/MEDIA CONSULTING 256276 DLA PIPER LLP US 1251 6TH AVE NEW YORK NY 10020 REGULATORY, CONTRACTS, LEGAL 154167 BLUE ENGINE MESSAGE & MEDIA 1140 CONNECTICUT AVE NW WASHINGTON DC 20036 MEDIA CONSULTING 126688 4 1055000 1055000 1055000 0 0 0 222393 222393 160574 160574 2418 2418 393 393 WEBSITE/MEDIA CONSULTAN 256276 256276 MEDIA CONSULTANT 126688 126688 SENIOR ADVISOR CONSULTA 62000 62000 STRATEGIC COMMUNICATION 42000 42000 11847 11812 35 884589 723587 161002 0 542784 1967 0 544751 74340 300000 0 374340 X 170411 0 170411 0 544751 170411 0 X 0 1 X 1 0 0 1 0 0 1055000 0 1055000 0 1055000 884589 0 884589 0 884589 X 0 0 0 0 0 0 0 0 0 WILLIAM HARTS CEO 208333 0 0 0 14060 0 0 0 0 0 222393 0 0 0 ARI RUBENSTEIN VOTING MEMBER 263750 MR. RUBENSTEIN IS THE CO-FOUNDER AND CEO OF GLOBAL TRADING SYSTEM. GLOBAL TRADING SYSTEM PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $263,750. 0 JASON CARROLL VOTING MEMBER 263750 MR. CARROLL IS THE CO-FOUNDER AND CEO OF HUDSON RIVER TRADING. HUDSON RIVER TRADING PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $263,750. 0 CAMERON SMITH VOTING MEMBER 263750 MR. SMITH IS THE PRESIDENT OF QUANTLAB FINANCIAL. QUANTLAB FINANCIAL PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $263,750. 0 MARK GORTON VOTING MEMBER 263750 MR. GORTON IS THE FOUNDER AND CEO OF TOWER RESEARCH CAPITAL. TOWER RESEARCH CAPITAL PAID MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE OF $263,750. 0 FORM 990, PART VI, SECTION A, LINE 2 ARI RUBENSTEIN, JASON CARROLL, CAMERON SMITH AND MARK GORTON ARE ALL VOTING MEMBERS OF THE GOVERNING BODY. THEY ALSO HOLD EXECUTIVE POSITIONS IN THEIR RESPECTIVE COMPANIES THAT PAY MEMBERSHIP DUES TO MODERN MARKETS INITIATIVE, INC. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION CAREFULLY REVIEWS THE 990 TAX RETURN BEFORE IT IS FILED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION ACCEPTS REQUESTS TO VIEW ITS FORM 990 AND ITS FINANCIAL STATEMENTS.