2015-11-13T08:03:25-06:00 2015-03-31 061009205 BLUM SHAPIRO & COMPANY PC CPA'S 29 S MAIN STREET PO BOX 272000 WEST HARTFORD CT 061272000 990 2014-04-01 061534092 HOSPITAL FOR SPECIAL CARE FOUNDATION INC HOSP 8602232761 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 LAURIE WHELAN SENIOR VP OF FINANCE/CFO 8602232761 2015-11-12 1 ELIZABETH SOLECKI P00235171 8605614000 2015-11-12 2014 2016-04-25 22:37:26Z JOHN VOTTO DO 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 1333343 0 X WWW.HFSC.ORG X 1999 CT THE HOSPITAL FOR SPECIAL CARE FOUNDATION PERFORMS ALL FUNDRAISING AND MOST SPECIAL EVENT PLANNING FOR THE HOSPITAL FOR SPECIAL CARE AND ITS AFFILIATES. IT ALSO SERVES AS THE HOLDER OF THE HOSPITAL'S AND AFFILIATES' ENDOWMENTS. 14 13 0 1 0 0 869843 745324 0 0 499578 461432 94646 93073 1464067 1299829 6093796 519695 0 0 326789 482259 49682 0 496835 54801 190879 6525068 1192833 -5061001 106996 8695505 8006297 1512017 184064 7183488 7822233 THE HOSPITAL FOR SPECIAL CARE FOUNDATION PERFORMS ALL FUNDRAISING AND MOST EVENT PLANNING FOR THE HOSPITAL FOR SPECIAL CARE AND ITS AFFILIATES. ADDITIONALLY, THE FOUNDATION HOLDS THE HOSPITAL'S AND AFFILIATES' ENDOWMENTS. 0 0 519695 519695 FUNDRAISING PROGRAMS: HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. RAISES FUNDS FOR THE CENTER OF SPECIAL CARE, INC. AND AFFILIATES. THEIR CONTRIBUTIONS SUPPORT PATIENT NEEDS, CHILDREN AND ADULTS WITH SPECIAL HEALTH NEEDS, AND SOCIAL AND RECREATIONAL NEEDS OF RESIDENTS AND THE COMMUNITY. FISCAL YEAR 2015 GRANTS OF $519,695 INCLUDE $314,131 TO HOSPITAL FOR SPECIAL CARE FROM THE CAPITAL CAMPAIGN FOR THE EXPANSION OF THE OUTPATIENT CENTER. 519695 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 X 14 13 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CT FL MA VA X LAURIE A WHELAN 8606126309 2150 CORBIN AVENUE NEW BRITAIN CT 060532266 BRADLEE BENN BOARD MEMBER 1.00 0.00 X 0 0 0 DIANE R CHACE ESQ BOARD MEMBER 1.00 1.30 X 0 0 0 JOHN E DOWNES SR BOARD MEMBER 1.00 0.00 X 0 0 0 PHILLIP E FRANKLIN BOARD MEMBER 1.00 0.00 X 0 0 0 STEPHEN VILLANTI BOARD MEMBER 1.00 0.00 X 0 0 0 ALLEN ZOLTY BOARD MEMBER 1.00 0.00 X 0 0 0 ROSEMARY CONWAY BEAUPRE BOARD MEMBER 1.00 0.00 X 0 0 0 JENNIFER DIBELLA ESQ BOARD MEMBER 1.00 0.00 X 0 0 0 DAVID KELLY BOARD MEMBER 1.00 1.90 X 0 0 0 JAMES MAHONEY CPA BOARD MEMBER 1.00 1.90 X 0 0 0 RICHARD E FEITEL CHAIR 1.00 0.00 X X 0 0 0 CHARLES W BOOS VICE CHAIR 1.00 0.00 X X 0 0 0 JOHN VOTTO DO PRESIDENT & CEO 1.00 39.00 X X 5816 645445 97028 ALFRED DIVINCENTIS BOARD MEMBER 1.00 0.00 X 0 0 0 LYNN RICCI SENIOR VP & COO 5.00 35.00 X 37838 305901 50996 LAURIE ANN WHELAN SENIOR VP FINANCE, CFO, & TREASURER 1.00 39.00 X 7993 336726 38637 FELICIA DEDOMINICIS SVP LEGAL AFFAIRS, CLO, SECR, CORP COMPLIANCE OFFI 1.00 39.00 X 6659 282277 47538 CHRISTINE ULATOWSKI ASSISTANT SECRETARY 1.00 39.00 X 0 85306 940 DAVID CRANDALL FORMER PRESIDENT & CEO 0.00 0.00 X 0 500603 12704 58306 2156258 247843 0 1 1 0 0 10499 734825 745324 99189 99189 362243 0 362243 362243 362243 126587 10499 33514 93073 93073 1299829 0 0 554505 519695 519695 71056 71056 328962 27432 301530 82241 6858 75383 11590 11590 9212 9212 114984 20010 94974 364 364 590 590 BAD DEBT EXPENSE 29781 29781 DONOR RELATIONS 24358 24358 1192833 519695 176303 496835 887866 308971 673994 427831 568074 311111 4191 3914 6561380 6954470 8695505 8006297 44048 78420 1467969 105644 1512017 184064 X 2530249 2490081 4213928 4888522 439311 443630 7183488 7822233 8695505 8006297 X 106996 -10911 542660 X 0 1 X 1 0 X X 3 HSC COMMUNITY SERVICES INC 061464179 9 1 205564 0 HOSPITAL FOR SPECIAL CARE 060646766 3 1 314131 0 MANES & MOTIONS THERAPEUTIC RIDING CENTER INC 061550599 7 1 0 0 3 519695 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PART IV, SECTION C, LINE 1: THERE IS BOARD OVERLAP WITH THE ORGANIZATION'S SUPPORTED ORGANIZATIONS, AND ALL ENTITIES ARE MANAGED BY THE SAME EXECUTIVE TEAM. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3390527 739065 250883 7500 483421 3889554 8049112 848004 448059 6000 5948648 3390527 7635116 605676 391126 10000 572806 8049112 5637227 2259539 97137 2500 347850 8437 7635116 3979342 1680573 329031 5000 337561 9158 5637227 0.48000 0.11000 0.41000 0 0 0 DUE TO AFFILIATES 105644 105644 1865093 -10911 542660 531749 1333344 -33515 -33515 1299829 1226348 33515 33515 1192833 0 1192833 PART V, LINE 4: THE ORGANIZATION HOLDS FUNDS BELONGING TO THE HOSPITAL FOR SPECIAL CARE TO FUND FUTURE FACILITY MAINTENANCE, PURCHASE NEEDED FACILITY EQUIPMENT, PURCHASE EQUIPMENT AND SERVICES FOR PATIENT CARE, FUND LECTURES, RESEARCH AND EDUCATION, AND IMPROVE THE QUALITY OF LIFE FOR OUR PATIENTS. ADDITIONALLY, FUNDS ARE HELD FOR HSC COMMUNITY SERVICES, INC TO FUND SPORTS TEAMS AND SPORTS AND FITNESS PROGRAMS FOR DISABLED ATHLETES, SUPPORT DENTAL CARE FOR THE UNDERINSURED, AND UNINSURED CHILDREN OF NEW BRITAIN, FUND INITIATIVES TO IMPROVE THE QUALITY OF LIFE FOR SKILLED NURSING FACILITY PATIENTS, AND SUPPORT THE GENERAL OPERATIONS OF HSC COMMUNITY SERVICES, INC. PART XI, LINE 2D - OTHER ADJUSTMENTS: EQUITY TRANSFER FROM AFFILIATE 542,661. ROUNDING -1. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -33,515. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 33,515. LENDL GOLF TOURNAMENT 126587 10499 116088 2085 13371 18058 HARTFORD MARATHON 10499 10499 137086 10499 126587 2085 13371 18058 33514 93073 0 HOSPITAL FOR SPECIAL CARE 2150 CORBIN AVENUE NEW BRITAIN CT 06053 060646766 501(C)(3) 314131 TO FUND OPERATIONS AND PURCHASE OF CAPITAL. HSC COMMUNITY SERVICES INC 2150 CORBIN AVENUE NEW BRITAIN CT 06053 061464179 501(C)(3) 205564 TO FUND OPERATIONS AND PURCHASE OF CAPITAL. 2 0 X X X X X 1 1 0 0 0 0 0 0 0 JOHN VOTTO DO PRESIDENT & CEO 5816 635626 0 0 0 9819 671 74506 195 21656 6682 741607 0 0 LYNN RICCI SENIOR VP & COO 37838 291393 0 14000 0 508 5276 37141 338 8241 43452 351283 0 0 LAURIE ANN WHELAN SENIOR VP FINANCE, CFO, & TREASURER 7993 322374 0 14000 0 352 609 24081 287 13660 8889 374467 0 0 FELICIA DEDOMINICIS SVP LEGAL AFFAIRS, CLO, SECR, CORP C 6659 268000 0 14000 0 277 673 26147 422 20296 7754 328720 0 0 DAVID CRANDALL FORMER PRESIDENT & CEO 0 0 0 0 0 500603 0 0 0 12704 0 513307 0 0 PART I, LINES 4A-B DAVID CRANDALL RECEIVED SEVERANCE OF $500,603 AND NONTAXABLE BENEFITS OF $12,704 FROM HOSPITAL FOR SPECIAL CARE DURING 2014. THE HOSPITAL FOR SPECIAL CARE COVERED THE PRESIDENT, CFO, COO, AND SECRETARY UNDER ITS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. NONE OF THAT COMPENSATION IS ATTRIBUTABLE TO THE PERFORMANCE OF THEIR DUTIES FOR HOSPITAL FOR SPECIAL CARE FOUNDATION, INC. DEFERRED AMOUNTS ARE DISCLOSED ON THE HOSPITAL FOR SPECIAL CARE FORM 990. FORM 990, PART VI, SECTION A, LINE 6 HOSPITAL FOR SPECIAL CARE FOUNDATION INC.'S SOLE MEMBER IS CENTER OF SPECIAL CARE, INC. CENTER OF SPECIAL CARE, INC. IS THE PARENT ORGANIZATION OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AND ALL ITS RELATED AFFILIATES. FORM 990, PART VI, SECTION A, LINE 7A THE CENTER OF SPECIAL CARE, INC. IS PARENT AND SOLE MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AS SUCH, IT APPROVES THE APPOINTMENT OF ALL NEW MEMBERS OF THE ORGANIZATION'S BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE CENTER OF SPECIAL CARE, INC. IS THE PARENT AND SOLE MEMBER OF HOSPITAL FOR SPECIAL CARE FOUNDATION INC. AS SUCH, IT HAS FINAL APPROVAL OVER ALL STRATEGIC AND FINANCIAL DECISIONS MADE BY THE ORGANIZATION'S BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION PROVIDES THE 990 TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS OF CENTER OF SPECIAL CARE, INC (THE COMPANY'S PARENT ENTITY) FOR AN INDEPENDENT REVIEW. ANY QUESTIONS OR CONCERNS ARE ADDRESSED PRIOR TO THE 990 BEING FILED. PRIOR TO FILING, A COPY OF THE COMPLETED 990 IS PROVIDED TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL OFFICERS, DIRECTORS, MANAGERS, AND OTHER KEY EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST STATEMENT ANNUALLY. EVERY YEAR, THE STATEMENT IS PRESENTED TO THOSE INDIVIDUALS REQUIRED TO COMPLETE THE FORM, AND COMPLETION OF THE FORM IS MONITORED TO ENSURE COMPLIANCE. ALL INDIVIDUALS WORKING FOR THE FOUNDATION ARE EMPLOYEES OF HOSPITAL FOR SPECIAL CARE, A RELATED ORGANIZATION, AND ARE, AS APPROPRIATE, REQUIRED TO FILL OUT A CONFLICT OF INTEREST STATEMENT ANNUALLY AS A CONDITION OF THEIR EMPLOYMENT. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION FOR THE ORGANIZATION'S CEO, OFFICERS, AND KEY EMPLOYEES IS AS FOLLOWS. THE ORGANIZATION UTILIZES A COMPENSATION COMMITTEE CONSISTING ENTIRELY OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS. ANNUALLY, THE COMMITTEE IS GIVEN RECOMMENDATIONS FROM AN INDEPENDENT CONSULTANT REGARDING THE COMPENSATION OF THOSE EMPLOYEES IDENTIFIED ABOVE. THE COMMITTEE HAS THE SOLE DISCRETION TO ACCEPT OR REVISE THE RECOMMENDATIONS OF THE CONSULTANT IN SETTING THE COMPENSATION OF THE PREVIOUSLY IDENTIFIED EMPLOYEES. AS STATED EARLIER, ALL INDIVIDUALS ARE EMPLOYEES OF HOSPITAL FOR SPECIAL CARE, A RELATED ORGANIZATION. THE PROCESSES LISTED ABOVE ARE APPLIED AT THE HOSPITAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AND OTHER OPERATING DATA AVAILABLE TO THE GENERAL PUBLIC IN ITS SEC REQUIRED CONTINUING DISCLOSURE ON ITS OUTSTANDING MUNICIPAL DEBT. THESE FILINGS HAVE BEEN MADE TO THE NATIONALLY RECOGNIZED MUNICIPAL SECURITIES INFORMATION REPOSITORIES AS MANDATED BY THE SEC. ALL OF THESE FILINGS HAVE BEEN AVAILABLE TO THE GENERAL PUBLIC FOR REVIEW. IN ADDITION, THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: EQUITY TRANSFER FROM AFFILIATE 542,661. ROUNDING ADJUSTMENT -1. HOSPITAL FOR SPECIAL CARE 2150 CORBIN AVE NEW BRITAIN CT 06053 060646766 LONG TERM ACUTE CARE HOSPITAL CT 501(C)(3) LINE 3 N/A 0 CENTER OF SPECIAL CARE INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464177 SUPPORTING ORGANIZATION OF HOSPITAL AND AFFILIATES CT 501(C)(3) 11B-TYPE II N/A 0 HSC COMMUNITY SERVICES INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061464179 COMMUNITY SUPPORT CT 501(C)(3) LINE 9 N/A 0 CSI RESIDENTIAL INC 2150 CORBIN AVE NEW BRITAIN CT 06053 311584385 HOUSING FOR THE DISABLED CT 501(C)(3) LINE 9 N/A 0 MANES AND MOTIONS THERAPEUTIC RIDING CENTER INC 2150 CORBIN AVE NEW BRITAIN CT 06053 061550599 EQUINE ASSISTED THERAPY CT 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 1