2015-11-11T11:23:34-06:00 2014-12-31 132550103 D'ARCANGELO & CO LLP 120 LOMOND COURT UTICA NY 135025950 990 2014-01-01 156016932 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMM 3157358212 2608 GENESEE STREET UTICA NY 13502 ALICIA DICKS PRESIDENT & CEO 3157358212 2015-10-21 1 ROY CLARK P00737936 3157355216 2015-10-21 2014 2016-02-25 16:41:14Z ALICIA DICKS 2608 GENESEE ST UTICA NY 13502 12940535 0 X FOUNDATIONHOC.ORG X 1952 NY SINCE 1952, THE COMMUNITY FOUNDATION HAS INVESTED 47.1 MILLION DOLLARS INTO ONEIDA AND HERKIMER COUNTIES. THE FOUNDATION PARTNERS WITH VARIOUS ORGANIZATIONS AND NONPROFITS IN ORDER TO MAKE IMPACTFUL INVESTMENTS IN PRIORITY AREAS OF NEED, INCLUDING ECONOMIC DEVELOPMENT, EDUCATION, ARTS AND CULTURE AND HEALTH. 16 16 12 0 0 0 4231375 5917012 0 0 4570209 7023523 0 0 8801584 12940535 2881430 3796690 0 0 839619 941335 0 0 388291 1297311 1417534 5018360 6155559 3783224 6784976 117511869 122067199 7209664 8114810 110302205 113952389 THE MISSION OF THE FOUNDATION IS TO IMPROVE THE LIVES OF THE RESIDENTS OF HERKIMER AND ONEIDA COUNTIES. 0 0 4349698 3796690 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES' PRIMARY PURPOSE IS TO IMPROVE THE QUALITY OF LIFE FOR RESIDENTS OF HERKIMER AND ONEIDA COUNTIES NOW AND FOR GENERATIONS TO COME BY BUILDING COMMUNITY ENDOWMENT, ADDRESSING NEEDS THROUGH GRANTMAKING AND PROVIDING LEADERSHIP ON KEY COMMUNITY ISSUES. 4349698 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 1 10 0 12 1 0 1 CJ 0 0 0 0 0 0 1 0 X 16 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X GILLES G LAUZON 3157358212 2608 GENESEE ST UTICA NY 13502 EVE VAN DE WAL TRUSTEE 2.00 X 0 0 0 LAUREN E BULL TRUSTEE 2.00 X 0 0 0 MARY LYONS BRADLEY TRUSTEE 2.00 X 0 0 0 LINDA COHEN TRUSTEE 2.00 X 0 0 0 KEITH FENSTEMACHER CHAIR 3.00 X X 0 0 0 RICHARD F CALLAHAN TRUSTEE 2.00 X 0 0 0 DAVID M JONES TRUSTEE 1.00 X 0 0 0 SUSAN G MATT TRUSTEE 2.00 X 0 0 0 GILLES GLAUZON DIRECTOR OF FINANCE 40.00 X X 86433 0 6050 MARY F MORSE TRUSTEE 1.00 X 0 0 0 JUDITH V SWEET SECRETARY-TREASURER 3.00 X X 0 0 0 RICHARD C TANTILLO TRUSTEE 1.00 X 0 0 0 MARGARET A O'SHEA PRESIDENT-CEO 40.00 X X 195092 0 18588 RONALD CUCCARO CHAIR-ELECT 3.00 X X 0 0 0 BURT DANOVITZ TRUSTEE 1.00 X 0 0 0 ANNE MARIE MURRAY TRUSTEE 1.00 X 0 0 0 LMICHAEL FITZGERALD TRUSTEE 2.00 X 0 0 0 REV ROBERT UMIDI TRUSTEE 1.00 X 0 0 0 BONNIE WOODS TRUSTEE 2.00 X 0 0 0 LAURA CASAMENTO TRUSTEE 1.00 X 0 0 0 RANDALL J VANWAGONER TRUSTEE 2.00 X 0 0 0 281525 0 24638 1 0 1 0 CHARLES A GAETANO CONSTRUCTION CORP 258 GENESEE STREET UTICA NY 13502 CONSTRUCTION 1514287 MPW MARKETING LLC PO BOX 145 CLINTON NY 13323 MARKETING SERVICES 154607 BONACCI ARCHITECTS 5710 COMMONS PARK DRIVE EAST SYRACUSE NY 13057 ARCHITECTURE 103119 3 5917012 1419533 5917012 2122948 2122948 4900575 0 4900575 4900575 4900575 12940535 7023523 0 0 3796690 3796690 314806 104935 104935 104936 495383 208223 125976 161184 30615 12858 7653 10104 44148 18542 11038 14568 56383 23680 14096 18607 23814 11907 11907 18214 9107 9107 18200 9100 9100 886825 886825 21231 7077 7077 7077 26021 26021 45482 6079 33324 6079 48454 12114 24226 12114 39332 39332 5000 5000 28087 7022 14043 7022 21306 21306 19590 19590 DEVELOPMENT AND MARKETI 93200 46600 46600 EXECUTIVE SEARCH EXPENS 76782 76782 PROGRAM INITIATIVES 75764 75764 ANNUAL REPORT AND NEWSL 22277 22277 -52045 -52045 6155559 4349698 1417570 388291 1018064 3612437 155479 1999302 141745 199025 1857557 103291476 104158970 11959745 10123727 1043559 2159029 117511869 122067199 120918 616194 1467656 1482227 5621090 6016389 7209664 8114810 X 36763978 37574585 49785120 51632184 23753107 24745620 110302205 113952389 117511869 122067199 6784976 -3134792 0 X X 0 1 X 1 0 X 1178371 1702298 1778100 2733353 6591904 13984026 1178371 1702298 1778100 2733353 6591904 13984026 112783 13871243 1828051 2002250 1880990 1880365 2122948 9714604 23698630 0.58530 0.44360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 93 7 3113381 71240 1530302 12850 21684265 617688 1 1 107784705 4644653 3021196 3744890 159225 1403999 110142440 92759311 3844617 15487077 2881430 44031 1390839 107784705 83379712 1737960 11300931 2189578 1469714 92759311 86567826 1343081 -22020 3280148 1567 1227460 83379712 78135114 1253438 11721833 2974518 158566 1409475 86567826 0.30790 0.22140 0.47070 0 0 1735849 1735849 7412 6359 1053 256041 135386 120655 1857557 INVESTED CASH 670386 F ALTERNATIVE INVESTMENTS 8347863 F LIFE INSURANCE 148454 F REAL ESTATE 957024 F 10123727 AGENCY LIABILITES 4917135 CHARITABLE GIFT ANNUITIES 926723 LIFE INTEREST PAYABLE 162694 COMPENSATED ABSENCES 9837 6016389 X 8918918 -3134792 -3134792 12053710 886825 886825 12940535 5268734 0 5268734 886825 886825 6155559 PART X, LINE 2: THE FOUNDATION'S FEDERAL AND STATE INFORMATIONAL RETURNS PRIOR TO 2011 ARE NO LONGER SUBJECT TO EXAMINATION BY THE RESPECTIVE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: ROUNDING PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING 1 FAXTON-ST LUKE'S HEALTHCARE FOUNDATION PO BOX 479 UTICA NY 13502 223078768 501(C)3 8000 TO BENEFIT CHILDREN WITH CANCER AND CATASTROPHIC DISEASESGTANT FOR PUBLIC SUPPORTGRANT FOR PUBLIC SUPPORT ABRAHAM HOUSE 1203 KEMBLE ST UTICA NY 13502 161551609 501(C)3 24435 FOR GENERAL SUPPORT ALBANY LAW SCHOOL 80 NEW SCOTLAND AVE ALBANY NY 12208 141338309 501(C)3 10000 ANNUAL FUND ALLIANCE FOR QUALITY EDUCATION INC 94 CENTRAL AVE ALBANY NY 12206 223810450 501(C)3 90000 FAIR SHARE EDUCATION FUNDING ADVOCACY FOR HERKIMER AND ONEIDA COUNTY SCHOOL DISTRICTS AMERICAN HEART ASSOCIATION UTICA CHAPTER 120 LOMOND COURT UTICA NY 13502 135613797 501(C)3 5550 GRANTS FOR HEART RUN & WALK/COMMUNITY OUTREACH/GO RED FOR WOMEN AMERICAN RED CROSS OF CNY 344 W GENESEE STREET SYRACUSE NY 13202 530196605 501(C)3 101500 FOR GENERAL SUPPORT AND EMERGENCY PREPAREDNESS IN H&OC AVA DORFMAN SENIOR CENTER 305 E LOCUST STREET ROME NY 13440 166053004 501(C)3 10700 FOR GENERAL SUPPORT AND NEW SUPPLIES AND EQUIPMENT BOYS & GIRLS CLUBS OF THE MOHAWK VALLEY 755 LANSING STREET UTICA NY 13501 150532057 501(C)3 81000 FOR GENERAL SUPPORT AND AFTER SCHOOL PROGRAM AT BELLAMY AND COLUMBUS SCHOOLS BROCKETT CREATIVE GROUP INC 4299 MIDDLE SETTLEMENT ROAD NEW HARTFORD NY 13413 8625 WEBSITE DESIGN FOR MOHAWK VALLEY CONNECT CENTRAL ASSOCIATION FOR THE BLIND & VISUALLY IMPAIRED 507 KENT STREET UTICA NY 13502 150543587 501(C)3 316368 FOR GENERAL SUPPORT AND AIR CONDITIONING CHILLER REPLACEMENT CHILDREN'S INSTITUTE 274 N GOODMAN STREET SUITE D103 ROCHESTER NY 14607 237102632 501(C)3 111524 PROACTIVE GRANT FOR SCHOOL READINESS PILOT PROJECT IN HERKIMER COUNTY CLINTON ABC PROGRAM INC 3989 CAMPUS ROAD CLINTON NY 13323 237296910 501(C)3 6357 GRANT FROM CLINTON ABC AND DONOR-ADVISED GRANTING CLINTON CENTRAL SCHOOL DISTRICT FOUNDATION 75 CHENANGO AVE CLINTON NY 13323 161413396 501(C)3 29868 GRANT FROM THE CLINTON CENTRAL SCHOOL DISTRICT FOUNATION FUNDS CORNELL COOPERATIVE EXTENSION - ONEIDA COUNTY 121 SECOND STREET ORISKANY NY 13424 161159507 501(C)3 307600 R2G STUDIO FOR COMMUNITY AND ECONOMIC DEVELOPMENT & FARM TO SCHOOL PILOT PROJECT ELDERLIFE INC DBA PARKWAY SENIOR CENTER 220 MEMORIAL PKWY UTICA NY 13501 161557404 501(C)3 10000 CAPACITY BUILDING MINI-GRANT TO HIRE A NONPROFIT MANAGEMENT CONSULTANT FARMERS MARKET FEDERATION OF NEW YORK 117 HIGHBRIDGE STREET SUITE U3 FAYETTEVILLE NY 13066 161563537 501(C)3 14670 ESTABLISHMENT OF MOHAWK VALLEY FARMERS MARKET MANAGERS ALLIANCE FOOD BANK OF CENTRAL NEW YORK 7066 INTERSTATE ISLAND ROAD SYRACUSE NY 13209 222816988 501(C)3 20000 VAN TO DISTRIBUTE FOOD FORT SCHUYLER CLUB 254 GENESEE STREET UTICA NY 13502 150309870 501(C)3 9000 GRANT FROM THE FORT SCHUYLER CLUB FUND FOR REPAIRS TO THE REAR ADDITION WATER TABLE FLASHING FRACTURED ATLAS INC 248 W 35TH STREET NEW YORK NY 10001 113451703 501(C)3 22000 GRANT FROM THE KELLER FAMILY FUND FOR STUDIO GRAND IN OAKLAND, CALIFORNIA GREATER UTICA CHAMBER OF COMMERCE 200 GENESEE ST SUITE 1 UTICA NY 13502 501(C)3 5350 TRAINING FOR CATALYST STEERING COMMITTEE AND PARTNERING WITH CHAMBER FOR KEYNOTE SPEAKERDONOR-ADVISED GRANT FOR GENERAL SUPPORT HAMILTON COLLEGE 198 COLLEGE HILL ROAD CLINTON NY 13323 150532200 501(C)3 8800 FOR ANNULA FUND AND SCHOLARSHIPSHIRING INTERN TO ARCHIVE AND PRESERVE DONATED MATERIALS HERKIMER AREA RESOURCE CENTER 350 SOUTH WASHINGTON STREET HERKIMER NY 13350 160973231 501(C)3 35428 FOR FUNDRAISER/HARC COMMUNITY PARK AND EQUIPMENT HERKIMER COLLEGE FOUNDATION 100 RESERVOIR ROAD HERKIMER NY 13350 166076227 501(C)3 5150 FOR SCHOLARSHIPS HERKIMER COUNTY HUMANE SOCIETY PO BOX 73 MOHAWK NY 13407 161145993 501(C)3 28360 FOR GENERAL SUPPORT HERKIMER COUNTY OFFICE FOR THE AGING 109 MARY STREET SUITE 1101 HERKIMER NY 13350 501(C)3 13000 GRANT-ELLEN AND LOUIS GERDIN MEMORIAL FUND-SUPPORT OF THE MEALS ON WHEELS PROGRAM IN LITTLE FALLS HOPE HOUSE PO BOX 161 UTICA NY 13503 223242715 501(C)3 7550 FOR GENERAL SUPPORT HOUSE OF THE GOOD SHEPHERD 1550 CHAMPLIN AVE UTICA NY 13502 150532199 501(C)3 15200 FOR HOUSE OF GOOD SHEPHERD KIDS AND GENERAL SUPPORT HUMANE SOCIETY OF ROME PO BOX 4572 ROME NY 13442 160875792 501(C)3 10000 FOR GENERAL SUPPORT JCTOD OUTREACH INC 26 JOHNSON PARK UTICA NY 13503 161498400 501(C)3 101500 FOR JOHNSON PARK SCHOOL READINESS PILOT PROGRAM AND FOR GENERAL SUPPORT JEWISH COMMUNITY FEDERATION OF MV 2310 ONEIDA STREET UTICA NY 13501 150533576 501(C)3 8360 GRANT FROM THE MELVIN L. KOWALSKI DESIGNATED FUND JOHN BOSCO HOUSE INC 425 LAFAYETTE STREET UTICA NY 13502 264326200 501(C)3 22200 GRANT FOR HYDROPONIC PROJECT/RESIDENT EDUCATION/ELECTRICAL NEEDS AND GENERAL SUPPORT KIDS ONEIDA 1500 GENESEE ST UTICA NY 13502 161541078 501(C)3 12500 GRANT FOR THE HOUSE OF GOOD SHEPHERD AND KIDS ONEIDA AFFILIATION FACILITATION CONSULTANT KIRKLAND ART CENTER 9 1/2 EAST PARK ROW CLINTON NY 13323 150618473 501(C)3 16460 POTTERY STUDIO AND CERAMIC ART REJUVENATION PROJECT LITTLE FALLS FAMILY YMCA 15 JACKSON STREET LITTLE FALLS NY 13365 150532273 501(C)3 15000 GRANT IN SUPPORT OF THE COMMUNITY CO-OP LITTLE FALLS FIRE DEPT 690 E MAIN ST LITTLE FALLS NY 13365 020146813 501(C)3 38000 FOR GENERAL SUPPORT LITTLE FALLS HOSPITAL 140 BURWELL STREET LITTLE FALLS NY 13365 150533578 501(C)3 15000 FOR GENERAL SUPPORT LUTHERAN CARE 108 UTICA RD CLINTON NY 13323 150543616 501(C)3 81398 CREATION OF FOUR SEMI-PRIVATE BARIATRIC SPACES MADISON SQUARE BOYS & GIRLS CLUB INC 317 MADISON AVE NEW YORK NY 10017 135596792 501(C)3 5000 FOR GENERAL SUPPORT MAIN STREET FIRST PO BOX 65 LITTLE FALLS NY 13365 271960389 501(C)3 7600 GREENWAY PROJECT IN LITTLE FALLS MASONIC MEDICAL RESEARCH LABORATORY 2150 BLEEKER STREET UTICA NY 13501 135648611 501(C)3 16800 FOR GENERAL SUPPORT/RESEARCH/AND FUNDRAISING APPEAL MID-YORK LIBRARY SYSTEM 1600 LINCOLN AVE UTICA NY 13502 150617996 501(C)3 484000 FOR CREATION OF AN OFF-STREET PARKING LOT AND REGIONAL READ: GRASSROOTS READ MOHAWK VALLEY CENTER FOR THE ARTS INC 407 SOUTH ANN STREET LITTLE FALLS NY 13365 161189297 501(C)3 60000 PURCHASE OF DIGITAL FILM EQUIPMENT MOHAWK VALLEY COMMUNITY ACTION AGENCY INC 9882 RIVER ROAD UTICA NY 13502 160918009 501(C)3 55433 FOR MVCAA YOUTH AND COMMUNITY RESOURCE SPECIALIST MOHWAK VALLEY COMMUNITY COLLEGE FOUNDATION 1101 SHERMAN AVE UTICA NY 13502 166071031 501(C)3 294250 ENTREPRENEUR TRAINING/SCHOLARSHIPS/CAPITAL CAMPAIGN MOHAWK VALLEY ECONOMIC DEVELOPMENT DISTRICT INC PO BOX 13407 MOHAWK NY 13407 501(C)3 30000 CONFERENCE ROOM RENOVATIONS AND TECHNOLOGY UPGRADES MOHAWK VALLEY LATINO ASSOCIATION INC 309 GENESEE STREET UTICA NY 13502 562419456 501(C)3 6125 GRANT FOR CNY DIPLOMATIC YOUTH FELLOWSHIPS PARTICIPATION IN THE UNITED NATIONS YOUTH ASSEMBLY MOUNTAIN VALLEY HOSPICE 108 STEELE AVE GLOVERSVILLE NY 12078 205822989 501(C)3 22000 FOR GENERAL SUPPORT NEW HARTFORD PUBLIC LIBRARY 2 LIBRARY LANE NEW HARTFORD NY 13413 222141661 501(C)3 272593 GRANT TO CLOSE THE NEW HARTFORD PUBLIC LIBRARY LALLY GARDEN FUND AND FOR GENERAL SUPPORT NEW YORK BICYCLING COALITION INC PO BOX 8868 ALBANY NY 12208 112999677 501(C)3 210315 START UP FUNDING FOR UTICA BIKE RESCUE NEW YORK FOLKLORE SOCIETY PO BOX 764 SCHENECTADY NY 12301 222172604 501(C)3 5000 BUSINESS TRAINING FOR REFUGEE ARTISTS NORTH UTICA COMMUNITY CENTER BOARD OF DIRECTORS 50 RIVERSIDE DRIVE UTICA NY 13502 161059103 501(C)3 15500 FOR LIBRARY EXPANSION AND FLOOR CARE NORTHERN ADIRONDACK PLANNED PARENTHOOD INC 66 BRINKERHOFF STREET PLATTSBURGH NY 12901 160919175 501(C)3 10000 DESIGNATED GRANT FROM THE FAMILY PLANNING & EDUCATION FUND NOTRE DAME JUNIOR-SENIOR HIGH SCHOOL 2 NOTRE DAME LANE UTICA NY 13502 150617328 501(C)3 40000 GRANTS FOR TUITION ASSISTANCE FOR FAMILIES IN NEED OLD FORGE LIBRARY PO BOX 128 OLD FORGE NY 13420 150582657 501(C)3 12500 FOR GENERAL SUPPORT ON POINT FOR COLLEGE 500 PLANT STREET UTICA NY 13502 161569356 501(C)3 533725 FOR OPERATING EXPENSES OF ON POINT AND FOR GENERAL SUPPORT AND STUDENT AID ONEIDA COMMUNITY MANSION HOUSE 170 KENWOOD AVE ONEIDA NY 13421 222825570 501(C)3 21500 FOR GENEAL SUPPORT AND CEMETERY NEEDS ONEIDA COUNTY HEALTH DEPARTMENT 185 GENESEE STREET SUITE 500 UTICA NY 13501 501(C)3 81753 PROACTIVE GRANT TO EXPAND ONEIDA COUNTY'S PROGRAM TO REDUCE ELEVATED BLOOD LEAD LEVELS ONEIDA COUNTY HISTORICAL SOCIETY 1608 GENESEE ST UTICA NY 13502 150564081 501(C)3 21582 FOR GENERAL SUPPORT AND FOR PURCHASE OF DATA LOGGERS AND NEW COMPUTERS ORISKANY LITTLE LEAGUE PO BOX 524 ORISKANY NY 13424 161166712 501(C)3 52576 PURCHASE OF SCOREBOARD, FENCH AND INFIELD MIX FOR PARK RENOVATIONS FROM 2013 FLOOD OUR LADY OF HAMPTONS REGIONAL CATHOLIC CHURCH 160 NORTH MAIN STREET SOUTHHAMPTON NY 11968 501(C)3 5000 FOR GENERAL SUPPORT PAUL SMITH'S COLLEGE PO BOX 265 PAUL SMITHS NY 12970 150533545 501(C)3 8000 GRANTS TO PUCHASE LOGGERS AND INSTALLATION MATERIALS TO MONITOR LAKES PLANNED PARENTHOOD 1424 GENESEE STREET UTICA NY 13502 146004167 501(C)3 12000 FOR GENERAL SUPPORT RESCUE MISSION OF UTICA INC 212 RUTGER STREET UTICA NY 13501 150569359 501(C)3 6700 FOR GENERAL SUPPORT AND READING MATERIALS FOR ADULT LITERACY RESOURCE CENTER FOR INDEPENDENT LIVING INC PO BOX 210 UTICA NY 13501 222518284 501(C)3 9520 DESIGNATED GRANTS RICHFIELD SPRINGS YOUTH MINISTRY CORPORATION PO BOX 108 RICHFIELD SPRINGS NY 13439 161581787 501(C)3 10800 PARKING LOT PAVING TO MAKE THE BLDG HANDICAPPED ACCESSIBLE AND TO ALLOW THEM TO OPEATE A CHILD CARE FACILITY ROCHESTER INSTITUTE OF TECHNOLOGY 1 LOMB MEMORIAL DRIVE ROCHESTER NY 14623 160743140 501(C)3 5450 SCHOLARSHIPS ROME BASEBALL ASSOCIATION INC PO BOX 4337 ROME NY 13442 161539688 501(C)3 5000 CHALLENGE GRANT FOR NEW SCOREBOARD ROME MEMORIAL HOSPITAL FOUNDATION 155 WEST DOMINICK STREET ROME NY 13440 161364515 501(C)3 15477 FOR THE PURCHASE OF A PARKER BATH SIT BATH ROOT FARM FOUNDATION 6000 ROCK ROAD VERONA NY 13478 161588243 501(C)3 15000 FOR HORSE CARE SAGAMORE INSTITUTE BOX 40 SAGAMORE ROAD RAQUETTE LAKE NY 13436 237401872 501(C)3 5000 FOR THE ENDOWMENT FUND SCULPTURE SPACE 12 GATES STREET UTICA NY 13502 222197162 501(C)3 28884 FOR GENERAL SUPPORT AND ROOF REPLACEMENT SPECULATOR VOLUNTEER AMBULANCE CORPS INC PO BOX 282 SPECULATOR NY 12164 237120949 501(C)3 35000 FOR GENERAL SUPPORT ST ELIZABETH MEDICAL CENTER 2209 GENESEE STREET UTICA NY 13501 150532245 501(C)3 51000 LEGAL AND CONSULTING SERVICE AND FOR THE CARE OF INDIGENT PATIENTS ST ELIZABETH MEDICAL CENTER FOUNDATION 2209 GENESEE STREET UTICA NY 13501 222562170 501(C)3 5000 FOR EMERGENCY ROOM SUPPORT ST JOHN'S EVANGELICAL LUTHERAN CHURCH 502 W CHESTNUT STREET ROME NY 13440 501(C)3 5000 FOR THE ELEVATOR FUND STEVEN-SWAN HUMANE SOCIETY 5664 HORATIO STREET UTICA NY 13502 150551485 501(C)3 45640 FOR TELETHON, FUR BALL AND GENERAL SUPPORT SUNY DELHI 454 DELHI DRIVE DELHI NY 13753 501(C)3 5000 BARRETT WILLIAMS COUPER ENDOWMENT FUND AWARDED TO BRANDON BLAIR THE PALMER WESTPORT GROUP 222 CLOSSON STREET 1 SANTA FE NM 87501 166068418 501(C)3 9705 FOR CONSULTANT TO WORK WITH BOARD AND STAFF TO CREATE A SUSTAINABLILITY PLAN THE WOMEN'S FUND INC 2 WILLIAMS STREET CLINTON NY 13323 204296797 501(C)3 27234 FOR GENERAL SUPPORT, ANNIE'S FUND AND WOMEN'S FUND TRI-CITY LACROSSE INC 8029 HALSEY ROAD WHITESBORO NY 13492 161603922 501(C)3 10000 SAFETY NETTING AND FENCING FOR NEW FIELDSSCHOLARSHIP AWARDS TUG HILL TOMORROW INC PO BOX 6063 WATERTOWN NY 13601 223115498 501(C)3 12000 FOR OPERATIONAL AND GENERAL SUPPORT UNITED WAY OF THE VALLEY & GREATER UTICA AREA 201 LAFAYETTE STREET SUITE 201 UTICA NY 13502 150532074 501(C)3 59786 FOR LITERACY COALITION AND GENERAL SUPPORT UNIVERSITY OF ROCHESTER PO BOX 270261 ROCHESTER NY 14627 160743209 501(C)3 5850 SCHOLARSHIPS UPSTATE CEREBRAL PALSY 1020 MARY STREET UTICA NY 13501 150543657 501(C)3 37335 THERAPEUTIC HORSEBACK RIDING FEES, EXPANSION OF EQUINE THERAPY PROGRAM AND FOR GENERAL SUPPORTCAPACITY BUILDING MINI-GRANT, FOR NEW HORIZONS, & FOR GENERAL SUPPORT UTICA CITY SCHOOL DISTRICT 1115 MOHAWK ST UTICA NY 13502 10000 FOR MUSIC DEPARTMENT INSTRUMENT REPLACEMENT ROME CITY SCHOOL DISTRICT 409 BELL ROAD S ROME NY 13440 501(C)3 66250 FOR AWARDS AND SCHOLARSHIP, INTERACT CLUB AND WORK-SCHOLARSHIP CONNECTION PROGRAM UTICA COLLEGE 1600 BURRSTONE RD UTICA NY 13502 161476258 501(C)3 100680 SCHOLARSHIPS UTICA DOLLARS FOR SCHOLARS PO BOX 1733 UTICA NY 13503 411795701 501(C)3 21838 SCHOLARSHIPS UTICA MUNICIPAL HOUSING AUTHORITY 509 SECOND STREET UTICA NY 13501 156000653 501(C)3 174904 PUBLIC HOUSING AMERICORPS PROJECT UTICA PUBLIC LIBRARY 303 GENESEE STREET UTICA NY 13501 150618132 501(C)3 814950 FOR HVAC, SUMMER READING PROGRAM, ANNUAL CAMPAIGN, GENERAL SUPPORT AND ROOF REPAIRS UTICA SAFE SHCOOL HEALTHY STUDENTS PARTNERSHIP INC 106 MEMORIAL PARKWAY UTICA NY 13501 161614543 501(C)3 674520 DIVERTING ONEIDA COUNTY YOUTH FROM THE COURT SYSTEM UTICA ZOOLOGICAL SOCIETY 99 STEELE HILL ROAD UTICA NY 13501 160915407 501(C)3 29000 FOR THE CARE OF "DONOVAN THE LION," GIVE BACK TO UTICA INTERN, AND ACCESSIBILITY PROJECT VALLEY HEALTH SERVICE INC 690 WEST GERMAN STREET HERKIMER NY 13350 222511614 501(C)3 115000 PUMP STATION FOR NEW ASSISTED LIVING FACILITY AND FOR GENERAL SUPPORT VIEWTHE ARTS CENTER IN OLD FORGE 3273 STATE RT 28 OLD FORGE NY 13420 161001728 501(C)3 100375 FOR WATERCOLOR EXHIBIT AND MEYDA MATCHING PROJECT WOODGATE FREE LIBRARY PO BOX 56 WOODGATE NY 13494 161154771 501(C)3 10000 ROOF REPLACEMENT WORKFORCE INVESTMENT BOARD 209 ELIZABETH ST UTICA NY 13501 161140488 501(C)3 10000 SEMI HIGH TECH U TRAINING FOR 60 TEACHERS YWCA OF THE MOHAWK VALLEY 1000 CORNELIA ST UTICA NY 13502 150532279 501(C)3 14610 FOR OUTSTANDING WOMENS EVENT, DOMESTIC VIOLENCE SERVICES, EDUCATION PROGRAM AND GENERAL SUPPORT FAXTON-ST LUKE'S HEALTHCARE FOUNDATION PO BOX 479 UTICA NY 13503 223078768 501(C)3 72500 GRANTS FOR SURGICAL EQUIPMENT/AN EVENING OF JAZZ/MRI/IV PUMP SYSTEM FAXTON-ST LUKE'S HEALTHCARE PO BOX 479 UTICA NY 13503 223078768 501(C)3 76000 GRANTS FOR PATIENT EDUCATION PROJECT/CARE OF INDEGENT PATIENTS/AND LEGAL CONSULTANT SERVICES FAXTON-ST LUKE'S HEALTHCARE FOUNDATION PO BOX 479 UTICA NY 13503 223078768 501(C)3 8500 GRANTS FOR GENERAL SUPPORT/BREAST CANCER CENTER/INSIGHT HOUSE COLLABORATION PROGRAM X X X X 0 0 0 0 0 0 0 0 0 MARGARET A O'SHEA PRESIDENT-CEO 145092 0 0 0 50000 0 10001 0 8587 0 213680 0 0 0 X 27 1419533 MARKET VALUE 0 1 1 PART I, LINE 32B: SCHEDULE M, LINE 32B: THE FOUNDATION USES A FINANCIAL INSTITUTION TO RECEIVE AND SELL PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 ONE PERSON IS EMPLOYED BY THE OTHER IN A SOLE PROPRIETORSHIP OR BY AN ORGANIZATION WITH WHICH THE OTHER IS ASSOCIATED AS A TRUSTEE, DIRECTOR, OFFICER, KEY EMPLOYEE, OR GREATER THAN 35% OWNER. 1.) EVE VAN DE WAL IS THE REGIONAL PRESIDENT OF AN ORGANIZATION IN WHICH MARGARET O'SHEA, RONALD CUCCARO, AND JUDITH SWEET ARE ADVISORY BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT 990 IS REVIEWED AND APPROVED BY THE FOUNDATION'S AUDIT AND COMPLIANCE COMMITTEE TO ENSURE COMPLIANCE WITH TAX LAWS. THE FINAL VERSION OF THE FORM 990 IS E-MAILED TO EACH BOARD MEMBER. IN ORDER TO ASSIST BOARD MEMBERS WITH THEIR REVIEW OF THE FORM 990, A GUIDANCE TABLE IS PROVIDED THAT DESCRIBES EACH PART OF THE FORM 990 ALONG WITH KEY QUESTIONS THAT THE REVIEWER SHOULD CONSIDER WHEN REVIEWING THE 990. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION'S POLICY ON CONFLICTS OF INTEREST & CONFIDENTIALITY APPLIES TO ALL PERSONS HOLDING POSITIONS OF RESPONSIBILITY AND TRUST ON BEHALF OF THE FOUNDATION, INCLUDING BUT NOT LIMITED TO MEMBERS OF THE BOARD OF TRUSTEES, VOLUNTEER COMMITTEE MEMBERS AND MEMBERS OF THE FOUNDATION STAFF. THE FOUNDATION'S POLICY MANDATES THAT A DISCLOSURE FORM BE UPDATED ANNUALLY LISTING THE NAMES OR NONPROFIT ORGANIZATIONS OR BUSINESSES/CORPORATIONS IN WHICH THEY OR AN IMMEDIATE FAMILY MEMBERS HOLD A POSITION THAT MAY GIVE RISE TO A POTENTIAL CONFLICT BETWEEN PERSONAL INTERESTS AND THE INTERESTS OF THE FOUNDATION. THE FOUNDATION'S POLICY REQURIES DISCLOSURE OF A CONFLICT OF INTEREST: (A) PRIOR TO VOTING ON OR OTHERWISE DISCHARGING HIS OR HER DUTIES WITH RESPECT TO ANY MATTER INVOLVING THE CONFLICT WHICH COMES BEFORE THE BOARD OR ANY COMMITTEE; (B) PRIOR TO ENTERING INTO ANY CONTRACT OR TRANSACTION INVOLVING THE FOUNDATION; (C) AS SOON AS POSSIBLE AFTER THE BOARD MEMBER OR OFFICER SHALL LEARN OF A CONFLICT OF INTEREST IN ANY OTHER CONTEXT. THE FOUNDATION'S POLICY STATES THAT FOLLOWING THE RECEIPT OF INFORMATION CONCERNING A CONTRACT OR TRANSACTION INVOLVING A POTENTIAL CONFLICT OF INTEREST, THE BOARD SHALL CONSIDER THE MATERIAL FACTS CONCERNING THE PROPOSED CONTRACT OR TRANSACTION INCLUDING THE PROCESS BY WHICH THE DECISION WAS MADE TO RECOMMEND ENTERING INTO THE ARRANGEMENT ON THE TERMS PROPOSED. THE BOARD SHALL APPROVE ONLY THOSE CONTRACTS OR TRANSACTIONS IN WHICH THE TERMS ARE FAIR AND REASONABLE TO THE FOUNDATION AND THE ARRANGEMENTS ARE CONSISTENT WITH RECOMMENDING TO THE BOARD A CONFLICT OF INTEREST POLICY, RECOMMENDING THE FORMAT OF THE ANNUAL DISCLOSURE FORM, RECOMMENDING CHANGES AS NEEDED, AND ENSURING THE ORGANIZATION'S COMPLIANCE WITH ITS POLICY ON AT LEAST AN ANNUAL BASIS. THE FOUNDATION'S POLICY STATES THAT PERSONS WITH A CONFLICT SHALL NOT BE AUTHORIZED TO APPROVE A CONTRACT OR TRANSACTION. AT THE TIME OF THE DISCUSSION AND DECISION CONCERNING THE AUTHORIZATION OF SUCH CONTRACT OR TRANSACTION, THE INTERESTED BOARD MEMBER OR OFFICER SHOULD NOT BE PRESENT AT THE MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION OF THE FOUNDATION'S PRESIDENT/CEO INCLUDES A REVIEW AND APPROVAL BY THE BOARD WHICH IS BASED ON PRIOR YEAR'S SALARY AS WELL AS COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON OUR WEBSITE. IN ADDITION, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE UPON REQUEST. SCHEDULE D, PART VII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PREVIOUS YEAR COMMUNITY FOUNDATION GIFT HOLDING LLC 2608 GENESEE ST UTICA NY 13502 HOLDING OF GIFTED REAL ESTATE NY 957024 THE COMMUNITY FOUNDATION OF HERKIMER AND ONEIDA COUNTIES INC COMMUNITY FOUNDATION HOLDING CORPORATION 2608 GENESEE ST UTICA NY 13502 200254573 PROPERTY MANAGEMENT NY 501(C)(3) 8 N/A 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 COMMUNITY FOUNDATION HOLDING CORPORATION D 1000000 FMV