2015-11-12T16:08:02-06:00 2014-12-31 264677183 DZH PHILLIPS LLP 1330 BROADWAY SUITE 630 OAKLAND CA 94612 990PF 2014-01-01 941186182 ROSENBERG FOUNDATION ROSE 4156449777 131 STEUART STREET NO 650 SAN FRANCISCO CA 94105 TIM SILARD PRESIDENT 4156449777 2015-11-12 1 HYDEH GHAFFARI P01228587 5108346542 2014 2016-02-25 16:41:14Z X 59542900 X 0 X 1278 1278 1555615 1552995 1261614 13324113 1258492 -130613 -132989 2687894 2679776 230259 11513 218746 276384 5598 284445 144517 7226 137291 4051 0 8300 47571 9215 40083 442114 280255 150490 2849 0 1396 35418 14512 799 1800 0 104986 5249 98600 94484 0 94326 82360 23411 37386 1466793 356979 1071862 1943500 2503000 3410293 356979 3574862 -722399 2322797 220813 344052 344052 17213 41886 41886 45563184 44633685 44633685 14324594 14523131 14504967 121516 109768 4387 11748 11748 6017 6562 6562 60136208 59561064 59542900 246420 242796 608000 48500 854420 291296 X 59280476 59267963 1312 1805 59281788 59269768 60136208 59561064 59281788 -722399 710379 59269768 0 59269768 PUBLICLY TRADED SECURITIES 13324113 12683591 640522 640522 HRJ CAPITAL VC VI INTL L.P P 64855 64855 CAPITAL DYNAMICS CHAMPION VENTURES VI, L.P. P 248883 248883 HRJ GLOBAL BUY-OUT III (ASIA), LP P 72169 72169 HRJ GLOBAL BUY OUT III (EUROPE), LP P 15922 15922 HRJ GLOBAL BUY-OUT III (US), LP P 76585 76585 HRJ SPECIAL OPPORTUNITIES II INTL, LP P 10009 10009 HRJ SPECIAL OPPORTUNITIES II LP P 59139 59139 METROPOLITAN REAL ESTATE PARTNERS INTL II P 43923 43923 METROPOLITAN REAL ESTATE PARTNERS V P -8412 -8412 NEW ENTERPRISE ASSOCIATES VI, LP P 7 7 1607 CAPITAL INTERNATIONAL EQUITY FUND P 34890 34890 1258492 0 3345049 56675814 0.059021 3051143 55273558 0.055201 2757833 47154597 0.058485 3088335 54249896 0.056928 2576512 50509710 0.051010 0.280645 0.056129 59602124 3345408 23228 3368636 3574862 X 23228 0 23228 0 23228 86661 86661 X 63433 63433 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 WWW.ROSENBERGFOUND.ORG LINDA MOLL 4156449777 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CLARA SHIN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 CHAIR 3.00 0 0 0 SARAH STEIN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 VICE CHAIR/SECRETARY 1.50 0 0 0 MICK HELLMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 SECOND VICE CHAIR 1.50 0 0 0 ROBERT FRIEDMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 TREASURER 1.50 0 0 0 PHYLLIS COOK 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 DANIEL GROSSMAN 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 BENGAMIN TODD JEALOUS 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 HERMA HILL KAY 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 KATE KENDELL 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 BILL LANN LEE 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 SHAUNA MARSHALL 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 HUGO MORALES 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 ALBERT MORENO 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 BOARD MEMBER 1.50 0 0 0 TIMOTHY SILARD 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 PRESIDENT 40.00 204520 25739 0 LATEEFAH SIMON 131 STEUART STREET SUITE 650 SF CA 94105 DIRECTOR CALIFORNIA' 40.00 118192 33122 0 LINDA MOLL 131 STEUART STREET SUITE 650 SF CA 94105 BUS./GRANTS MANAGER 40.00 86373 25587 0 TAMBOUSA GILMORE 131 STEUART STREET SUITE 650 SF CA 94105 EXEC. ASST./OFF. MAN 40.00 59570 19655 0 0 CHANGE CONSULTING BILEN MESFIN 214 GRANT AVENUE APT 48 OAKLAND CA 94610 STRATEGIC COMM. 101660 0 IN 2014, ROSENBERG FOUNDATION PROVIDED DIRECT CHARITABLE ASSISTANCE TO MORE THAN 20 GRANTEES, NON-GRANTEE ORGANIZATIONS AND COLLBORATIVES. THE FOUNDATION'S STAFF SUCCEEDED IN ASSISTING NON-PROFIT ORGANIZATIONS IN ATTRACTING FINANCIAL SUPPORT BY HELPING THEM LEVERAGE FUNDS FROM OTHER FOUNDATIONS AND MAJOR DONORS. FOUNDATION STAFF HAVE ALSO HELPED BUILD THE CAPACITY OF MANY OF THESE NON-PROFIT ORGANIZATIONS BY PROVIDING LEADERSHIP COACHING, STRATEGIC CONSULTING, AND ORGANIZATIONAL OVERSIGHT. 333794 0 45774190 230614 14504967 60509771 0 0 60509771 907647 59602124 2980106 2980106 23228 23228 2956878 6000 2962878 0 2962878 3574862 0 3574862 23228 3551634 2962878 0 0 59207 380184 472587 322072 568658 1802708 3574862 0 0 0 2962878 611984 0 0 2414692 0 0 0 0 0 0 59207 2355485 380184 472587 322072 568658 611984 BUSINESS AND GRANT MANAGER 131 STEUART STREET SUITE 650 SAN FRANCISCO CA 94105 4156449777 THE FOUNDATION ENCOURAGES LETTERS OF INQUIRY FOR PUBLIC-INTEREST ADVOCACY EFFORTS THAT WILL HELP MAKE CALIFORNIA A JUST AND ECONOMICALLY INCLUSIVE STATE AS ALIGNED WITH OUR GRANTMAKING PRIORITIES. LETTERS OF INQUIRY FOR PRELIMINARY RESEARCH AND PLANNING ALSO WILL BE ACCEPTED. LETTERS OF INQUIRY SHOULD BE LIMITED TO ONE TO TWO PAGES AND SHOULD INCLUDE THE FOLLOWING INFORMATION: 1) DESCRIPTION OF PROJECT AND ITS OBJECTIVES 2) DESCRIPTION OF SPONSORING ORGANIZATION 3)TOTAL REQUEST AMOUNT, PROJECT AMOUNT, AND SIZE OF AGENCY BUDGET. APPLICANTS SELECTED FROM THE LETTER OF INQUIRY PROCESS TO APPLY FOR A GRANT WILL BE CONTACTED AND GIVEN INSTRUCTIONS FOR SUBMITTING A FULL PROPOSAL. PROPOSALS ARE REVIEWED BY FOUNDATION STAFF AND ACTED ON BY THE BOARD OF DIRECTORS AT MEETINGS THROUGHOUT THE YEAR. THE FOUNDATION WILL ACT SELECTIVELY TO ENSURE THAT THE FOUNDATION'S RESOURCES ARE USED MOST EFFECTIVELY. NO DEADLINES. IN ITS SOLE PROGRAM AREA, ECONOMIC INCLUSION AND HUMAN RIGHTS, THE ROSENBERG FOUNDATION CURRENTLY MAKES GRANTS TO FURTHER POLICY REFORM IN THREE PRIORITY AREAS JUSTICE AND PUBLIC SAFETY, IMMIGRANT RIGHTS AND INTEGRATION, AND JUSTICE FOR FARM WORKERS. PLEASE VISIT OUR GRANT PROGRAMS FOR MORE INFORMATION ON EACH OF THESE AREAS. FIT AND ELIGIBILITY - APPLICANTS MUST MEET THE FOLLOWING CRITERIA: 1) NONPROFIT ORGANIZATIONS THAT ARE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE SERVICE CODE AND NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE; OR PUBLIC AGENCIES. 2) FOR ALL PROGRAM AREAS, BE BASED IN OR MANAGING SIGNIFICANT ACTIVITIES IN CALIFORNIA. 3) WORK TOWARD MISSIONS AND PROJECT GOALS THAT ARE CLEARLY ALIGNED WITH THE FOUNDATION'S GRANTMAKING PRIORITIES. THE ROSENBERG FOUNDATION DOES NOT PROVIDE GRANTS: 1) TO INDIVIDUALS OR TO FOR-PROFIT ENTITIES 2) FOR GENERAL FUNDRAISING BENEFITS AND EVENTS 3) FOR ENDOWMENT CAMPAIGNS MUJERES UNIDAS Y ACTIVAS 3543 18TH STREET SUITE 23 SAN FRANCISCO CA 94110 PC AUGMENTATION GRANT 7500 RESTAURANT OPPORTUNITIES CENTERS UNITED 350 7TH AVENUE SUITE 1504 NEW YORK NY 10001 PC AUGMENTATION GRANT 7500 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC SUPPORT FOR NLIRA NATIONAL STRATEGY CONVENING 5000 ELLA BAKER CENTER FOR HUMAN RIGHTS 1970 BROADWAY SUITE 450 OAKLAND CA 94612 PC AUGMENTATION GRANT 10000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC SUPPORT FOR NLIRA 10000 BEYOND DIFFERENCES 336 BON AIR CENTER 436 GREENBRAE CA 94904 PC SUPPORT FOR STRATEGIC PLANNING 6700 COMMUNITY INITIATIVES 354 PINE STREET SAN FRANCISCO CA 94104 PC OAKLAND RESTORATIVE JUSTICE NO-ENTRY AND REENTRY INITIATIVE 25000 LEGAL SERVICES FOR PRISONERS WITH CHILDREN 1540 MARKET STREET SUITE 490 SAN FRANCISCO CA 94102 PC GENERAL SUPPORT 40000 THE WOMENS FOUNDATION OF CALIFORNIA 340 PINE ST SAN FRANCISCO CA 94104 PC REDUCING THE INCARCERATION OF WOMEN IN CALIFORNIA 60000 ALLIANCE FOR JUSTICE 11 DUPONT CIRCLE NORTHWEST 200 WASHINGTON DC 20036 PC BOLDER ADVOCACY: INLAND EMPIRE AND ORANGE COUNTY 20000 FARMWORKERS JUSTICE 1126 16TH STREET NW SUITE 270 WASHINGTON DC 20005 PC GENERAL SUPPORT 100000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC IMMIGRANTS' RIGHTS AND WORKERS' RIGHTS ENFORCEMENT AND POLICY CHANGE 75000 MOBILIZE THE IMMIGRANT VOTE 436 14TH STREET SUITE 500 OAKLAND CA 94612 PC GENERAL SUPPORT 30000 UNITED FARM WORKER FOUNDATION 4545 E CESAR E CHAVEZ AVE LOS ANGELES CA 90022 PC FARMWORKERS' IMMIGRATION REFORM CAMPAIGN 75000 CLERGY AND LAITY UNITED FOR ECONOMIC JUSTICE - LOS ANGELES 1345 S BURLINGTON AVE SUITE 206 LOS ANGELES CA 90006 PC AUGMENTATION GRANT 7500 CENTER FOR YOUTH DEVELOPMENT THROUGH LAW 215 BOALT HALL BERKELEY CA 94720 PC JUDGE HENRY RAMSEY, JR. SCHOLARSHIP 20000 ASIAN LAW CAUCUS 55 COLUMBUS AVE SAN FRANCISCO CA 94111 PC SUPPORT FOR THE ASPIRE RETREAT 1000 SIERRA HEALTH FOUNDATION CENTER FOR HEALTH PROGRAM MANAGEMENT 1321 GARDEN HIGHWAY SACRAMENTO CA 95833 PC CA EXECUTIVES' ALLIANCE TO EXPAND OPPORTUNITY FOR BOYS AND MEN OF COLOR 10000 ELLA BAKER CENTER FOR HUMAN RIGHTS 1970 BROADWAY SUITE 450 OAKLAND CA 94612 PC GENERAL SUPPORT 15000 TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 PC CALIFORNIANS FOR SAFETY AND JUSTICE 350000 ASIAN PACIFIC AMERICAN LEGAL CENTER OF SO CALIFORNIA 1145 WILSHIRE BOULEVARD 2ND FLOOR LOS ANGELES CA 90017 PC GENERAL SUPPORT OF THE CALIFORNIA IMMIGRANT POLICY CENTER 80000 CLERGY AND LAITY UNITED FOR ECONOMIC JUSTICE - LOS ANGELES 1345 S BURLINGTON AVE SUITE 206 LOS ANGELES CA 90006 PC LOS ANGELES CARWASHERO COMMUNITY ORGANIZING 22500 DOLORES C HUERTA FOUNDATION PO BOX 2087 BAKERSFIELD CA 93303 PC GENERAL SUPPORT 30000 MUJERES UNIDAS Y ACTIVAS 3543 18TH STREET SUITE 23 SAN FRANCISCO CA 94110 PC GENERAL SUPPORT 32500 RESTAURANT OPPORTUNITIES CENTERS UNITED 350 7TH AVENUE SUITE 1504 NEW YORK NY 10001 PC ROC OF THE BAY 22500 UCLA CENTER FOR LABOR RESEARCH AND EDUCATION 675 S PARK VIEW ST LOS ANGELES CA 90057 PC DREAM SUMMER 2014 30000 VOTO LATINO PO BOX 18416 WASHINGTON DC 20036 PC TREND YOUR VOICE AND CALIFORNIA POWER SUMMIT 30000 THE WOMENS FOUNDATION OF CALIFORNIA 340 PINE ST SAN FRANCISCO CA 94104 PC GRANT AUGMENTATION 2300 WAREHOUSE WORKER RESOURCE CENTER 601 S MILLIKEN AVENUE SUITE A ONTARIO CA 91761 PC GRANT AUGMENTATION 5000 COUNCIL FOR STRONG AMERICA 70 E LAKE ST CHICAGO IL 60601 PC FIGHT CRIME: INVEST IN KIDS 5000 ADVANCEMENT PROJECT 1910 W SUNSET BLVD SUITE 500 LOS ANGELES CA 90026 PC CALIFORNIA RACIAL JUSTICE SCORECARD 10000 PICO NATIONAL NETWORK 171 SANTA ROSA AVENUE OAKLAND CA 94610 PC LIVE FREE RESPONSE TO THE EVENTS IN FERGUSON, MO 10000 COALITION FOR HUMANE IMMIGRANT RIGHTS TO LOS ANGELES 2533 W 3RD ST LOS ANGELES CA 90057 PC NATIONAL IMMIGRATION INTEGRATION CONFERENCE 7500 POLICY LINK 1438 WEBSTER STREET SUITE 303 OAKLAND CA 94612 PC FURTHERING CHANGE WITHIN POLICE DEPARTMENTS 10000 STRATEGIC CONCEPTS IN ORGANIZING & POLICY EDUCATION 1715 W FLORENCE AVE LOS ANGELES CA 90047 PC SELF-CARE AND SOCIAL ACTIVISM 1000 SIERRA HEALTH FOUNDATION CENTER FOR HEALTH PROGRAM MANAGEMENT 1321 GARDEN HIGHWAY SACRAMENTO CA 95833 PC CA EXECUTIVES' ALLIANCE ON BOYS AND MEN OF COLOR 15000 ASIAN LAW CAUCUS 55 COLUMBUS AVE SAN FRANCISCO CA 94111 PC ASIAN STUDENTS PROMOTING IMMIGRANT RIGHTS THROUGH EDUCATION RENEWAL 30000 GRANTMAKERS CONCERNED WITH IMMIGRANTS AND REFUGEES 777 TILTON ROAD SEBASTOPOL CA 95472 PC CALIFORNIA IMMIGRANT INTEGRATION INITIATIVE 15000 EDUCATION AND LEADERSHIP FOUNDATION 4290 E ASHLAN AVE FRESNO CA 93726 PC START UP SUPPORT FOR THE CENTRAL VALLEY IMMIGRANT INTEGRATION COLLABORATIVE 30000 IMMIGRANT LEGAL RESOURCE CENTER 1663 MISSION STREET SAN FRANCISCO CA 94103 PC READY CALIFORNIA: CALIFORNIA CIR PLANNING AND IMPLEMENTATION 35000 LA ALLIANCE FOR A NEW ECONOMY (LAANE) 464 LUCAS AVENUE SUITE 202 LOS ANGELES CA 90017 PC JUSTICE FOR PORT TRUCK DRIVERS 50000 WAREHOUSE WORKER RESOURCE CENTER 601 S MILLIKEN AVENUE SUITE A ONTARIO CA 91761 PC WAREHOUSE WORKER CIVIC ENGAGAEMENT PROGRAM 40000 ASIAN AMERICANSPACIFIC ISLANDERS IN PHILANTHROPY 211 SUTTER STREET SUITE 600 SAN FRANCISCO CA 94108 PC GENERAL SUPPORT 1000 BAY AREA BLACKS IN PHILANTHROPY 200 PINE STREET SAN FRANCISCO CA 94104 PC SUPPORT FOR BABIP C/O COMMUNITY INITIATIVES FISCAL SPONSOR 250 ASSOCIATION OF BLACK FOUNDATION EXECUTIVES 333 7TH AVENUE 14TH FLOOR NEW YORK NY 10001 PC BAY AREA JUSTICE FUNDERS NETWORK 750 COMMON COUNSEL FOUNDATION 405 FOURTEENTH STREET SUITE 809 OAKLAND CA 94612 PC GENERAL SUPPORT 500 COUNCIL ON FOUNDATIONS 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON VA 22202 PC BAY AREA SUPPORT 2000 FOUNDATION CENTER 79 FIFTH AVENUE NEW YORK NY 10003 PC GENERAL SUPPORT 2000 FUNDERS FOR LGBTQ ISSUES 116 EAST 16TH STREET 7TH FLOOR NEW YORK NY 10003 PC GENERAL SUPPORT 1000 GRANTMAKERS CONCERNED WITH IMMIGRANTS AND REFUGEES 777 TILTON ROAD SEBASTOPOL CA 95472 PC GENERAL SUPPORT 1000 GRANTS MANAGERS NETWORK 141 HOMESTEAD AVE METAIRIE LA 70005 PC GENERAL SUPPORT 1000 HISPANICS IN PHILANTHROPY 55 2ND STREET SUITE 1500 SAN FRANCISCO CA 94105 PC GENERAL SUPPORT 1000 INDEPNDENT SECTOR 1602 L STREET NW SUITE 900 WASHINGTON DC 20036 PC GENERAL SUPPORT 500 NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY 1331 H STREET SUITE 200 WASHINGTON DC 20005 PC GENERAL SUPPORT 2500 NATIVE AMERICANS IN PHILANTHROPY 2801 21ST STREET SOUTH SUITE 132D MINNEAPOLIS MN 55407 PC GENERAL SUPPORT 1000 NEIGHBORHOOD FUNDERS GROUP 1301 CONNECTIVUT AVENUE NW STUIE 500 WASHINGTON DC 20036 PC GENERAL SUPPORT 1000 NOTHERN CALIFORNIA GRANTMAKERS 625 MARKET STREEET 15TH FLOOR SAN FRANCISCO CA 94105 PC GENERAL SUPPORT 2000 MOBILIZE THE IMMIGRANT VOTE 436 14TH STREET SUITE 500 OAKLAND CA 94612 PC AUGMENTATION GRANT 3000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC AUGMENTATION OF GRANT 2014-12 15000 NATIONAL ASSOCIATION OF BLACK JOURNALISTS 1100 KNIGHT HALL SUITE 3100 COLLEGE PARK MD 20742 PC MEDIA INSTITUTE 2500 FAMILY VIOLENCE APPELLATE PROJECT 1814 FRANKLIN STREET SUITE 805 OAKLAND CA 94612 PC GENERAL SUPPORT IN HONOR OF LESLIE LUTTGENS 20000 CENTER ON JUVENILE AND CRIMINAL JUSTICE 40 BOARDMAN PLACE SAN FRANCISCO CA 94103 PC STATEWIDE DATA ANALYSIS MAPPING ON COUNTY SENTENCING PRACTICES 5000 INSIGHT PRISON PROJECT 199 GREENFIELD AVE SAN RAFAEL CA 94901 PC GENERAL SUPPORT 5000 PUBLIC CONCERN FOUNDATION 55 FIFTH AVENUE 18TH FLOOR NEW YORK NY 10003 PC SUPPORT OF LOW-WAGE WORKERS TO SEE THE DOCUMENTARY, "FOOD CHAINS" 1500 COMMUNITY COALTION FOR SUBSTANCE ABUSE PREVENTION AND TREATMENT 8101 S VERMONT AVENUE LOS ANGELES CA 90044 PC CRIMINAL JUSTICE REFORM PROJECT 75000 NATIONAL EMPLOYMENT LAW PROJECT 405 14TH ST 401 OAKLAND CA 94612 PC SECOND CHANCE LABOR PROJECT - JUSTICE FOR ALL REENTRY 60000 TIDES CENTER PO BOX 29198 SAN FRANCISCO CA 94129 PC AUGMENTATION GRANT 100000 CALIFORNIA RURAL LEGAL ASSISTANCE FOUNDATION 2210 K STREET SUITE 201 SACRAMENTO CA 95816 PC CALIFORNIA ADVOCACY FOR FARM WORKERS 50000 MEXICAN AMERICAN LEGAL DEFENSE & ED FUND 634 S SPRING STREET LOS ANGELES CA 90014 PC CAPACITY BUILSING AND LEADERSHIP DEVELOPMENT FOR THE CALIFORNIA IMMIGRANT YOUTH JUSTICE ALLIANCE 60000 NATIONAL COUNCIL OF LA RAZA RAUL YZAGUIRRE PLAZA 1126 16TH NW SUITE 600 WASHINGTON DC 20036 PC CALIFORNIA CRIMINAL JUSTICE REFORM PROJECT 100000 SAN DIEGO LGBT COMMUNITY CENTER 3909 CENTRE ST SAN DIEGO CA 92103 PC GENERAL SUPPORT FOR ENGAGE SAN DIEGO 30000 ADVANCEMENT PROJECT 1910 W SUNSET BLVD SUITE 500 LOS ANGELES CA 90026 PC REPORT ON POLICING 10000 1943000 BAY AREA JUSTICE FUNDERS NETWORK 436 14TH STREET SUITE 700 OAKLAND CA 94612 PC GENERAL SUPPORT 500 500 14 1278 900099 2620 14 1552995 900099 3122 18 1258492 MISCELLANEOUS RECEIPTS 01 1121 OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) 900099 -4745 GRANTS CANCELED 01 6000 OTHER INCOME FROM PARTNERSHIP 01 -132989 997 2686897 0 2687894 0 0 0 0 0 0 0 0 0 0 ACCOUNTING AND AUDIT 47571 9215 40083 GAIN FROM PARTNERSHIP INVESTMENT PURCHASED 0 3122 OSTERWEIS STRATEGIC 7321269 7321269 ACTAVIS PLC 301170 301170 AIR LEASE CORP CL A 506415 506415 ALLEGHANY CORP DEL 451912 451912 AMERICAN WATER WORKS CO 619879 619879 ATMEL CORP 0 0 BAYER A G SPONSORED ADRF 501518 501518 BED BATH & BEYOND 0 0 BOEING CO 371093 371093 CALIFORNIA RES CORP 12420 12420 CHARTER COMMUNITY CL A NEW 501526 501526 CINEMARK HOLDINGS INC 591339 591339 COSAN LIMITED 0 0 CROWN HOLDINGS INC 578733 578733 DIAGEO PLC NEW ADR 484882 484882 DIRECTV 461677 461677 EBAY INC 360852 360852 GOOGLE INC CLASS A 238797 238797 GOOGLE INC CI C NON VOTING 236880 236880 HEALTH SOUTH CORP NEW 302680 302680 HOLOGIC INC 0 0 JOHNSON & JOHNSON 663497 663497 KINDER MORGAN INC 702134 702134 LIBERTY INTERACTIVE A 418794 418794 LIBERTY INTERACTIVE CP A 76308 76308 MARKS & SPENCER NEW ADRF 0 0 MOTOROLA SOLUTIONS INC 0 0 NEW RESIDENTIAL INV CORP 315445 315445 NEW SENIOR INV GROUP INC 265273 265273 NEWCASTLE INVESTMENT CP 55465 55465 NOVARTIS A G SPON ADR F 236746 236746 NRG YIELD INC 633797 633797 OCCIDENTAL PETE CORP 454237 454237 ORACLE CORPORATION 0 0 OWENS ILLINOIS INC NEW 398103 398103 P H H CORPORATION 334362 334362 PLAINS GP HLDGS LP 367096 367096 QUESTAR CORPORATION 543141 543141 STONEGATE MORTGAGE CORP 95082 95082 SYMETRA FINANCIAL INC 0 0 TELEFLEX INCORPORATED 711310 711310 TRI POINTE HOMES INC 28670 28670 TRIUMPH GROUP INC NEW 325345 325345 UNILEVER N V NY SHS NEWF 515914 515914 VALEANT PHARMA INTL F 625391 625391 VIACOM INC CL B NEW 465421 465421 VTTA ENERGY PARTNERS 322518 322518 XEROX CORP 0 0 DIGITAL REALTY TRUST INC 440232 440232 PIMCO TOTAL RETURN FUND 0 0 DOUBLE CORE FIXED 3664900 3664900 VANGUARD INTERM TERM 3681768 3681768 IVA INTL FUND 941264 941264 MERGER FUND 0 0 VANGUARD DIV GROWTH FD 1049422 1049422 VANGUARD REIT 210600 210600 VANGUARD FTSE ETF 893968 893968 WELLS FARGO ADVANTAGE EMERGING MARKET 1380661 1380661 AMG YACKTMAN FUND SERVICE 1056730 1056730 ISHARES TR BOND 2299677 2299677 ISHARES TR MSCI EAFE FUND 0 0 SPDR GOLD TRUST 0 0 VANGUARD ENERGY ETF 2079146 2079146 VANGUARD FTSE EMERGING 1395056 1395056 VANGUARD TOTAL STOCK MKT 2040394 2040394 CASH RESERVE PREMIUM IN SCHWAB ACCT 1102776 1102776 AMERICAN CENTURY GIFTTRUST INVESTMENTS FMV 1805 1805 1607 CAPITAL PARTNERS INTERNATIONAL EQUITY FMV 3427441 3427441 HRJ CAPITAL VC VI (INT'L) FMV 812630 812630 HRJ CAPITAL VC VI (U.S.) FMV 1773439 1773441 HRJ GLOBAL BUY-OUT III (ASIA) FMV 278166 278165 HRJ GLOBAL BUY-OUT III (EUROPE) FMV 301205 301204 HRJ GLOBAL BUY-OUT III (U.S.) FMV 393112 393112 HRJ SPECIAL OPPORTUNITIES II (INT'L) FMV 249661 249661 HRJ SPECIAL OPPORTUNITIES II (U.S.) FMV 448664 448664 METROPOLITAN REAL ESTATE PARTNERS II FMV 598680 622267 METROPOLITAN REAL ESTATE PARTNERS V FMV 612742 570991 NEW ENTERPRISE ASSOCIATES VI FMV 0 0 WEATHERLOW OFFSHORE FUND I LTD. CLASS IA FMV 0 0 MAGNITUDE INTERNATIONAL CLASS A SHARES FMV 3884876 3884876 METRO V DISTRIBUTION FMV 0 0 PALOMA INTERNATIONAL LTD FMV 1036884 1036884 RIMROCK FMV 703826 703826 LEGAL SERVICES 4051 0 8300 DEPOSITS 6017 6562 6562 OFFICE SUPPLIES 17706 885 16796 FURNITURE & EQUIPMENT EXPENSE 3108 155 2953 TELEPHONE/POSTAGE/DELIVERY 9818 491 9280 COMPUTER SOFTWARE 5765 288 5552 BOARD MEETING EXPENSES 4771 477 5774 INSURANCE 12071 1208 -5070 PROFESSIONAL DEVELOPMENT 2027 0 911 SUBSCRIPTIONS & MEMBERSHIPS 1207 0 1190 OTHER K1 DEDUCTIONS 25887 19907 0 MISCELLANEOUS RECEIPTS 1121 1121 OTHER INCOME FROM PARTNERSHIP (UNRELATED BUSINESS INCOME) -4745 -4745 GRANTS CANCELED 6000 6000 OTHER INCOME FROM PARTNERSHIP -132989 -132989 -132989 UNREALIZED GAIN FROM INVESTMENT 710379 COMMUNICATIONS/MEDIA CONSULTING 101660 0 92460 PROGRAM RELATED STRATEGIC CONSULTING 7315 0 7915 COPY EDITING 3310 0 3310 INVESTMENT MANAGEMENT 128776 128776 0 INVESTMENT ADVISOR FEE 150000 150000 0 IT/COMPUTER CONSULTING 6800 0 6660 WEBSITE/PUBLICATIONS DESIGN 13946 0 11317 PAYROLL SERVICES 1863 0 1863 STAFF RETREAT STRATEGIC PLANNING 4563 0 4563 TEMPORARY HELP 6650 0 6650 PHOTHOGRAPHER 2650 0 2650 EMPLOYMENT CONSULTANT 5000 0 5000 OTHER CONSULTING FEES 8102 0 8102 OTHER INVESTMENT FEES 1479 1479 0 EXCISE TAX 20084 0 0 TAXES PER SCHEDULE K-1S 7871 7848 0 PROPERTY TAXES 799 0 799 FOREIGN TAXES 6664 6664 0