2015-08-14T12:58:56-05:00 2014-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2014-01-01 205404423 OCCUPATIONS FOUNDATION INC OCCU 8456920022 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 AMY ANDERSON-WINCHELL CHIEF EXECUTIVE OFFICER 8456920022 2015-08-12 1 AARON SHAPIRO P01333816 2128674000 2014 2016-04-25 22:37:26Z AMY ANDERSON-WINCHELL L 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 487565 0 X N/A X 2006 NY TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 13 13 6 13 0 0 256089 338199 0 0 35333 24102 -38707 -104414 252715 257887 75000 0 0 0 13250 1762 0 0 24631 92555 50053 180805 51815 71910 206072 1407177 1542851 96403 16503 1310774 1526348 TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 0 0 THE FOUNDATION CONDUCTS CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 10 0 6 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 0 1 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X MAUDE A ROSADO 8456920022 15 FINI DRIVE SUITE 5 MIDDLETOWN NY 10941 LINDA HICKS CHAIRPERSON 1.50 5.70 X X 0 0 0 JAMES MONROE VICE CHAIRPERSON 1.50 X X 0 0 0 GEORGE HANDLER TREASURER 1.50 X X 0 0 0 JOHN GUATTERY SECRETARY 1.00 3.80 X X 0 0 0 JIM LOUGHRAN DIRECTOR 1.00 3.80 X 0 0 0 MELISSA COBUZZI DIRECTOR 1.00 3.80 X 0 0 0 NICK PREDDICE DIRECTOR 1.00 X 0 0 0 HAROLD BERLIN DIRECTOR 1.00 X 0 0 0 KATIE BONELLI DIRECTOR 1.00 X 0 0 0 DANIEL B HULSE DIRECTOR 1.00 5.70 X 0 0 0 EDWARD F LEKIS DIRECTOR 1.00 5.70 X 0 0 0 DONNA APPLEGATE DIRECTOR 1.00 X 0 0 0 PAM KELLY-DAY DIRECTOR 1.00 X 0 0 0 JAMES B DESTEFANO PRESIDENT 0.50 39.50 X 0 277602 27749 AMY ANDERSON-WINCHELL CHIEF EXECUTIVE OFFICER 0.50 39.50 X 0 841686 79999 MAUDE A ROSADO CHIEF FINANCIAL OFFICER 0.50 39.50 X 0 182162 30360 LORI LENTINI VP OF HUMAN RESOURCES & QUALITY ASSURANCEU 0.50 39.50 X 0 165688 38231 RONALD COLAVITO VP OF INDUSTRIAL OPERATION 0.50 39.50 X 0 142725 10607 ANTOINETTE ELIZONDO DIRECTOR OF FINANCE 0.50 39.50 X 0 120771 2135 0 1730634 189081 0 0 1 0 0 298904 39295 81001 338199 24102 24102 55687 55687 0 0 69577 298904 173991 -104414 -104414 257887 0 0 -80312 X 1762 1762 3172 3172 5569 5569 4980 4980 13463 13463 765 765 21436 21436 364 364 304 304 51815 0 27184 24631 198601 300671 681844 681449 3549 3549 523183 557182 1407177 1542851 14248 10166 82155 6337 96403 16503 X 697603 843243 406738 472382 206433 210723 1310774 1526348 1407177 1542851 206072 9502 0 X X 0 1 X 1 0 X 108233 304987 258853 256089 338199 1266361 108233 304987 258853 256089 338199 1266361 139974 1126387 11006 8844 15234 27412 24102 86598 26664 26664 1379623 0.81640 0.69930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 206899 4290 9206 9672 210723 206433 206899 206433 206433 206433 206433 206433 206433 1.00000 0 0 0 DUE TO OCCUPATIONS, INC. 6337 6337 X 267389 9502 9502 257887 0 257887 51815 0 51815 0 51815 PART V, LINE 4: THE INCOME FROM THE ENDOWMENT IS TO BE USED FOR GENERAL OPERATIONS OF THE ORGANIZATION. PART X, LINE 2: THE ORGANIZATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2011 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. ANNUAL GALA 241085 197543 43542 17885 44470 35593 166 GOLF 121377 95342 26035 15260 5587 1740 20550 13500 13224 1 6019 6019 879 4436 350 351 368481 298904 69577 15260 24351 46210 60579 13850 13741 173991 -104414 0 1 0 0 0 0 0 0 0 JAMES B DESTEFANO PRESIDENT 0 242638 0 4000 0 30964 0 10113 0 17636 0 305351 0 0 AMY ANDERSON-WINCHELL CHIEF EXECUTIVE OFFICER 0 241226 0 4000 0 596460 0 72315 0 7684 0 921685 0 567117 MAUDE A ROSADO CHIEF FINANCIAL OFFICER 0 164785 0 4000 0 13377 0 15366 0 14994 0 212522 0 0 LORI LENTINI VP OF HUMAN RESOURCES & QUALITY ASSU 0 149202 0 4000 0 12486 0 14323 0 23908 0 203919 0 0 RONALD COLAVITO VP OF INDUSTRIAL OPERATION 0 128129 0 4000 0 10596 0 5490 0 5117 0 153332 0 0 PART I, LINE 4B 457(F) PLAN THAT WAS IMPLEMENTED TO RETAIN LONG TERM EXECUTIVES AND CATCH-UP FOR YEARS OF SERVICE THAT WERE (PROVIDED) WITHOUT A DEFERRED COMPENSATION PLAN: AMY ANDERSON-WINCHELL - $62,203 MAUDE A. ROSADO - $8,448 LORI LENTINI - $7,868 MARYLOU BERARDINO - $13,880 IN 2014, $567,117 OF PRIOR YEAR NONQUALIFIED PLAN ACCRUALS WERE INCLUDED IN MS. ANDERSON-WINCHELL'S W-2 REPORTABLE COMPENSATION. X 525 COST X 1 150 COST X 3 42354 COST X ADVERTISING FOR GOLF OUTING 3 15380 COST X GOLF RAFFLE PRIZES 19 11487 COST X VACATION PACKAGES 4 5496 COST X GIFT CARDS & CERTIFICATES 45 3582 COST X EVENT TICKETS 5 2027 COST 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS FORM 990, PART VI, SECTION A, LINE 3 OCCUPATIONS, INC. PROVIDES ADMINISTRATIVE AND MANAGEMENT SERVICES TO OCCUPATIONS FOUNDATION, INC. AND CHARGES A MANAGEMENT FEE FOR THE SERVICES PROVIDED FORM 990, PART VI, SECTION A, LINE 4 DURING 2014 THE FOLLOWING CHANGES WERE MADE TO THE BYLAWS: AFFILIATION WITH STONY FORD FOUNDATION, COMPLIANCE WITH NON-PROFIT REVITALIZATION ACT, LANGUAGE CHANGE TO COMPLY WITH THE JWOD REQUIREMENT, THE MERGER AND NAME CHANGE. THE ADDITION OF AN INVESTMENT COMMITTEE WAS AN ADDITIONAL BYLAW AMENDMENT UNQIUE TO OCCUPATIONS FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS REVIEWED BY EXECUTIVE MANAGEMENT PRIOR TO SUBMISSION. A COPY OF THE FULL 990 WAS SENT TO EACH BOARD MEMBER FOR QUESTIONS AND INPUT AND DISCUSSED AT A BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST POLICIES ARE GIVEN OUT TO ALL BOARD MEMBERS AND OFFICERS. THEY ARE REQUESTED TO RETURN IT ONLY IF THEY HAVE A CONFLICT TO NOTE OR IF ANYTHING HAS CHANGED SINCE THE PRIOR YEAR. THE ORGANIZATION WILL FOLLOW UP WITH SOMEONE WHO HAS HAD A PRIOR CONFLICT AND DOES NOT RETURN THE FORM AS TO WHETHER THE CONFLICT STILL EXISTS OR NOT. ANY CONFLICTS MUST BE REPORTED TO THE BOARD AND THE INDIVIDUAL IS RECUSED FROM THE VOTING PROCESS RELATING TO THE CONFLICT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, LINE 15 THE CEO AND OFFICERS AND KEY EMPLOYEES COMPENSATION IS PAID THROUGH A RELATED COMPANY, OCCUPATIONS, INC. DETERMINATION OF THE COMPENSATION IS BASED ON INDEPENDENT COMPARATIVE ANALYSIS OF COMPENSATION LEVELS FOR OTHER CEOS, OFFICERS, AND KEY EMPLOYEES IN ORGANIZATIONS OF SIMILAR SIZE. THIS IS DONE BY AN INDEPENDENT COMPENSATION CONSULTANT THROUGH COMPENSATION SURVEY AND STUDY. THE INFORMATION IS THEN REVIEWED BY A COMPENSATION COMMITTEE AND IS THEN APPROVED BY THE FULL BOARD OF THE RELATED ENTITY PAYING THE COMPENSATION. THIS PROCESS WAS LAST DONE IN 2013. FORM 990, PART IX, LINE 11G COMPUTER SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 385. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 385. PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 3,268. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,268. LEASED STAFF: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 9,810. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,810. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. OCCUPATIONS INC 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 141471097 REHABILITATION NY 501(C)(3) LINE 9 N/A 0 NEW DYNAMICS CORPORATION 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 061497119 EMPLOYMENT SERVICES NY 501(C)(3) LINE 9 N/A 0 FAMILY EMPOWERMENT COUNCIL INC 225 DOLSON AVENUE MIDDLETOWN NY 10940 133751820 SERVICES FOR PEOPLE WITH DISABILITIES NY 501(C)(3) LINE 9 N/A 0 21-23 GRAND STREET PROPERTIES INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 263891615 TITLE-HOLDING COMPANY NY 501(C)(2) N/A OCCUPATIONS INC 1 STONY FORD FOUNDATION INC 15 FINI DRIVE MIDDLETOWN NY 10941 061207341 INDIVIDUALIZED SUPPORT SERVICES NY 501(C)(3) LINE 9 N/A 0 SUNRISE GARDENS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 454078613 HOUSING ACCOMODATIONS NY N/A C 0 OAK RIDGE APARTMENTS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 462197263 HOUSING ACCOMODATIONS NY N/A C 0 GOLDEN RIDGE HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 463554730 HOUSING ACCOMODATIONS NY N/A C 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0