2015-08-13T12:55:09-05:00 2014-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2013-10-01 530226780 NATIONAL LEAGUE OF CITIES NATI 2026263063 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 200041763 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263063 2015-08-13 1 FRANK H SMITH P00639053 2028225000 2015-08-05 2013 2016-02-25 16:41:14Z CLARENCE E ANTHONY 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 200041763 30024135 0 X WWW.NLC.ORG X 1933 IL MEMBERSHIP ORGANIZATION FORMED TO FURNISH INFORMATION AND SERVICES TO ASSIST MUNICIPALITIES. 45 45 114 45 1318164 952447 0 73194 12865388 14227205 1199208 1123370 2186910 71157 16251506 15494926 0 0 0 0 7996379 8293512 0 0 0 6243698 7020279 14240077 15313791 2011429 181135 34906757 34593210 8082427 6433511 26824330 28159699 X THE LARGEST AND OLDEST ORGANIZATION REPRESENTING AND PROMOTING CITIES AS CENTERS OF OPPORTUNITY, GOVERNANCE AND LEADERSHIP. 0 0 11697548 13104474 MEMBERSHIP SERVICES - VARIOUS CONSULTATION SERVICES FOR MEMBER STATES AND LEAGUES, SPONSORING SEMINARS, REPORTS TO MEMBERS BASED ON RESEARCH PERFORMED BY NLC. PROVIDED PARTICIPATION FOR MEMBERS SELECTED TO SERVE ON SEVEN POLICY COMMITTEES WHO DEVELOP POLICY POSITIONS AND RESOLUTIONS OF THE LEAGUE, AND HOSTED NUMEROUS WEBINARS TO KEEP MEMBERS INFORMED ON ISSUES OF CURRENT INTEREST. MEMBERS ALSO SERVE ON STANDING MEMBERSHIP, FINANCE, ADVISORY, AUDIT AND INVESTMENT ADVISORY COMMITTEES. NLC HAS 1,842 CITIES AND 48 STATE LEAGUES AS MEMBERS OF THE NATIONAL LEAGUE OF CITIES.CONFERENCES AND EXHIBITS - HOSTED TWO LARGE CONFERENCES FOR MEMBERS; ONE IN SEATTLE, WA WITH OVER 3,350 ATTENDEES AND MORE THAN 150 EXHIBITORS; AND THE OTHER IN WASHINGTON, DC WITH OVER 2,000 ATTENDEES. IN ADDITION, NLC CONDUCTED AT LEAST 7 WORKSHOPS AND 15 LEADERSHIP TRAINING SESSIONS FOR MEMBERS.BUSINESS PARTNERSHIPS - CONTINUED TO DELIVER A SUITE OF BUSINESS PARTNER PROGRAMS THAT SERVE CITIES AND TOWNS AND THEIR RESIDENTS WITH SAVINGS AND SOLUTIONS. MAJOR PROGRAMS INCLUDE THE U.S. COMMUNITIES GOVERNMENT PURCHASING ALLIANCE, A NATIONAL COOPERATIVE PURCHASING PROGRAM THAT PROVIDES DISCOUNTS ON PRODUCTS AND SERVICES; BUILD AMERICA MUTUAL, NLC'S PREFERRED PROVIDER OF MUNICIPAL BOND INSURANCE; THE NLC SERVICE LINE WARRANTY PROGRAM, WHICH OFFERS RESIDENTS AFFORDABLE WARRANTY PROTECTION TO REPAIR BROKEN OR LEAKING WATER AND SEWER LINES; THE NLC PRESCRIPTION DISCOUNT CARD PROGRAM, A FREE PRESCRIPTION DISCOUNT PROGRAM FOR RESIDENTS OF NLC MEMBER CITIES; AND THE NLC COMMUNITY SHOWCASE VIDEO PROGRAM, WHICH PRODUCES VIDEO WEBSITES FOR CITIES AND TOWNS. 11697548 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 100 0 1 114 1 1 1 0 0 0 0 0 0 0 X 45 45 0 0 0 0 1 1 0 1 1 0 0 1 1 0 0 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263063 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 200041763 HON CHRISTOPHER B COLEMAN PRESIDENT 2.00 X X 0 0 0 HON RALPH E BECKER FIRST VICE PRESIDENT 2.00 X X 0 0 0 HON MELODEE COLBERT KEAN SECOND VICE PRESIDENT 2.00 X X 0 0 0 HON MARIE LOPEZ ROGERS IMMEDIATE PAST PRESIDENT 2.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 2.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 2.00 X X 0 0 0 HON RICKI Y BARLOW CHAIR 2.00 X 0 0 0 HON TENNELL ATKINS DIRECTOR 2.00 X 0 0 0 HON KEVIN AVILLA DIRECTOR 2.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 2.00 X 0 0 0 HON MARY L CAMERON DIRECTOR 2.00 X 0 0 0 HON LELAND CHEUNG DIRECTOR 2.00 X 0 0 0 HON JOE DAVIS SR DIRECTOR 2.00 X 0 0 0 HON SAM FERRERI DIRECTOR 2.00 X 0 0 0 HON RONALD C GREEN DIRECTOR 2.00 X 0 0 0 MR MATTHEW C GRELLER DIRECTOR 2.00 X 0 0 0 MR SCOTT A HANCOCK DIRECTOR 2.00 X 0 0 0 HON KLAUS HANSON DIRECTOR 2.00 X 0 0 0 MS ELIZABETH HURST DIRECTOR 2.00 X 0 0 0 HON ELVI GRAY-JACKSON DIRECTOR 2.00 X 0 0 0 HON JACQUELYN E JOHNSON DIRECTOR 2.00 X 0 0 0 HON VAN R JOHNSON DIRECTOR 2.00 X 0 0 0 HON R MICHAEL KASPERZAK JR DIRECTOR 2.00 X 0 0 0 MR ALAN KEMP DIRECTOR 2.00 X 0 0 0 HON KEVIN KRAMER DIRECTOR 2.00 X 0 0 0 HON DOROTHY LAMARCHE DIRECTOR 2.00 X 0 0 0 MR CHRISTOPHER G LOCKWOOD DIRECTOR 2.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR 2.00 X 0 0 0 MR SAM MAMET DIRECTOR 2.00 X 0 0 0 HON JESSE MATTHEWS DIRECTOR 2.00 X 0 0 0 HON A KEITH MCDONALD DIRECTOR 2.00 X 0 0 0 HON GENE F MCGEE DIRECTOR 2.00 X 0 0 0 HON FELICIA A MOORE DIRECTOR 2.00 X 0 0 0 HON JOE MOORE DIRECTOR 2.00 X 0 0 0 HON GREGORY S PETTIS DIRECTOR 2.00 X 0 0 0 HON MARY HAMANN-ROLAND DIRECTOR 2.00 X 0 0 0 HON DAVID SANDER DIRECTOR 2.00 X 0 0 0 HON MICHAEL A SESMA DIRECTOR 2.00 X 0 0 0 MR KEN SMITH DIRECTOR 2.00 X 0 0 0 HON MARK STODOLA DIRECTOR 2.00 X 0 0 0 MR KEN STROBECK DIRECTOR 2.00 X 0 0 0 HON BETTY L TAYLOR DIRECTOR 2.00 X 0 0 0 HON PRISCILLA R TYSON DIRECTOR 2.00 X 0 0 0 HON MURRY WITCHER DIRECTOR 2.00 X 0 0 0 MR DON ZIMMERMAN DIRECTOR 2.00 X 0 0 0 CLARENCE ANTHONY EXECUTIVE DIRECTOR 31.00 6.00 X 389185 0 26504 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 31.00 6.00 X 39779 0 8708 CAROLYN COLEMAN DIRECTOR OF FEDERAL RELATIONS 37.50 X 192084 0 50125 DAVID DELORENZO CHIEF DIGITAL OFFICER 37.50 X 152787 0 14785 JANICE PAULINE DIRECTOR, CONFERENCES AND MEETINGS 37.50 X 141226 0 22400 ROBERT KEYES DIRECTOR OF OPERATIONS 37.50 X 131166 0 19588 JULIE BOSLAND DIRECTOR OF NLC UNIVERSITY 37.50 X 121724 0 35089 MARY GORDON PROG. DIRECTOR, CONSTITUENCY GROUPS 37.50 X 120762 0 21622 CARLSEN GRIFFITH CPA FORMER CHIEF FINANCIAL OFFICER 28.00 6.00 X 155601 0 19437 1444314 0 218258 14 1 1 0 MINDSHIFT TECHNOLOGIES INC 309 WAVERLY OAKS ROAD 404 WALTHAM MA 02452 TECHNOLOGY CONSULTING 143468 ESPINOZA CONSTRUCTION 7728 LITTLE RIVER TURNPIKE ANNANDALE VA 22023 CONSTRUCTION PROJECTS 100125 2 73194 73194 MEMBERSHIP DUES 900099 6108875 6108875 CORP PARTNERS/SPONSORS 900099 2789758 2168427 621331 SERVICE FEES 900099 2492352 2492352 ANNUAL CONF./EXHIBITS 900099 2221558 1720158 501400 SEMINARS 900099 613480 613480 1182 1182 14227205 804180 804180 20380 20380 1781595 1344998 436597 436597 371387 65210 13503401 13184211 319190 319190 319190 REIMBURSEMENTS 900099 164635 164635 ADVERTISING 900099 22705 22705 PART SHARE NET INC. 900099 -573160 302741 -875901 -385820 15494926 13104474 1318164 999094 907535 907535 5134577 3394754 1739823 392176 260902 131274 1421809 1004439 417370 437415 309426 127989 55561 1757 53804 65886 65886 120782 120782 890128 476728 413400 73574 73574 766699 421544 345155 463612 24711 438901 1324297 1324297 545121 324460 220661 1726090 1616913 109177 107785 107785 89485 16953 72532 UBI TAXES 602493 178407 424086 DUES, SUBS. & PUBL. 201953 151828 50125 OTHER EXPENSES 177957 35877 142080 BAD DEBT EXPENSES 85740 32581 53159 -276884 2465159 -2742043 15313791 11697548 3616243 0 434468 1135964 13648 561210 334397 358668 392843 623812 10416120 9980693 523549 435427 27147610 26819668 3201104 1699624 2859138 2958837 34906757 34593210 528737 631676 4654959 4930580 2898731 871255 8082427 6433511 X 26824330 25429352 2730347 26824330 28159699 34906757 34593210 181135 1081262 72972 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 4786671 4459301 327370 2883556 2860004 23552 2745893 2661388 84505 435427 DUE TO AFFILIATES 2958837 2958837 SUBTENANT RENTAL DEPOSITS 118188 DEFERRED COMPENSATION 753067 871255 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2014 AND 2013, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 CLARENCE ANTHONY EXECUTIVE DIRECTOR 339185 0 50000 0 0 0 1269 0 25235 0 415689 0 0 0 CAROLYN COLEMAN DIRECTOR OF FEDERAL RELATIONS 192084 0 0 0 0 0 19111 0 31014 0 242209 0 0 0 DAVID DELORENZO CHIEF DIGITAL OFFICER 152270 0 517 0 0 0 8816 0 5969 0 167572 0 0 0 JANICE PAULINE DIRECTOR, CONFERENCES AND MEETINGS 140713 0 513 0 0 0 17930 0 4470 0 163626 0 0 0 ROBERT KEYES DIRECTOR OF OPERATIONS 131166 0 0 0 0 0 17433 0 2155 0 150754 0 0 0 JULIE BOSLAND DIRECTOR OF NLC UNIVERSITY 121185 0 539 0 0 0 29588 0 5501 0 156813 0 0 0 CARLSEN GRIFFITH CPA FORMER CHIEF FINANCIAL OFFICER 94278 0 0 0 61323 0 9332 0 10105 0 175038 0 0 0 PART I, LINE 1A AS A PART OF EMPLOYEE CONTRACT, THE EXECUTIVE DIRECTOR RECEIVED A HOUSING ALLOWANCE AND IS ALSO A MEMBER OF CITY CLUB WHICH IS USED EXLUSIVELY FOR BUSINESS LUNCHES AND TREATED AS A NON-TAXABLE BENEFIT. FORM 990, PART VI, SECTION A, LINE 6 CITIES ARE THE MEMBERS OF NLC AND LOCALLY ELECTED OFFICIALS- MAYORS AND COUNCIL MEMBERS AND THEIR STAFF ARE THE DIRECT BENEFICIARIES OF THE SERVICES PROVIDED. FORM 990, PART VI, SECTION A, LINE 7A THERE SHALL BE A BOARD OF DIRECTORS CONSISTING OF 40 MEMBERS AND THE NATIONAL LEAGUE PRESIDENT, FIRST VICE PRSIDENT, AND SECOND VICE PRESIDENT, PLUS ALL NATIONAL LEAGUE PAST PRESIDENTS IN ELECTIVE OFFICE IN A CITY, WHICH SHALL CONDUCT THE AFFAIRS OF THE NATIONAL LEAGUE WHEN REPRESENTATIVES OF THE MEMBERSHIP ARE NOT ASSEMBLED, INCLUDING, BY A MAJORITY VOTE OF BOARD OF DIRECTORS' MEMBERS, DETERMINATION OR MODIFICATION OF NATIONAL MUNICIPAL POLICIES ON NATIONAL LEGISLATION AFFECTING CITIES. THE BOARD OF DIRECTORS MAY REFER TO THE MEMBERSHIP BY LETTER BALLOT ANY MATTER WHICH IS NOT OTHERWISE PROVIDED FOR IN THESE BYLAWS, THE VOTING THEREON TO BE AS PROVIDED IN SECTION 5 OF ARTICLE IV. TWENTY MEMBERS OF THE BOARD OF DIRECTORS SHALL BE ELECTED EACH YEAR TO SERVE FOR A TERM OF TWO YEARS OF UNTIL THEIR SUCCESSORS ARE ELECTED AND QUALIFIED. THE TERM OF OFFICE OF ALL NEWLY-ELECTED BOARD MEMBERS SHALL COMMENCE IMMEDIATELY ON ADJOURNMENT OF THE ANNUAL BUSINESS MEETING. THE PRESIDENT AND FIRST VICE PRESIDENT SHALL BE CHAIRMAN AND VICE CHAIRMAN RESPECTIVELY OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY NLC'S INDEPENDENT ACCOUNTING FIRM. ONCE IT IS PREPARED, THE DRAFT FORM 990 IS REVIEWED BY NLC'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS THEN PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION IF NEEDED. FORM 990, PART VI, SECTION B, LINE 12 THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLC. FORM 990, PART VI, SECTION B, LINE 15A FOR THE EXECUTIVE DIRECTOR, A SEARCH COMMITTEE IS ASSEMBLED, AND SALARY DETERMINED BY BENCHMARKING SURVEY, COMPENSATION REPORTS AND INPUT FROM HR DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 NLC MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTERST POLICY AND FINANCIAL STATMENTS AVAILABLE UPON REQUEST. NATIONAL LEAGUE OF CITIES INSTITUTE INC 1301 PENNSYLVANIA AVENUE NW SUITE 5 WASHINGTON DC 200041763 526055762 RESEARCH AND ANALYSIS OF LOCAL GOVERNMENTS DE 501(C)(3) LINE 11A, I NATIONAL LEAGUE OF CITIES 1 NATIONAL LEAGUE OF CITIES SERVICES INC 1301 PENNSYLVANIA AVENUE NW SUITE 5 WASHINGTON DC 200041763 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 11374306 798571 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 NATIONAL LEAGUE OF CITIES SERVICES INC N 13864510 COST