2015-08-04T20:10:52-05:00 2014-12-31 420714325 MCGLADREY LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2014-01-01 430691437 AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH INC AMER 4106893700 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 MARK CAMPOBELLO CFO 4106893700 2015-08-03 1 WILLIAM E TURCO CPA P00369217 4102469300 2014 2016-04-25 22:37:26Z MICHAEL SHEPPARD 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 71714620 0 X WWW.AUANET.ORG X 1902 MD PROMOTE STANDARDS OF UROLOGICAL EDUCATION, RESEARCH, AND THE PUBLICATION OF SCIENTIFIC LITERATURE. 13 8 148 308 1144255 346374 9589340 7379450 17077332 16633007 3870634 8342278 309757 371085 30847063 32725820 4730711 13821467 0 0 9884203 10720284 0 0 0 11890281 12311290 26505195 36853041 4341868 -4127221 139377887 137049403 17958606 18251887 121419281 118797516 X TO IMPROVE PRACTICE AND PATIENT CARE BY PROVIDING AFFORDABLE QUALITY UROLOGICAL EDUCATION. 0 0 29780553 13821467 16633007 THE OBJECTIVE AND PURPOSE FOR WHICH THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) IS ORGANIZED ARE TO PROMOTE THE HIGHEST STANDARDS OF UROLOGICAL CLINICAL CARE THROUGH EDUCATION, TO ESTABLISH EVIDENCE-BASED GUIDELINES, AND TO PRESENT INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE. OVER A HUNDRED DIDACTIC AND HANDS-ON LABORATORY COURSES CERTIFIED TO AWARD CONTINUING MEDICAL EDUCATION CREDITS ARE OFFERED ANNUALLY TO PHYSICIANS AND ALLIED HEALTH CARE PROVIDERS. ADDITIONALLY, CERTIFIABLE EDUCATIONAL INSTRUCTION IS OFFERED THROUGH WEB RESOURCES, HOME STUDY PRODUCTS, VIDEO CONFERENCES AND THE PUBLICATION OF SCIENTIFIC ABSTRACTS. ANNUALLY THE WORLD'S LARGEST SCIENTIFIC SYMPOSIUM DEDICATED TO THE FIELD OF UROLOGY PROVIDES A GATHERING OF OVER 16,000 MEDICAL PROFESSIONALS FROM AROUND THE WORLD TO DISCUSS THE LATEST TREATMENT TECHNIQUES AND RESEARCH IN THE FIELD OF UROLOGICAL MEDICINE. THE JOURNAL OF UROLOGY IS A PEER-REVIEWED SCHOLARLY MONTHLY PUBLICATION THAT REACHES OVER 90% OF PRACTICING BOARD CERTIFIED DOMESTIC UROLOGISTS. THE COMPLETE JOURNAL IS AN ESTABLISHED RESOURCE IN MEDICAL LIBRARIES WORLDWIDE, AND SPECIAL EDITIONS ARE AVAILABLE IN SEVERAL FOREIGN LANGUAGES. THIS JOURNAL BRINGS SOLID COVERAGE OF THE CLINICALLY RELEVANT CONTENT NEEDED TO STAY AT THE FOREFRONT OF THE FIELD OF UROLOGY BY PRESENTING INVESTIGATIVE STUDIES ON CRITICAL AREAS OF RESEARCH AND PRACTICE, SURVEY ARTICLES PROVIDING SHORT CONDENSATIONS OF THE BEST AND MOST IMPORTANT UROLOGY LITERATURE WORLDWIDE, AND PRACTICE-ORIENTED REPORTS ON SIGNIFICANT CLINICAL OBSERVATIONS. 29780553 1 1 0 0 0 0 0 1 0 1 1 1 0 0 0 1 0 1 0 0 1 1 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 342 0 1 148 1 1 1 0 0 0 0 0 0 0 0 0 X 13 8 0 0 1 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 MD X MARK CAMPOBELLO 4106893705 1000 CORPORATE BOULEVARD LINTHICUM MD 21090 X WILLIAM W BOHNERT MD PRESIDENT 6.00 4.00 X X 68751 29465 0 WILLIAM F GEE MD PRESIDENT-ELECT (BEGAN 6/14) 7.00 3.00 X X 30362 13012 0 PRAMOD C SOGANI MD IMMEDIATE PAST PRESIDENT 6.00 4.00 X X 44846 19220 0 DENNIS A PESSIS MD IMMEDIATE PAST PRESIDENT (THRU 5/14) 6.00 4.00 X X 8279 3548 0 GOPAL H BADLANI MD SECRETARY 6.00 4.00 X X 71295 30555 0 STEVEN M SCHLOSSBERG MD TREASURER 6.00 4.00 X X 71908 30818 0 CRAIG A PETERS MD DIRECTOR (BEGAN 6/14) 1.50 0.50 X 0 0 0 KEVIN R LOUGHLIN MD DIRECTOR 1.00 1.00 X 0 0 0 MUHAMMAD S CHOUDHURY MD DIRECTOR 1.00 1.00 X 483 207 0 STEPHEN Y NAKADA MD DIRECTOR 1.00 1.00 X 385 165 0 JOHN D DENSTEDT MD DIRECTOR 1.00 1.00 X 0 0 0 RANDALL B MEACHAM MD DIRECTOR (BEGAN 6/14) 1.50 0.50 X 455 195 0 THOMAS F STRINGER MD DIRECTOR (BEGAN 6/14) 1.50 0.50 X 0 0 0 JEFFREY E KAUFMAN MD DIRECTOR 1.00 1.00 X 97 41 0 JOHN H LYNCH MD DIRECTOR (THRU 5/14) 1.00 1.00 X 0 0 0 J BRANTLEY THRASHER MD DIRECTOR (THRU 5/14) 1.00 1.00 X 0 0 0 DENNIS D VENABLE MD DIRECTOR (THRU 5/14) 1.00 1.00 X 0 0 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 23.00 17.00 X 333515 179586 165966 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 23.00 17.00 X 191154 102930 53058 KEVIN A WOHLFORT ASSOCIATE EXECUTIVE DIR. 23.00 17.00 X 214273 110383 59910 JANET V SKOREPA ASSOCIATE EXECUTIVE DIR. 40.00 X 272583 0 60438 HENRIETTA D HUBBARD ASSOCIATE EXECUTIVE DIR. 40.00 X 251410 0 37401 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 26.00 14.00 X 111216 57294 42400 DEBORAH F POLLY DIR. OF PUBLICATIONS 40.00 X 186286 0 35031 SHEILA STARK DIR. OF EDUCATION 40.00 X 145936 0 25064 SUSAN A KERNS SR. MANAGER OF INFO. SYSTE 26.00 14.00 X 98343 50661 42574 BARBARA B HARTFORD DIR. OF FINANCE 26.00 14.00 X 98706 50849 30344 2200283 678929 552186 14 0 1 0 HITT CONTRACTING INC 2900 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 CONTRACTOR 1214328 FREEMAN AUDIO VISUAL INC 4545 W DAVIS STREET DALLAS TX 75211 AUDIO-VISUAL SERVICES 819197 ELSEVIER INC PO BOX 7247-0134 PHILADELPHIA PA 19170 PUBLISHER 804254 EVENT TRANSPORTATION PO BOX E FAIRFAX VA 22031 TRANSPORTATION SERVICES 546932 AVMG INC 3310 MATRIX DRIVE RICHARDSON TX 75082 AUDIO-VISUAL SERVICES 459965 34 2535374 4844076 7379450 ANNUAL MEETINGS 541800 8485575 7341320 1144255 JOURNAL OF UROLOGY 541900 6264968 6264968 RESEARCH 541900 1561474 1561474 SCIENCE AND QUALITY 541900 187894 187894 EDUCATION 541900 133096 133096 16633007 4329120 4329120 41650958 1351000 38988800 0 2662158 1351000 4013158 4013158 MISCELLANEOUS INCOME 900099 371085 371085 371085 32725820 15488752 1144255 8713363 X 13495017 13495017 167550 167550 158900 158900 1839543 1080034 759509 6091820 3576634 2515186 968573 568669 399904 1144329 671859 472470 676019 396905 279114 27952 24626 3326 212292 187030 25262 61148 61148 6357142 5726119 631023 1004878 825329 179549 305970 25118 280852 2348456 2099690 248766 104258 104258 829274 68077 761197 146879 28307 118572 AWARDS & STIPENDS 498015 493668 4347 HISTORY FUND 315443 315443 INCOME TAXES 82763 82763 BUILDING ACTIVITIES 16820 16820 36853041 29780553 7072488 0 1471 1500 883174 1660172 1127378 862794 1552442 1950832 25012389 8207071 15004323 16805318 12676448 12531297 108035102 102442605 97549 794885 139377887 137049403 2829383 4609916 2786265 2817234 7795000 7305000 3926342 3519737 621616 0 17958606 18251887 X 121085440 118449534 158418 172559 175423 175423 121419281 118797516 139377887 137049403 -4127221 1505456 0 X 0 1 X 1 0 X 3426064 6670852 9721860 9589340 7379450 36787566 17563221 14628358 13615785 15409733 16488752 77705849 20989285 21299210 23337645 24999073 23868202 114493415 0 0 0 114493415 2039009 2531274 2796734 3806236 4329120 15502373 306454 275471 357909 344329 259775 1543938 2345463 2806745 3154643 4150565 4588895 17046311 335443 208627 191090 309757 371085 1416002 23670191 24314582 26683378 29459395 28828182 132955728 0.86110 0.87490 0.12820 0.11450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 18605449 15837300 1403577 783190 35063136 12256703 4607379 2343304 601937 18605449 10130026 1257542 1345923 476788 12256703 10274697 140042 69446 354159 10130026 9279367 100960 1178472 284102 10274697 0.78220 0.21780 0 1 1 2975858 2975858 15228692 4635763 10592929 4521844 3571308 950536 2285995 2285995 16805318 VANGUARD DEVELOPED MARKETS INDEX FUND INST 23787634 F VANGUARD INTERMEDIATE-TERM INV GRADE ADMIRAL 12162650 F VANGUARD PRIMECAP FUND ADMIRAL 7870200 F VANGUARD SHORT-TERM INVESTMENT INST 8099002 F VANGUARD TOTAL BOND MARKET INDEX FUND INST 10418327 F VANGUARD TOTAL STOCK MARKET INDEX FUND INST 22442169 F VANGUARD WINDSOR II FUND ADMIRAL 7847040 F TOTAL INTERNATIONAL BOND INDEX INSTITUTIONAL 9815583 F 102442605 X 40542429 1505456 14807887 16313343 24229086 61148 8435586 8496734 32725820 36461946 -225689 -225689 36687635 61148 104258 165406 36853041 PART III, LINE 1A: THE ORGANIZATIONS' COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE ORGANIZATIONS HAVE NOT CAPITALIZED OBJECTS DONATED TO THE HISTORY OF UROLOGY MUSEUM, AND, AS A RESULT, DOES NOT LIST ANY VALUE FOR THOSE OBJECTS ON THE COMBINED STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: SEE DESCRIPTION IN PART III, LINE 1A. PART V, LINE 4: THE ENDOWMENT FUNDS ARE HELD AND ADMINISTERED BY BOTH THE UROLOGY CARE FOUNDATION, INC., A RELATED EXEMPT ORGANIZATION, AND THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. ENDOWMENT FUNDS ARE USED TO SUPPORT RESEARCH SCHOLARSHIPS AND AWARDS FOR THE ADVANCEMENT OF UROLOGIC MEDICINE. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ORGANIZATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAX AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSED DE-RECOGNITION CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES BEFORE 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATION, INC. 12,246,096. INCOME ELIMINATED ON THE CONSOLIDATED STATEMENTS -16,409,340. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 18,971,131. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT INCOME 8,435,586. PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENTS ARE CONSOLIDATED: AMERICAN UROLOGICAL ASSOCIATED, INC. 12,762,691. EXPENSES ELIMINATED ON CONSOLIDATED FINANCIAL STATEMENTS -16,409,340. FINANCIAL STATEMENTS ARE CONSOLIDATED: UROLOGY CARE FOUNDATION, INC. 3,420,960. PART XII, LINE 4B - OTHER ADJUSTMENTS: INTEREST EXPENSE REPORTED SEPERATELY ON FINANCIAL STATEMENTS 104,258. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICE EDUCATION, TRAVEL AND TRAINING 71860 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE EDUCATION 349663 EUROPE 0 0 PROGRAM SERVICE EDUCATION, TRAVEL 164908 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICE EDUCATION 57951 NORTH AMERICA 0 0 PROGRAM SERVICE EDUCATION AND TRAVEL 256180 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICE EDUCATION 550 SOUTH AMERICA 0 0 PROGRAM SERVICE EDUCATION 209138 SOUTH ASIA 0 0 PROGRAM SERVICE EDUCATION AND TRAVEL 160448 NORTH AMERICA 0 0 GRANTMAKING 147500 SOUTH AMERICA 0 0 GRANTMAKING 1500 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 6000 SOUTH ASIA 0 0 GRANTMAKING 3900 MIDDLE EAST AND NORTH AFRICA 0 0 CONTRIBUTION/GRANT REVENUE EAST ASIA AND THE PACIFIC 0 0 CONTRIBUTION/GRANT REVENUE SOUTH AMERICA 0 0 CONTRIBUTION/GRANT REVENUE 0 0 0 0 0 0 1270698 158900 1429598 NORTH AMERICA SCHOLARSHIP PAYMENT 20000 CHECK NORTH AMERICA SCHOLARSHIP PAYMENT 80000 CHECK NORTH AMERICA GLOBAL PHILANTHROPIC 25000 CHECK NORTH AMERICA SCHOLARSHIP PAYMENT 20000 4 0 0 0 0 0 0 1 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. 1 INTERNATIONAL VOLUNTEERS IN UROLOGY INC (IVUMED) 3269 S MAINE STREET SUITE 230 SALT LAKE CITY UT 84115 582263983 501(C)(3) 20000 RESEARCH SCHOLAR UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM MD 21090 203210212 501(C)(3) 12512517 RESEARCH SCHOLAR AMERICAN GERIATRICS SOCIETY 40 FULTON STREET FLOOR 18 NEW YORK NY 01038 131950856 501(C)(3) 18500 RESEARCH SCHOLAR SOCIETY FOR BASIC UROLOGIC RESEARCH 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 363607930 501(C)(3) 10000 RESEARCH SCHOLAR COLUMBIA UNIVERSITY 662 WEST 113TH STREET MAIL CODE 424 424 NEW YORK NY 10025 135598093 501(C)(3) 60000 RESEARCH SCHOLAR DUKE UNIVERSITY 324 BLACKWELL ST STE 850 DURHAM NC 27701 560532129 501(C)(3) 20000 RESEARCH SCHOLAR LOYOLA UNIVERSITY MEDICAL CENTER 2160 S 1ST AVE MAYWOOD IL 60153 361408475 501(C)(3) 20000 RESEARCH SCHOLAR STANFORD UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 941156365 501(C)(3) 40000 RESEARCH SCHOLAR BETH ISRAEL DEACONESS MEDICAL CENTER INC 330 BROOKLINE AVE BOSTON MA 02215 042103881 501(C)(3) 20000 RESEARCH SCHOLAR CHILDREN'S HOSPITAL OF PHILADELPHIA 34TH ST AND CIVIC CENTER BLVD PHILADELPHIA PA 19104 231352166 501(C)(3) 20000 RESEARCH SCHOLAR UCLA MEDICAL CENTER 757 WESTWOOD PLAZA LOS ANGELES CA 90095 956006143 501(C)(3) 80000 RESEARCH SCHOLAR UNIVERSITY OF CALIFORNIA SAN FRANCISCO UCSF BOX 0248 SAN FANCISCO CA 94143 946036493 501(C)(3) 40000 RESEARCH SCHOLAR UNIVERSITY OF MICHIGAN 839 GREEN STREET ANN ARBOR MI 48104 386006309 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF PITTSBURGH 107 CATHEDRAL OF LEARNING 4200 FIFTH AVENUE PITTSBURGH PA 15260 250965591 501(C)(3) 60000 RESEARCH SCHOLAR UNIVERSITY OF SOUTH CAROLINA 816 BULL ST COLUMBIA SC 29208 576001153 501(C)(3) 20000 RESEARCH SCHOLAR THE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER 1515 HOLCOMBE BLVD HOUSTON TX 77030 174600118 501(C)(3) 40000 RESEARCH SCHOLAR WM BEAUMONT HOSPITAL RESEARCH INST 3601 W THIRTEEN MILE RD ROYAL OAK MI 48073 381459362 501(C)(3) 20000 RESEARCH SCHOLAR JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD N - 4327B BALTIMORE MD 21211 520595110 501(C)(3) 100000 RESEARCH SCHOLAR AND RISING STAR AWARD UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVE SOUTH AB-1230 BIRMINGHAM AL 35294 636005396 501(C)(3) 60000 RESEARCH SCHOLAR MASSACHUSETTS GENERAL HOSPITAL 165 CAMBRIDGE STREET SUITE 600 BOSTON MA 02114 042697983 501(C)(3) 40000 RESEARCH SCHOLAR BOSTON'S CHILDREN HOSPITAL 300 LONGWOOD AVE BOSTON MA 02115 042774441 501(C)(3) 20000 RESEARCH SCHOLAR VANDERBILT UNIVERSITY STATION B 357727 2301 VANDERBILT PLACE NASHVILLE TN 37235 100142007 501(C)(3) 20000 RESEARCH SCHOLAR WEILL CORNELL MEDICAL COLLEGE 1300 YORK AVENUE NEW YORK NY 10065 131623978 501(C)(3) 20000 RESEARCH SCHOLAR CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BOULEVARD LOS ANGELES CA 90048 951644600 501(C)(3) 20000 RESEARCH SCHOLAR CHILDREN'S HOSPITAL OF BOSTON 1033 MASSACHUSETTS AVENUE THIRD FLOR CAMBRIDGE MA 02138 042103580 501(C)(3) 20000 RESEARCH SCHOLAR FOX CHASE CANCER CENTER 3509 N BROAD STREE NO RM 936 PHILADELPHIA PA 19140 454540585 501(C)(3) 20000 RESEARCH SCHOLAR NEW YORK UNIVERSITY MEDICAL CENTER 105 E 17TH STREET 4TH FLOOR NEW YORK NY 10003 135562308 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DR LA JOLLA CA 92093 956006144 501(C)(3) 20000 RESEARCH SCHOLAR UNIVERSITY OF FLORIDA 925 NW 56TH TERRACE GAINESVILLE FL 32605 596002052 501(C)(3) 46000 RISING STAR AWARD UNIVERSITY OF MICHIGAN 839 GREEN STREET ANN ARBOR MI 48104 386006309 501(C)(3) 46000 RISING STAR AWARD 30 0 INTERNATIONAL EXCHANGE SCHOLARS 15 21500 DUCKETT LECTURER AWARD 2 3000 JU LECTURER 1 1000 BASIC SCIENCE SYMPOSIUM AWARD 10 6050 RETROSCOPE AWARD 1 1000 ART AND HISTORY AWARD 1 1000 HUGH HAMPTON YOUNG AWARD 1 2000 GOLD CYTOSCOPE AWARD 1 2000 LIFETIME ACHIEVEMENT 1 2000 RAMON GUITERAS AWARD 1 3000 POLITANO AWARD 1 2000 BRENDLER AWARD 6 18000 2014 WILLIAMS PROSTATE CANCER RESEARCH 1 2000 ARKANSAS AWARD 3 9000 RISING STAR 3 94000 PART I, LINE 2: THE USE OF GRANT FUNDS ARE MONITORED THROUGH AUAER'S REPRESENTATION AT SUB-SPECIALTY SOCIETY MEETINGS, REVIEW OF REPORTS, AND LIAISON RELATIONSHIPS WITH GRANT RECIPIENTS. X X X 1 1 X X X X 0 1 0 0 0 0 0 1 0 MICHAEL T SHEPPARD EXECUTIVE DIRECTOR, CEO 295896 159329 2232 1202 35387 19055 98304 52933 9574 5155 441393 237674 0 0 MARK P CAMPOBELLO CHIEF FINANCIAL OFFICER 156002 84001 24779 13343 10373 5586 24575 13232 9913 5338 225642 121500 0 0 KEVIN A WOHLFORT ASSOCIATE EXECUTIVE DIR. 176654 91003 28379 14620 9240 4760 26898 13856 12643 6513 253814 130752 0 0 JANET V SKOREPA ASSOCIATE EXECUTIVE DIR. 229932 0 36680 0 5971 0 41645 0 18793 0 333021 0 0 0 HENRIETTA D HUBBARD ASSOCIATE EXECUTIVE DIR. 217545 0 33865 0 0 0 33330 0 4071 0 288811 0 0 0 PATRICIA BANKS DIR. OF MARKETING & PUBLIC 100273 51656 10943 5638 0 0 18568 9566 9416 4850 139200 71710 0 0 DEBORAH F POLLY DIR. OF PUBLICATIONS 163948 0 17553 0 4785 0 25949 0 9082 0 221317 0 0 0 SHEILA STARK DIR. OF EDUCATION 134128 0 11808 0 0 0 15902 0 9162 0 171000 0 0 0 SUSAN A KERNS SR. MANAGER OF INFO. SYSTE 94711 48790 3632 1871 0 0 15400 7933 12699 6542 126442 65136 0 0 BARBARA B HARTFORD DIR. OF FINANCE 89176 45939 9530 4910 0 0 17423 8976 2604 1341 118733 61166 0 0 PART I, LINE 1A OFFICERS AND DIRECTORS ARE ENTITLED TO FIRST CLASS TRAVEL ON TRIPS OVER ESTABLISHED TIME AND DISTANCE LIMITS. THIS AMOUNT IS NOT INCLUDED IN TAXABLE COMPENSATION. OFFICERS AND DIRECTORS ARE ENTITLED TO TRAVEL FOR COMPANIONS ON SELECT TRIPS DURING THE YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. THE PRESIDENT, THE PRESIDENT ELECT, AND THE IMMEDIATE PAST PRESIDENT RECEIVE TAX INDEMNIFICATION AND GROSS UP PAYMENTS FOR 50% OF THEIR SPOUSAL TRAVEL IN THE FOLLOWING YEAR. THIS AMOUNT IS INCLUDED IN TAXABLE COMPENSATION. PART I, LINE 7 THE ORGANIZATION HAS AN ANNUAL DISCRETIONARY BONUS PLAN FOR SENIOR MANAGEMENT BASED ON PERFORMANCE. SCHEDULE J, PART I, LINE 4(B): THE ORGANIZATION HAS A 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN. THE PLAN IS INTENDED TO BE UNFUNDED AND MAINTAINED PRIMARILY FOR THE PURPOSES OF PROVIDING DEFERRED COMPENSATION BENEFITS TO A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES. A DESIGNATED COMMITTEE OF THE BOARD IN ITS DISCRETION NAMES THOSE WHO WILL PARTICIPATE IN THE PLAN. CREDITS TO THE DEFERRED COMPENSATION ACCOUNT OF EACH PARTICIPANT ARE DETERMINED EACH PLAN YEAR BY THE EMPLOYER. A MARYLAND ECONOMIC DEVELOPMENT CORPORATION 521376562 2012-09-05 8275000 TO REFUND ISSUERS REVENUE BONDS SERIES 2002 0 0 0 A 970000 8275000 8275000 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 1 0 0 0 0 A 1 SCHEDULE K, PART IV, LINE 1C 06/05/2007 AND 09/05/2012 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE HAS DELEGATED AUTHORITY ONLY TO HANDLE THE DETAILS OF MANAGEMENT BETWEEN BOARD MEETINGS. HOWEVER, THE EXECUTIVE COMMITTEE REPORTS BACK TO THE FULL BOARD, WHICH NORMALLY SHOULD RATIFY ANY SIGNIFICANT DECISION OR ACTION OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 4 1. ARTICLE V COMMITTEES SECTION 11 PUBLIC MEDIA COMMITTEE: TERMS OF THE CHAIR AND VICE-CHAIR WERE MODIFIED FROM ONE-YEAR TO TWO-YEAR TERMS TO EXTEND CONTINUITY WITH THE PRESS/MEDIA DURING THE ANNUAL MEETING AND THROUGHOUT THE CALENDAR YEAR. SECTION 13 SCIENCE AND QUALITY COUNCIL: A NEW SCIENCE & QUALITY COUNCIL WAS ADDED TO THE AUAER BYLAWS. THE COUNCIL PROVIDES OVERSIGHT TO THE PRACTICE GUIDELINES, QUALITY IMPROVEMENT AND PATIENT SAFETY AND DATA COMMITTEES. THE SEPARATE SECTION REGARDING THE PRACTICE GUIDELINES COMMITTEE WAS REMOVED AS IT IS NOW A SUBCOMPONENT COMMITTEE OF THE S&Q COUNCIL. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS HAVE A RIGHT TO APPROVE/CHANGE BYLAWS AND TO ELECT THE TREASURER AND SECRETARY OFFICER POSITIONS OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION A, LINE 7B SEE EXPLANATION FOR LINE 6. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE, SENIOR STAFF, AND AN ELECTRONIC COPY WAS PROVIDED TO THE ENTIRE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL COMMITTEE MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE COI'S ARE REVIEWED BY ALL COMMITTEE CHAIRMEN PRIOR TO ALL MEETINGS. THE REVIEW IS LISTED AS A DISCUSSION ITEM ON EVERY COMMITTEE AGENDA AND THE REVIEW AND DISCUSSION IS DOCUMENTED IN THE COMMITTEE MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE CEO'S SALARY IS DETERMINED EACH YEAR BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS COMMITTEE IS COMPRISED OF THREE AUAER BOARD MEMBERS. THE AUAER TREASURER, DIRECTOR OF HUMAN RESOURCES AND AED, FINANCE & ORGANIZATIONAL SERVICES SERVE AS NON-VOTING LIAISONS/ADVISORS TO THE COMMITTEE. AT THE BEGINNING OF THE CONTRACT PERIOD (5 YEARS AS OF 2013) HUMAN RESOURCES CONDUCTED A SALARY SURVEY AND IT WAS DETERMINED THAT THE CEO'S SALARY WOULD BE INCREASED TO THE 75TH PERCENTILE OF THE 2013 AVERAGE SALARY FOR COMPARABLE POSITIONS. A PROPOSED PLAN WAS PREPARED TO REACH THIS TARGET OVER THE FIVE YEAR PERIOD. A COMPREHENSIVE PERFORMANCE REVIEW WAS COMPLETED BY VARIOUS GROUPS INCLUDING AUAER STAFF, BOARD MEMBERS AND COMMITTEE CHAIRS. THE COMPENSATION COMMITTEE'S RECOMMENDATION WAS REVIEWED AND VOTED ON BY THE BOARD OF DIRECTORS. ALL COMPENSATION DISCUSSIONS ARE CONDUCTED DURING AN EXECUTIVE SESSION OF THE BOARD WHERE THE CEO IS NOT PRESENT. AUAER DOES NOT HAVE A FORMAL PROCESS THAT INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILLITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION FOR DETERMINING COMPENSATION OF THE OTHER OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION. HOWEVER, THE ORGANIZATION DOES SUBSCRIBE TO SALARY SURVEYS AND USES AN INTERNAL COMPENSATION COMMITTEE TO REVIEW THE COMPENSATION OF SELECT POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND THE CONFLICT OF INTEREST POLICY ARE ALL AVAILABLE UPON REQUEST AT OUR CORPORATE OFFICE, 1000 CORPORATE BOULEVARD, LINTHICUM, MD 21090 FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART I, LINE 6 THE NUMBER OF VOLUNTEERS IS ESTIMATED BY CALCULATING THE NUMBER OF VOLUNTEERS BASED ON THE PARTICIPATION ON PHYSICIAN COMMITTEES. FORM 990, PART VII THE BOARD OF DIRECTORS AND COMMITTEE MEMBERS OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH, INC. (AUAER) ROTATE ON A FISCAL YEAR CYCLE TYPICALLY JUNE 1ST THROUGH MAY 31ST. FORM 990, FUNCTIONAL EXPENSES EMPLOYEES OF THE AMERICAN UROLOGICAL ASSOCIATION EDUCATION AND RESEARCH (AUAER) ALSO PROVIDE SERVICES TO THE AMERICAN UROLOGICAL ASSOCIATION, INC. (AUA), A RELATED EXEMPT ORGANIZATION, AND TO THE UROLOGY CARE FOUNDATION, INC. (UCF), A RELATED EXEMPT ORGANIZATION. THE AUA AND THE UCF REIMBURSE THE AUAER FOR THOSE SERVICES AS WELL AS FOR ANY USE OF BUILDING OR OTHER ASSETS OWNED BY THE AUAER THROUGH A COST SHARING ARRANGEMENT. AMERICAN UROLOGICAL ASSOCIATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 522205122 EXEMPT ORGANIZATION MD 501(C)(6) N/A 0 UROLOGY CARE FOUNDATION INC 1000 CORPORATE BOULEVARD LINTHICUM HEIGHTS MD 21090 203210212 EXEMPT ORGANIZATION MD 501(C)(3) 7 N/A 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0