2015-07-27T16:54:20-05:00 2014-12-31 461497033 EKS&H LLLP 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372521 990 2014-01-01 841003771 DONOR ALLIANCE INC DONO 3033294747 720 S COLORADO BLVD NO 800-N DENVER CO 80246 SUSAN M DUNN PRESIDENT/CEO 3033294747 2015-07-20 1 DORI J EGGETT P00645252 3037409400 2014 2016-04-25 22:37:26Z SUSAN M DUNN 720 S COLORADO BLVD STE 800-N DENVER CO 80246 71588719 0 X WWW.DONORALLIANCE.ORG X 1985 CO DONOR ALLIANCE SAVES LIVES THROUGH ORGAN AND TISSUE DONATION AND TRANSPLANTATION. 8 8 145 256 0 0 1892684 1954474 31073751 29208525 337734 307569 18246 20159 33322415 31490727 0 0 0 0 11873083 11666865 0 0 0 16049709 16147101 27922792 27813966 5399623 3676761 62120025 65809630 3633342 3268527 58486683 62541103 X SEE SCHEDULE O 0 0 21764946 29066596 CLINICAL ACTIVITIES FOR ORGAN AND TISSUE DONATIONSEE SCHEDULE O 1637382 185913 COMMUNITY RELATIONS AND PUBLIC EDUCATIONSEE SCHEDULE O 23402328 1 1 0 1 0 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 116 0 1 145 1 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X ANN BARTLETT 3033294747 720 S COLORADO BLVD SUITE 800-N DENVER CO 80246 JOHN HARNEY DIRECTOR 1.00 X 0 0 0 JUDY HUTCHISON DIRECTOR 1.00 X 0 0 0 IGAL KAM MD DIRECTOR 1.00 X 0 0 0 BRADLEY KORNFELD ESQ CHAIR 4.00 X X 0 0 0 DEB SMITH CHAIRMAN ELECT 1.00 X X 0 0 0 KEVIN SMITH SEC/TREASURER 2.00 X X 0 0 0 MARY WHITE DIRECTOR 1.00 X 0 0 0 BEN VERNON DIRECTOR 1.00 X 0 0 0 SUSAN M DUNN PRESIDENT/CEO 40.00 X 479238 0 46047 JENNIFER PRINZ COO 40.00 X 264168 0 36508 RANDAL WILSON INTERIM CFO 40.00 X 134637 0 689 MICHAEL ELLIS CFO 40.00 X 119329 0 3627 STEVE KELLEY ORGAN SURGICAL SPEC. 40.00 X 224976 0 23967 STEVE MANSFIELD DIRECTOR TISSUE 40.00 X 167136 0 21760 LORRIE ASTON-LINQUIST DIRECTOR SPECIAL PROJ. 40.00 X 146647 0 18506 JOSEPH RUTERBORIES DIRECTOR ORGAN 40.00 X 133408 0 23542 GRACE HARCEK DIRECTOR OF QUALITY 40.00 X 127868 0 25191 1797407 0 199837 13 0 1 0 MOUNTAIN AVIATION INC 9656 METRO AIRPORT AVENUE BROOMFIELD CO 80021 CHARTER AIRCRAFT 1606327 LABS INC PO BOX 843224 KANSAS CITY MO 64184 TESTING LABORATORY 1145128 UNIVERSITY PHYSICIANS INC PO BOX 110247 AURORA CO 80042 PHYSICIAN SERVICES 1113688 MIDWEST TRANSPLANT NETWORK PO BOX 843313 KANSAS CITY MO 64184 ORGAN PROCUREMENT 704300 MID-AMERICA TRANSPLANT 1110 HIGHLANDS PLAZA DR ST LOUIS MO 63110 ORGAN PROCUREMENT 630921 22 1954474 1954474 ORGAN FEES 900099 16763803 16763803 BONE AND TISSUE FEES 900099 11957351 11957351 INCOME FROM AFFILIATE 900099 345442 345442 DONOR DASH 900099 141929 141929 29208525 538207 538207 39867354 40097992 -230638 -230638 -230638 MISCELLANEOUS REVENUE 900099 20159 20159 20159 31490727 29208525 0 327728 1797406 1064202 733204 7238555 6112880 1125675 854048 698355 155693 1151200 975601 175599 625656 516746 108910 672224 319219 353005 45673 45673 60442 60442 1557 1557 79215 79215 30815 250 30565 238625 238625 306643 84060 222583 446607 336848 109759 1150133 581941 568192 451882 426513 25369 48570 48570 589446 402514 186932 302945 302945 ORGAN HOSPITAL COSTS 8499464 8499464 OTHER PROGRAM EXPENSES 1227957 1227957 MEDICAL SUPPLIES 1027287 1027287 PROGRAM EDUCATION & COM 817295 817295 150321 24001 126320 27813966 23402328 4411638 0 6866956 8245140 4712209 4854147 342556 626925 693471 994743 9495169 3378541 6572427 6116628 27381561 29074122 15527426 15872868 23419 25057 62120025 65809630 3267396 2929683 365946 338844 3633342 3268527 X 58176303 62266855 310380 274248 58486683 62541103 62120025 65809630 3676761 525640 -147980 0 X X 0 1 X 1 0 X 511431 1799705 1824324 1892684 1954474 7982618 30627040 31926162 28943789 31073751 29208525 151779267 31138471 33725867 30768113 32966435 31162999 159761885 0 11006288 9383528 9191051 9170424 10653197 49404488 11006288 9383528 9191051 9170424 10653197 49404488 110357397 233725 298888 497746 580548 538207 2149114 233725 298888 497746 580548 538207 2149114 5398 5398 -3174 3040 32549 18246 20159 70820 31369022 34033193 31298408 33565229 31721365 161987217 0.68130 0.67320 0.01330 0.01230 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1557 1557 0 PART II-B, LINE 1: OTHER LOBBYING ACTIVITIES PART II-B, LINE1(I) DONOR ALLIANCE IS A MEMBER OF THE ASSOCIATION OF ORGAN PROCUREMENT ORGANIZATIONS (AOPO). 5.85% OF ASSOCIATION DUES REPRESENT PAYMENTS FOR AOPO LOBBYING EXPENSES. TOTAL AMOUNT OF DUES THAT REPRESENT LOBBYING EXPENDITURES WERE $1,268. DONOR ALLIANCE ALSO ENGAGED PROFESSIONAL LOBBYING SERVICES IN THE AMOUNT $289. 258620 258620 4755722 452458 4303264 601906 401640 200266 3274948 2144329 1130619 603973 380114 223859 6116628 INVESTMENT IN ALLOSOURCE 15872868 C 15872868 DEFERRED RENT AND LEASEHOLD IMPROVEMENTS 338844 338844 X 31937151 525639 525639 31411512 79215 79215 31490727 27734752 0 27734752 79215 79215 27813967 PART X, LINE 2: THE ORGANIZATION APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVALUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF DECEMBER 31, 2014 OR 2013. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSE. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF DECEMBER 31, 2014 OR 2013. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2011 THROUGH THE CURRENT YEAR. X X X 1 0 0 0 0 0 0 0 0 SUSAN M DUNN PRESIDENT/CEO 374628 0 104610 0 0 0 32808 0 13239 0 525285 0 0 0 JENNIFER PRINZ COO 232630 0 31538 0 0 0 23597 0 12911 0 300676 0 0 0 STEVE KELLEY ORGAN SURGICAL SPEC. 186522 0 38454 0 0 0 11296 0 12671 0 248943 0 0 0 STEVE MANSFIELD DIRECTOR TISSUE 143943 0 23193 0 0 0 5576 0 16184 0 188896 0 0 0 PART I, LINE 4A MICHAEL ELLIS RECEIVED A SEVERANCE PAYMENT OF $27,500 FORM 990, PART I, LINE 1 DONOR ALLIANCE SAVES LIVES THROUGH ORGAN AND TISSUE DONATION AND TRANSPLANTATION. AS A CENTER OF EXCELLENCE, DONOR ALLIANCE SERVES ALL WHO NEED TRANSPLANTATION BY OPTIMIZING AVAILABLE ORGANS AND TISSUES WITH A COMMITMENT TO EDUCATION, COLLABORATION, INNOVATION, AND INFLUENCING POLICY. DONOR ALLIANCE IS ONE OF 58 FEDERALLY DESIGNATED, NON-PROFIT ORGAN PROCUREMENT ORGANIZATIONS SERVING COLORADO AND MOST OF WYOMING. ADDITIONALLY, IT IS A MEMBER OF AND ACCREDITED BY BOTH THE ASSOCIATION OF ORGAN PROCUREMENT ORGANIZATIONS (AOPO) AND AMERICAN ASSOCIATION OF TISSUE BANKS (AATB). FORM 990, PART III, LINE 4A LINE 4A CLINICAL ACTIVITIES FOR ORGAN AND TISSUE DONATION DONOR ALLIANCE IS A LEADER IN FACILITATING THE DONATION AND RECOVERY OF TRANSPLANTABLE ORGANS AND TISSUES. WITH MORE THAN 120,000 PEOPLE AWAITING TRANSPLANTATION THROUGHOUT THE COUNTRY AND OVER 2,400 IN THE STATES OF COLORADO AND WYOMING, DONOR ALLIANCE IS DEDICATED AND FOCUSED ON RECOVERING LIFESAVING ORGANS FOR THOSE AWAITING TRANSPLANTATION. IN ORDER TO FULFILL ITS MISSION OF SAVING LIVES THROUGH ORGAN DONATION AND TRANSPLANTATION, DONOR ALLIANCE ESTABLISHES AND MAINTAINS STRONG RELATIONSHIPS WITH DONOR HOSPITALS HELPING THE HOSPITAL MAXIMIZE THEIR DONATION OPPORTUNITIES. DONOR ALLIANCE DEPLOYS AN EFFECTIVE FAMILY APPROACH AND RECOVERY PROGRAMS IN MORE THAN 100 HOSPITALS IN THE TWO STATE SERVICE AREA. ADDITIONALLY, DONOR ALLIANCE SAVES AND HEALS LIVES BY FACILITATING THE RECOVERY OF TISSUE FOR THOSE NEEDING HUMAN TISSUE ALLOGRAFTS. DONOR ALLIANCE FACILITATED THE DONATION AND RECOVERY OF 337 ORGAN TRANSPLANTS FROM 109 LOCAL DONORS. IMPROVEMENTS IN INNOVATION AND STEWARDSHIP HELPED LEAD TO A 35% INCREASE OVER THE PREVIOUS HIGH MARK IN TISSUE DONORS; AS 1,590 LOCAL TISSUE DONORS ENABLED COUNTLESS LIVES TO BE SAVED AND HEALED. THE ORGANIZATION REPORTED A 90% AUTHORIZATION RATE, THE RATE AT WHICH ORGAN DONOR FAMILIES SAY YES TO DONATION WHEN APPROACHED. NEARLY 61% OF THE 109 LOCAL ORGAN DONORS AND 63% OF THE 1,590 TISSUE DONORS IN 2014 WERE LISTED ON EITHER THE COLORADO OR WYOMING STATE DONOR REGISTRIES, RESPECTIVELY. BELOW IS A LIST OF OTHER SIGNIFICANT ACCOMPLISHMENTS AND PROGRAMS FOR 2014: DONOR ALLIANCE MAINTAINED IN-HOUSE HOSPITAL COORDINATOR POSITIONS AT KEY HOSPITALS TO IMPROVE CUSTOMER SERVICE, DONATION OUTCOMES AND INTERACTIONS WITH DONOR HOSPITAL STAFF. DONOR ALLIANCE RECOGNIZED FOUR COLORADO HOSPITALS AT THE COLORADO HOSPITAL ASSOCIATION'S ANNUAL MEETING WITH ENDING THE WAIT AWARDS IN APPRECIATION OF THEIR EXTRAORDINARY EFFORTS IN ORGAN AND TISSUE DONATION. REPRESENTATIVE OF THE ORGANIZATION'S COMMITMENT TO INNOVATION AND PROCESS IMPROVEMENT, DONOR ALLIANCE CONTINUED ITS PERFORMANCE EXCELLENCE JOURNEY IN 2014 FOCUSING ON STREAMLINING ITS STRATEGIC PLANNING PROCESS BY USING THE BALDRIDGE CRITERIA. BUILDING ON ITS 2011 ACHIEVEMENT OF OPENING THE DOORS TO A FREE-STANDING RECOVERY CENTER, 40% OF THE 109 ORGAN DONORS IN THE SERVICE AREA IN 2014 WERE RECOVERED AT THE SPECIALIZED, DENVER-AREA FACILITY ENSURING STREAMLINED PROCESSES. TISSUE UTILIZATION OF THE FACILITY WAS AT 95% WITH 1,515 TISSUE RECOVERIES TAKING PLACE AT THE RECOVERY CENTER. FORM 990, PART III, LINE 4B LINE 4B COMMUNITY RELATIONS AND PUBLIC EDUCATION A LARGE BARRIER TO AUTHORIZATION FOR DONATION IS A LACK OF KNOWING THE FACTS ABOUT DONATION. MANY MYTHS AND MISCONCEPTIONS ABOUT ORGAN AND TISSUE DONATION PERSIST, AND PREVENT PEOPLE FROM BECOMING DONORS. DONOR ALLIANCE WORKS DIRECTLY WITH COMMUNITY LEADERS AND GATEKEEPERS TO PROVIDE INFORMATION, ANSWER QUESTIONS, LISTEN TO CONCERNS AND ULTIMATELY FIND WAYS TO ENCOURAGE NEW DONORS TO SAY "YES". DONOR ALLIANCE INSPIRES THE PUBLIC TO REGISTER AS ORGAN AND TISSUE DONORS THROUGH COMMUNITY PARTNERSHIPS, PUBLIC OUTREACH AND EDUCATION CAMPAIGNS THROUGHOUT ITS DONATION SERVICE AREA. COLORADO'S DONOR DESIGNATION RATE (THE RATE AT WHICH PEOPLE SAY YES WHEN OBTAINING OR RENEWING THEIR DRIVER'S LICENSE) WAS 67.7% PERCENT AT THE CLOSE OF 2014 - MAKING IT ONE OF THE HIGHEST PERFORMING STATE DONOR REGISTRIES IN THE NATION. WYOMING, RANKED WITHIN THE TOP 10 OF STATE DONOR REGISTRIES, CLOSED 2014 WITH A 59.6% PERCENT DONOR DESIGNATION RATE. DONOR ALLIANCE RUNS A PROGRAM WITH LOCAL BUSINESSES CALLED WORKPLACE PARTNERSHIP FOR LIFE. THIS PROGRAM ALLOWS COLORADO AND WYOMING BUSINESSES TO PARTNER WITH DONOR ALLIANCE TO INCREASE AWARENESS AND ENCOURAGE REGISTERING AS ORGAN, EYE, AND TISSUE DONORS. DONOR ALLIANCE ALSO MANAGES A SCHOOL-CURRICULUM PROGRAM THAT EDUCATES MIDDLE AND HIGH SCHOOL STUDENTS ON THE SCIENCE BEHIND ORGAN AND TISSUE DONATION. THE PROGRAM, TITLED TRANSPLANTATION SCIENCE, REACHED MORE THAN 10,500 STUDENTS IN BOTH COLORADO AND WYOMING IN 2014. THE ORGANIZATION'S COLLABORATION WITH THE COLORADO DIVISION OF MOTOR VEHICLES CONTINUED THROUGHOUT 2014 WITH OUTREACH, EDUCATION AND COLLATERAL MATERIALS PROVIDED TO ALL 56 DRIVER'S LICENSE OFFICES IN COLORADO AS WELL AS 29 IN WYOMING. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED FIRST INTERNALLY BY THE CFO AND CEO. IT IS THEN REVIEWED BY THE FINANCE/AUDIT COMMITTEE CHAIR AND PROVIDED TO THE BOARD OF DIRECTORS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST FORM IS FILLED OUT ANNUALLY BY ALL DIRECTORS AND EMPLOYEES, AND REVIEWED BY THE BOARD CHAIR AND CEO. AS PART OF THE FORM, THEY ACKNOWLEDGE THAT THEY WILL DISCLOSE ANY CONFLICTS WHICH CURRENTLY EXIST, OR ANY THAT MAY ARISE DURING THE YEAR. THE POLICY ADDRESSES "MOONLIGHTLING" OR ANY ACTIVITY WHEN A DIRECTOR, EMPLOYEE OR THEIR FAMILY MEMBER IS INVOLVED THAT MAY RESULT IN PERSONAL GAIN. BOARD DIRECTOR'S DISCLOSED CONFLICTS WILL BE ADDRESSED BY THE BOARD AND THE CONFLICTED PARTY WILL ABSTAIN FROM VOTING ON ANY MATTERS THAT DIRECTLY IMPACT THEIR FINANCIAL SITUATION. EMPLOYEE DISCLOSED CONFLICTS WILL BE ADDRESSED BY THE SENIOR LEADERSHIP OF DONOR ALLIANCE. FAILURE TO DISCLOSE CONFLICTS COULD RESULT IN DISMISSAL OF A DIRECTOR OR TERMINATION OF AN EMPLOYEE. FORM 990, PART VI, SECTION B, LINE 15 IN 2014, DONOR ALLIANCE UTILIZED A COMPENSATION CONSULTANT ALONG WITH INDEPENDENT THIRD PARTY SURVEYS AND ASSOCIATION OF ORGAN PROCUREMENT ORGANIZATIONS (AOPO) SURVEYS TO EVALUATE AND MAKE SALARY ADJUSTMENTS FOR THE TOP EXECUTIVES (CEO, COO AND CFO). THE SURVEYS WERE THEN COMMUNICATED AT AN ANNUAL MEETING OF THE EXECUTIVE COMPENSATION COMMITTEE. THE EXECUTIVE COMPENSATION COMMITTEE IS COMPRISED OF A SUBSET OF THE BOARD OF DIRECTORS AND NONE OF THE COMMITTEE MEMBERS HAS A CONFLICT OF INTEREST WITH REGARD TO COMPENSATION. THE CEO, COO AND CFO ARE NOT PRESENT AT THE MEETING DURING DISCUSSION OF THEIR COMPENSATION. ALL DISCUSSIONS ARE DOCUMENTED IN THE EXECUTIVE COMPENSATION COMMITTEE MEETING MINUTES. THE CHAIRMAN OF THE BOARD IS RESPONSIBLE FOR COMPLETING AN ANNUAL PERFORMANCE APPRAISAL ON THE CEO BASED ON PRE-DETERMINED GOALS AND COMPETENCIES. THE CEO IS RESPONSIBLE FOR COMPLETING AN ANNUAL PERFORMANCE APPRAISAL ON THE CFO AND COO BASED ON PRE-DETERMINED GOALS AND COMPETENCIES. AFTER ALL THE INFORMATION IS PRESENTED, THE EXECUTIVE COMPENSATION COMMITTEE APPROVES COMPENSATION LEVELS FOR THE NEXT YEAR BASED ON THE INDEPENDENT SALARY SURVEYS, PERFORMANCE EVALUATIONS, AND THE CEO'S RECOMMENDATION FOR THE COO AND CFO. KEY EMPLOYEES ARE EVALUATED ANNUALLY BY EXECUTIVE LEADERSHIP (CEO, CFO, AND COO) AND SALARY INCREASES ARE BASED ON THEIR PERFORMANCE, WITHIN PRESCRIBED SALARY RANGES. THE HUMAN RESOURCES DIRECTOR REVIEWS INDEPENDENT SALARY SURVEYS TO EVALUATE THE SALARY RANGES, AND THEY HAVE BEEN DETERMINED TO BE REASONABLE COMPARED TO ORGANIZATIONS OF SIMILAR SIZE AND SCOPE OF RESPONSIBILITY. PERFORMANCE IS BASED ON PRE-DETERMINED GOALS AND COMPETENCIES. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND ARTICLES OF INCORPORATION AND BY-LAWS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. PART XII, LINE 2C THERE HAS BEEN NO CHANGE IN THE SELECTION PROCESS. DONOR ALLIANCE FOUNDATION 720 S COLORADO BLVD SUITE 800-N DENVER CO 80246 841242267 PUBLIC AWARENESS CO 501(C)(3) 509(A)(3) N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0