2015-07-13T17:30:39-05:00 2014-08-31 946214841 ARMANINO LLP 12657 ALCOSTA BOULEVARD SUITE 500 SAN RAMON CA 945834600 990 2013-09-01 941156284 SAN FRANCISCO SYMPHONY SANF 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 JIM KIRK CFO 4155528000 2015-07-10 1 JOHN PANETTA P00365375 9257902600 2013 2016-02-25 16:41:14Z SAKURAKO FISHER DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 137130881 0 X WWW.SFSYMPHONY.ORG X 1910 CA TO ENRICH, SERVE, AND SHAPE CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES. 92 92 998 1850 51543 41699 33467450 29977665 27054885 30710124 24933829 30955877 -532125 -460021 84924039 91183645 97500 115850 0 0 42280401 43832868 440666 410198 5112111 30473820 30207212 73292387 74566128 11631652 16617517 315161678 341896193 43768159 46579022 271393519 295317171 X THE SAN FRANCISCO SYMPHONY SETS THE HIGHEST POSSIBLE STANDARD FOR EXCELLENCE IN MUSICAL PERFORMANCE AT HOME AND AROUND THE WORLD, ENRICHES, SERVES, AND SHAPES CULTURAL LIFE THROUGHOUT THE SPECTRUM OF BAY AREA COMMUNITIES, MAINTAINS FINANCIAL STABILITY AND GAINS PUBLIC RECOGNITION AS A MEANS OF ENSURING ITS ABILITY TO FULFILL ITS MISSION. 0 0 63065034 115850 31309333 THROUGH ITS ARTISTIC, EDUCATION AND COMMUNITY PROGRAMS, THE SAN FRANCISCO SYMPHONY EACH YEAR SERVES MORE THAN 600,000 BAY AREA RESIDENTS AND VISITORS OF EVERY ECONOMIC AND CULTURAL BACKGROUND IN OVER 200 CONCERTS. THE SYMPHONY ADDITIONALLY REACHES MILLIONS OF OTHERS THROUGHOUT THE UNITED STATES AND ABROAD THROUGH TOURING, RECORDING, THE WEB, AND RADIO AND TELEVISION BROADCASTS.THE GRAMMY AWARD WINNING SAN FRANCISCO SYMPHONY IS REGARDED INTERNATIONALLY AS ONE OF THE FOREMOST AMERICAN ORCHESTRAS. UNDER MUSIC DIRECTOR MICHAEL TILSON THOMAS, THE SYMPHONY OFFERS EXCITING CLASSICAL PROGRAMS WITH INTERNATIONALLY ACCLAIMED GUEST ARTISTS IN ITS 100+ CONCERT SUBSCRIPTION SERIES. OTHER ANNUAL SERIES INCLUDE THE GREAT PERFORMERS SERIES, MUSIC FOR FAMILIES AND THE CHAMBER MUSIC SERIES. IN ADDITION, THE ORCHESTRA OFFERS FREE COMMUNITY CONCERTS, AN ANNUAL SUMMER FESTIVAL AND DECEMBER HOLIDAY CONCERTS.THE SYMPHONY PROVIDES AN EXTENSIVE ARRAY OF MUSIC EDUCATION PROGRAMS FOR YOUTH AND ADULTS, MOST OF WHICH ARE FREE OF CHARGE. FOR YOUNG CHILDREN, THERE IS ADVENTURES IN MUSIC, A COMPREHENSIVE MUSIC EDUCATION PROGRAM IN EVERY SAN FRANCISCO PUBLIC ELEMENTARY SCHOOL SERVING OVER 25,000 CHILDREN AND CONCERTS FOR KIDS, REACHING NEARLY 35,000 SCHOOL CHILDREN EACH YEAR FROM AROUND THE GREATER BAY AREA. OTHER PROGRAMS INCLUDE A SPECIAL WEB SITE FOR CHILDREN, WWW.SFSKIDS.ORG, OFFERING YOUNGSTERS AROUND THE WORLD AN INTRODUCTION TO MUSIC, THE INSTRUMENT TRAINING PROGRAM FOR MIDDLE AND HIGH SCHOOL MUSIC STUDENTS; THE HOWARD SKINNER STUDENT FORUM, OFFERING GREATLY DISCOUNTED TICKETS TO COLLEGE STUDENTS; AND FREE TICKETS FOR HIGH SCHOOL AND COLLEGE MUSIC STUDENTS. FOR ADULTS, THE SYMPHONY PRESENTS INSIDE MUSIC TALKS, WHICH ARE FREE OF CHARGE BEFORE EACH CONCERT. OTHER PROGRAMS REACH ECONOMICALLY DISADVANTAGED BAY AREA RESIDENTS AND INCLUDE FREE OUTDOOR CONCERTS AND SEVERAL PROGRAMS DISTRIBUTING DISCOUNTED AND COMPLIMENTARY TICKETS. THE SYMPHONY'S WIDE-RANGING RECORDING AND MEDIA PROJECTS MAKE CLASSICAL MUSIC MORE ACCESSIBLE TO PEOPLE OF ALL AGES AND BACKGROUNDS, INCLUDING A NATIONAL PBS-TV SERIES OF DOCUMENTARIES AND CONCERTS, NATIONALLY SYNDICATED RADIO PROGRAMS, AND INTERACTIVE WEBSITES. 63065034 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 1 0 0 1 1 0 0 0 1 0 0 0 1 284 0 1 998 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 92 92 1 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X JIM KIRK CFO 4155528000 DAVIES SYMPHONY HALL 201 VAN NESS SAN FRANCISCO CA 941024585 SAKURAKO FISHER PRESIDENT 30.00 X X 0 0 0 GAIL L COVINGTON VICE PRESIDENT 3.00 X X 0 0 0 TED W HALL VICE PRESIDENT 3.00 X X 0 0 0 DAVID A HOYT VICE PRESIDENT 3.00 X X 0 0 0 RICHARD M KOVACEVICH VICE PRESIDENT 3.00 X X 0 0 0 PAUL S OTELLINI VICE PRESIDENT 3.00 X X 0 0 0 DAVID R STRAND VICE PRESIDENT 3.00 X X 0 0 0 ROBERT R TUFTS SECRETARY 3.70 X X 0 0 0 AIDA M ALVAREZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MICHAEL ANDERS MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 NANCY H BECHTLE MEMBER, BOARD OF GOVERNORS 2.40 X 0 0 0 LYDIA I BEEBE MEMBER, BOARD OF GOVERNORS 1.60 X 0 0 0 ATHENA T BLACKBURN MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 BARBARA BROOKINS-SCHNEIDER MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 CAROL FRANC BUCK MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MRS HERBERT E CAEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 RICHARD A CARRANZA MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CAROL CASEY MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 IRIS CHAN MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 JOHN S CHEN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DR YANEK S Y CHIU MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MATT COHLER MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MARGARET LIU COLLINS MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 NANCY R CONNER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MICHLE BEIGEL CORASH MEMBER, BOARD OF GOVERNORS 2.40 X 0 0 0 COURTENAY C CORRIGAN MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MRS ROBERT A CORRIGAN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DEREK L DEAN MEMBER, BOARD OF GOVERNORS 2.30 X 0 0 0 DIXON R DOLL MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MARY C FALVEY MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MRS DONALD G FISHER MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 A JOHN GAMBS MEMBER, BOARD OF GOVERNORS 3.10 X 0 0 0 PRISCILLA B GEESLIN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHARLES M GESCHKE MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 GORDON P GETTY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JOHN D GOLDMAN MEMBER, BOARD OF GOVERNORS 2.40 X 0 0 0 EMMA GOLTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ANETTE L HARRIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GARY L HEIDENREICH MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 JIM HENRY MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 KENNETH L HIRSCH MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 GREGORY E JOHNSON MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MARK A JUNG MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JUDI KANTER MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MRS WILLIAM R KIMBALL MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 F CURT KIRSCHNER MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 JANET W LAMKIN MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 CHRISTINE E LAMOND MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MAX LEVCHIN MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 FRED M LEVIN MEMBER, BOARD OF GOVERNORS 1.40 X 0 0 0 MARYON DAVIES LEWIS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 RAYMOND K Y LI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GORRETTI LO LUI MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 MARC T MACAULAY MEMBER, BOARD OF GOVERNORS 1.60 X 0 0 0 REBECCA MACIEIRA-KAUFMANN MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 RICHARD B MADDEN MEMBER, BOARD OF GOVERNORS 1.60 X 0 0 0 MRS MERRILL L MAGOWAN MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 MRS J STANLEY MATTISON MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 AMY S MCCOMBS MEMBER, BOARD OF GOVERNORS 1.10 X 0 0 0 NAN TUCKER MCEVOY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 KENNETH P MCNEELY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 WILLIAM F MEEHAN III MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 J WILLIAM MORRIS III MEMBER, BOARD OF GOVERNORS 2.00 X 0 0 0 MRS JOHN F NICOLAI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ROBERT G O'DONNELL MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 MRS JAMES C PARAS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 LAURA K PFAFF MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PAULA B PRETLOW MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 RICHARD M ROSENBERG MEMBER, BOARD OF GOVERNORS 1.80 X 0 0 0 DIANE L SCHAFFER MEMBER, BOARD OF GOVERNORS 1.20 X 0 0 0 FREDERIC M SEEGAL MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 SHARON L SETO MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 MRS GEORGE P SHULTZ MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 TRINE SORENSEN MEMBER, BOARD OF GOVERNORS 1.80 X 0 0 0 PATRICIA SUGHRUE SPRINCIN MEMBER, BOARD OF GOVERNORS 1.70 X 0 0 0 NICHOLAS E TOUSSAINT MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 TONY TROUSSET MEMBER, BOARD OF GOVERNORS 1.30 X 0 0 0 M ISABEL VALDS MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 GE WANG MEMBER, BOARD OF GOVERNORS 1.50 X 0 0 0 ANITA L WORNICK MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 PAUL H BAASTAD LIFE GOVERNOR 1.20 X 0 0 0 ANDREW S BERWICK JR LIFE GOVERNOR 1.00 X 0 0 0 PAUL A BISSINGER JR LIFE GOVERNOR 1.00 X 0 0 0 MRS HAROLD BRUMBAUM LIFE GOVERNOR 1.00 X 0 0 0 MRS W JOHN BUCHANAN LIFE GOVERNOR 1.00 X 0 0 0 RAMON C CORTINES LIFE GOVERNOR 1.00 X 0 0 0 PHILIP S EHRLICH LIFE GOVERNOR 1.00 X 0 0 0 MRS A BARLOW FERGUSON LIFE GOVERNOR 1.00 X 0 0 0 JAMES C HORMEL LIFE GOVERNOR 1.00 X 0 0 0 EFF W MARTIN LIFE GOVERNOR 1.00 X 0 0 0 ELLEN MAGNIN NEWMAN LIFE GOVERNOR 1.50 X 0 0 0 MRS WILLIAM H ORRICK JR LIFE GOVERNOR 1.00 X 0 0 0 CARL F PASCARELLA LIFE GOVERNOR 1.00 X 0 0 0 MRS EVAN R PETERS LIFE GOVERNOR 1.00 X 0 0 0 GENELLE RELFE LIFE GOVERNOR 1.00 X 0 0 0 MRS CHARLES R SCHWAB LIFE GOVERNOR 1.00 X 0 0 0 BARRY H STERLING LIFE GOVERNOR 1.00 X 0 0 0 DONALD T VALENTINE LIFE GOVERNOR 1.00 X 0 0 0 F CLARK WARDEN LIFE GOVERNOR 1.00 X 0 0 0 WILLIAM J ZELLERBACH LIFE GOVERNOR 1.00 X 0 0 0 JEFF BLEICH MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 KELLY LYNN CANADY MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 DEAN CASH MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 ALI ROWGHANI MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 JACK WILLIAM VAN GEEM MEMBER, BOARD OF GOVERNORS 1.00 X 0 0 0 BRENT ASSINK EXECUTIVE DIRECTOR 60.00 X 478476 0 78836 JAMES KIRK CHIEF FINANCIAL OFFICER 60.00 X 210843 0 30590 JOHN KIESER GENERAL MANAGER 60.00 X 202912 0 51975 ANNE JOHNSON START 012313 DIRECTOR, DEVELOPMENT 60.00 X 267678 0 651 NAN KEETON DIRECTOR OF EXTERNAL AFFAIRS 60.00 X 245265 0 24299 ALEXANDER BARANTSCHIK CONCERTMASTER 60.00 X 483423 0 80322 RAGNAR BOHLIN CHORUS DIRECTOR 60.00 X 249358 0 19758 JONATHAN VINOCOUR PRINCIPAL VIOLA 60.00 X 245461 0 16348 MARK INOUYE PRINCIPAL TRUMPET 60.00 X 245839 0 23664 2629255 0 326443 9 0 1 0 MTT INC 1745 BROADWAY 18TH FLOOR NEW YORK NY 10019 MUSIC DIRECTOR 2105920 HATHAWAY DINWIDDIE CONSTRUCTION 275 BATTERY STREET SUITE 300 SAN FRANCISCO CA 94111 CONSTRUCTION SERVICE 793972 SD&A TELESERVICES INC 5757 WEST CENTURY BLVD STE 300 LOS ANGELES CA 90045 PROFESSIONAL FUNDRAISER 790743 LAHLOUH INC 1649 ADRIAN ROAD BURLINGAME CA 94010 PRINTING/MAILING 651512 AECOM TECHNICAL SERVICE 4840 COX ROAD GLEN ALLEN VA 20360 CAPITAL PROJECT CONSULTANTS 603361 23 3649689 920125 25407851 3267880 29977665 CONCERT & RELATED REVENUES 711130 29661049 29661049 VOLUNTEER COUNCIL 711130 789601 789601 SFS MEDIA 515100 259474 259474 30710124 17015570 27211 16988359 24332 0 24332 24332 24332 57239669 2400 43076021 225741 14163648 -223341 13940307 13940307 776167 3649689 2031672 -1255505 -1255505 1213011 613802 599209 599209 MISCELLANEOUS 900099 171943 171943 171943 91183645 31309333 51543 29845104 115850 115850 1416589 454719 693601 268269 29278223 25308770 2220522 1748931 5836128 5547987 207481 80660 5226569 4612216 391418 222935 2075359 1735150 190228 149981 243573 243573 178216 178216 9503 5669 3834 410198 410198 298134 298134 3055310 2883085 61186 111039 1317768 1129056 15692 173020 1126182 806103 195423 124656 374683 22244 323845 28594 306506 306506 740903 219463 467111 54329 144294 51679 28181 64434 1334821 1165617 60981 108223 451758 73280 378478 CONCERT PRODUCTION 16399313 16383982 15331 OTHER EXPENSES 2074980 464065 200978 1409937 AMORTIZATION 1113787 1112844 265 678 CREDIT CARD FEES 654369 485341 20534 148494 383112 181408 193971 7733 74566128 63065034 6388983 5112111 2986998 2170905 311732 504361 4738211 7079639 17109826 8334815 567475 3015480 2864690 3069213 565397 657940 4169827 3430711 34540811 16446765 18465591 18094046 197397709 238578662 61053920 50747249 8229032 8888438 315161678 341896193 4212496 4171222 12814823 12718555 2300000 6700000 24440840 22989245 43768159 46579022 X 52507178 54112032 80996645 98672567 137889696 142532572 271393519 295317171 315161678 341896193 X 16617517 8679341 -1373206 X X 0 1 X 1 0 X 30887904 51541717 29724139 33467450 30286451 175907661 30887904 51541717 29724139 33467450 30286451 175907661 19216619 156691042 3334967 3184276 3979716 7247759 31179218 48925936 42513 41228 128488 36429 46332 294990 357787 323703 432248 302812 171943 1588493 226717080 0.69110 0.76540 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18346 18346 62988010 63006356 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 12251 20038 18346 50635 250000 250000 250000 750000 1125000 111500 X X X REPLICA FOR ANNUAL POSTER 0 283364803 6541564 39550972 17236796 312220543 268040050 3998608 26941005 15614860 283364803 262125035 3398740 19729648 17213373 268040050 232661245 20521288 24946947 16004445 262125035 230679902 6872990 10899942 15791589 232661245 0.26370 0.45650 0.27980 1 0 17097400 11337383 5760017 16403116 5109382 11293734 1040295 1040295 18094046 LIMITED PARTNERSHIPS AND OTHERS 50747249 C 50747249 LIABILITES TO BENEFICIARY OF SPLIT INT. AGREEMENTS 2731922 PENSION BENEFIT LIABILITIES 15257323 UNEARNED CHALLENGE GRANT 5000000 22989245 X 102852902 8679341 644118 2645474 11968933 90883969 299676 299676 91183645 77556044 644118 2645474 3289592 74266452 299676 299676 74566128 PART III, LINE 1A: THE SYMPHONY RECEIVES A DONATED WATERCOLOR, WHICH IS CAPITALIZED AS PART OF IMPROVEMENTS, FURNITURE, AND EQUIPMENT. THE DONATED WATERCOLOR IS BEING MAINTAINED AS PART OF THE SYMPHONY'S COLLECTION. THE SYMPHONY MAINTAINS OTHER ARTWORK AROUND DAVIES SYMPHONY HALL, BUT NO OTHER ITEMS ARE RECORDED AS ASSETS. PART X, LINE 2: THE SYMPHONY HAS EVALUATED ITS CURRENT TAX POSITIONS ON UNRELATED BUSINESS INCOME AND HAS CONCLUDED THAT AS OF AUGUST 31, 2014, THE SYMPHONY DOES NOT HAVE ANY SIGNIFICANT UNCERTAIN TAX POSITIONS FOR WHICH A RESERVE WOULD BE NECESSARY. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,031,672. COST OF GOODS SOLD 613,802. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 2,031,672. COST OF GOODS SOLD 613,802. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EUROPEAN TOURS 148304 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 2317723 0 0 0 0 0 0 2466027 0 2466027 1 0 0 0 0 0 X X X X X X X 1 SD&A TELESERVICES INC 5757 W CENTURY BLVD SUITE 300 LOS ANGELES CA 90045 CONSULT AND SOLICIT FOR TELEFUNDRAISING 0 959071 379598 579473 THE HOLMAN GROUP 6240 PRIMROSE AVENUE LOS ANGELES CA 90068 ASSIST IN OBTAINING SPONSORSHIPS WITH CORPORATIONS 0 180000 31285 148715 1139071 410883 728188 OPENING GALA 2638684 2322718 315966 14840 1097074 SPRING GALA 719844 669744 50100 7240 234184 3 1067328 657227 410101 39700 638634 4425856 3649689 776167 61780 1969892 2031672 -1255505 1 SAN FRANCISCO CONSERVATORY OF MUSIC 50 OAK STREET SAN FRANCISCO CA 94102 941156610 501(C)(3) 31665 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES AP GIANNINI MIDDLE SCHOOL 3151 ORTEGA ST SAN FRANCISCO CA 94122 946000416 GOVERNMENT 18145 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES LOWELL HIGH SCHOOL 1101 EUCALYPTUS DR SAN FRANCISCO CA 94132 946000416 GOVERNMENT 12132 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES GEORGE WASHINGTON HIGH SCHOOL 600 32ND AVENUE SAN FRANCISCO CA 94121 946000416 GOVERNMENT 6204 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES KIPP SF BAY ACADEMY 1430 SCOTT STREET 3RD FLOOR SAN FRANCISCO CA 94115 205010766 GOVERNMENT 10542 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES PRESIDIO MIDDLE SCHOOL 450 30TH AVENUE SAN FRANCISCO CA 94121 946000416 GOVERNMENT 37162 FMV TICKETS TO PROVIDE THE COMMUNITY FREE ACCESS TO SELECT SYMPHONY PERFORMANCES 6 PART I, LINE 2: THE SYMPHONY DONATES TICKETS TO VARIOUS ORGANIZATIONS, PREDOMINANTLY RELATED TO EDUCATION. SYMPHONY STAFF MEMBER(S) WORK DIRECTLY WITH THE SCHOOLS AND ATTEND CONCERTS TO PERSONALLY WELCOME THE TEACHERS AND STUDENTS WHO ARE ATTENDING THESE CONCERTS. X X X X 0 1 0 0 0 0 0 0 0 BRENT ASSINK EXECUTIVE DIRECTOR 471665 0 0 0 6811 0 59793 0 19043 0 557312 0 0 0 JAMES KIRK CHIEF FINANCIAL OFFICER 210714 0 0 0 129 0 10607 0 19983 0 241433 0 0 0 JOHN KIESER GENERAL MANAGER 202783 0 0 0 129 0 51081 0 894 0 254887 0 0 0 ANNE JOHNSON START 012313 DIRECTOR, DEVELOPMENT 265579 0 0 0 2099 0 0 0 651 0 268329 0 0 0 NAN KEETON DIRECTOR OF EXTERNAL AFFAIRS 245202 0 0 0 63 0 4292 0 20007 0 269564 0 0 0 ALEXANDER BARANTSCHIK CONCERTMASTER 482631 0 0 0 792 0 42125 0 38197 0 563745 0 0 0 RAGNAR BOHLIN CHORUS DIRECTOR 193313 0 0 0 56045 0 11581 0 8177 0 269116 0 0 0 JONATHAN VINOCOUR PRINCIPAL VIOLA 245365 0 0 0 96 0 0 0 16348 0 261809 0 0 0 MARK INOUYE PRINCIPAL TRUMPET 245719 0 0 0 120 0 12361 0 11303 0 269503 0 0 0 PART I, LINE 4B THE EXECUTIVE DIRECTOR PARTICIPATES IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN. SFS CONTRIBUTED $17,500 TO THE PLAN IN FEBRUARY 2013. DIXON DOLL BOARD MEMBER IS A GENERAL PARTNER IN A LIMITED PARTNERSHIP 155000 DURING THE YEAR ENDED AUGUST 31, 2014, THE SYMPHONY INVESTED $155,000 IN A VENTURE CAPITAL LIMITED PARTNERHSIP, WHICH INVESTS IN A FUND OF WHICH A BOARD MEMBER IS A GENERAL PARTNER. THE SYMPHONY'S FUTURE CAPITAL COMMITMENTS RELATED TO THIS PARTNERSHIP AS OF AUGUST 31, 2014, WAS 450,000. 0 X 1 11000 FMV X 314540 ANNUAL SALES REVENUE X 127 2222722 FMV X 163 144716 FMV X GOODS & SERVI 6 529402 X PIANO 1 45500 FMV 0 1 0 PART I, COLUMN (B): THE ORGANIZATION REPORTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 TWO MEMBERS OF THE BOARD, DORIS FISHER AND SAKURAKO FISHER, ARE RELATED BY MARRIAGE. FORM 990, PART VI, SECTION A, LINE 6 THE BYLAWS STATE THAT EACH PERSON OR ENTITY WHO OR WHICH HAS SUBSCRIBED TO AT LEAST THREE CONCERTS IN ANY REGULAR SEASON SYMPHONY SERIES OF THE CORPORATION AND HAS CONTRIBUTED AT LEAST $350.00 TO THE CORPORATION DURING A PERIOD OF TWELVE MONTHS ENDING UPON THE 60TH DAY BEFORE THE ANNUAL OR ANY SPECIAL MEETING OF VOTING MEMBERS SHALL BE A VOTING MEMBER, ENTITLED TO ONE VOTE, AT SUCH ANNUAL OR SPECIAL MEETING. FORM 990, PART VI, SECTION A, LINE 7A EACH PERSON OR ENTITY WHO OR WHICH HAS SUBSCRIBED TO AT LEAST THREE CONCERTS IN ANY REGULAR SEASON SYMPHONY SERIES AND HAS CONTRIBUTED AT LEAST $350.00 TO THE CORPORATION DURING A PERIOD OF TWELVE MONTHS ENDING UPON THE 60TH DAY BEFORE THE ANNUAL MEETING SHALL BE A VOTING MEMBER. THE VOTING MEMBERS, AT EACH OF THEIR ANNUAL MEETINGS, SHALL ELECT APPROXIMATELY ONE-THIRD OF THE TOTAL NUMBER OF GOVERNORS, ROUNDED TO SUCH NEAREST WHOLE NUMBER AS DETERMINED BY THE BOARD OF GOVERNORS. FORM 990, PART VI, SECTION B, LINE 11 ON BEHALF OF THE BOARD OF GOVERNORS, THE AUDIT COMMITTEE SHALL HAVE THE RESPONSIBILITY TO REVIEW THE SYMPHONY'S FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. THE COMMITTEE IS PROVIDED WITH A COMPLETE COPY OF THE FILING, INCLUDING ALL SUPPORTING SCHEDULES AND ATTACHMENTS. A MEETING OF THE AUDIT COMMITTEE (EITHER IN PERSON OR VIA ELECTRONIC MEANS) SHALL BE HELD TO REVIEW THE 990 FORM WITH MANAGEMENT AND/OR THE PREPARERS. ALL QUESTIONS, COMMENTS AND SUGGESTED REVISIONS SET FORTH BY THE AUDIT COMMITTEE WILL BE DOCUMENTED ALONG WITH THE RESPONSES, IF APPLICABLE, AND THE FILING UPDATED OR REVISED AS NECESSARY. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY'S CONFLICT OF INTEREST POLICY COVERS GOVERNORS, OFFICERS, EMPLOYEES, AND VOLUNTEERS OF THE SAN FRANCISCO SYMPHONY. THE POLICY IS REVIEWED ANNUALLY BY THE AUDIT COMMITTEE, WHO SHALL HAVE FINAL AUTHORITY TO DETERMINE WHAT MAY BE A CONFLICT OF INTEREST AND HOW TO ADDRESS THE CONFLICT. EACH GOVERNOR, COMMITTEE MEMBER, OFFICER AND KEY EMPLOYEE IS REQUIRED TO ANNUALLY COMPLETE A DISCLOSURE FORM IDENTIFYING CONFLICTS OF INTEREST. ONCE IDENTIFIED, CONFLICTS OF INTEREST ARE ADDRESSED AS ESTABLISHED IN THE SYMPHONY'S CONFLICT OF INTEREST POLICY. THE CHIEF FINANCIAL OFFICER OF THE SYMPHONY MAINTAINS THE DISCLOSURE FORMS AND INSURES COMPLIANCE OF THE ESTABLISHED POLICY. GENERALLY, A CONFLICTED PARTY MAY NOT PARTICIPATE IN ANY DISCUSSIONS OR DECISIONS ON MATTERS WHERE THEY MAY BE CONFLICTED. THE CONFLICTED PARTY IS REQUIRED TO DISCLOSE ANY CONFLICTS OR POTENTIAL CONFLICTS ON THE MATTER BEING CONSIDERED. FORM 990, PART VI, SECTION B, LINE 15 THE HUMAN RESOURCES COMMITTEE (COMMITTEE) OF THE BOARD OF GOVERNORS DETERMINES THE COMPENSATION PACKAGE OF THE EXECUTIVE DIRECTOR (ED) AND THE CHIEF FINANCIAL OFFICER (CFO) OF THE SYMPHONY. THE COMMITTEE WILL MEET ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION AND BENEFIT PACKAGES FOR THE ED AND CFO. THE COMMITTEE RELIES ON COMPARABILITY DATA PREPARED BY THE DIRECTOR OF HUMAN RESOURCES FOR THE SAME OR SIMILAR POSITIONS IN COMPARABLE ORCHESTRAS IN THE UNITED STATES AND SIMILAR POSITIONS FOR NON-PROFITS IN THE SAN FRANCISCO BAY AREA. THE ED AND CFO ARE NOT PRESENT FOR ANY DELIBERATIONS OF THE COMMITTEE NOR DO THEY HAVE ACCESS TO THE INFORMATION PRESENTED TO THE COMMITTEE BY THE DIRECTOR OF HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 THE REQUIRED ORGANIZATIONAL DOCUMENTS OF THE SYMPHONY WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. THE PUBLIC INSPECTION COPY OF THE SYMPHONY'S FORM 990 AND THE AUDITED FINANCIAL REPORTS, FROM THE PREVIOUS THREE YEARS (AT A MINIMUM), WILL BE AVAILABLE (FOR INSPECTION OR COPYING) AT DAVIES SYMPHONY HALL DURING NORMAL BUSINESS HOURS AT NO CHARGE. WHEN RESPONDING TO A PUBLIC INSPECTION REQUEST FOR FINANCIAL STATEMENTS OR THE FORM 990 BY ANYONE, THE SYMPHONY SHALL FULFILL SUCH REQUEST IN A TIMELY FASHION WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. IN ADDITION, THE SYMPHONY'S FORM 990 IS AVAILABLE TO THE PUBLIC ON THE INTERNET AT GUIDESTAR. FORM 990, PART XI, LINE 9: CHANGE IN PENSION BENEFIT LIABILITIES -1,373,206. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. POOLED INCOME FUND DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 CRUT #1 DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 UNITRUST DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 CHARITABLE REMAINDER TRUST (6) DAVIES SYMPHONY HALL 201 VAN NESS A SAN FRANCISCO CA 94102 TRUST CA T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0