2015-06-12T12:00:03-05:00 2014-08-31 CROWE HORWATH LLP 225 WEST WACKER DRIVE SUITE 2600 CHICAGO IL 606061224 990 2013-09-01 362167854 ROOSEVELT UNIVERSITY ROOS 3123413580 430 South Michigan Avenue Chicago IL 60605 MIROSLAVA MEJIA KRUG TREASURER 2015-06-12 true John Woodhull P01305268 3128997000 2013 2016-02-25 16:41:14Z CHARLES R MIDDLETON 430 South Michigan Avenue Chicago IL 60605 201270459 false X WWW.ROOSEVELT.EDU X 1945 IL EDUCATION OF ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT IN A DYNAMIC ENVIRONMENT. 64 56 2925 73 -1133010 -1133010 11760304 10509525 137270851 139151539 5558935 5064596 -450406 -240795 154139684 154484865 29578094 31259672 0 0 68557815 68663159 0 182698 2716929 59323500 54520984 157459409 154626513 -3319725 -141648 432455858 441496931 308442983 308449994 124012875 133046937 ROOSEVELT UNIVERSITY IS AN INDEPENDENT, NON-PROFIT, METROPOLITAN UNIVERSITY AND NATIONAL LEADER IN EDUCATING SOCIALLY CONSCIOUS CITIZENS FOR ACTIVE AND DEDICATED LIVES AS LEADERS IN THEIR PROFESSIONS AND THEIR COMMUNITIES. THE UNIVERSITY'S STUDENT-CENTERED FACULTY AND STAFF INSPIRE ACADEMICALLY QUALIFIED STUDENTS FROM DIVERSE BACKGROUNDS AND ALL AGES TO BENEFIT FROM RIGOROUS HIGHER EDUCATION AND PROFESSIONAL DEVELOPMENT OPPORTUNITIES. false false 119918897 31259672 139151539 ROOSEVELT UNIVERSITY OFFERS PROGRAMS AND SERVICES THAT REINFORCE ITS STUDENT-CENTERED MISSION. THE UNIVERSITY OFFERS MORE THAN 100 UNDERGRADUATE, GRADUATE, AND CERTIFICATE PROGRAMS AND IS COMMITTED TO THE HIGHEST ACADEMIC STANDARDS FOR ALL THE PROGRAMS. CLASS SCHEDULES ARE FLEXIBLE. COURSES ARE OFFERED FROM EARLY MORNING UNTIL LATE AT NIGHT, AS WELL AS ON WEEKENDS. CLASS SIZES ARE SMALL, AVERAGING 20 STUDENTS PER CLASS. WE SERVE OVER 3,650 UNDERGRADUATE STUDENTS AND 2,500 GRADUATE STUDENTS. ADDITIONALLY, ROOSEVELT OFFERS MORE THAN 100 ONLINE CLASS SECTIONS EACH SEMESTER WITH COURSE ENROLLMENTS EXCEEDING 2,000 STUDENTS EACH SEMESTER. FULLY ONLINE DEGREE PROGRAMS ARE AVAILABLE. THE FOLLOWING IS A LISTING OF THE APPROXIMATE NUMBER OF STUDENTS BY COLLEGE: ARTS & SCIENCES - 2,500 STUDENTS; EDUCATION - 600 STUDENTS; PERFORMING ARTS - 500 STUDENTS; PROFESSIONAL STUDIES - 1,000 STUDENTS; BUSINESS - 1,300 STUDENTS; AND PHARMACY - 200 STUDENTS. 14529979 ROOSEVELT UNIVERSITY PROVIDES SUPPORT THROUGH VARIOUS ADDITIONAL SERVICES THAT ENHANCE THE STUDENTS' LEARNING AND EXPERIENCE ON CAMPUS. THESE SERVICES INCLUDE: ACADEMIC ADVISING, ACADEMIC SUCCESS CENTER, CAREER SERVICES, COUNSELING CENTER, DISABILITY SERVICES, FEDERAL TRIO PROGRAMS, HEALTH & WELLNESS PROGRAMS, INTERNATIONAL PROGRAMS, STUDENT APPRECIATION WEEK AND TUTORING. 988195 ROOSEVELT UNIVERSITY'S COMMITMENT TO SOCIAL JUSTICE IS DEEPLY ROOTED IN ITS HISTORY AND IS REFLECTED IN BOTH ITS MISSION AND STRATEGIC PLAN. THE MANSFIELD INSTITUTE FOR SOCIAL JUSTICE AND TRANSFORMATION, CREATED IN 1999 THROUGH A GENEROUS GIFT FROM THE MANSFIELD FOUNDATION, GIVES ROOSEVELT UNIVERSITY A UNIQUE OPPORTUNITY TO DEVELOP AN INTEGRATED PROGRAM OF CURRICULUM, RESEARCH, AND OUTREACH FOCUSED ON SOCIAL JUSTICE ISSUES. WE ARE NOW CHARGED WITH INSTITUTIONALIZING TRANSFORMATIONAL (SERVICE) LEARNING IN THE UNIVERSITY. IT IS OUR GOAL TO ELEVATE AND FOSTER SOCIAL CONSCIOUSNESS AMONG OUR STUDENTS, FACULTY AND MEMBERS OF OUR COMMUNITY, THROUGH PEDAGOGY OF TRANSFORMATIONAL LEARNING AND THROUGH RICH SOCIAL JUSTICE PROGRAMMING IN THE AREAS OF HUMAN RIGHTS, SOCIAL AND POLITICAL ACTION, AND THE ARTS. THE CENTER FOR NEW DEAL STUDIES FEATURES RESOURCES AND ACTIVITIES THAT DEEPEN OUR UNDERSTANDING OF THE LIVES OF FRANKLIN AND ELEANOR ROOSEVELT, AND OF THE SOCIAL, ECONOMIC, POLITICAL, AND CULTURAL HISTORY OF THE NEW DEAL ERA IN AMERICAN HISTORY. THE CENTER SPONSORS A VARIETY OF EDUCATIONAL PROGRAMS, INCLUDING LECTURE SERIES, COURSE OFFERINGS, AND PUBLICATIONS. IN ADDITION, THE CENTER CONTAINS A REMARKABLE COLLECTION OF MATERIALS ON THE ROOSEVELTS AND THE NEW DEAL. THESE INCLUDE BOOKS, PHOTOGRAPHS, VIDEOTAPES, ORAL HISTORIES, MANUSCRIPT COLLECTIONS, AND THOUSANDS OF PIECES OF EPHEMERA OF INTEREST TO ROOSEVELT SCHOLARS AND RESEARCHERS OF THE NEW DEAL. 135437071 true true false true false false true false true true false false false true true false true true false false false false true true false false false true true true false false false false false false true false false false true false false false false true true true false false true 299 0 true 2925 true true true false false false false true true false false false false X 64 56 false false false false false false false true true false false true true true true true true true true false X TANGELLA MADDOX 3123413584 430 SOUTH MICHIGAN AVENUE Chicago IL 60605 DR CHARLES R MIDDLETON PRESIDENT & CEO 38.00 2.00 X X 504556 0 85539 JAMES J MITCHELL III CHAIR 1.00 X X 0 0 0 KENNETH L TUCKER SENIOR VICE CHAIR 1.00 X X 0 0 0 MELVIN L KATTEN SENIOR VICE CHAIR 1.00 X X 0 0 0 ROBERT MEDNICK SENIOR VICE CHAIR 1.00 X X 0 0 0 WILLIAM J KIRBY SECRETARY 1.00 X X 0 0 0 ALAN G SCHWARTZ TRUSTEE 1.00 X 0 0 0 ALFRED W DINWIDDIE TRUSTEE 1.00 X 0 0 0 ALVIN GOLIN TRUSTEE 1.00 X 0 0 0 ANNA E ROOSEVELT LIFE TRUSTEE 1.00 X 0 0 0 ANTHONY R PASQUINELLI LIFE TRUSTEE 1.00 X 0 0 0 ANTONIO ORTIZ TRUSTEE 1.00 X 0 0 0 BARRY S MCINERNEY TRUSTEE 1.00 X 0 0 0 BRUCE A CROWN TRUSTEE 1.00 X 0 0 0 BRUCE R BACHMANN TRUSTEE 1.00 X 0 0 0 CHARLES R GARDNER TRUSTEE 1.00 X 0 0 0 CHRISTOPHER C MICH TRUSTEE 38.00 X 35227 0 10571 COURTNEY MAKOWSKI TRUSTEE 1.00 X 0 0 0 DAVID D HILLER TRUSTEE 1.00 X 0 0 0 DONALD M FIELD TRUSTEE 1.00 X 0 0 0 DONALD S HUNT LIFE TRUSTEE 1.00 X 0 0 0 DR HOWARD M ROSSMAN TRUSTEE 1.00 X 0 0 0 DR JANET WONDRA TRUSTEE 38.00 X 54183 0 13193 DR MARGARET M POLICASTRO TRUSTEE 38.00 X 125887 0 15604 DR MOJI C ADEYEYE TRUSTEE 38.00 X 150621 0 20084 DR STEPHEN J CERRONE TRUSTEE 1.00 X 0 0 0 DWIGHT FLOYD TRUSTEE 1.00 X 0 0 0 FRANTZ OSSE TRUSTEE 1.00 X 0 0 0 FREDERICK S ADDY CHAIRMAN EMERITUS 1.00 X 0 0 0 GERALD W FOGELSON TRUSTEE 1.00 X 0 0 0 HON BLANCHE M MANNING TRUSTEE 1.00 X 0 0 0 JAMES BEDFORD TRUSTEE 1.00 X 0 0 0 JEROME STONE CHAIRMAN EMERITUS 1.00 X 0 0 0 JOE F HANAUER LIFE TRUSTEE 1.00 X 0 0 0 JOEL H JASTROMB TRUSTEE 1.00 X 0 0 0 JOHN R HALL III TRUSTEE 1.00 X 0 0 0 JOHN R NEWMAN TRUSTEE 1.00 X 0 0 0 JOSEPH A PASQUINELLI TRUSTEE 1.00 X 0 0 0 JOSHUA FREEMAN TRUSTEE 1.00 X 0 0 0 JUAN LOPEZ JR TRUSTEE 1.00 X 0 0 0 LARISSA HERCZEG TRUSTEE 1.00 X 0 0 0 LOUIS S KAHNWEILER LIFE TRUSTEE 1.00 X 0 0 0 MANFRED S STEINFELD LIFE TRUSTEE 1.00 X 0 0 0 MAREK A WIERZBA TRUSTEE 1.00 X 0 0 0 MARK J VAN GRINSVEN TRUSTEE 1.00 X 0 0 0 MARSHA F GOLDSTEIN TRUSTEE 1.00 X 0 0 0 MAUREEN A EHRENBERG TRUSTEE 1.00 X 0 0 0 MEME HOPMAYER TRUSTEE 1.00 X 0 0 0 MICHAEL T MALY TRUSTEE 38.00 X 77774 0 18135 PATRICIA HARRIS TRUSTEE 1.00 X 0 0 0 PEDRO DE JESUS JR TRUSTEE 1.00 X 0 0 0 RENEE LOGAN LIFE TRUSTEE 1.00 X 0 0 0 REV LARRY S BULLUCK TRUSTEE 1.00 X 0 0 0 ROBERT D GLICK TRUSTEE 1.00 X 0 0 0 ROBERT L WIESENECK TRUSTEE 1.00 X 0 0 0 ROBERT VAN BRUGGE TRUSTEE 1.00 X 0 0 0 ROBERT Y PADDOCK TRUSTEE 1.00 X 0 0 0 RONALD B GRAIS TRUSTEE 1.00 X 0 0 0 ROSIE PAPARELLA TRUSTEE 1.00 X 0 0 0 SEYMOUR H PERSKI LIFE TRUSTEE 1.00 X 0 0 0 STEVE H ABBEY TRUSTEE 1.00 X 0 0 0 STEVEN A MEYERS TRUSTEE 38.00 X 89240 0 6504 SUSAN T BART TRUSTEE 1.00 X 0 0 0 TERRY PETERSON TRUSTEE 1.00 X 0 0 0 TOM BALANOFF TRUSTEE 1.00 X 0 0 0 TONY HU TRUSTEE 1.00 X 0 0 0 VICKI B ESCARRA TRUSTEE 1.00 X 0 0 0 BRIDGET COLLIER ASSISTANT SECRETARY 38.00 X 89746 0 29438 MIROSLAVA MEJIA KRUG TREASURER 38.00 2.00 X 257490 0 6237 DR DOUGLAS KNERR VICE PROVOST OF SCH CAMPUS 38.00 1.00 X 212831 0 17053 DR GEORGE MACKINNON DEAN COLLEGE OF PHARMACY 38.00 X 218904 0 27213 DR TERESA FRIEL DEAN COLLEGE OF BUSINESS ADM 38.00 X 187187 0 17092 HENRY FOGEL DEAN CCPA 38.00 2.00 X 165473 0 20756 LESLEY D SLAVITT VP GOVT RELATNS/UNIV OUTREACH 38.00 X 157275 0 11665 PATRICK WOODS VP OF INSTITUTIONAL ADVANCEMENT 38.00 X 273076 0 23058 DR HOLLY STADLER DEAN COLLEGE OF EDUCATION 38.00 X 174129 0 12657 DR LYNN WEINER DEAN OF ARTS & SCIENCES 38.00 X 183342 0 3836 DR SALLYE C MCKEE VP ENROLL MGMT/STU SERVICES 38.00 X 176146 0 23326 DR WALTER J O'NEILL SR ASSOC VP ENROLLMENT 38.00 X 217387 0 13771 JON B DEVRIES WEHBC, DIRECTOR- REAL STATE 38.00 X 177029 0 20695 3527503 0 396427 76 false true false FOOD SERVICES INC 1801 W GLENDALE AVE MILWAUKEE WI 53209 FOOD SERVICE 2447083 ABM JANITORIAL SERVICES 180 N LASALLE STREET SUITE 1420 CHICAGO IL 60601 JANITORIAL 1587930 TOM DICK AND HARRY ADVERTISING PO BOX 461750 AURORA CO 80046 MARKETING 1021627 ALTERNATIVE CONSTRUCTION SOLUTIONS PO BOX 807 MOUNT PROSPECT IL 60056 CONSTRUCTION 483489 ROYALL & COMPANY 1920 E PARHAM RD RICHMOND VA 23228 MARKETING 458026 26 249565 6822097 3437863 685995 10509525 TUITION AND FEES 900099 125803153 125803153 NON CREDIT PROGRAMS 900099 1180639 1180639 AUXILLARY INCOME 900099 12167747 12167747 0 0 0 0 0 0 139151539 3150556 3150556 0 109964 109964 291629 167223 124406 0 124406 -20594 145000 48395114 300 46481374 1913740 300 1914040 1914040 119110 249565 136997 -17887 -17887 0 0 EAF DISTRIBUTION 900099 506805 506805 SEMINAR LECTURE AND EVENTS 900099 63379 63379 HOTEL AND CONFERENCE SERVICES (NET) 900099 -1173826 -1173826 146364 0 61410 84954 -457278 154484865 139151539 -1133010 5956811 0 31259672 31259672 0 0 3322378 2824021 431909 66448 0 53053245 44566134 7355497 1131614 1474518 1253341 191687 29490 6882938 5850497 894782 137659 3930080 3340568 510910 78602 2096114 1781697 272495 41922 563852 479274 73301 11277 227568 193433 29584 4551 60000 51000 7800 1200 182698 182698 75000 63750 9750 1500 3486997 2964329 452979 69689 1705314 1449517 221691 34106 4109022 3492669 534173 82180 426203 361891 55737 8575 4365 3710 568 87 6527787 5548619 848612 130556 1322610 1124219 171939 26452 0 269451 229033 35029 5389 13310852 11314224 1730411 266217 310336 263785 40344 6207 8669908 7369422 1127088 173398 440710 374604 57292 8814 REPAIRS AND MAINTENANCE 3057255 2598667 397443 61145 BOOKS & PERIODICALS 833596 708557 108367 16672 DUES & SUBSCRIPTIONS 555077 471815 72160 11102 EQUIPMENT PURCHASED 1119244 951357 145502 22385 5349723 4547266 695463 106994 154626513 135437071 16472513 2716929 0 4309613 4165681 34895794 37332188 3448178 3115644 29374169 32122688 0 0 0 0 12296908 12296908 0 0 19638739 21297203 302408275 77449891 230980311 224958384 79285393 88268449 0 0 15754496 15592561 0 0 2472257 2347225 432455858 441496931 12461612 10251460 0 0 68181703 71302686 226202086 226285923 0 0 0 0 1000000 0 0 0 597582 609925 308442983 308449994 X 53689874 55684883 38072527 44833417 32250474 32528637 0 0 0 0 0 0 124012875 133046937 432455858 441496931 -141648 8959691 0 216019 0 X false true X true true true X 9875054 14663367 9883200 11760304 10509525 56691450 0 0 9875054 14663367 9883200 11760304 10509525 56691450 1822692 54868758 3238354 3988382 4662049 4817556 5720575 22426916 0 358944 609353 2366625 -573845 -338167 2422910 81541276 656741638 0.67280 X Schedule A, Part II, Line 10, Other Income DESCRIPTION - FUNDRAISING REVENUE, COLUMN A - 56191, COLUMN B - 69364, COLUMN C - 3801, COLUMN D - 4932, COLUMN E - 119110, COLUMN F - 253398; DESCRIPTION - EAF DISTRIBUTION, COLUMN A - , COLUMN B - , COLUMN C - 330964, COLUMN D - 514826, COLUMN E - 506806, COLUMN F - 1352596; DESCRIPTION - SEMINAR LECTURE AND EVENTS, COLUMN A - 114830, COLUMN B - , COLUMN C - , COLUMN D - 81130, COLUMN E - 63379, COLUMN F - 259339; DESCRIPTION - HOTEL AND CONFERENCE SERVICES (NET), COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - -1183733, COLUMN E - -1173826, COLUMN F - -2357559; DESCRIPTION - MISC , COLUMN A - 60276, COLUMN B - 539989, COLUMN C - 531860, COLUMN D - 9000, COLUMN E - 146364, COLUMN F - 1287489; DESCRIPTION - THEATRE RESTORATION, COLUMN A - , COLUMN B - , COLUMN C - 1500000, COLUMN D - , COLUMN E - , COLUMN F - 1500000; DESCRIPTION - LICENSE FEES, COLUMN A - 127647, COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - , COLUMN F - 127647; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 60000 false false 60000 false Schedule C, Part II-B, Line 1, Description of the activities reported on Lines 1a through 1i A LOBBYING FIRM PROVIDES STATE LOBBYING SERVICES FOR THE UNIVERSITY AND HELPS AS NEEDED ON CONNECTIONS TO THE ILLINOIS CONGRESSIONAL DELEGATION. THE FIRM HELPS MANAGE OUR RELATIONSHIPS WITH LEGISLATIVE AND OTHER STATE OFFICES, HELPS US REVIEW LEGISLATION, AND RESEARCHES THE IMPLICATIONS OF POLICIES FOR THE UNIVERSITY X X false 80721856 204185 12383940 3506194 0 89803787 77608959 1276398 5202524 3366025 0 0 80721856 80231622 953328 5147542 3258646 5464887 0 77608959 69792000 2868355 10719883 3148616 0 0 80231622 63099000 1740000 7163000 2210000 0 0 69792000 0.24200 0.36220 0.39580 true false 25097552 25097552 266814367 72372998 194441369 1498155 178796 1319359 8982187 4898097 4084090 16014 16014 224958384 0 STUDENT DEPOSITS 609925 609925 X Schedule D, Part III, Line 1a, Collections of art - financial statement footnote THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THE VALUE OF THESE COLLECTIONS IS NOT INCLUDED IN THE FINANCIAL STATEMENTS. Schedule D, Part III, Line 4, Collections of art - description of collections THE UNIVERSITY HAS COLLECTIONS OF VALUABLE PAPERS AND OTHER MEMORABILIA THAT WERE DONATED TO THE UNIVERSITY. THESE PAPERS ARE ON DISPLAY AND ARE USED BY EDUCATORS, RESEARCHERS, HISTORIANS, AND OTHERS. THE VALUE OF THESE COLLECTIONS IS NOT INCLUDED IN THE FINANCIAL STATEMENTS. Schedule D, Part V, Line 4, Intended uses of endowment funds THE ENDOWMENT FUND IS INTENDED TO PROVIDE FOR THE OPERATION AND SPECIAL PROGRAMS OF THE UNIVERSITY. IN SO DOING, THE ENDOWMENT FUND PROVIDES A SECURE, LONG-TERM SOURCE OF FUNDS TO ESTABLISH OR MAINTAIN PROGRAMS WHICH ARE CONSISTENT WITH THE AIM OF THE UNIVERSITY. THOSE AIMS MAY INCLUDE, BUT ARE NOT LIMITED TO: MAINTAINING A CHAIR FOR EACH OF THE UNIVERSITY'S EDUCATIONAL DEPARTMENTS; PROVIDING FUNDS FOR SPECIFIC RESEARCH PROJECTS APPROVED BY THE BOARD; AND PROVIDING SCHOLARSHIPS. Schedule D, Part X, Line 2, FIN 48 (ASC 740) footnote ROOSEVELT, THE THEATRE AND RUDC ARE NOT-FOR-PROFIT ENTITIES AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND ARE EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE IRC. ROOSEVELT, THE THEATRE AND RUDC ARE SUBJECT TO INCOME TAXES ONLY TO THE EXTENT OF UNRELATED BUSINESS INCOME. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE ACCOMPANYING FINANCIAL STATEMENTS, AS THE UNIVERSITY HAS HAD NO SIGNIFICANT UNRELATED BUSINESS INCOME DURING THE YEAR. THE UNIVERSITY ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER GUIDANCE ISSUED BY THE FASB. A TAX POSITION IS RECOGNIZED AS A BENEFIT ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE TAX POSITION WOULD BE SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED IS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY OF BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE "MORE LIKELY THAN NOT" TEST, NO TAX BENEFIT IS RECORDED. AS OF AUGUST 31, 2014 AND 2013, THERE WERE NO UNCERTAIN TAX POSITIONS IDENTIFIED. THE UNIVERSITY DOES NOT EXPECT THE TOTAL AMOUNT OF UNRECOGNIZED TAX BENEFITS TO SIGNIFICANTLY CHANGE IN THE NEXT 12 MONTHS. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE (IRS) UP TO THREE YEARS FROM THE EXTENDED DUE DATE OF EACH RETURN. MANAGEMENT BELIEVES THE FORMS 990 AND 990-T HAVE BEEN FILED APPROPRIATELY. FORMS 990 AND 990-T FILED BY THE UNIVERSITY ARE NO LONGER SUBJECT TO EXAMINATION FOR THE FISCAL YEARS ENDED AUGUST 31, 2010 AND PRIOR. THE UNIVERSITY WOULD RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX POSITIONS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. THE UNIVERSITY HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES AS OF AUGUST 31, 2014 AND 2013. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3, Racially nondiscriminatory policy IN ALL RECRUITMENT PUBLICATIONS SENT TO PROSPECTIVE STUDENTS, ROOSEVELT UNIVERSITY'S RACIALLY NONDISCRIMINATORY POLICY APPEARS. THE POLICY STATES THAT ROOSEVELT UNIVERSITY DOES NOT DISCRIMINATE AGAINST REGARDING EMPLOYMENT BECAUSE OF AGE, ANCESTRY, CITIZENSHIP, COLOR, CREED, DISABILITY, GENDER, GENDER IDENTITY, MARITAL STATUS, MILITARY STATUS, NATIONAL ORIGIN, PARENTAL STATUS, RACE, RELIGION, SEXUAL ORIENTATION, SOURCE OF INCOME, UNFAVORABLE DISCHARGE FROM MILITARY SERVICE, VETERAN STATUS, OR AS A RESULT OF BEING THE VICTIM OF DOMESTIC OR SEXUAL VIOLENCE. THE POLICY EXTENDS TO RECRUITMENT, HIRING, TRAINING, COMPENSATION, PROMOTION, DEMOTION, TRANSFER, LAYOFF, TERMINATION, AND OTHER TERMS AND CONDITIONS OF EMPLOYMENT. Schedule E, Part I, Line 6a, Financial aid or assistance from a governmental agency THE UNIVERSITY RECEIVES SIGNIFICANT FINANCIAL SUPPORT FROM GOVERNMENTAL AGENCIES IN THE FORM OF GRANTS. THE DISBURSEMENT OF FUNDS RECEIVED UNDER SUCH PROGRAMS GENERALLY REQUIRES COMPLIANCE WITH TERMS AND CONDITIONS SPECIFIED IN THE GRANT AGREEMENTS AND IS SUBJECT TO AUDIT BY GRANTOR AGENCIES. THE GRANT AGREEMENTS PROVIDE FOR POSSIBLE AUDITING OF EXPENDITURES BY GRANTOR AGENCIES AND POSSIBLE DISALLOWANCE OF CERTAIN EXPENDITURES. X X X X X X X true RUFFALOCODY 1025 KIRKWOOD PKWY SW CEDAR RAPIDS IA 52404 FUNDRAISING false 175221 171469 3752 175221 171469 3752 IL ROBIN GOLF 75675 71625 4050 0 0 8175 6000 1687 REAL ESTATE GALA 293000 177940 115060 0 2063 8521 85058 0 25493 0 368675 249565 119110 0 2063 8521 93233 6000 27180 136997 -17887 true SCHOLARSHIPS 3564 31259672 0 N/A N/A Schedule I, Part I, Line 2, Procedures for monitoring use of grant funds AFTER THE INITIAL REVIEW AND APPROVAL BY THE APPROPRIATE EMPLOYEES AT THE GRANT DEPARTMENT LEVEL, THE PAPERWORK FOR GRANT EXPENDITURES ARE THEN PASSED ON TO THE NEXT REVIEW AND APPROVAL LEVEL BY AN APPLICABLE COLLEGE OR DEPARTMENTAL ADMINISTRATOR OF GRANT EXPENDITURES. UPON APPROVAL, THE PAPERWORK IS SENT TO THE SENIOR GRANTS ACCOUNTANT FOR REVIEW AND APPROVAL PRIOR TO PAYMENT PROCESSING OF THE GRANT EXPENDITURES. THE SCHOLARSHIPS TO STUDENTS ARE ADMINISTERED BY THE FINANCIAL AID OFFICE. THE SCHOLARSHIP AMOUNTS ARE INTERNALLY CREDITED TO THE INDIVIDUAL STUDENTS' BILLED TUITION TO ENSURE FUNDS ARE USED FOR THEIR INTENDED PURPOSE. X X X X X true true X X X X X true true false false false false false false false DR CHARLES R MIDDLETON PRESIDENT & CEO 450532 0 0 0 54024 0 62800 0 22739 0 590095 0 0 0 DR MOJI C ADEYEYE TRUSTEE 150027 0 0 0 594 0 2800 0 17284 0 170705 0 0 0 MIROSLAVA MEJIA KRUG TREASURER 257310 0 0 0 180 0 2667 0 3570 0 263727 0 0 0 DR TERESA FRIEL DEAN COLLEGE OF BUSINESS ADM 186671 0 0 0 516 0 2800 0 14292 0 204279 0 0 0 DR LYNN WEINER DEAN OF ARTS & SCIENCES 182550 0 0 0 792 0 2593 0 1243 0 187178 0 0 0 PATRICK WOODS VP OF INSTITUTIONAL ADVANCEMENT 231052 0 0 0 42024 0 2514 0 20544 0 296134 0 0 0 DR HOLLY STADLER DEAN COLLEGE OF EDUCATION 173337 0 0 0 792 0 2800 0 9857 0 186786 0 0 0 DR GEORGE MACKINNON DEAN COLLEGE OF PHARMACY 218724 0 0 0 180 0 3067 0 24146 0 246117 0 0 0 HENRY FOGEL DEAN CCPA 163001 0 0 0 2472 0 2800 0 17956 0 186229 0 0 0 DR DOUGLAS KNERR VICE PROVOST OF SCH CAMPUS 212555 0 0 0 276 0 3133 0 13920 0 229884 0 0 0 LESLEY D SLAVITT VP GOVT RELATNS/UNIV OUTREACH 157173 0 0 0 102 0 2675 0 8990 0 168940 0 0 0 JON B DEVRIES WEHBC, DIRECTOR- REAL STATE 175505 0 0 0 1524 0 2800 0 17895 0 197724 0 0 0 DR SALLYE C MCKEE VP ENROLL MGMT/STU SERVICES 175354 0 0 0 792 0 2800 0 20526 0 199472 0 0 0 DR WALTER J O'NEILL SR ASSOC VP ENROLLMENT 38988 0 0 0 178399 0 1101 0 12670 0 231158 0 0 0 Schedule J, Part I, Line 1a, Discretionary spending account THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVES A MONTHLY DISCRETIONARY SPENDING ALLOWANCE FOR PERSONAL TRAVEL WHICH IS INCLUDED IN TAXABLE INCOME. Schedule J, Part I, Line 1a, Housing allowance or residence for personal use THE PRESIDENT AND THE VICE PRESIDENT OF THE OFFICE OF INSTITUTIONAL ADVANCEMENT RECEIVE HOUSING AND CAR ALLOWANCES WHICH ARE INCLUDED IN THEIR TAXABLE COMPENSATION. Schedule J, Part I, Line 1a, Payments for business use of personal residence THE PRESIDENT SHALL BE REIMBURSED FOR ALL ENTERTAINMENT DONE ON BEHALF OF THE UNIVERSITY AT HIS HOME AND ARE NOT INCLUDED IN HIS TAXABLE COMPENSATION. Schedule J, Part I, Line 1a, Health or social club dues or initiation fees SOCIAL CLUB DUES PAID FOR THE PRESIDENT ARE FOR BUSINESS USE AND ARE NOT INCLUDED IN HIS TAXABLE COMPENSATION. Schedule J, Part I, Line 1a, Personal services THE PRESIDENT RECEIVES A HOUSEKEEPING ALLOWANCE WHICH IS INCLUDED IN HIS TAXABLE COMPENSATION. Schedule J, Part I, Line 4a, Severance or change-of-control payment THE SENIOR ASSOCIATE VP ENROLLMENT RECEIVED SEVERANCE EQUAL TO THE COMPENSATION AMOUNT REPORTED ON SCHEDULE J COLUMN B, (III). Schedule J, Part I, Line 4b, Supplemental nonqualified retirement plan THE PRESIDENT HAS A DEFERRED COMPENSATION ARRANGEMENT PER HIS CONTRACT. A TOTAL OF $60,000 WAS DEFERRED FOR THIS TAX YEAR. A ILLINOIS FINANCE AUTHORITY 861091967 45200FCN7 2007-12-14 45607613 SEE PART V false false false B ILLINOIS FINANCE AUTHORITY 861091967 45200FF46 2009-12-09 180442121 SEE PART V false false false A 0 0 45607613 0 0 0 281660 0 0 45325953 0 0 2008 false false true true B 0 0 180442121 13421870 19395315 33222493 2300772 0 0 112101671 0 0 2012 true false true true A false true false false 0.00000 0.00920 0.00920 false false true B false false true true false 0.00000 0.02550 0.02550 false false true A false false false false false false NA false true B false false false false false false NA false true A true B true , BOND ISSUES - DESCRIPTION OF PURPOSE THE PROCEEDS FROM THE BONDS ISSUED 12/9/2009 WERE USED TO (1) FINANCE THE COSTS OF THE CONSTRUCTION, ACQUISITION, RENOVATION, IMPROVEMENT AND EQUIPPING OF A MIXED-USE ACADEMIC CENTER AND STUDENT HOUSING FACILITY OF THE UNIVERSITY, THE WABASH DEVELOPMENT PROJECT; (2) FINANCE VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES; (3) PAY CAPITALIZED INTEREST WITH RESPECT TO CERTAIN PORTIONS OF THE WABASH DEVELOPMENT PROJECT; (4) REFUND THE ILLINOIS DEVELOPMENT FINANCE AUTHORITY'S VARIABLE RATE DEMAND REVENUE BONDS, SERIES 1995, 2000 AND 2002; (5) FUND A DEBT SERVICE RESERVE FUND; AND (6) PAY CERTAIN COSTS OF ISSUANCE RELATING TO THE SERIES 2009 BONDS. , BOND ISSUES - DESCRIPTION OF PURPOSE THE PROCEEDS OF THE BONDS ISSUED ON 12/14/2007 WERE USED FOR (1) ACQUISITION, RENOVATION AND EQUIPPING OF CERTAIN FLOORS OF THE GAGE BUILDING IN CHICAGO; (2) THE ACQUISITION, DEMOLITION AND SITE CLEARING OF STRUCTURES RELATING TO THE FINE ARTS ANNEX BUILDING AND THE HERMAN CROWN CENTER; (3) VARIOUS RENOVATIONS, INCLUDING UPGRADES AND REPLACEMENTS, TO THE AUDITORIUM BUILDING'S HVAC SYSTEM; (4) VARIOUS LIFE SAFETY IMPROVEMENTS, AS WELL AS OTHER RENOVATIONS AND REMODELING, AT THE AUDITORIUM BUILDING; (5) THE ACQUISITION OF CERTAIN LAND AND RELATED DEVELOPMENT RIGHTS NEAR THE MAIN CAMPUS; AND (6) VARIOUS CAPITAL IMPROVEMENTS AT THE UNIVERSITY'S CHICAGO AND SCHAUMBURG CAMPUSES. NA - SEE PART V N/A - SEE PART V 9000 MERIT BASED SCHOLARSHIP ACADEMIC SCHEDULE L, PART V, GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS A TOTAL OF $9,000 OF MERIT SCHOLARSHIPS WERE PROVIDED TO STUDENT TRUSTEES. THE UNIVERSITY IS NOT REQUIRED TO IDENTIFY THE INTERESTED PERSON(S) TO WHOM IT PROVIDED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE; THEREFORE, COLUMNS (A) AND (B) ARE NOT APPLICABLE. X 9 400459 MARKET VALUE X 6 5885 MARKET VALUE X EQUIPMENT AND REPAIR MATERIALS 308 278651 MARKET VALUE X LAB EQUIPMENT 1 1000 MARKET VALUE 0 false true false Schedule M, Part I, Explanations of reporting method for number of contributions SECURITIES - PUBLICLY TRADED: REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. OTHER: REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. COLLECTIBLES: REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. OTHER: REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED. Schedule M, part I, column (b), Line 9, Number of contributions or items contributed. REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=EQUIPMENT AND REPAIR MATERIALS : REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. Schedule M, part I, column (b), Line 18, Number of contributions or items contributed. REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=LAB EQUIPMENT : REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED. Form 990, Part VI, Sec B, Line 11b, Review of form 990 by governing body MANAGEMENT PERFORMED A REVIEW OF THE FORM 990. AFTER MANAGEMENT'S REVIEW, THE AUDIT COMMITTEE ALSO REVIEWED THE RETURN. PRIOR TO FILING THE RETURN WITH THE IRS, A COPY OF THE RETURN WAS PROVIDED TO ALL VOTING MEMBERS OF THE BOARD. Form 990, Part VI, Sec B, Line 12c, Conflict of interest policy EACH INTERESTED PERSON IS PROVIDED AN ELECTRONIC QUESTIONNAIRE ANNUALLY TO COMPLETE AND DISCLOSE ANY CONFLICTS. THE PROCESS IS MONITORED AND THE QUESTIONNAIRES ARE REVIEWED BY THE ASSISTANT SECRETARY TO THE BOARD OF TRUSTEES. IF ANY CONFLICTS ARE DISCLOSED THOSE INTERESTED PERSONS ARE ASKED TO ABSTAIN FROM VOTING ON THE ITEM RELATED TO THE CONFLICT. Form 990, Part VI, Sec B, Line 15a, Process to establish compensation of top management official THE BOARD OF TRUSTEES APPOINTED A COMPENSATION COMMITTEE CONSISTING OF FIVE (5) INDEPENDENT ROOSEVELT UNIVERSITY BOARD OF TRUSTEE MEMBERS. THE EXECUTIVE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF TRUSTEES OF ROOSEVELT UNIVERSITY SHALL REVIEW AND APPROVE THE CASH AND NON-CASH COMPENSATION POLICIES AND PROGRAMS AND MAJOR CHANGES IN THE UNIVERSITY'S BENEFIT PLANS THAT ARE APPLICABLE TO THE PRESIDENT OF THE UNIVERSITY AND OTHER DESIGNATED SENIOR PERSONNEL AS DETERMINED BY THE COMMITTEE. THIS PROCESS IS DONE ON AN ANNUAL BASIS. THE PROCESS WITH RESPECT TO THE PRESIDENT: 1. REQUEST THE PRESIDENT TO COMPLETE A SELF-EVALUATION OF GOALS AND ACCOMPLISHMENTS FOR THE PRIOR YEAR; 2. ONCE THE SELF-EVALUATION IS COMPLETE, THE PRESIDENT SUBMITS THE ASSESSMENT TO THE COMPENSATION COMMITTEE; 3. THE COMMITTEE REVIEWS AND DISCUSSES THE ASSESSMENT AND REVIEWS THE DATA AGAINST THE PRE-ESTABLISHED AND AGREED UPON GOALS AND ACCOMPLISHMENTS SET FOR THE YEAR; 4. THE COMMITTEE COMPILES AND REVIEWS AVAILABLE COMPARABLE DATA FOR THE COMPENSATION OF OTHER COLLEGE AND UNIVERSITY PRESIDENTS WITHIN THE PEER GROUP ESTABLISHED FOR THE UNIVERSITY. THIS COMPARABLE DATA IS AVAILABLE BOTH FROM IRS FORM 990'S FILED BY THOSE INSTITUTIONS AND FROM THE DATA COLLECTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION (CUPA). THE ASSOCIATE VP FOR HUMAN RESOURCES IS ALSO INVOLVED TO HELP SUMMARIZE THE DATA AND COMPARE IT TO PEER GROUP PRESIDENTS ON A MEDIAN, MEAN AND RANKED BASIS; 5. THE EMPLOYMENT CONTRACT IS REVIEWED AND A SALARY INCREASE AND BONUS IS DISCUSSED; 6. THE COMMITTEE MEETS UP TO THREE TIMES TO DELIBERATE AND ESTABLISH RECOMMENDATIONS; 7. THE RECOMMENDATIONS ARE PRESENTED TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS ARE DOCUMENTED CONTEMPORANEOUSLY. Form 990, Part VI, Sec B, Line 15b, Process to establish compensation of other employees THE EXECUTIVE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF TRUSTEES OF ROOSEVELT UNIVERSITY SHALL REVIEW AND APPROVE THE CASH AND NON-CASH COMPENSATION POLICIES AND PROGRAMS AND MAJOR CHANGES IN THE UNIVERSITY'S BENEFIT PLANS THAT ARE APPLICABLE TO THE PRESIDENT OF THE UNIVERSITY AND OTHER DESIGNATED SENIOR PERSONNEL AS DETERMINED BY THE COMMITTEE. THIS PROCESS IS DONE ON AN ANNUAL BASIS. THE PROCESS WITH RESPECT TO OTHER EXECUTIVES: 1. REVIEW AND APPROVE THE PRESIDENT'S RECOMMENDATIONS ON WHICH POSITIONS WILL BE COVERED BY THE POLICY; 2. REVIEW WITH THE PRESIDENT AND APPROVE THE ANNUAL WRITTEN PERFORMANCE GOALS OF THE OTHER INDIVIDUALS COVERED BY THE POLICY; 3. REVIEW AND APPROVE THE PRESIDENT'S DECISIONS TO ADJUST COMPENSATION FOR OTHER SENIOR EXECUTIVES AFTER THE PRESIDENT'S COMPLETION OF THE ANNUAL REVIEW OF THEIR PERFORMANCE. THE DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS ARE DOCUMENTED CONTEMPORANEOUSLY. Form 990, Part VI, Sec C, Line 19, Required documents available to the public GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. Schedule M, part I, column (b), Line 9, Number of contributions or items contributed. REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=EQUIPMENT AND REPAIR MATERIALS : REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. Schedule M, part I, column (b), Line 18, Number of contributions or items contributed. REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS. Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=LAB EQUIPMENT : REPORTED THE NUMBER OF CONTRIBUTIONS RECEIVED. AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY INC 50 EAST CONGRESS PKWY CHICAGO IL 60605 363145476 PERFORMING ARTS IL 501(C)(3) 7 ROOSEVELT UNIVERSITY true ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION 430 SOUTH MICHIGAN AVENUE CHICAGO IL 606051315 274036050 CHARITABLE AND EDUCATIONAL IL 501(C)(3) 11 - Type I ROOSEVELT UNIVERSITY true EDUCATIONAL ADVANCEMENT FUND INC 525 S STATE STREET CHICAGO IL 60605 364480416 UNIVERSITY HOUSING IL 501(C)(3) 11 - Type III - FI NA false false true false true false false false false false true true false true true true true true false true ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION B 310335 COST ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION D 14913977 COST ROOSEVELT UNIVERSITY DEVELOPMENT CORPORATION K 231216 COST EDUCATIONAL ADVANCEMENT FUND INC M 3862628 COST AUDITORIUM THEATRE OF ROOSEVELT UNIVERSITY S 493305 COST EDUCATIONAL ADVANCEMENT FUND INC S 506805 COST