2015-05-28T13:46:57-05:00 2014-06-30 391173131 SCHENCK SC PO BOX 23819 GREEN BAY WI 543053819 990 2013-07-01 390806154 MOUNT MARY UNIVERSITY MOUN 4142561202 2900 N MENOMONEE RIVER PARKWAY MILWAUKEE WI 53222 REYES GONZALEZ VICE PRESIDENT 4142561202 2015-05-28 1 DAVID L MACCOUX P00239034 9204367800 2015-05-28 2013 2016-02-25 16:41:14Z EILEEN SCHWALBACH 2900 N MENOMONEE RIVER PARKWAY MILWAUKEE WI 53222 43937475 0 X WWW.MTMARY.EDU X 1913 WI AN URBAN CATHOLIC UNIVERSITY FOR WOMEN SPONSORED BY THE SCHOOL SISTERS OF NOTRE DAME. 32 32 771 200 -97529 -97529 4103060 4773339 26877070 26471235 965295 1190640 198017 27752 32143442 32462966 7655853 7554252 0 0 1301190 1352844 0 0 460758 20759777 21578297 29716820 30485393 2426622 1977573 54910192 57778610 10144974 9917985 44765218 47860625 X MOUNT MARY UNIVERSITY, AN URBAN CATHOLIC UNIVERSITY FOR WOMEN SPONSORED BY THE SCHOOL SISTERS OF NOTRE DAME, PROVIDES AN ENVIRONMENT FOR THE DEVELOPMENT OF THE WHOLE PERSON. THE UNIVERSITY ENCOURAGES LEADERSHIP, INTEGRITY, AND A DEEP SENSE OF SOCIAL JUSTICE ARISING FROM A SENSITIVITY TO MORAL VALUES AND CHRISTIAN PRINCIPLES. MOUNT MARY COMMITS ITSELF TO EXCELLENCE IN TEACHING AND LEARNING WITH AN EMPHASIS ON THINKING CRITICALLY. THE BACCALAUREATE CURRICULUM INTEGRATES THE LIBERAL ARTS WITH CAREER PREPARATION FOR WOMEN OF DIVERSE AGES AND PERSONAL CIRCUMSTANCES; THE PROGRAMS AT THE GRADUATE LEVEL PROVIDE OPPORTUNITIES FOR BOTH MEN AND WOMEN TO ENHANCE THEIR PROFESSIONAL EXCELLENCE. 0 0 23814628 7554252 26540451 MOUNT MARY UNIVERSITY HAD APPROXIMATELY 992 UNDERGRADUATE AND 755 GRADUATE STUDENTS ENROLLED FOR THE FISCAL YEAR ENDING JUNE 30,2014. DURING THIS PERIOD, 214 BACHELORS DEGREES AND POSTBACCALAUREATE CERTIFICATES AND 170 GRADUATE DEGREES WERE AWARDED TO STUDENTS. 23814628 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 1 1 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 109 0 1 771 1 1 1 0 0 0 0 0 0 0 0 0 X 32 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X REYES GONZALEZ 4142561202 2900 N MENOMONEE RIVER PKWY MILWAUKEE WI 53222 EILEEN SCHWALBACH PRESIDENT 50.00 X X 235000 0 44218 NORMAN BARRIENTOS TRUSTEE 1.00 X 0 0 0 LEON JANSSEN TRUSTEE 1.00 X 0 0 0 EILEEN BLOECHL TRUSTEE 1.00 X 0 0 0 F MICHAEL ARNOW TRUSTEE 1.00 X 0 0 0 BARBARA BOLENS TRUSTEE 1.00 X 0 0 0 CATHY BUCK TRUSTEE 1.00 X 0 0 0 SISTER JACQUELINE BUCKLEY TRUSTEE 1.00 X 0 0 0 ROBERT BUERGER TRUSTEE 1.00 X 0 0 0 SISTER KATHLEEN CORNELL TRUSTEE 1.00 X 0 0 0 KATHRYN MAEGLI DAVIS TRUSTEE 1.00 X 0 0 0 VERONICA GUNN TRUSTEE 1.00 X 0 0 0 AMELIA MACARENO TRUSTEE 1.00 X 0 0 0 LINDA MARCUS TRUSTEE 1.00 X 0 0 0 GARY JORGENSEN CHAIR 1.00 X X 0 0 0 SISTER PAMELA MOEHRING TRUSTEE 1.00 X 0 0 0 MARIE O'BRIEN VICE CHAIR 1.00 X X 0 0 0 JOSE OLIVIERI TRUSTEE 1.00 X 0 0 0 SISTER MARY ANNE OWENS TRUSTEE 1.00 X 0 0 0 THOMAS PULS TRUSTEE 1.00 X 0 0 0 ANN ROCHE TRUSTEE 1.00 X 0 0 0 MARY STAUDENMAIER TRUSTEE 1.00 X 0 0 0 DAVID WERNER TRUSTEE 1.00 X 0 0 0 ROSANN YOUNG TRUSTEE 1.00 X 0 0 0 WILLIAM JENSEN TRUSTEE EMERITUS 1.00 X 0 0 0 GENEVA JOHNSON TRUSTEE EMERITUS 1.00 X 0 0 0 GARY ZIMMERMAN TRUSTEE EMERITUS 1.00 X 0 0 0 KRISTINE KRAUSE TRUSTEE 1.00 X 0 0 0 SUZANNE ANDREW TRUSTEE 1.00 X 0 0 0 GOLDI MILLER TRUSTEE 1.00 X 0 0 0 JUDIE TAYLOR TRUSTEE 1.00 X 0 0 0 SUSAN BELLEHUMEUR TRUSTEE 1.00 X 0 0 0 JOHN BOSBOUS TRUSTEE 1.00 X 0 0 0 ERICKAJOY DANIELS TRUSTEE 1.00 X 0 0 0 ANNE KOENINGS TRUSTEE 1.00 X 0 0 0 MARY JO LAYDEN TRUSTEE 1.00 X 0 0 0 TCHERNAVIA ROCKER TRUSTEE 1.00 X 0 0 0 JOAN SHAFER TRUSTEE 1.00 X 0 0 0 REYES GONZALEZ VICE PRESIDENT 50.00 X 142868 0 8957 DAVID WEGENER VICE-PRESIDENT 50.00 X 118741 0 25605 SISTER JOAN PENZENSTADLER VICE-PRESIDENT 50.00 X 32470 0 946 BETH WNUK VICE PRESIDENT 50.00 X 151372 0 378 LYNN SPRANGERS VICE-PRESIDENT 50.00 X 104050 0 7649 KAREN FRIEDLEN VICE-PRESIDENT 50.00 X 121023 0 35041 DONNA GASTEVICH VICE-PRESIDENT 50.00 X 0 0 0 905524 0 122794 7 0 1 0 FOOD SERVICE INC 1801 W GLENDALE AVENUE MILWAUKEE WI 53222 FOOD SERVICE 730120 VJS CONSTRUCTION SERVICES INC W223 N2847 ROUNDY CIRCLE WEST PEWAUKEE WI 53072 CONSTRUCTION COMPANY 308051 BARNES & NOBLE 76 NINTH AVENUE NEW YORK NY 10011 BOOKS 265977 JM BRENNAN 2101 W ST PAUL AVE MILWAUKEE WI 53233 MECHANICAL CONTRACTOR 198733 4 150865 4622474 108884 4773339 STUDENT TUITION 611600 25027454 25027454 AUXILIARY ENTERPRISES 722320 1359642 1359642 INTEREST ON TUITION RECEIVABLES 611600 62139 62139 MMC COMMUNITY RENTAL 611600 22000 22000 26471235 647668 647668 123128 194304 -71176 -71176 -97529 26353 11631145 11088173 542972 542972 542972 136789 192032 -55243 -55243 MISCELLANEOUS 611600 90497 5542 84955 DEPARTMENT INCOME 611600 63674 63674 154171 32462966 26540451 -97529 1246705 X 6969016 6969016 585236 585236 1054302 474995 455239 124068 298542 298542 1250349 803142 423718 23489 INSTRUCTION 8707438 8707438 INSTITUTIONAL SUPPORT 5644251 5331050 313201 STUDENT SERVICES 3836660 3836660 ACADEMIC SUPPORT 1343051 1343051 796548 796548 30485393 23814628 6210007 460758 X 4041004 1384109 870715 1120928 4350057 2762532 821612 1086572 642297 647465 395240 562164 40809464 18073287 22179711 22736177 21503569 27352734 105987 125929 54910192 57778610 1473256 1349354 1359229 1138871 6260000 6385000 58701 42296 993788 1002464 10144974 9917985 X 22855963 22868376 11113601 11846155 10795654 13146094 44765218 47860625 54910192 57778610 X 1977573 1294579 -176745 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11451199 1500638 1825785 42930 14734692 10712083 212949 1232883 706716 11451199 11090243 214862 -47200 507000 38822 10712083 9210027 620601 1782570 64005 425995 32955 11090243 8961338 748689 500000 9210027 0.79810 0.20190 0 0 516846 516846 29177286 15123730 14053556 9064207 2045145 7019062 2051125 904412 1146713 22736177 PAYABLES TO BENEFICIARIES UNDER SPLIT-INTEREST AGREEMENTS 73054 REFUNDABLE ADVANCES FROM THE U.S. GOVERNMENT 753360 INTEREST RATE SWAP 176050 1002464 X 26771191 1294579 568593 1863172 24908019 7554947 7554947 32462966 23675784 744643 744643 22931141 7554252 7554252 30485393 PART V, LINE 4: ENDOWMENT FUNDS WERE ESTABLISHED FOR A VARIETY OF PURPOSES. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE UNIVERSITY'S TAX-EXEMPT PURPOSE IS SUBJECT TO TAXATION ON UNRELATED BUSINESS INCOME. IN ADDITION, THE UNIVERSITY QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) AND HAS BEEN CATEGORIZED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(2). THE UNIVERSITY IS ALSO EXEMPT FROM WISCONSIN INCOME TAXES. PENALTIES AND INTEREST ASSESSED BY INCOME TAXING AUTHORITIES ARE INCLUDED IN INSTITUTIONAL SUPPORT EXPENSES, IF APPLICABLE. THE UNIVERSITY HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES FOR THE YEARS ENDED JUNE 30, 2013 OR 2012. THE UNIVERSITY'S FEDERAL RETURNS ARE SUBJECT TO EXAMINATION GENERALLY FOR THREE YEARS AFTER THEY ARE FILED AND ITS STATE RETURNS ARE SUBJECT TO EXAMINATION GENERALLY FOR FOUR YEARS AFTER THEY ARE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 194,304. EXCESS WITHDRAWALS OVER INCOME EARNED FOR POOLED ENDOWMENT INVESTMENT 182,257. SPECIAL EVENT EXPENSES 192,032. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND TUITION DISCOUNTS 7,554,252. CHANGE IN VALUE/SPLIT-INTEREST AGREEMENT 695. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 194,304. EXCESS WITHDRAWALS OVER INCOME EARNED FOR POOLED ENDOWMENT INVESTMENTS 182,257. SPECIAL EVENT EXPENSES 192,032. CHANGE IN VALUE/INTEREST RATE SWAP AGREEMENT 176,050. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND TUITION DISCOUNTS 7,554,252. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 NEWSPAPER ANNOUNCEMENTS, BROCHURES, COURSE DESCRIPTIONS SCHEDULE E, PART I, LINE 6 VARIOUS GOVERNMENT GRANTS TO PROVIDE FINANCIAL AID TO STUDENTS. 1 EUROPE 0 0 PROGRAM SERVICES TRAVEL, HOTELS, MEALS, TOURS, TUITION, SCHOLARSHIPS 145956 CENTRAL AMERICA AND CARRIBEAN 0 0 PROGRAM SERVICES SCHOLARSHIPS 89216 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL, HOTELS, MEALS, TOURS, TUITION, SCHOLARSHIPS 146763 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SCHOLARSHIPS 11688 SOUTH ASIA 0 0 PROGRAM SERVICES SCHOLARSHIPS 10878 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SCHOLARSHIPS 97129 NORTH AMERICA - CANADA AND MEXICO, BUT 0 0 PROGRAM SERVICES SCHOLARSHIPS 161383 0 0 0 0 0 0 663013 0 663013 EUROPE TUITION 51426 WIRE TRANSFER & CHECK NORTH AMERICA TUITION 12706 WIRE TRANSFER EAST ASIA AND THE PACIFIC TUITION 23933 CHECK CENTRAL AMERICA AND THE CARIBBEAN TUITION 11650 CHECK 4 SCHOLARSHIPS EAST ASIA AND THE PACIFIC 7 146763 CHECK SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 2 11688 CHECK SCHOLARSHIPS SOUTH ASIA 1 10878 CHECK SCHOLARSHIPS SUB-SAHARAN AFRICA 5 97129 CHECK SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) - 2 21600 CHECK SCHOLARSHIPS NORTH AMERICA - CANADA AND MEXICO, BUT 8 161383 CHECK SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN - 3 25768 CHECK SCHOLARSHIPS SOUTH AMERICA 2 10312 CHECK 0 0 0 0 0 0 PART I, LINE 2: INTERNATIONAL STUDENTS RECEIVE GRANT AWARDS FOR ATTENDING THE UNIVERSITY IN THE U.S. STUDENT'S ELIGIBILITY FOR GRANT SUPPORT IS DEPENDENT ONLY ON THEIR STATUS AS AN INTERNATIONAL STUDENT. THE ADMISSIONS AND REGISTRAR'S OFFICES VERIFY THE INTERNATIONAL STUDENT STATUS USING THEIR VISAS. THE FINANCIAL AID OFFICE POSTS THE FINANCIAL AID AWARD TO THEIR AID PACKAGE AND THE BUSINESS OFFICE POSTS THE AID ON THEIR STUDENT ACCOUNT. NO PAYMENTS OF CASH ARE MADE TO INTERNATIONAL STUDENTS DIRECTLY FOR THEIR GRANT AWARDS. STARVING ARTISTS FAIR 75223 75223 7520 2382 12077 FASHION SHOW 35598 35598 6526 24484 61002 2 25968 25968 3225 15450 59366 136789 136789 17271 42316 132445 192032 -55243 1 EDUCATIONAL SCHOLARSHIPS 992 6969016 PART I, LINE 2: EACH STUDENT IS REVIEWED BY TWO OR THREE INDIVIDUALS IN THE AWARDING PROCESS. STUDENTS ARE THEN AWARDED GRANT FUNDS BASED ON FEDERAL, STATE, AND INSTITUTIONAL REGULATIONS, GUIDELINES AND INSTITUTIONAL MATRIX. PROCEDURES FOR MONITORING FUNDS ARE ALSO BUILT INTO THE COMPUTER AWARDING SOFTWARE. X X X X X 0 0 0 0 0 0 0 0 0 EILEEN SCHWALBACH PRESIDENT 235000 0 0 0 0 0 21050 0 23168 0 279218 0 0 0 REYES GONZALEZ VICE PRESIDENT 142868 0 0 0 0 0 8572 0 385 0 151825 0 0 0 BETH WNUK VICE PRESIDENT 151372 0 0 0 0 0 0 0 378 0 151750 0 0 0 KAREN FRIEDLEN VICE-PRESIDENT 121023 0 0 0 0 0 12102 0 22939 0 156064 0 0 0 A WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 2013-07-01 10000000 FACILITIES CONSTRUCTION 0 0 0 B WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 2009-12-23 6610000 FACILITIES CONSTRUCTION 0 0 0 A 6535000 139677 0 0 1 1 B 6610000 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 A 1 B 1 VJS CONSTRUCTION SERVICES INC GARY JORGENSEN IS A TRUSTEE OF THE UNIVERSITY. 308051 GARY JORGENSEN (TRUSTEE) IS A PRINCIPAL OF VJS CONSTRUCTION SERVICES, INC. MOUNT MARY CONTRACTED WITH VJS CONSTRUCTION SERVICES, INC. TO PROVIDE CONSTRUCTION MANAGEMENT SERVICES. 0 BARRIENTOS DESIGN CONSULTING INC NORMAN BARRIENTOS IS A TRUSTEE OF THE UNIVERSITY. 5085 NORMAN BARRIENTOS (TRUSTEE) IS A PRINCIPAL OF BARRIENTOS DESIGN & CONSULTING, INC. MOUNT MARY CONTRACTED WITH BARRIENTOS DESIGN & CONSTRUCTION, INC. TO PROVIDE DESIGN AND ARCHITECTURE SERVICES. 0 X 5 108884 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 WAS PROVIDED TO THE ENTIRE BOARD, WHICH INCLUDES THE AUDIT COMMITTEE, PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C A FORM IS SIGNED ANNUALLY BY THE BOARD AND OFFICERS. THIS FORM IS SENT TO THE PRESIDENT AND MONITORED BY THAT OFFICE. FORM 990, PART VI, SECTION B, LINE 15 SALARIES ARE COMPARED TO WAICU SURVEYS. THE PRESIDENT'S SALARY GOES TO THE BOARD FOR APPROVAL FOR INCREASES. THE VICE PRESIDENT'S SALARY INCREASE APPROVALS GO TO THE PRESIDENT. THE CFO MONITORS THE PRESIDENT'S COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AT THE OFFICES OF THE UNIVERSITY. FORM 990, PART IX, LINE 24E AUXILIARY ENTERPRISES: PROGRAM SERVICE EXPENSES 796,548. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 796,548. FORM 990, PART XI, LINE 9: CHANGE IN VALUE/SPLIT INTEREST AGREEMENT -695. CHANGE IN VALUE/INTEREST RATE SWAP AGREEMENT -176,050. FORM 990, PART XII, LINE 2C THE UNIVERSITY HAS NOT CHANGED ITS OVERSIGHT PROCESS OR THE PROCESS USED TO SELECT AN INDEPENDENT ACCOUNTANT. SCHOOL SISTERS OF NOTRE DAME 13105 WATERTOWN PLANK ROAD ELM GROVE WI 53122 390806379 SPONSORING ORGANIZATION OF MOUNT MARY UNIVERSITY WI 501(C)(3) LINE 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 SCHOOL SISTERS OF NOTRE DAME M 291705 ACTUAL COST