2015-05-15T13:56:38-05:00 2014-06-30 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2013-07-01 536014540 AMALGAMATED TRANSIT UNION AMAL 2025371645 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 OSCAR OWENS INTL SEC-TREAS 2025371645 2015-05-15 1 JOANN WOODSON CPA P01293745 2023319880 2013 2016-04-25 22:37:26Z LAWRENCE HANLEY 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 181139631 0 X WWW.ATU.ORG X 1892 DC THE OBJECT OF THE INTERNATIONAL UNION SHALL BE TO ORGANIZE LOCAL UNIONS. TO PLACE OUR OCCUPATION ON A HIGHER PLANE OF INTELLIGENCE, EFFICIENCY AND SKILL; ENCOURAGE SETTLEMENT OF DISPUTES BETWEEN EMPLOYEES AND EMPLOYERS; SECURE EMPLOYMENT AND ADEQUATE PAY FOR OUR WORK. TO ENGAGE IN SUCH LEGISLATIVE, POLITICAL, EDUCATIONAL, CULTURAL, SOCIAL AND WELFARE ACTIVITIES AS WILL FURTHER THE INTERESTS AND WELFARE OF THE MEMBERSHIP. TO SEEK THE IMPROVEMENT OF SOCIAL AND ECONOMIC CONDITIONS IN THE UNITED STATES AND CANADA AND TO PROMOTE THE INTERESTS OF LABOR EVERYWHERE. 18 0 91 0 0 0 0 0 23123614 22564598 6658748 56896016 628085 1332784 30410447 80793398 27050 10000 4959718 1324215 14097597 12314029 0 0 0 11024032 14377511 30108397 28025755 302050 52767643 103495956 156177253 5940828 5854482 97555128 150322771 X THE OBJECT OF THE INTERNATIONAL UNION SHALL BE TO ORGANIZE LOCAL UNIONS. TO PLACE OUR OCCUPATION ON A HIGHER PLANE OF INTELLIGENCE, EFFICIENCY AND SKILL; ENCOURAGE SETTLEMENT OF DISPUTES BETWEEN EMPLOYEES AND EMPLOYERS; SECURE EMPLOYMENT AND ADEQUATE PAY FOR OUR WORK. TO ENGAGE IN SUCH LEGISLATIVE, POLITICAL, EDUCATIONAL, CULTURAL, SOCIAL AND WELFARE ACTIVITIES AS WILL FURTHER THE INTERESTS AND WELFARE OF THE MEMBERSHIP. TO SEEK THE IMPROVEMENT OF SOCIAL AND ECONOMIC CONDITIONS IN THE UNITED STATES AND CANADA AND TO PROMOTE THE INTERESTS OF LABOR EVERYWHERE. 0 0 LABOR UNION ACTIVITIES INCLUDING MEMBERSHIP ADMINISTRATION AND REPRESENTATION, EDUCATION, ORGANIZING, AND CONTRACT ADMINISTRATION. 0 0 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 1060 0 1 91 1 0 1 CA 0 0 0 0 X 18 0 0 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 0 0 1 1 0 X OSCAR OWENS 2025371645 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 OSCAR OWENS INTERNATIONAL SECRETARY-TR 40.00 X X 240424 0 87153 RAFAEL RIVERA INTERNATIONAL VICE PRESIDE 40.00 X X 169570 0 98865 BRUCE HAMILTON INTERNATIONAL VICE PRESIDE 40.00 X X 143207 0 26521 LARRY R KINNEAR INTERNATIONAL VICE PRESIDE 40.00 X X 144881 0 54865 JAVIER M PEREZ JR INTERNATIONAL VICE PRESIDE 40.00 X X 188583 0 81020 RICHARD MURPHY INTERNATIONAL VICE PRESIDE 40.00 X X 170830 0 96376 BOB HYKAWAY INTERNATIONAL VICE PRESIDE 40.00 X X 144881 0 45222 CLAUDIA HUDSON INTERNATIONAL VICE PRESIDE 40.00 X X 171241 0 27535 WILLIAM MCLEAN INTERNATIONAL VICE PRESIDE 40.00 X X 168816 0 98224 JANIS BORCHARDT INTERNATIONAL VICE PRESIDE 40.00 X X 168924 0 62904 PAUL BOWEN INTERNATIONAL VICE PRESIDE 40.00 X X 168286 0 85798 KENNETH R KIRK INTERNATIONAL VICE PRESIDE 40.00 X X 168847 0 64651 GARY RAUEN INTERNATIONAL VICE PRESIDE 40.00 X X 156762 0 75092 MARCELLUS BARNES INTERNATIONAL VICE PRESIDE 40.00 X X 167939 0 66626 ROBIN WEST INTERNATIONAL VICE PRESIDE 40.00 X X 144882 0 44192 JOHN COSTA INTERNATIONAL VICE PRESIDE 40.00 X X 168622 0 55588 GARY JOHNSON INTERNATIONAL VICE PRESIDE 40.00 X X 168389 0 65138 YVETTE TRUJILLO INTERNATIONAL VICE PRESIDE 40.00 X X 167450 0 53100 CHARLES WATSON INTERNATIONAL VICE PRESIDE 40.00 X X 169300 0 106488 LAWRENCE HANLEY INTERNATIONAL PRESIDENT 40.00 X X 265771 0 152477 MICHELLE SOMMERS INTERNATIONAL VICE PRESIDE 40.00 X X 61236 0 10330 NANCY TRUMBULL CONTROLLER 40.00 X 170203 0 52874 JEFFERY ROSENBERG LEGISLATIVE DIRECTOR 40.00 X 149353 0 61522 DAN SMITH ASSISTANT GENERAL COUNSEL 40.00 X 149100 0 46021 DAVID ROSCOW ASSISTANT TO IP FOR COMMUNICATION 40.00 X 144125 0 50126 LAURI STRAUGHAN EXEC ASST IP 40.00 X 130357 0 82160 4261979 0 1750868 35 0 1 0 CONVENTION SERVICES UNLIMITED 1701 CABIN BRANCH DR CHEVERLY MD 20785 CONVENTION SERVICE 373877 K&R INDUSTRIES PO BOX 220690 CHANTILLY VA 20153 SUPPLIER 353322 MOUNT VERNON PRINTING COMPANY 13201 MIDATLANTIC BLVD LAUREL MD 20708 PRINTING 287603 GLADSTEIN REIF AND MEGINNISS LLP 817 BROADWAY FLOOR 6 NEW YORK NY 10003 ATTORNEY 252561 CDW DIRECT PO BOX 75723 CHICAGO IL 60675 COMPUTER SERVICES 214859 18 PER CAPITA TAX 900099 22414046 22414046 REGISTRATION & REINSTAT 900099 150552 150552 22564598 3392564 3392564 305479 305479 282969 120650 162319 162319 162319 153729035 100225583 53503452 53503452 53503452 LOSS CURRENCY EXCHANGE 900099 457526 457526 MISC. INCOME 900099 320522 320522 REIMB BONDING PREMIUMS 900099 86938 86938 864986 80793398 23429584 0 57363814 10000 1324215 3418503 4172684 2662563 2060279 789906 80200 182166 50708 113280 818349 78620 846546 1654326 4589366 1739455 367232 168949 LOCAL UNION ASSISTANCE 813653 PUBLICATION & DISTRIBUT 526958 DONATIONS 495096 MISCELLANEOUS 370712 691989 28025755 4005382 6302675 730053 36243710 283935 245559 93594 2500 18423274 11995643 6113472 6427631 68318316 82248530 23951204 24706648 103495956 156177253 132878 107165 5807950 5747317 5940828 5854482 X 97555128 150322771 97555128 150322771 103495956 156177253 52767643 0 X X 0 1 X 0 0 1 0 0 390987 390987 8709669 7986762 722907 6355603 2434032 3921571 101223 54385 46838 2865792 1520464 1345328 6427631 AFL CIO HOUSING INVESTMENT TRUST 24482243 C PIEDMONT OFFICE REALTY TRUST 224405 C 24706648 ACCRUED FUNERAL BENEFITS 5747317 5747317 X 80448913 0 80448913 182166 162319 344485 80793398 27681270 0 27681270 182166 162319 344485 28025755 PART X, LINE 2: THE UNION ACCOUNTS FOR INCOME TAXES IN ACCORDANCE WITH THE ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITYS FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE UNION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED JUNE 30, 2014, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. AS OF JUNE 30, 2014, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2010 THROUGH 2012 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION AND THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH THE UNION FILES RETURNS. PART XI, LINE 4B - OTHER ADJUSTMENTS: NET RENTAL INCOME REPORTED ON LINE 6 162,319. PART XII, LINE 4B - OTHER ADJUSTMENTS: NET RENTAL INCOME REPORTED ON LINE 6 162,319. NORTH AMERICA 1 6 PROGRAM SERVICES REPRESENT MEMBERS, ORGANIZING ACTIVITIES;LISTTOTAL 1884018 1612911 1 6 0 0 1 6 1612911 0 1612911 0 0 0 0 0 0 1 2 SCHOLARSHIPS TOTALING $10,000 WERE PAID IN THE UNITED STATES. X X 0 1 0 0 0 OSCAR OWENS INTERNATIONAL SECRETARY-TR 206600 0 0 0 33824 0 55328 0 31825 0 327577 0 0 0 RAFAEL RIVERA INTERNATIONAL VICE PRESIDE 150737 0 0 0 18833 0 67040 0 31825 0 268435 0 0 0 BRUCE HAMILTON INTERNATIONAL VICE PRESIDE 127029 0 0 0 16178 0 0 0 26730 0 169937 0 0 0 LARRY R KINNEAR INTERNATIONAL VICE PRESIDE 141089 0 0 0 3792 0 51252 0 3613 0 199746 0 0 0 JAVIER M PEREZ JR INTERNATIONAL VICE PRESIDE 170368 0 0 0 18215 0 49195 0 32328 0 270106 0 0 0 RICHARD MURPHY INTERNATIONAL VICE PRESIDE 150737 0 0 0 20093 0 64552 0 32076 0 267458 0 0 0 BOB HYKAWAY INTERNATIONAL VICE PRESIDE 141089 0 0 0 3792 0 41609 0 3613 0 190103 0 0 0 CLAUDIA HUDSON INTERNATIONAL VICE PRESIDE 144802 0 0 0 26439 0 26660 0 1782 0 199683 0 0 0 WILLIAM MCLEAN INTERNATIONAL VICE PRESIDE 150737 0 0 0 18079 0 66399 0 32076 0 267291 0 0 0 JANIS BORCHARDT INTERNATIONAL VICE PRESIDE 150737 0 0 0 18187 0 51115 0 12516 0 232555 0 0 0 PAUL BOWEN INTERNATIONAL VICE PRESIDE 150737 0 0 0 17549 0 53974 0 32552 0 254812 0 0 0 KENNETH R KIRK INTERNATIONAL VICE PRESIDE 150737 0 0 0 18110 0 32826 0 32888 0 234561 0 0 0 GARY RAUEN INTERNATIONAL VICE PRESIDE 138682 0 0 0 18080 0 43115 0 32884 0 232761 0 0 0 MARCELLUS BARNES INTERNATIONAL VICE PRESIDE 150737 0 0 0 17202 0 43093 0 24439 0 235471 0 0 0 ROBIN WEST INTERNATIONAL VICE PRESIDE 141089 0 0 0 3793 0 40579 0 3613 0 189074 0 0 0 JOHN COSTA INTERNATIONAL VICE PRESIDE 150737 0 0 0 17885 0 23610 0 33040 0 225272 0 0 0 GARY JOHNSON INTERNATIONAL VICE PRESIDE 150737 0 0 0 17652 0 33161 0 33040 0 234590 0 0 0 YVETTE TRUJILLO INTERNATIONAL VICE PRESIDE 150737 0 0 0 16713 0 21123 0 33102 0 221675 0 0 0 CHARLES WATSON INTERNATIONAL VICE PRESIDE 150737 0 0 0 18563 0 74663 0 32076 0 276039 0 0 0 LAWRENCE HANLEY INTERNATIONAL PRESIDENT 232429 0 0 0 33342 0 120499 0 33363 0 419633 0 0 0 NANCY TRUMBULL CONTROLLER 154275 0 0 0 15928 0 20897 0 33102 0 224202 0 0 0 JEFFERY ROSENBERG LEGISLATIVE DIRECTOR 134108 0 0 0 15245 0 29545 0 33141 0 212039 0 0 0 DAN SMITH ASSISTANT GENERAL COUNSEL 134108 0 0 0 14992 0 14044 0 33141 0 196285 0 0 0 DAVID ROSCOW ASSISTANT TO IP FOR COMMUNICATION 129067 0 0 0 15058 0 18149 0 33102 0 195376 0 0 0 LAURI STRAUGHAN EXEC ASST IP 114977 0 0 0 15380 0 50182 0 33102 0 213641 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL IS ALLOWED FOR EXECUTIVE OFFICERS. PART I, LINE 1B SALARY AND BENEFITS ARE PROVIDED TO THE EXECUTIVE OFFICERS PURSUANT TO THE INTERNATIONAL CONSTITUTION AND GENERAL LAWS. SALARY AND BENEFITS ARE PROVIDED TO THE EMPLOYEES AS DIRECTED BY THE EXECUTIVE OFFICERS AND A COLLECTIVE BARGAINING AGREEMENT FOR COVERED EMPLOYEES. STEPHEN GEORGE STEPHEN GEORGE IS THE SON OF WARREN GEORGE, RETIRED INT'L PRESIDENT. STEPHEN IS EMPLOYED BY THE ORGANIZATION. 0 FORM 990, PART VI, SECTION A, LINE 6 THE THE ORGANIZATION HAS THE FOLLOWING CLASSES OF MEMBERS: ACTIVE - RIGHTS PURSUANT TO THE ATU CONSTITUTION AND APPLICABLE FEDERAL AND STATE LAWS PENSION - RIGHTS PURSUANT TO THE ATU CONSTITUTION ACTIVE MEMBERS AT LARGE- RIGHTS PURSUANT TO THE ATU CONSTITUTION PENSION MEMBERS AT LARGE - RIGHTS PURSUANT TO THE ATU CONSTITUTION FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO THE ATU CONSTITUTION MEMBERS ELECT CONVENTION DELEGATES AT THE LOCAL LEVEL. CONVENTION DELEGATES ELECT THE EXECUTIVE OFFICERS AND THE GENERAL EXECUTIVE BOARD. FORM 990, PART VI, SECTION A, LINE 7B PURSUANT TO THE ATU CONSTITUTION CERTAIN MATTERS ARE REFERRED TO THE CONVENTION DELEGATES. FORM 990, PART VI, SECTION B, LINE 11 THE FORM IS REVIEWED BY THE INTERNATIONAL SECRETARY-TREASURER AND CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C QUESTIONNAIRES REGARDING CONFLICT OF INTEREST ARE REQUIRED TO BE COMPLETED BY CURRENT AND FORMER OFFICERS, DIRECTORS AND KEY EMPLOYEES ON AN ANNUAL BASIS. THE ETHICS COMMITTEE IS CONVENED UPON A COMPLAINT. FORM 990, PART VI, SECTION B, LINE 15 EMPLOYEE SALARIES ARE DETERMINED BY THE EXECUTIVE OFFICERS. OFFICERS COMPENSATION IS DETERMINED BY ACTION OF THE CONVENTION AND SET FORTH IN THE ORGANIZATION'S CONSTITUTION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS CONSTITUTION AVAILABLE ON ITS WEBSITE. AMALGAMATED TRANSIT UNION PENSION PLAN FOR INTERNATIONAL OFFICERS AND EE'S 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 536014540 PROVIDE PENSION BENEFITS DC 401(A) N/A 0 ATU DISASTER RELIEF FUND 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 522344872 DISASTER RELIEF DC 501(C)(3) 170(B)(1)(A)(I) N/A 0 ATU JERRY FUND 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 521445945 RESEARCH FOR MULTIPLE SCLEROSIS DC 501(C)(3) 170(B)(1)(A)(VI) N/A 0 ATU LOCAL UNION OFFICERS AND EMPLOYEES 401(K) PLAN NO 002 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 522059293 PROVIDE PENSION BENEFITS DC 401(K) N/A 0 ATU NATIONAL 401(K) PLAN NO 001 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 522059290 PROVIDE PENSION BENEFITS DC 401(K) N/A 0 ATU LOCAL 1220 & OLD DOMINION TRANSIT SECTION 457 DEFERRED COMPENSATION PLA 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 900258323 PROVIDE PENSION BENEFITS DC 457 N/A 0 ATU 1742 TRI-STATE AUTHORITY SECTION 457 DEFERRED COMP PLAN 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 900258323 PROVIDE PENSION BENEFITS DC 457 N/A 0 ATU 1493 & TRI-STATE AUTHORITY DEFERRED COMP PLAN 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 900258323 PROVIDE PENSION BENEFITS DC 457 N/A 0 ATU LOCAL 1212 & CHATTANOOGA AREA REG TRANSPORTATION SEC 457 DEF COMP PL 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 900258323 PROVIDE PENSION BENEFITS DC 457 N/A 0 ATU GOVERNMENTAL PROFIT SHARING PLAN 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 223975924 PROVIDE PENSION BENEFITS DC 401(A) N/A 0 ATU COPE VOLUNTARY FUND 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 900052963 POLITICAL ACTION COMMITTEE DC 527 N/A 0 ATU COPE SPECIAL HOLDING ACCOUNT 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 522256338 POLITICAL ACTION COMMITTEE DC 527 N/A 0 ATU NEW YORK COPE FUND 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 522256341 POLITICAL ACTION COMMITTEE NY 527 N/A 0 ATU COPE WISCONSIN ACCOUNT 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 204972762 POLITICAL ACTION COMMITTEE WI 527 N/A 0 ATU MISSOURI ACCOUNT 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 522256377 POLITICAL ACTION COMMITTEE MO 527 N/A 0 ATU COPE FLORIDA CAMPAIGN 5025 WISCONSIN AVENUE NW WASHINGTON DC 20016 043746027 POLITICAL ACTION COMMITTEE FL 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 0