2015-05-13T17:26:06-05:00 2014-12-31 521446779 JOHNSON LAMBERT LLP 700 SPRING FOREST ROAD STE 115 RALEIGH NC 27609 990 2014-01-01 521916480 NATIONAL MINING ASSOCIATION NATI 2024632600 101 CONSTITUTION AVENUE NW NO 500E WASHINGTON DC 200012133 ROGER ROBERTS TREASURER/SVP FINANCE 2024632600 2015-05-13 1 JOHN HUSKINS P01081531 9197196400 2015-05-13 2014 2016-02-25 16:41:14Z HAROLD QUINN 101 CONSTITUTION AVENUE NW NO 500E WASHINGTON DC 200012133 27335437 0 X WWW.NMA.ORG X 1995 DE TO PROMOTE THE GENERAL WELFARE OF THE PRODUCERS OF COAL AND MINERALS, REPRESENT THE COAL AND MINERAL INDUSTRY ON PUBLIC POLICY ISSUES BEFORE CONGRESS, THE EXECUTIVE BRANCH, AND THE JUDICIARY AND PREPARE AND DISTRIBUTE INFORMATION TO CARRY OUT THESE PURPOSES. 74 74 39 0 0 0 4250 0 15018667 12716099 1326627 2514340 246073 242526 16595617 15472965 0 32540 0 0 7681539 7237692 0 0 0 11649166 12325678 19330705 19595910 -2735088 -4122945 40983192 41309991 4426868 9368833 36556324 31941158 X NMA'S MISSION IS TO CREATE AND MAINTAIN A BROAD BASE OF POLITICAL SUPPORT FOR THE MINING INDUSTRY AND TO HELP THE NATION REALIZE THE ECONOMIC AND NATIONAL SECURITY BENEFITS OF AMERICA'S DOMESTIC MINING CAPABILITY. OUR OBJECTIVE IS TO ENGAGE IN AND INFLUENCE THE PUBLIC POLICY PROCESS ON THE MOST SIGNIFICANT AND TIMELY ISSUES THAT IMPACT OUR ABILITY TO LOCATE, PERMIT, MINE, PROCESS, TRANSPORT, AND UTILIZE THE NATION'S VAST COAL AND MINERAL RESOURCES.NMA SERVICES ITS MEMBERSHIP BY:-PROMOTING THE PRODUCTION AND USE OF COAL AND MINERAL RESOURCES PRODUCED BY THE US MINING INDUSTRY; -ESTABLISHING A STRONG POLITICAL PRESENCE IN THE NATION'S CAPITAL ON BEHALF OF NMA'S MEMBERSHIP; -SERVING AS THE INFORMATION CENTER FOR AND A SINGLE VOICE OF THE US MINING INDUSTRY;-AND ADDRESSING THE CURRENT AND FUTURE NEEDS OF THE INDUSTRY, MINING EQUIPMENT MANUFACTURERS, AND SUPPORT SERVICES MEMBERS OF THE ASSOCIATION. 0 0 PRESENTED THE INTEREST OF MINING BEFORE CONGRESS, THE ADMINISTRATION, FEDERAL AGENCIES, THE JUDICIARY, AND THE MEDIA. HELD SPECIALIZED SEMINARS, WORKSHOPS, AND OTHER SIGNIFICANT MEETINGS AND EVENTS. DEVELOP GENERAL INDUSTRY AND ISSUE SPECIFIC ADVERTISING CAMPAIGNS DEVELOP GENERAL INDUSTRY AND ISSUE SPECIFIC ADVERTISING CAMPAIGNS 0 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 46 0 1 39 1 0 0 0 0 1 1 0 X 74 74 0 0 0 0 1 1 0 1 1 0 0 1 0 0 1 1 1 0 X ROGER ROBERTS 2024632600 101 CONSTITUTION AVE NW STE 500E WASHINGTON DC 20001 RED CONGER CHAIRMAN 1.00 X X 0 0 0 KEVIN CRUTCHFIELD VICE CHAIRMAN 1.00 X X 0 0 0 TERRELL ACKERMAN DIRECTOR (TO JAN '14) 1.00 X 0 0 0 ALI ALAVI DIRECTOR 1.00 X 0 0 0 HARRY L ANTHONY DIRECTOR 1.00 X 0 0 0 JACK ATWATER DIRECTOR 1.00 X 0 0 0 PHILLIPS S BAKER JR DIRECTOR 1.00 X 0 0 0 ROBERT L BENSON DIRECTOR 1.00 1.00 X 0 0 0 BRENT BILSLAND DIRECTOR (FROM OCT '14) 1.00 X 0 0 0 JOHN BLASCHAK DIRECTOR 1.00 X 0 0 0 THOMAS BORER DIRECTOR 1.00 X 0 0 0 GREGORY H BOYCE DIRECTOR 1.00 1.00 X 0 0 0 JOHN T BOYD DIRECTOR (TO SEP '14) 1.00 X 0 0 0 JIMMY BROCK DIRECTOR (FROM SEP '14) 1.00 X 0 0 0 MICHAEL J BROWN DIRECTOR 1.00 X 0 0 0 FRANK CALANDRA JR DIRECTOR 1.00 X 0 0 0 NICK CARTER DIRECTOR (TO SEP '14) 1.00 X 0 0 0 DIEGO CHANTO DIRECTOR (TO AUG '14) 1.00 X 0 0 0 RODNEY COLE DIRECTOR 1.00 X 0 0 0 ROBERT P COOPER DIRECTOR 1.00 X 0 0 0 JOSEPH W CRAFT III DIRECTOR 1.00 X 0 0 0 CINDY CRANE DIRECTOR 1.00 X 0 0 0 TOM DIMENT DIRECTOR 1.00 X 0 0 0 GENE B DIXON DIRECTOR (TO SEP '14) 1.00 X 0 0 0 GUY B DIXON DIRECTOR (FROM SEP '14) 1.00 X 0 0 0 EDWARD DOHENY II DIRECTOR 1.00 X 0 0 0 GARRY N DRUMMOND DIRECTOR 1.00 X 0 0 0 MARK DUNN DIRECTOR 1.00 X 0 0 0 JOHN W EAVES DIRECTOR 1.00 X 0 0 0 CLIFF FORREST DIRECTOR 1.00 X 0 0 0 JIM FOWLER DIRECTOR (TO MAR '14) 1.00 X 0 0 0 DAVID GARDNER DIRECTOR (TO APR '14) 1.00 X 0 0 0 TOM GARGES DIRECTOR 1.00 X 0 0 0 JAMES D GARRETT DIRECTOR (TO MAR '14) 1.00 X 0 0 0 TIM GITZEL DIRECTOR 1.00 X 0 0 0 DAVID GODLEWSKI DIRECTOR (TO JUL '14) 1.00 X 0 0 0 GARY J GOLDBERG DIRECTOR 1.00 X 0 0 0 WILLIAM GORANSON DIRECTOR (FROM SEP '14) 1.00 X 0 0 0 PORTER W GREGORY III DIRECTOR 1.00 X 0 0 0 BENJAMIN GUENTHER DIRECTOR 1.00 X 0 0 0 PETER T HALPIN DIRECTOR 1.00 X 0 0 0 GARY HALVERSON DIRECTOR (TO SEP '14) 1.00 X 0 0 0 J BRETT HARVEY DIRECTOR (TO SEP '14) 1.00 X 0 0 0 BEN HATFIELD DIRECTOR 1.00 X 0 0 0 GREGORY E HINSHAW DIRECTOR 1.00 X 0 0 0 WYATT HOGAN DIRECTOR (FROM SEP '14) 1.00 X 0 0 0 TRAVIS HUDSON DIRECTOR 1.00 X 0 0 0 CHARLES A JEANNES DIRECTOR 1.00 X 0 0 0 TONY JENSEN DIRECTOR 1.00 X 0 0 0 GREG JESSEE DIRECTOR 1.00 X 0 0 0 KEITH B KIMBLE DIRECTOR 1.00 X 0 0 0 EVERETT KING DIRECTOR 1.00 X 0 0 0 STEVE KOPENITZ DIRECTOR 1.00 X 0 0 0 MITCHELL J KREBS DIRECTOR 1.00 X 0 0 0 PAUL KRIVOKUCA DIRECTOR 1.00 X 0 0 0 GUY LEBLANC DIRECTOR (TO FEB '14) 1.00 X 0 0 0 TOM MACKALL DIRECTOR 1.00 X 0 0 0 COLIN MARSHALL DIRECTOR 1.00 X 0 0 0 JAMES M MATTERN DIRECTOR 1.00 X 0 0 0 MARK MCCORMICK DIRECTOR 1.00 X 0 0 0 MICHAEL W MCLANAHAN DIRECTOR 1.00 X 0 0 0 MICK MCMULLEN DIRECTOR (FROM FEB '14) 1.00 X 0 0 0 ROBERT E MURRAY DIRECTOR 1.00 1.00 X 0 0 0 KEITH R O'LEARY DIRECTOR 1.00 X 0 0 0 PAUL PAINTER DIRECTOR (FROM APR '14) 1.00 X 0 0 0 TONY PANCHYSHYN DIRECTOR 1.00 X 0 0 0 DAVE PARTRIDGE DIRECTOR 1.00 X 0 0 0 JAMES E PINKLEY DIRECTOR (FROM SEP '14) 1.00 X 0 0 0 DAVID POTTER DIRECTOR 1.00 X 0 0 0 DUANE L RICHARDS DIRECTOR 1.00 X 0 0 0 PATRICK RISNER DIRECTOR 1.00 X 0 0 0 LAUREN ROBERTS DIRECTOR (FROM MAR '14) 1.00 X 0 0 0 BRYAN RONCK DIRECTOR 1.00 X 0 0 0 KELLY SANDERS DIRECTOR (TO JUN '14) 1.00 X 0 0 0 WALT SCHELLER DIRECTOR 1.00 X 0 0 0 KEITH SMITH DIRECTOR (FROM SEP '14) 1.00 X 0 0 0 RICHARD SMITH DIRECTOR (FROM AUG '14) 1.00 X 0 0 0 VICTOR STABIO DIRECTOR 1.00 X 0 0 0 ROBERT J STENGER DIRECTOR 1.00 X 0 0 0 ANDREW TAPLIN DIRECTOR (FROM JUL '14) 1.00 X 0 0 0 CHARLES C UNGUREAN DIRECTOR 1.00 X 0 0 0 JOSEPH E USIBELLI JR DIRECTOR 1.00 X 0 0 0 JIM VINCENT DIRECTOR (FROM MAR '14) 1.00 X 0 0 0 RANDY K VRANES DIRECTOR 1.00 X 0 0 0 DONNA WICHERS DIRECTOR 1.00 X 0 0 0 DAVID WILLICK DIRECTOR 1.00 X 0 0 0 JIM WOLF DIRECTOR (TO SEP '14) 1.00 X 0 0 0 STEVEN H WUNNING DIRECTOR 1.00 X 0 0 0 HAROLD QUINN PRESIDENT & CEO 35.00 2.00 X 1434134 0 96984 ROGER ROBERTS TREASURER (SVP, FINANCE) 35.00 2.00 X 217903 0 62431 MARY SWEENEY ASSISTANT SECRETARY (GENERAL COUNSEL) 35.00 X 301245 0 64828 BRUCE WATZMAN SVP, REGULATORY AFFAIRS 35.00 X 385828 0 94718 NANCY GRAVATT SVP, COMMUNICATIONS 35.00 X 268181 0 59707 MERLYN NOLAN SVP, GOVERNMENT AFFAIRS 35.00 X 431618 0 69331 MOYA PHELLEPS SVP, MEMBERSHIP 35.00 X 192193 0 57443 TAWNY BRIDGEFORD ASSISTANT GENERAL COUNSEL 35.00 X 196690 0 35651 VIRGINIA HAMISEVICZ VP, GOVERNMENT AFFAIRS 35.00 X 141715 0 17345 GLENN KELLY VP, GOVERNMENT AFFIARS 35.00 X 228047 0 26724 JERRY MULLINS VP, GOVERNMENT AND STATE AFFAIRS 35.00 X 191145 0 36169 LUKE POPOVICH VP, EXTERNAL COMMUNICATIONS 35.00 X 164828 0 50393 4153527 0 671724 18 0 1 0 DANIEL J EDELMAN INC 21992 NETWORK PLACE CHICAGO IL 60673 CONSULTING-COMMUNICATIONS 2160481 WEBER MERRITT STRATEGIES 414 N WASHINGTON ST STE 301 ALEXANDRIA VA 22314 CONSULTING-COMMUNICATIONS 1595732 TROUTMAN SANDERS LLP PO BOX 933652 ATLANTA GA 311933652 CONSULTING-LEGAL SERVICES 486571 HALL-ERICKSON INC 98 E NAPERVILLE RD WESTMONT IL 60559 CONVENTION SERVICES 385791 JACKSON LEWIS PC 666 THIRD AVE NEW YORK NY 10017 LEGAL CONSULTING 357841 19 MEMBERSHIP DUES & ASSESSMENTS 900099 12386151 12386151 CONVENTIONS, CONFERENCES, AND MEE 900099 179249 179249 COUNT ON COAL 900099 147192 147192 PUBLICATIONS 900099 3507 3507 12716099 1315360 1315360 13061452 11862472 1198980 1198980 1198980 SUBLEASE 900099 241213 241213 MISCELLANEOUS 900099 1313 1313 242526 15472965 12536850 0 2936115 X 32540 3736545 2381599 365509 460844 293195 1008910 47636 5040505 30890 2186314 326467 215106 65075 1793130 225105 520739 88888 92854 DUES & SUBSCRIPTIONS 589564 BAD DEBT 63900 TRAINING 28099 TAXES AND LICENSES 2496 19595910 1000 1000 4577094 5517614 375988 65025 485373 779176 1749223 683488 88508 1065735 35082972 33502092 372257 379349 40983192 41309991 1285198 866318 17599 5175794 3124071 3326721 4426868 9368833 X 35582538 31941158 973786 0 36556324 31941158 40983192 41309991 X -4122945 -1269449 777228 X 0 1 X 1 0 COALPAC 101 CONSTITUTION AVE NW STE 500E WASHINGTON DC 20001 521322749 9657 MINEPAC 101 CONSTITUTION AVE NW STE 500E WASHINGTON DC 20001 521939409 11256 0 0 1 12533343 5811045 -958931 4852114 2632002 2220112 1009713 72673 937040 515829 397436 118393 223681 213379 10302 1065735 DUE TO RELATED PARTY 100000 DEFERRED LEASE OBLIGATION 866770 ACCRUED PENSION OBLIGATION 1128508 DEFERRED COMPENSATION LIABILITY 231443 INVESTMENT PAYABLE FOR ALTERNATIVE INVESTMENT 1000000 3326721 X 14203516 -1269449 -1269449 15472965 0 15472965 18818682 0 18818682 777228 777228 19595910 PART X, LINE 2: MANAGEMENT HAS CONCLUDED THAT THE ASSOCIATION HAS MAINTAINED ITS EXEMPT STATUS; ALL REVENUE WITHIN THE STATEMENTS OF ACTIVITIES HAS BEEN PROPERLY CLASSIFIED FOR THE YEARS ENDED DECEMBER 31, 2014 AND 2013 AND THE ASSOCIATION DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2014. PART XII, LINE 4B - OTHER ADJUSTMENTS: FAS 158 ADJUSTMENT 777,228. 0 UNIVERSITY OF MISSOURI 109 DONALY REYNOLDS ALUMNI CENTER COLUMBIA MO 65211 266440629 501(C)(3) 10000 GOODWILL CONTRIBUTION US CAPITOL HISTORICAL SOCIETY 200 MARYLAND AVE NE WASHINGTON DC 20002 520796820 501(C)(3) 10000 GOODWILL CONTRIBUTION 2 X 0 1 X X X X 0 0 0 HAROLD QUINN PRESIDENT & CEO 536500 0 833000 0 64634 0 67585 0 29399 0 1531118 0 0 0 ROGER ROBERTS TREASURER (SVP, FINANCE) 170150 0 35000 0 12753 0 31112 0 31319 0 280334 0 0 0 MARY SWEENEY ASSISTANT SECRETARY (GENERAL COUNSEL 222500 0 60000 0 18745 0 43060 0 21768 0 366073 0 0 0 BRUCE WATZMAN SVP, REGULATORY AFFAIRS 244750 0 90000 0 51078 0 66672 0 28046 0 480546 0 0 0 NANCY GRAVATT SVP, COMMUNICATIONS 196580 0 45000 0 26601 0 40200 0 19507 0 327888 0 0 0 MERLYN NOLAN SVP, GOVERNMENT AFFAIRS 323750 0 80000 0 27868 0 41752 0 27579 0 500949 0 0 0 MOYA PHELLEPS SVP, MEMBERSHIP 149100 0 17000 0 26093 0 43325 0 14118 0 249636 0 0 0 TAWNY BRIDGEFORD ASSISTANT GENERAL COUNSEL 156542 0 25750 0 14398 0 23847 0 11804 0 232341 0 0 0 VIRGINIA HAMISEVICZ VP, GOVERNMENT AFFAIRS 107718 0 24000 0 9997 0 15332 0 2013 0 159060 0 0 0 GLENN KELLY VP, GOVERNMENT AFFIARS 225427 0 0 0 2620 0 15348 0 11376 0 254771 0 0 0 JERRY MULLINS VP, GOVERNMENT AND STATE AFFAIRS 145700 0 34000 0 11445 0 22404 0 13765 0 227314 0 0 0 LUKE POPOVICH VP, EXTERNAL COMMUNICATIONS 119100 0 16000 0 29728 0 33280 0 17113 0 215221 0 0 0 PART I, LINE 1A CLUB BENEFITS ARE AVAILABLE TO MEMBERS OF SENIOR MANAGEMENT ON AN AS-APPROPRIATE BASIS. FOUR OFFICERS OR KEY EMPLOYEES RECEIVED CLUB DUES AS A BENEFIT, WHICH WAS TAXABLE TO THE RECIPIENTS. PART I, LINE 1B NMA DOES NOT HAVE A WRITTEN POLICY CONCERNING CLUB DUES. THEY ARE APPROVED BY THE CEO ON A CASE-BY-CASE BASIS FOR SENIOR MANAGEMENT WITH A VALID BUSINESS PURPOSE AND ARE REIMBURSED BASED UPON ACTUAL COST. FORM 990, PART VI, SECTION A, LINE 6 ANY ORGANIZATION, CORPORATION, PARTNERSHIP, COMPANY, OR INDIVIDUAL ENGAGED IN OR CLOSELY ASSOCIATED WITH MINING ACTIVITIES SHALL BE ELIGIBLE FOR MEMBERSHIP. MEMBERSHIP IN THE ASSOCIATION CONSISTS OF THE FOLLOWING CLASSES: PRODUCER MEMBERSHIP - ANY ORGANIZATION CORPORATION, PARTNERSHIP, COMPANY, OR INDIVIDUAL ENGAGED IN THE MINING AND PRODUCTION OR COAL OR MINERALS. PRODUCERS MEMBERS ARE DIVIDED INTO TWO SEPARATE CLASSES (I) COAL PRODUCER MEMBERS AND (II) MINERAL PRODUCER MEMBERS. MANUFACTURERS AND SERVICES MEMBERSHIP - ANY ORGANIZATION, CORPORATION PARTNERSHIP, COMPANY, OR INDIVIDUAL ENGAGED IN THE MANUFACTURE OF MINING MACHINERY, EQUIPMENT, AND SUPPLIES. MINING RELATED SERVICES OR CLOSELY ASSOCIATED WITH AND INTERESTED IN PROMOTING THE GENERAL WELFARE OF THE MINING INDUSTRY, BUT NOT ENGAGED IN MINING. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS SHALL CONSIST OF DIRECTORS SELECTED BY, AND REPRESENTING AS CLASSES, COAL PRODUCER MEMBERS, MINERAL PRODUCER MEMBERS, MANUFACTURERS AND SERVICES MEMBERS. IN ADDITION, THE PRESIDENT OF THE ASSOCIATION SERVES AS AN EX OFFICIO MEMBER OF THE BOARD OF DIRECTORS. DIRECTORS ARE ELECTED BY A MAJORITY VOTE AT THE ANNUAL MEETING OF THE ASSOCIATION. FORM 990, PART VI, SECTION B, LINE 11 FOR 990 IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990 IS REVIEWED BY SENIOR MANAGEMENT AND GENERAL COUNSEL AND ANY CHANGES ARE COMMUNICATED TO THE OUTSIDE ACCOUNTANTS PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A COMPENSATION CONSULTANT TO PERFORM A BI-ANNUAL COMPENSATION SURVEY OF COMPARABLE TRADE ASSOCIATIONS. NATIONAL MINING ASSOCIATION'S GOAL WHEN SETTING SALARIES FOR ALL EMPLOYEES IS TO HAVE THEIR COMPENSATION AT THE 75TH PERCENTILE OF COMPARABLE TRADE ASSOCIATIONS USING THE RESULTS FROM THIS SURVEY. FURTHERMORE, THE PRESIDENT AND CEO'S SALARY IS NEGOTIATED VIA CONTRACT WITH THE FOLLOWING BOARD MEMBERS: CHAIRMAN AND VICE CHAIRMAN. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT GENERALLY MAKE ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G PAYROLL/PENSION ADMINISTRATION ADMIN 72,056. CONSULTING - COMMUNICATIONS 1,022,964. PLACEMENT FEE 2,327. CONSULTING - REGULATORY 1,082,804. FIELD TEAMS 6,163. FORM 990, PART XI, LINE 9: FAS 158 ADJUSTMENT 777,228. AMERICAN COAL FOUNDATION 101 CONSTITUTION AVE STE 525E WASHINGTON DC 20001 521236554 EDUCATIONAL FOUNDATION DC 501(C)(3) 11-II NMA 0 MINEPAC 101 CONSTITUTION AVE STE 525E WASHINGTON DC 20001 521939409 POLITICAL ACTION COMMITTEE DC 527 N/A 0 COALPAC 101 CONSTITUTION AVE STE 525E WASHINGTON DC 20001 521322749 POLITICAL ACTION COMMITTEE DC 527 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0