2015-05-12T15:50:23-05:00 2014-06-30 KPMG LLP 550 S Hope St Suite 1500 Los Angeles CA 90071 990 2013-07-01 953119548 Regional Center of Orange County Inc % BETTE BABER REGI 7147965100 PO Box 22010 Suite Santa Ana CA 927022010 BETTE BABER CFO 7147965100 2015-05-11 true CAREY K MCKEE P01281067 7147965100 2015-05-08 2013 2016-03-07 17:11:31Z LARRY LANDAUER PO BOX 22010 Santa Ana CA 927022010 295653795 false X www.rcocdd.com X 1977 CA REGIONAL CENTER OF ORANGE COUNTY, INC. (THE CENTER) IS A PRIVATE, NONPROFIT CORPORATION THAT PROVIDES SERVICES TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. 16 16 401 19 0 273572912 295545777 0 0 97324 108018 0 0 273670236 295653795 10415 21391 0 0 23131134 23032006 0 0 0 250526748 272602475 273668297 295655872 1939 -2077 32023783 41230132 31972949 41181375 50834 48757 X Regional Center of Orange County, within the spirit and mandate of the Lanterman Act, shall assist persons with developmental disabilities, and their families, in securing and coordinating those services and supports which maximize opportunities and choices for living, working, learning and recreating in the community and which result in consumer satisfaction and quality services which stress human dignity and openness to innovation. false false 52892836 0 0 Out of Home Programs: Purchase of residential services. Approximately 2,077 individuals benefited from these services in fiscal year 2013-2014. 74767182 0 0 Day Programs: Purchase of day care, day activity training, habilitation, infant development and training for independent living. Approximately 8,684 individuals benefited from these services in fiscal year 2013-2014. 162102732 21391 0 Other: Purchase of services such as behavioral, transportation, respite, occupational, physical, speech therapy, and supported living. Approximately 24,296 individuals benefited from these services in fiscal year 2013-2014. 289762750 true true false false false false false false false false false false false false true true true false false false false false false false false false false false true true false false false false false false false false false false false false false false false false false true 1515 0 true 401 true false false false false false false false false false false X 16 16 false false false false false false false true true false false true true true true true true true false false CA X X BETTE BABER 7147965100 1525 N TUSTIN AVENUE SANTA ANA CA 92705 ALAN MARTIN DIRECTOR/CHAIRPERSON 1.0 0.0 X X 0 0 0 TRESA OLIVERI DIRECTOR/VICE CHAIRPERSON 1.0 0.0 X X 0 0 0 SYLVIA DELGADO DIRECTOR/SECRETARY 1.0 0.0 X X 0 0 0 ROBERT COSTELLO DIRECTOR/TREASURER 1.0 0.0 X X 0 0 0 CHRISTINE ALBA DIRECTOR 1.0 0.0 X 0 0 0 CLIFFORD AMSDEN DIRECTOR 1.0 0.0 X 0 0 0 MARK ANTENUCCI DIRECTOR 1.0 0.0 X 0 0 0 MEENA CHOCKALINGAM DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH DECARLO DIRECTOR 1.0 0.0 X 0 0 0 LUKE FRANCK DIRECTOR 1.0 0.0 X 0 0 0 CHRIS JENKINS DIRECTOR (THRU 05/04/14) 1.0 0.0 X 0 0 0 PETER KUO DIRECTOR 1.0 0.0 X 0 0 0 KATHY MCCRYSTAL DIRECTOR 1.0 0.0 X 0 0 0 HILDA MENDEZ DIRECTOR 1.0 0.0 X 0 0 0 THOMASINA PARKER DIRECTOR (THRU 07/11/13) 1.0 0.0 X 0 0 0 MARTHA PATARROYO DIRECTOR (THRU 07/11/13) 1.0 0.0 X 0 0 0 FERNANDO PENA DIRECTOR 1.0 0.0 X 0 0 0 PALAK SHAH DIRECTOR 1.0 0.0 X 0 0 0 HILDA SRAMEK DIRECTOR 1.0 0.0 X 0 0 0 LARRY LANDAUER EXECUTIVE DIRECTOR 40.0 0.0 X 177171 0 49187 JANIS WHITE CHIEF OPERATING OFFICER 40.0 0.0 X 158032 0 34329 BETTE BABER CHIEF FINANCIAL OFFICER 40.0 0.0 X 159497 0 34552 PETER HIMBER CHIEF MEDICAL OFFICER 40.0 0.0 X 166603 0 34132 LEEANN CHRISTIAN CHIEF CLINICAL OFFICER 40.0 0.0 X 115466 0 24984 MARY PARPAL CLINICAL ADMINISTRATOR 40.0 0.0 X 102431 0 26918 879200 0 204102 6 false true false NO ORDINARY MOMENTS 16742 GOTHARD ST SUITE 115 HUNTINGTON BEACH CA 92647 SUPPORTED LIVING 9966007 ACES 3731 6TH AVE SUITE 100 SAN DIEGO CA 92103 INFANT DEVELOPMENT 6470687 GOODWILL OF ORANGE COUNTY 410 N FAIRVIEW STREET SANTA ANA CA 92703 DAY PROGRAMS 10778277 ORANGE COUNTY ADULT ACHIEVEMENT CEN 225 W CARL KARCHER WAY ANAHEIM CA 92801 DAY PROGRAMS 6998466 WESTVIEW SERVICES INC 10522 KATELLA AVENUE ANAHEIM CA 92804 DAY PROGRAMS 9729422 898 X 285526395 10019382 295545777 0 108018 108018 0 0 0 0 0 0 0 0 0 0 295653795 108018 X 0 21391 21391 0 0 665536 201093 464443 0 0 17845637 16251920 1593717 1712124 1371454 340670 2471999 1894702 577297 336710 310765 25945 0 329149 329149 62364 62364 0 0 0 265108760 265108760 0 828151 621113 207038 1255927 941945 313982 0 3117036 2337777 779259 227681 207550 20131 0 0 0 0 0 190700 190700 CONTRACT/CONSULTANTS 301791 21962 279829 BANK SERVICE FEES 76448 76448 FAMILY RESOURCE CENTER-OPS 47646 47646 PREVENTION-OPERATIONS 26688 26688 1030134 472318 557816 295655872 289762750 5893122 0 3247275 9937704 986353 1124315 26215256 28820257 110056 78532 0 0 0 0 0 0 0 0 555638 570413 0 0 0 0 0 0 0 0 0 909205 698911 32023783 41230132 28144908 37180234 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3828041 4001141 31972949 41181375 X 50834 48757 0 0 0 0 50834 48757 32023783 41230132 -2077 X false true X true true true X 284685872 287613532 270558928 273572912 295545777 1411977021 0 0 284685872 287613532 270558928 273572912 295545777 1411977021 0 1411977021 201401 177795 112143 97324 108018 696681 0 0 1412673702 0.99951 0.99950 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 DEFERRED RENT LIABILITY 2538231 UNEXPENDED CLIENT TRUST FUNDS 790008 OTHER LIABILITIES 672902 4001141 X 295653795 295653795 295653795 295655872 295655872 295655872 FORM 990, Schedule D, part X ASC TOPIC 740, INCOME TAXES, PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, AND PROVIDES GUIDANCE ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE CENTER IS SUBJECT TO POTENTIAL INCOME TAX AUDITS ON OPEN TAX YEARS BY ANY TAXING JURISDICTION IN WHICH IT OPERATES. THE STATUTE OF LIMITATIONS FOR FEDERAL AND CALIFORNIA PURPOSES IS GENERALLY THREE AND FOUR YEARS, RESPECTIVELY. MANAGEMENT BELIEVES THAT NO SUCH UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL OR DISCLOSURE EXIST AT JUNE 30, 2014. true PAYMENTS FOR PERSONAL ASSISTANCE 468 21391 0 AMOUNT PAID RENT,FOOD,MED EXP SUPPLEMENTAL INFORMATION FOR CASH GRANTS TO INDIVIDUALS SCHEDULE I, PART III RCOC DOES NOT PAY CASH GRANTS TO INDIVIDUALS, BUT RATHER, PROVIDES SPECIFIC SERVICES AND ASSISTANCE TO INDIVIDUALS WHICH CANNOT BE PAID OUT OF STATE GRANT FUNDS. RCOC EITHER PAYS THE EXPENSE DIRECTLY OR REIMBURSES THE INDIVIDUAL FOR THE SERVICE PROVIDED. X X X false false false false false false false false false LARRY LANDAUER EXECUTIVE DIRECTOR 177171 0 0 0 0 0 32564 0 16623 0 226358 0 0 0 JANIS WHITE CHIEF OPERATING OFFICER 158032 0 0 0 0 0 27876 0 6453 0 192361 0 0 0 BETTE BABER CHIEF FINANCIAL OFFICER 159497 0 0 0 0 0 27876 0 6676 0 194049 0 0 0 PETER HIMBER CHIEF MEDICAL OFFICER 151107 0 0 0 15496 0 31037 0 3095 0 200735 0 0 0 process of reviewing form 990 form 990, part vi, section a, LINE 11b A PDF OF THE FINAL 990 IS DISTRIBUTED TO THE ENTIRE BOARD PRIOR TO FILING. monitoring and enforcing compliance with conflict of interest policy form 990, part vi, section b, LINE 12c THE REGIONAL CENTER OF ORANGE COUNTY (RCOC) IS SUBJECT TO THE CALIFORNIA CODE OF REGULATIONS, TITLE 17, CONFLICT OF INTEREST REGULATIONS AS WELL AS ITS OWN CONFLICT OF INTEREST POLICY. CONFLICT OF INTEREST REPORTING STATEMENTS ARE COMPLETED ANNUALLY BY AUGUST 1ST OF EACH YEAR BY ALL OFFICERS AND BOARD MEMBERS. THE EXECUTIVE DIRECTOR REVIEWS EACH REPORTING STATEMENT THAT IS SUBMITTED WITHIN 10 WORKING DAYS OF RECEIPT AND SHALL DETERMINE WHETHER A CONFLICT EXISTS. ANY CONFLICTS THAT ARE IDENTIFIED REQUIRE THE EMPLOYEE OR BOARD MEMBER TO ELIMINATE THE CONFLICT OR MITIGATE AND MANAGE THE CONFLICT THROUGH A CONFLICT RESOLUTION PLAN OR THE INDIVIDUAL SHALL RESIGN. ANY WAIVER REQUESTS MUST BE SUMITTED TO THE CA DEPARTMENT OF DEVELOPMENTAL SERVICES FOR APPROVAL, MODIFICATION OR DENIAL. THE MINUTES OF THE BOARD AND ANY APPLICABLE COMMITTEES SHALL CONTAIN DISCUSSIONS REGARDING ANY DISCLOSED OR FOUND CONFLICTS OF INTEREST, WHICH SHALL INCLUDE THE NAMES OF PERSONS, NATURE OF THE CONFLICT, ANY DECISIONS MADE, NAMES OF PERSONS WHO WERE PRESENT FOR DISCUSSIONS, CONTENT OF THE DISCUSSION INCLUDING ANY ALTERNATIVES, AND RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. process of determining compensation form 990, part vi, section b, line 15a RCOC'S BOARD HAS APPOINTED AN EXECUTIVE COMMITTEE, COMPOSED OF OFFICERS, I.E., CHAIRPERSON, VICE CHAIRPERSON, SECRETARY, AND TREASURER, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT FOR THE EXECUTIVE DIRECTOR, TO BE ACCOUNTABLE FOR SETTING A REASONABLE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR. CONSISTENT WITH THE ORGANIZATION'S PHILOSOPHY AND PRINCIPLES, THE EXECUTIVE COMMITTEE DEVELOPS THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING THE COMPENSATION PACKAGE FOR THE EXECUTIVE DIRECTOR. THE FULL BOARD THEN VOTES ON THE EXECUTIVE DIRECTOR'S COMPENSATION. APPROPRIATE COMPARABLE COMPENSATION AND BENEFIT DATA IS OBTAINED FROM OTHER REGIONAL CENTERS AND OTHER SIMILAR TAX EXEMPT ORGANIZATIONS. THE BOARD'S WRITTEN RECORDS INCLUDE KEY DELIBERATIONS OF THE BOARD, SUCH AS THE TERMS OF THE ARRANGEMENT, THE NAMES OF THE MEMBERS PRESENT, A DESCRIPTION OF THE COMPARABLE DATA UTILIZED, HOW THE DATA WAS OBTAINED, ETC. THE COMPENSATION FOR THE 2014 FISCAL YEAR WAS APPROVED BY THE BOARD ON NOVEMBER 7, 2013. THE EXECUTIVE DIRECTOR'S CONTRACT WAS THEN AMENDED AND POSTED ON ROCC'S WEBSITE. FORM 990, PART VI, SECTION B, LINE 15B Compensation packages for other officers are determined by RCOC's executive director utilizing comparability data obtained from other regional centers. governing document disclosure form 990, part vi, section c, question 19 All the Board Governance DOCUMENTS, THE CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS are available on RCOC's Web site. FORM 990 PART IX LINE 11G DESCRIPTION:OUT OF HOME PROGRAMS TOTAL FEES:52892836 FORM 990 PART IX LINE 11G DESCRIPTION:DAY PROGRAMS TOTAL FEES:74767182 FORM 990 PART IX LINE 11G DESCRIPTION:OTHER PROGRAM SERVICES TOTAL FEES:XXX-XX-XXXX