2015-05-11T14:30:11-05:00 2014-12-31 161092347 MENGEL METZGER BARR & CO LLP 100 CHESTNUT STREET SUITE 1200 ROCHESTER NY 14604 990 2014-01-01 160754774 CENTER FOR GOVERNMENTAL RESEARCH INC CENT 5853277050 1 SOUTH WASHINGTON STREET NO 400 ROCHESTER NY 146141135 JOSEPH STEFKO PRESIDENT 5853277050 2015-05-11 1 RAYMOND J JACOBI P00160856 5854231860 2015-05-05 2014 2016-02-25 16:41:14Z JOSEPH STEFKO 1 SOUTH WASHINGTON STREET NO 400 ROCHESTER NY 146141135 3123574 0 X WWW.CGR.ORG X 1915 NY THE CENTER FOR GOVERNMENTAL RESEARCH, INC. (CGR) IS A NONPROFIT, NONPARTISAN ORGANIZATION THAT PROVIDES RESEARCH, ANALYSIS, MANAGEMENT GUIDANCE AND IMPLEMENTATION SUPPORT TO GOVERNMENTS AND NONPROFITS. CGR INFORMS AND EMPOWERS LEADERS DRIVING POSITIVE ORGANIZATIONAL CHANGE. 23 22 17 23 0 0 53224 31801 1409290 1324949 154246 212567 44490 41354 1661250 1610671 0 0 0 0 1179256 1136587 0 0 3096 333339 369531 1512595 1506118 148655 104553 2606589 2625699 362121 409029 2244468 2216670 THE CENTER FOR GOVERNMENTAL RESEARCH, INC. (CGR) IS A NONPROFIT, NONPARTISAN ORGANIZATION THAT PROVIDES RESEARCH, ANALYSIS, MANAGEMENT GUIDANCE AND IMPLEMENTATION SUPPORT TO GOVERNMENTS AND NONPROFITS. CGR INFORMS AND EMPOWERS LEADERS DRIVING POSITIVE ORGANIZATIONAL CHANGE. 0 0 874285 1326949 RESEARCHCGR'S PRIMARY ACTIVITY IS PROVIDING MANAGEMENT CONSULTING SERVICES OR MANAGEMENT TOOLS TO CLIENTS, UTILIZING STAFF EXPERTISE THAT SPANS ECONOMICS AND PUBLIC FINANCE; GOVERNMENT MANAGEMENT; HEALTH AND HUMAN SERVICES; PUBLIC SAFETY; EDUCATION; AND STRATEGIC PLANNING. 58176 PUBLIC SERVICEWITH CONTRIBUTIONS FROM DONORS, CGR CONDUCTS RESEARCH IN THE PUBLIC INTEREST THAT IS NOT FUNDED BY CLIENTS. WE IDENTIFY PROJECTS TO PURSUE BASED UPON THE WORK WE DO, CONVERSATIONS WITH LEADERS WE MEET WHILE CONDUCTING RESEARCH, AND INTERNAL ASSESSMENT ABOUT WHETHER OR NOT A PARTICULAR ISSUE IS BEING ADEQUATELY ADDRESSED BY OTHERS. 313351 PROJECT DEVELOPMENTCGR RESPONDS TO REQUESTS FOR PROPOSALS FOR TARGETED MANAGEMENT CONSULTING SERVICES ISSUED BY GOVERNMENTS AND NONPROFITS AND ALSO PROACTIVELY MARKETS SERVICES AND PRODUCTS TO POTENTIAL CLIENTS. CGR PRODUCTS ARE HANDS-ON MEASUREMENT TOOLS THAT PUT CUSTOMIZED, UP-TO-DATE INFORMATION AT CLIENTS'FINGERTIPS, PROVIDING ON-DEMAND DECISION SUPPORT. USING THE APPROPRIATE TOOL, A CLIENT CAN PROFILE A COMMUNITY'S NEEDS, WEIGH THE ECONOMIC IMPACT OF NEW INITIATIVES, OR COMPARE SPENDING WITH PEERS INSIDE AND OUTSIDE A REGION. 1245812 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 15 0 1 17 1 0 0 0 0 0 0 0 0 0 0 X 23 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X SUSAN BARNES 5853277050 1 SOUTH WASHINGTON STREET ROCHESTER NY 14614 JOSEPH STEFKO PRESIDENT AND CEO 40.00 X X 125490 0 27447 DONNA DEDEE TRUSTEE 0.30 X 0 0 0 PAUL HOLLOWAY CHAIRMAN 0.30 X X 0 0 0 VICTOR SALERNO SECRETARY 0.30 X X 0 0 0 RICHARD A KAPLAN TREASURER 0.30 X X 0 0 0 JOSEPH KLEIN TRUSTEE 0.30 X 0 0 0 JENNIFER LEONARD TRUSTEE 0.30 X 0 0 0 THERESA MAZZULLO TRUSTEE 0.30 X 0 0 0 SANDRA PARKER VICE CHAIRMAN 0.30 X X 0 0 0 PETER ROBINSON TRUSTEE 0.30 X 0 0 0 GEOFFREY ROSENBERGER TRUSTEE 0.30 X 0 0 0 R THOMAS FLYNN PARTIAL YEAR CHAIRMAN 0.30 X X 0 0 0 CHARLES VITA PARTIAL YEAR TRUSTEE 0.30 X 0 0 0 PHILLIP CLARK TRUSTEE 0.30 X 0 0 0 PAUL EISENSTAT TRUSTEE 0.30 X 0 0 0 MARK GEARAN PARTIAL YEAR TRUSTEE 0.30 X 0 0 0 THOMAS GILLETT TRUSTEE 0.30 X 0 0 0 JEREMY HAEFNER TRUSTEE 0.30 X 0 0 0 ANDREW CHILDS TRUSTEE 0.30 X 0 0 0 WADE NORWOOD TRUSTEE 0.30 X 0 0 0 WILLIAM STRASSBURG TRUSTEE 0.30 X 0 0 0 WARREN HERN TRUSTEE 0.30 X 0 0 0 JOHN PURCELL TRUSTEE 0.30 X 0 0 0 DONALD BAIN TRUSTEE 0.30 X 0 0 0 ANNE KRESS TRUSTEE 0.30 X 0 0 0 MAURICIO RIVEROS TRUSTEE 0.30 X 0 0 0 SUSAN BARNES CFO & ASSISTANT TREASURER 40.00 X 104120 0 11692 KENT GARDNER CHIEF ECONOMIST 40.00 X 120603 0 23661 350213 0 62800 3 0 1 0 0 31801 31801 PUBLIC REIMBURSEMENT 541610 1324949 1324949 1324949 38643 38643 1686827 1512903 173924 173924 173924 MISCELLANEOUS 900099 41354 41354 41354 1610671 1540227 0 38643 268749 147457 119763 1529 665304 608259 56355 690 60778 56269 4463 46 76241 63318 12859 64 65515 53541 11832 142 17471 14278 3155 38 20119 16442 3634 43 8334 6811 1505 18 119083 97317 21507 259 27187 22218 4910 59 36121 29519 6524 78 13833 11305 2498 30 CONTRACT STAFF 81913 81913 MEMBERSHIPS & CONTRIBUT 22380 18289 4042 49 TELECOMMUNICATIONS 15446 12622 2790 34 BOOKS & DATA PURCHASE 5045 4123 911 11 2599 2131 462 6 1506118 1245812 257210 3096 239302 156310 321 322 5750 2803 237770 194434 18307 13940 302165 254813 19913 47352 1810087 1884880 275139 325658 2606589 2625699 41210 34583 45772 48788 275139 325658 362121 409029 X 1984202 1952404 260266 264266 2244468 2216670 2606589 2625699 104553 -132351 0 X X 0 1 X 1 0 X 72385 56804 47770 53224 31801 261984 1692615 1624412 1749550 1409290 1324949 7800816 1765000 1681216 1797320 1462514 1356750 8062800 57125 38993 34000 36581 23700 190399 0 57125 38993 34000 36581 23700 190399 7872401 19668 29096 32990 36933 38643 157330 19668 29096 32990 36933 38643 157330 39919 34327 33437 44490 41353 193526 1824587 1744639 1863747 1543937 1436746 8413656 0.93570 0.93970 0.01870 0.01650 X 362919 4000 20379 16254 371044 318313 60001 15395 362919 296895 37443 16025 318313 324266 -11108 16263 296895 295970 44258 15962 324266 0.28780 0.71220 1 0 19160 19160 0 283005 235653 47352 47352 DEFERRED COMPENSATION 325658 325658 DEFERRED COMPENSATION 325658 325658 X 1478320 -132351 -132351 1610671 0 1610671 1506118 0 1506118 0 1506118 PART V, LINE 4: THE BEATRICE BIBBY ENDOWMENT FOR STUDIES IN PUBLIC POLICY WAS ESTABLISHED TO MAINTAIN AND INCREASE CGR'S WORK FOR THE PUBLIC INTEREST AND TO ENABLE CGR TO PROVIDE THE LEAGUE OF WOMEN VOTERS OF THE ROCHESTER METROPOLITAN AREA WITH INFORMATION RELEVANT TO THAT ORGANIZATION'S AREAS OF STUDY AND ACTION. THE CGR GENERAL ENDOWMENT FUND WAS ESTABLISHED TO ACT AS A GENERAL FUND FOR CONTRIBUTORS WHO DONATE FUNDS TO BE HELD IN PERPETUITY. THE PURPOSE OF THIS FUND IS TO PRESERVE THE PRINCIPAL INVESTMENT AMOUNTS WHILE INTEREST, DIVIDENDS, AND INVESTMENT GAINS/LOSSES ARE TO BE UNRESTRICTED AND USED AT THE DISCRETION OF THE BOARD OF TRUSTEES. PART X, LINE 2: THE ORGANIZATION HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE VARIOUS JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. THE ORGANIZATION FILES FORM 990 TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND ALSO FILES IN NEW YORK STATE. WITH FEW EXCEPTIONS, AS OF DECEMBER 31, 2014, THE ORGANIZATION IS NO LONGER SUBJECT TO U.S. FEDERAL OR STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS ENDED PRIOR TO DECEMBER 31, 2011. THE TAX RETURNS FOR THE YEARS ENDED DECEMBER 31, 2011 THROUGH DECEMBER 31, 2014 ARE STILL SUBJECT TO POTENTIAL AUDIT BY THE IRS AND THE TAXING AUTHORITIES IN NEW YORK STATE. MANAGEMENT OF THE ORGANIZATION BELIEVES IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. X X X 0 0 0 0 0 0 0 0 0 JOSEPH STEFKO PRESIDENT AND CEO 125490 0 0 0 0 0 14044 0 13403 0 152937 0 0 0 JENNIFER LEONARD TRUSTEE 26547 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE ROCHESTER AREA COMMUNITY FOUNDATION OF WHICH THE RELATED PERSON IS THE PRESIDENT & EXECUTIVE DIRECTOR 0 SANDRA PARKER TRUSTEE 13654 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE ROCHESTER BUSINESS ALLIANCE OF WHICH THE RELATED PERSON IS THE PRESIDENT & CEO. THE ORGANIZATION ALSO COMPLETED PROJECT WORK FOR THE SUMMERS FAMILY FOUNDATION OF WHICH THE RELATED PERSON IS THE SPOUSE OF THE TRUSTEE. 0 PETER ROBINSON TRUSTEE 64362 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE UNIVERSITY OF ROCHESTER OF WHICH THE RELATED PERSON IS THE VP & CHIEF OPERATING OFFICER 0 WILLIAM STRASSBURG TRUSTEE 10330 THE ORGANIZATION PERFORMED ECONOMIC ANALYSIS WORK PAID FOR BY WEGMAN'S FOOD MARKETS, INC. OF WHICH THE RELATED PERSON IS THE VICE PRESIDENT 0 JEREMY HAEFNER TRUSTEE 21284 THE ORGANIZATION PERFORMED PROJECT WORK FOR THE ROCHESTER INSTITUTE OF TECHNOLOGY OF WHICH THE RELATED PERSON IS THE PROVOST AND SVP FOR ACADEMIC AFFAIRS 0 ANNE KRESS TRUSTEE 13084 THE ORGANIZATION PERFORMED PROJECT WORK FOR MONROE COMMUNITY COLLEGE OF WHICH THE RELATED PERSON IS THE PRESIDENT 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PROVIDED TO THE BOARD, REVIEWED FOR ACCURACY AND FILED UPON APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C THE BYLAWS OF THE ORGANIZATION REQUIRE THAT BOARD MEMBERS COMPLETE A STATEMENT EACH YEAR STATING WHAT, IF ANY CONFLICTS OF INTEREST HAVE ARISEN. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B. POLICIES, LINE 15A: THE PRESIDENT AND CEO'S COMPENSATION PACKAGE IS REVIEWED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. AFTER A FULL REVIEW PROCESS, THE COMPENSATION PACKAGE IS SUBSTANTIATED, COMPARED IN CONTEXT, AND EVALUATED AGAINST LIKE POSITIONS. LINE 15B: AS A PART OF THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE AND FINANCE AND AUDIT COMMITTEE REVIEW A STAFFING SCHEDULE WHICH INCLUDES SALARY AND BENEFITS, ANY PROPOSED SALARY ADJUSTMENT(S), ANY PROPOSED COST OF LIVING ADJUSTMENT(S) FOR ALL STAFF POSITIONS. IN DETERMINING STAFF SALARIES, THE ORGANIZATION IS INFORMED BY CURRENT LOCALLY PUBLISHED SURVEY DATA. FORM 990, PART VI, SECTION C, LINE 19 TO THE EXTENT PRACTICABLE, THE ORGANIZATION MAKES ACCESSIBLE TO THE PUBLIC, VIA CGR'S OFFICIAL WEBSITE AS WELL AS GUIDESTAR.ORG, DOCUMENTATION PERTAINING TO ITS MISSION AND CURRENT ACTIVITIES. CGR'S GOVERNING DOCUMENTS, CURRENT YEAR BUDGET, AND ITS MOST RECENT INDEPENDENT AUDIT REPORT ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS IS CONSISTENT WITH THE PRIOR YEAR.