2015-02-27T14:06:54-06:00 2014-05-31 161071694 SCIARABBA WALKER & CO LLP 410 EAST UPLAND ROAD ITHACA NY 14850 990 2013-06-01 150532204 ITHACA COLLEGE ITHA 6072743118 953 DANBY ROAD ITHACA NY 148507002 GERALD HECTOR VP FINANCE & ADMINISTRATION 6072743118 2015-02-27 1 DAVID M STINSON P00213287 6072725550 2013 2016-02-25 16:41:14Z GERALD HECTOR 953 DANBY ROAD ITHACA NY 148507002 387758967 0 X WWW.ITHACA.EDU X 1892 NY FOUNDED AS THE ITHACA CONSERVATORY OF MUSIC IN 1892, ITHACA COLLEGE BECAME A NONPROFIT, PRIVATE COLLEGE IN 1931. DURING THE EARLY DECADES OF THE TWENTIETH CENTURY, THE ACADEMIC PROGRAM EXPANDED TO INCLUDE OTHER PROFESSIONAL FIELDS, AND AT MID-CENTURY, THE INSTITUTION BEGAN DEVELOPING THE LIBERAL ARTS CURRICULA THAT HAVE GRADUALLY EVOLVED INTO THE LARGE AND DIVERSE SCHOOL OF HUMANITIES AND SCIENCES. AS A RESULT OF THIS UNUSUAL HISTORY OF INTERWEAVING, TWO DISTINCT PROGRAMS, PROFESSIONAL AND LIBERAL STUDIES AT ITHACA COLLEGE ARE TODAY MUTUALLY SUPPORTIVE AND INTEGRAL PARTS OF A TOTAL ACADEMIC PROGRAM.ITHACA COLLEGE IS A FULLY ACCREDITED, COEDUCATIONAL, NONDENOMINATIONAL INSTITUTION OFFERING A BROADLY DIVERSIFIED PROGRAM OF PROFESSIONAL AND LIBERAL ARTS STUDIES. THE COLLEGE SEEKS DIVERSITY IN ITS STUDENT BODY AND ADMITS APPLICANTS ON THE BASIS OF INDIVIDUAL QUALIFICATIONS, WITHOUT REGARD TO RACE, CREED, OR NATIONAL ORIGIN. 29 26 5815 26 53217 -41020 12079312 12026192 295126207 306469552 9638940 9359925 3581797 3113841 320426256 330969510 95043940 100779843 0 0 127854895 129347032 0 0 3780097 76011964 76933776 298910799 307060651 21515457 23908859 720707166 758676460 248106227 238671340 472600939 520005120 X TO PROVIDE A FOUNDATION FOR A LIFETIME OF LEARNING, ITHACA COLLEGE IS DEDICATED TO FOSTERING INTELLECTUAL GROWTH, AESTHETIC APPRECIATION, AND CHARACTER DEVELOPMENT IN OUR STUDENTS. THE ITHACA COLLEGE COMMUNITY THRIVES ON THE PRINCIPLES THAT KNOWLEDGE IS ACQUIRED THROUGH DISCIPLINE, COMPETENCE IS ESTABLISHED WHEN KNOWLEDGE IS TEMPERED BY EXPERIENCE, AND CHARACTER IS DEVELOPED WHEN COMPETENCE IS EXERCISED FOR THE BENEFIT OF OTHERS.A COMPREHENSIVE COLLEGE THAT SINCE ITS FOUNDING HAS RECOGNIZED THE VALUE OF COMBINING THEORY AND PERFORMANCE, ITHACA PROVIDES A RIGOROUSEDUCATION BLENDING LIBERAL ARTS AND PROFESSIONAL PROGRAMS OF STUDY. OUR TEACHING AND SCHOLARSHIP ARE MOTIVATED BY THE NEED TO BE INFORMEDBY, AND TO CONTRIBUTE TO, THE WORLD'S SCIENTIFIC AND HUMANISTIC ENTERPRISES. LEARNING AT ITHACA EXTENDS BEYOND THE CLASSROOM TO ENCOMPASS A BROAD RANGE OF RESIDENTIAL, PROFESSIONAL, AND EXTRACURRICULAR OPPORTUNITIES. 0 0 192255285 100779843 251596875 INSTRUCTION, RESEARCH, AND PUBLIC SERVICE: ITHACA COLLEGE ENROLLS ALMOST 6,800 STUDENTS AND OFFERS PRIMARILY UNDERGRADUATE DEGREES IN SEVERAL PROFESSIONAL AREAS AND THE ARTS AND SCIENCES. THESE SERVICES ARE THE COLLEGE'S PRIMARY MISSION. 28531975 54872677 AUXILIARIES: SERVICES PROVIDED TO STUDENTS INCLUDING RESIDENCE, DINING HALLS, AND BOOKSTORE AND ENHANCE THE COLLEGE EXPERIENCE 21991934 ACADEMIC SUPPORT: OFFICE OF THE DEANS, LIBRARY, ACADEMIC COMPUTING, AND CLIENT SERVICES, CONTINUING EDUCATION, CENTER FOR CULTURE, RACE AND ETHNICITY AND INTERNATIONAL PROGRAMS. THESE SERVICES SUPPORT THE COLLEGE'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, AND PUBLIC SERVICE. 27215435 STUDENT SERVICES: STUDENT SUPPORT SERVICES INCLUDING ADMISSIONS, REGISTRAR, ATHLETICS, AND STUDENT CLUBS. THESE SERVICES CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING. 27215435 269994629 1 1 0 1 0 0 1 0 0 1 1 1 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 1 506 0 1 5815 1 1 1 1 UK 0 0 0 0 0 0 0 0 X 29 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X GERALD HECTOR VP OF FINANCE & ADMIN 6072743118 953 DANBY ROAD ITHACA COLLEGE ITHACA NY 148507002 THOMAS H GRAPE CHAIR 1.00 X X 0 0 0 THOMAS ROCHON PRESIDENT 40.00 X X 396796 0 179365 ADELAIDE GOMER TRUSTEE 1.00 X 0 0 0 ARRIEN SCHILTKAMP TRUSTEE 1.00 X 0 0 0 CAROLEEN A FEENEY TRUSTEE 1.00 X 0 0 0 CHRISTOPHER LACROIX TRUSTEE 1.00 X 0 0 0 DAVID FLEISHER II TRUSTEE 1.00 X 0 0 0 DAVID GIANNOTTI TRUSTEE 1.00 X 0 0 0 DAVID LISSY TRUSTEE 1.00 X 0 0 0 DOREEN HETTICH-ATKINS TRUSTEE 40.00 X 63968 0 13048 MICHAEL E BUCK TRUSTEE 40.00 X 97443 0 14822 JOHN MCCLUNG TRUSTEE 1.00 X 0 0 0 CHRISTINA MATTIN TRUSTEE 1.00 X 0 0 0 KENNETH POLLINGER TRUSTEE 1.00 X 0 0 0 KURT WOLFGRUBER TRUSTEE 1.00 X 0 0 0 DOUGLAS W WEISMAN TRUSTEE 1.00 X 0 0 0 LISA PUNTILLO TRUSTEE 1.00 X 0 0 0 MARK DICKER TRUSTEE 1.00 X 0 0 0 MICHAEL KAPLAN TRUSTEE 1.00 X 0 0 0 MICHAEL BATTLE TRUSTEE 1.00 X 0 0 0 STEPHEN MCCLUSKI TRUSTEE 1.00 X 0 0 0 SUSAN PERVI TRUSTEE 1.00 X 0 0 0 W KENNETH FUCHS TRUSTEE 1.00 X 0 0 0 WALTER SMITH SJ TRUSTEE 1.00 X 0 0 0 LAWRENCE ALLEVA TRUSTEE 1.00 X 0 0 0 DAVID BACHRACH TRUSTEE 1.00 X 0 0 0 JAMES NOLAN JR TRUSTEE 1.00 X 0 0 0 TARIQ MEYERS TRUSTEE 1.00 X 0 0 0 DAVID LEBOW VICE CHAIR 1.00 X X 0 0 0 NANCY PRINGLE VP COLLEGE COUNSEL 40.00 X 205072 0 65197 ERIC MAGUIRE VP ENROLLMENT MGT 40.00 X 173876 0 28301 CARL SGRECCI FORMER VP FINANCE & ADMINISTRATION 40.00 X 209780 0 23198 GERALD HECTOR VP FINANCE & ADMINISTRATION 40.00 X 108116 0 7411 BRIAN MCAREE VP STUDENT AFFAIRS & CAMPUS 40.00 X 97644 0 27163 MARISA KELLY VP & PROVOST 40.00 X 202625 0 30054 CHRISTOPHER BIEHN VP INSTITUTIONAL ADVANCEMENT 40.00 X 237440 0 35244 LESLIE LEWIS DEAN 40.00 X 174457 0 23918 GWEN SEAQUIST PROFESSOR 40.00 X 166259 0 22086 DIANE GAYESKI DEAN 40.00 X 178850 0 24108 MARY ELLEN ZUCKERMAN DEAN 40.00 X 208378 0 33457 LINDA PETROSINO INTERM PROVOST & VP 40.00 X 178207 0 25958 2698911 0 553330 192 0 1 0 THE HAYNER HOYT CORP 625 ERIE BLVD WEST SYRACUSE NY 13201 CONSTRUCTION MANAGEMENT 12193284 SODEXO 10 EARHART DRIVE WILLIAMSVILLE NY 14850 FOOD AND FACILITIES MANAGEMENT 10153131 IES ABROAD 33 WEST MONROE STREET STE 3200 CHICAGO IL 60603 STUDY ABROAD PROFESSIONALS 2340885 APOGEE 715 W 23RD ST SUITE M AUSTIN TX 78705 COMMUNICATION AND INTERNET SERVICES 1389018 CONWAY CONSTRUCTION OF ITHACA INC 1465 DRYDEN ROAD FREEVILLE NY 13068 CONSTRUCTION MANAGEMENT 1361978 49 2908678 9117514 528307 12026192 TUITION & FEES 900099 251596875 251596875 ROOM 721000 37138832 37138832 BOARD 722210 12792604 12792604 SALES-EDUCATION DEPART 611710 3948214 3948214 CONFERENCES 611710 993027 993027 306469552 1806876 -63501 1870377 59640572 59110 52155754 -9121 7484818 68231 7553049 7553049 6486120 4642824 1843296 113971 1729325 ALL OTHER INCOME 900004 1270545 2747 1267798 1270545 330969510 306469552 53217 12420549 X 100779843 100779843 1627747 1503908 123839 98226502 79858146 16060033 2308323 6467861 5260810 1054986 152065 16087345 12497536 3211827 377982 6937577 4788316 1986228 163033 147725 14773 132952 202906 4058 198848 915005 915005 9545153 8113380 1431773 1085519 552529 237729 295261 5813594 5522914 290680 4631372 3728255 787333 115784 8347604 8347604 20940559 19474720 1465839 2597464 1818225 779239 SUPPLIES 5789695 4979138 741081 69476 RENTALS AND LEASES 3349410 2813504 535906 LIVING EXPENSES 2469799 2469799 SMALL EQUIPMENT 2370905 1778179 592726 8727066 7192900 1359832 174334 307060651 269994629 33285925 3780097 1120791 1707672 83946545 90263889 3580650 4254719 2918149 3101821 9038057 9270341 751347 855771 3542318 3835488 593847422 218760342 369621591 375087080 131654218 135117381 111687131 133096746 2846369 2085552 720707166 758676460 35852181 34276577 6490561 7360349 178785354 172398693 26978131 24635721 248106227 238671340 X 328043233 367643806 106601918 112548297 37955788 39813017 472600939 520005120 720707166 758676460 X 23908859 20231390 3263932 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 19541 19541 0 PART II-B, LINE 1: MEMBERSHIP DUES PAID TO VARIOUS ORGANIZATIONS THAT LOBBY AS PART OF THEIR ACTIVITIES. X X 2 101.00 1 1 1 243514286 5730558 27784439 1525211 7052785 268451287 203488681 18178725 29585030 1450009 6288141 243514286 209669014 8498106 -8603229 1478047 4597163 203448681 175669538 4033341 38335380 1570445 6798800 209669014 111899492 57765032 11683003 1535129 4142860 175669538 0.71000 0.15000 0.14000 0 0 13315694 13315694 399325684 111505874 287819810 99017083 64952820 34064263 59638739 30513234 29125505 22550222 11788414 10761808 375087080 BARLOW PARTNERS OFFSHORE 1162773 F COMMONFUND CAPITAL INTL PRTNERS IV LP 1148294 F C/F INT'L PRIVATE EQUITY PTNERS VI LP 1709786 F C/F INT'L PRIVATE EQUITY PTNERS V LP 857176 F COMMONFUND CAPITAL VENTURE PRTNERS VI 1699308 F COMMONFUND CAPITAL VENTURE PRTNERS VII 996106 F C/F PRIVATE EQUITY PTNERS VII 1576778 F COMMONFUND CAPITAL PRIV EQUITY PRTNERS V 2075516 F COMMONFUND CAPITAL PRIV EQUITY PARTNERS VI 756745 F COMMONFUND CAPITAL VENTURE PARTNERS VIII 1188821 F JER EUROPE FD III 780049 F JER REAL ESTATE QUALIFIED PARTNERS III 431558 F JER REAL ESTATE QUALIFIED PARTNERS IV, 1298 F LEXINGTON CAPITAL PARTNERS VIA 4365407 F PERRY PARTNERS INT LP CLASS F 10337292 F REALTY ASSOC FUND VII CORP 1981122 F REALTY ASSOC FUND VIII 3271025 F REALTY ASSOCIATES FUND IX CORP 9939605 F WELLINGTON ARCHIPELAGO HOLDING 9886177 F SIGULER GUFF DISTRESSED FUND 3035930 F AG CORE PLUS REALTY FUND 2112294 F IRON POINT REAL ESTATE PARTNERS 1341171 F HOPLITE OFFSHORE FUND 4270743 F STEADFAST INTERNATIONAL 3392841 F WELLINGTON CTF SRA 21283226 F SSGA US TIPS INDEX CTF 6517721 F FPA CRESCENT 7287992 F DAVIDSON KEMPNER 5472441 F LAKEWOOD CAPITAL OFFSHORE FUND 3107088 F MARBLE ARCH OFFSHORE PARTNERS 3127241 F CRESTWOOD CAPITAL INTERNATIONAL 3076857 F ANCHORAGE CAPITAL PARTNERS 6834071 F TACONIC OFFSHORE OPPORTUNITIES FUND 5325184 F CLARION GLOBAL REAL ESTATE FUND 2747110 F 133096746 U.S. GOVT GRANTS REFUNDABLE 8304825 COND. ASSET RETIREMENT OBLIG. 998274 INTEREST RATE SWAP AGREEMENTS 15332622 24635721 264064607 20231390 14558555 34789945 229274662 915005 100779843 101694848 330969510 219924358 14558555 14558555 205365803 915005 100779843 101694848 307060651 PART II, LINE 9: THE CONSERVATION EASEMENTS ARE NOT REPORTED ON THE BALANCE SHEET OR IN FOOTNOTES TO THE ORGANIZATION'S FINANCIAL STATEMENTS. THE AMOUNTS ARE CONSIDERED IMMATERIAL. PART V, LINE 4: THE INTENDED USE OF THE ENDOWMENT FUNDS IS TO PROVIDE SCHOLARSHIPS AND GRANTS, AND TO SUPPORT THE EDUCATIONAL PROGRAMS AT ITHACA COLLEGE. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 14,162,628. CONFERENCE EXPENSES 395,927. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED ON FINANCIALS 100,779,843. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 14,162,628. CONFERENCE EXPENSES 395,927. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED ON FINANCIALS 100,779,843. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE'S NONDISCRIMINATORY POLICY APPEARS IN THE UNDERGRADUATE CATALOG, AS WELL AS ON THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES VARIOUS FUNDING FROM GOVERNMENTAL SOURCES IN ITS ADMINISTRATION OF FINANCIAL AID PROGRAMS SUCH AS PELL, TAP AND BUNDY. 1 EUROPE 1 4 STUDY ABROAD PROGRAM FOR COLLEGE STUDENTS IN LONDON EDUCATIONAL DEGREE PROGRAM, INCLUDING INTERNSHIPS IN MANY ACADEMIC AREAS AND A NINE-CREDIT INTENSIVE DRAMA COURSE. THE ITHACA COLLEGE LONDON CENTER IS RUN BY A DIRECTOR AND STAFF WHO HELP THE STUDENTS WITH THEIR DAILY PERSONAL AND ACADEMIC NEEDS. 1392702 EUROPE 1 15 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 60826 CENTRAL AMERICA AND THE CARIBBEAN 0 14 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 29230 SUB-SAHARAN AFRICA 0 9 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 41091 EAST ASIA AND THE PACIFIC 0 12 INTERNATIONAL PROGRAMS - STUDY ABROAD PROGRAM - COLLEGE STUDENTS. INTERNATIONAL EDUCATIONAL PROGRAM, SHORT-TERM STUDY ABROAD IN MANY ACADEMIC AREAS. 2258 CENTRAL AMERICA AND THE CARIBBEAN - 0 6 TRAVEL IN THE SOUTHERN CARIBBEAN ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND WORK ON RESEARCH PROJECT. 8105 EAST ASIA AND THE PACIFIC - 0 15 TRAVEL IN EAST ASIA & PACIFIC. ATTEND, SPEAK AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 26463 EUROPE (INCLUDING ICELAND & GREENLAND) - 0 77 TRAVEL IN EUROPE. ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 143795 NORTH AMERICA - CANADA AND MEXICO, BUT 0 68 TRAVEL IN CANADA & MEXICO ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 41732 RUSSIA & THE NEWLY INDEPENDENT STATES - 0 9 TRAVEL IN RUSSIA ATTEND AND PRESENT CONFERENCES. 15829 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 8 TRAVEL IN SOUTH AMERICA ATTEND AND PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 14288 SOUTH AMERICA - ARGENTINA, BOLIVIA, 0 27 TRAVEL IN SOUTH AMERICA PARTICIPATION IN COMPETITIONS AND OTHER ATHLETIC, ARTISTIC, MUSICAL AND ACADEMIC PROGRAMS. 31299 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 3 TRAVEL IN SOUTH ASIA STUDENT PROJECT DOCUMENTARY AND ANTHROPOLOGICAL RESEARCH 6189 SUB-SAHARAN AFRICA - ANGOLA, 0 36 TRAVEL IN SUB-SAHARAN AFRICA MLK SCHOLAR TRIP, ATTEND, PRESENT PAPERS AT ACADEMIC CONFERENCES AND CONDUCT RESEARCH. 90371 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 12 TRAVEL IN EUROPE. PARTICIPATION IN COMPETITIONS AND OTHER ATHLETIC, ARTISTIC, MUSICAL AND ACADEMIC PROGRAMS. 11465 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 2 TRAVEL IN EAST ASIA INTERNATIONAL STUDENT RECRUITMENT. 50106 2 152 0 165 2 317 1704470 261279 1965749 GRANT/SCHOLARSHIP EUROPE 230 2138597 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH AMERICA 8 104155 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SUB-SAHARAN AFRICA 7 92524 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP EAST ASIAN AND THE PACIFIC 39 353286 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA 3 60637 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP SOUTH ASIA 2 17500 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP RUSSIA & THE NEWLY INDEPENDENT STATES - 3 19808 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT GRANT/SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - 6 78537 ELECTRONICALLY DEP TO STUDENT BILLING ACCOUNT 1 0 1 1 1 0 PART I, LINE 2: SCHOLARSHIPS GIVEN ARE DEPOSITED INTO THE STUDENT'S ACCOUNT TO BE USED FOR TUITION IN EDUCATIONAL PROGRAM. THE FUNDS EXPENDED FOR TRAVEL AND ATTENDING CONFERENCES ARE ACCOUNTED FOR WHEN TRAVEL REPORTS ARE SUBMITTED TO ITHACA COLLEGE. PART I, LINE 3: EXPENDITURES ARE REPORTED ON AN ACCRUAL BASIS ACCORDING TO GAAP, CONSISTENT WITH THE ITHACA COLLEGE METHOD OF ACCOUNTING. 1 SCHOLARSHIPS TO ATTEND ITHACA COLLEGE 5371 90951954 GRADUATE ASSISTANT SCHOLARSHIP 145 1803931 HIGHER EDUCATION OPPORTUNITY PROGRAM 129 2394261 RESTRICTED SCHOLARSHIPS TO ATTEND ITHACA COLLEGE 744 2764653 PART I, LINE 2: STUDENTS MUST MEET THE REQUIREMENTS SPECIFIED IN THE SCHOLARSHIP PROGRAM IN ORDER TO RECEIVE THE SCHOLARSHIP. THE REQUIREMENTS INCLUDE CRITERIA, SUCH AS FINANCIAL NEED, OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. IF THE SCHOLARSHIP IS AN ONGOING ONE, THE STUDENT MUST CONTINUE TO MEET THE SCHOLARSHIP REQUIREMENTS IN ORDER TO BE AWARDED A SCHOLARSHIP IN SUBSEQUENT YEARS. FINANCIAL NEED, GRADE POINT AVERAGES AND OTHER SCHOLARSHIP CRITERIA ARE MONITORED TO DETERMINE WHETHER THE STUDENT MEETS THE CRITERIA. THERE ARE A LIMITED NUMBER OF GRADUATE ASSISTANTSHIPS THAT ARE AWARDED TO INDIVIDUALS PURSUING A MASTERS DEGREE AT ITHACA COLLEGE. LIKE SCHOLARSHIPS, THE STUDENT MUST MEET THE APPLICABLE REQUIREMENTS IN ORDER TO BE AWARDED A GRADUATE ASSISTANTSHIP, SUCH AS OBTAINING/MAINTAINING THE REQUIRED GRADE POINT AVERAGE, STUDYING IN A CERTAIN ACADEMIC DISCIPLINE, ETC. X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 THOMAS ROCHON PRESIDENT 379296 0 0 0 17500 0 117843 0 61522 0 576161 0 0 0 NANCY PRINGLE VP COLLEGE COUNSEL 185003 0 0 0 20069 0 16980 0 48217 0 270269 0 0 0 ERIC MAGUIRE VP ENROLLMENT MGT 173876 0 0 0 0 0 16087 0 12214 0 202177 0 0 0 CARL SGRECCI FORMER VP FINANCE & ADMINISTRATION 209780 0 0 0 0 0 18499 0 4699 0 232978 0 0 0 MARISA KELLY VP & PROVOST 202625 0 0 0 0 0 18604 0 11450 0 232679 0 0 0 CHRISTOPHER BIEHN VP INSTITUTIONAL ADVANCEMENT 218240 0 0 0 19200 0 20321 0 14923 0 272684 0 0 0 LESLIE LEWIS DEAN 174457 0 0 0 0 0 15773 0 8145 0 198375 0 0 0 GWEN SEAQUIST PROFESSOR 126080 0 0 0 40179 0 11629 0 10457 0 188345 0 0 0 DIANE GAYESKI DEAN 178850 0 0 0 0 0 16151 0 7957 0 202958 0 0 0 MARY ELLEN ZUCKERMAN DEAN 198378 0 0 0 10000 0 18534 0 14923 0 241835 0 0 0 LINDA PETROSINO INTERM PROVOST & VP 178207 0 0 0 0 0 15019 0 10939 0 204165 0 0 0 PART I, LINE 1A ITHACA COLLEGE PROVIDES HOUSING AND COUNTRY CLUB MEMBERSHIP TO ITS PRESIDENT. A DORMITORY AUTH OF THE STATE OF NEW YORK 146000293 649905QU3 2009-09-17 36903147 REISSUANCE OF SERIES 2008 BONDS 0 0 0 B TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CQ5 2004-11-10 31100000 CONSTRUCTION AND RENOVATION OF CAMPUS FACILITIES 0 0 0 C TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099CZ5 2013-12-09 40290000 REISSUANCE OF SERIES 2005B BONDS. 0 0 0 D TOMPKINS CTY INDUSTRIAL DEV AGENCY 161214039 890099DU5 2009-08-20 30924994 REISSUANCE OF SERIES 2007 BONDS 0 0 0 A 7945000 36903147 439564 36463583 1 0 1 1 B 5340000 32424139 343050 412183 31325726 343180 2007 0 0 1 1 C 40290000 40290000 1 0 1 1 D 2370000 30924994 415639 581248 29928107 2009 1 0 1 1 A 0 1 1 1 0 0.00000 0.00000 0.00000 0 0 1 B 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 D 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 NA 0 0 0 NA 0 0 1 B 0 0 0 1 1 1 UBS AG 30.000000000000 0 0 0 NA 0 0 1 C 0 1 1 0 1 1 BANK OF AMERICA 12.600000000000 0 0 0 NA 0 0 1 D 0 0 1 0 0 0 NA 0 0 0 NA 0 0 1 A 1 B 1 C 1 D 1 FORM 990, SCHEDULE K, COLUMN B DIFFERENCE BETWEEN PART I (E) AND PART II 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. FORM 990, SCHEDULE K, COLUMN B, PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN B, PART IV, LINE 2C THE REBATE COMPUTATION WAS PERFORMED ON NOVEMBER 10, 2009. FORM 990, SCHEDULE K, COLUMN C, PART I, LINE A(F) THE ORIGINAL SERIES 2005 BONDS WERE ISSUED ON SEPTEMBER 29, 2005. FORM 990, SCHEDULE K, COLUMN C, PART III BECAUSE PROCEEDS OF THE BONDS WERE USED TO REFUND BONDS ISSUED BEFORE JANUARY 1, 2003, THE ISSUER HAS NOT COMPLETED PART III WITH RESPECT TO THE BONDS. FORM 990, SCHEDULE K, COLUMN D, PART I, LINE D(F) THE SERIES 2007 BONDS WERE ISSUED ON APRIL 26, 2007. FORM 990, SCHEDULE K, COLUMN D, PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN A PAGE 2, PART II, LINE 11 THIS AMOUNT INCLUDES STATE AND ISSUER ADMINISTRATIVE FEES. FORM 990, SCHEDULE K, COLUMN A PAGE 2, PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN A, PART I, LINE A(F) THE PRIOR SERIES 2008 BONDS WERE ISSUED ON MAY 29, 2008. FORM 990, SCHEDULE K, COLUMN A, PART II, QUESTION 11 AMOUNT LISTED INCLUDES $20,000.00 FOR STATE AND ISSUER ADMINISTRATIVE FEES. FORM 990, SCHEDULE K, COLUMN A, PART III, LINE 7 AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR USINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. FORM 990, SCHEDULE K, COLUMN A DIFFERENCE BETWEEN PART I (E) AND PART II 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. A TOMPKINS CTY DEVELOPMENT CORPORATION 272290745 890096AT7 2011-04-07 25869342 ACQUISITION, CONSTRUCTION AND REFURBISHMENT OF FACILITIES. 0 0 0 A 925000 25871026 419663 257657 24993584 200123 2012 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 NA 0 0 0 NA 0 0 1 A 1 EMPLOYEE DEPENDENTS 2637781 TUITION REDUCTION EMPLOYEES 272363 TUITION REDUCTION BRIAN SGRECCI SON OF FORMER VP FINANCE 2000 BID AND RECEIVED A CONTRACT TO PROVIDE LANDSCAPING SERVICES AT ITHACA COLLEGE. 0 X 20 158293 STOCK MARKET VALUE X COMPUTER SOFT 1 355184 CASH VALUE X DESK 1 4500 CASH VALUE X MUSICAL INSTR 2 3675 CASH VALUE X PROBUILDER SO 1 2000 CASH VALUE X ARTWORK 1 1500 CASH VALUE X DEGAN #352 MA 1 1200 CASH VALUE X ORION SKYVIEW 1 1000 CASH VALUE X MUSIC BOOKS 104 800 CASH VALUE X DISCOUNT ON F 1 75 CASH VALUE X BLANKET 1 75 CASH VALUE X MUSIC SCORE 1 1 DE MINIMUS VALUE X EDUCATIONAL T 8 1 DE MINIMUS VALUE X ARTWORK 1 1 CASH VALUE X CDS AND DVDS 1 1 CASH VALUE X BOOKS, PLAYS 1 1 DE MINIMUS VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS IS THE NUMBER OF ITEMS DONATED BY EACH CONTRIBUTOR. SPOUSES WHO CONTRIBUTE PROPERTY JOINTLY ARE COUNTED AS ONE CONTRIBUTOR. FORM 990, PART VI, SECTION B, LINE 11 ITHACA COLLEGE'S BOARD OF DIRECTORS AND AUDIT COMMITTEE REVIEWED THE DRAFT FORM 990 PREPARED BY OUTSIDE TAX ACCOUNTANTS BEFORE IT WAS SIGNED. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES AND SENIOR MANAGEMENT COMPLETE ANNUAL CONFLICT OF INTEREST FORMS. THE FORMS ARE SUBMITTED TO THE SECRETARY OF THE BOARD AND ALL DISCLOSED CONFLICTS ARE FORWARDED TO THE CHAIR OF THE AUDIT COMMITTEE FOR REVIEW AND ON-GOING MONITORING. FORM 990, PART VI, SECTION B, LINE 15 A. THE BOARD OF TRUSTEES SUB-COMMITTEE ON COMPENSATION ANNUALLY COLLECTS COMPARABILITY DATA TO BE USED IN ESTABLISHING PRESIDENTIAL COMPENSATION. THIS DATA IS GATHERED USING THE ASSISTANCE OF NON-INTERESTED PARTIES INCLUDING EXTERNAL CONSULTANTS AND THE COLLEGE'S OFFICE OF HUMAN RESOURCES. THE SUB-COMMITTEE ON COMPENSATION MAKES A RECOMMENDATION TO THE EXECUTIVE COMMITTEE, WHICH HAS AUTHORITY TO APPROVE THE RECOMMENDATION. THE EXECUTIVE COMMITTEE REPORTS TO THE FULL BOARD THE DETAILS OF THE REVIEW AND COMPENSATION. B. HUMAN RESOURCES OBTAINS COMPARABILITY DATA ON COMPENSATION WHICH IS SHARED WITH THE PRESIDENT. THE DATA IS REVIEWED AND THE COMPENSATION COMMITTEE IS INFORMED OF THE DECISIONS. THE PRESIDENT ANNUALLY REVIEWS THE COMPENSATION POLICIES OF THE COLLEGE RELATED TO SENIOR OFFICERS. FORM 990, PART VI, SECTION C, LINE 19 THE PUBLIC MAY LOOK ON THE SCHOOL'S WEBSITE OR CONTACT THE OFFICE OF THE VP OF FINANCE AND ADMINISTRATION IN ORDER TO REVIEW THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS. FORM 990, PART IX, LINE 24E REPAIRS AND MAINTENANCE: PROGRAM SERVICE EXPENSES 1,774,784. MANAGEMENT AND GENERAL EXPENSES 437,993. FUNDRAISING EXPENSES 33,785. TOTAL EXPENSES 2,246,562. ENTERTAINMENT: PROGRAM SERVICE EXPENSES 2,042,787. TOTAL EXPENSES 2,042,787. TELEPHONE/COMMUNICATIONS: PROGRAM SERVICE EXPENSES 1,468,061. MANAGEMENT AND GENERAL EXPENSES 311,963. FUNDRAISING EXPENSES 55,052. TOTAL EXPENSES 1,835,076. TAXES/LICENSES: PROGRAM SERVICE EXPENSES 619,481. MANAGEMENT AND GENERAL EXPENSES 229,123. TOTAL EXPENSES 848,604. POSTAGE: PROGRAM SERVICE EXPENSES 365,397. MANAGEMENT AND GENERAL EXPENSES 182,699. FUNDRAISING EXPENSES 60,900. TOTAL EXPENSES 608,996. DUES AND MEMBERSHIP: PROGRAM SERVICE EXPENSES 382,930. MANAGEMENT AND GENERAL EXPENSES 124,262. TOTAL EXPENSES 507,192. PRINTING AND PUBLICATIONS: PROGRAM SERVICE EXPENSES 311,564. MANAGEMENT AND GENERAL EXPENSES 73,792. FUNDRAISING EXPENSES 24,597. TOTAL EXPENSES 409,953. RECRUITING: PROGRAM SERVICE EXPENSES 227,896. TOTAL EXPENSES 227,896. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INT RATE SWAP AGREEMENTS 1,581,243. POSTRETIREMENT BENEFITS EXPENSE OTHER THAN NET PERIODIC COST 2,632,563. LOSS ON BOND RESTRUCTURING -924,874. WRITE OFF OF CAPITAL AND OTHER ADDITIONS -25,000. 990, PART XI, LINE 2C, AUDIT COMMITTEE THE AUDIT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE SELECTION OF THE AUDITORS AND THE CONDUCT OF THE AUDIT. THAT FUNCTION HAS NOT CHANGED IN THE PAST YEAR. SCHEDULE K, PART II, LINE 5, COLUMN A SUPPLEMENTAL INFORMATION ISSUANCE COSTS FROM PROCEEDS INCLUDES $243,726 TO PAY THE REMARKETING FEE. SCHEDULE K, PART II, LINE 5, COLUMN B SUPPLEMENTAL INFORMATION ISSUANCE COST FROM PROCEEDS INCLUDES $412,183 FOR BOND INSURANCE PREMIUM FEE. SCHEDULE K, PART II, LINE 7, COLUMN B SUPPLEMENTAL INFORMATION CAPITAL EXPENDITURES FROM PROCEEDS INCLUDES $343,180 FOR STATE AND ISSUER ADMINISTRATIVE FEES. SCHEDULE K, PART II, LINE 5, COLUMN D SUPPLEMENTAL INFORMATION CAPITAL EXPENDITURES FROM PROCEEDS INCLUDES $318,980 FOR BOND INSURANCE PREMIUM FEE.