2015-02-13T07:45:41-06:00 2014-03-31 231144520 TAIT WELLER & BAKER LLP 1818 MARKET STREET SUITE 2400 PHILADELPHIA PA 19103 990 2013-04-01 134158264 JAPAN ICU FOUNDATION INC JAPA 2128703386 475 RIVERSIDE DRIVE SUITE 439 NEW YORK NY 10115 DAVID VIKNER PRESIDENT 2128703386 2015-02-13 1 STACY CULLEN P00974308 2159798800 2015-02-12 2013 2016-02-25 16:41:14Z DAVID VIKNER 475 RIVERSIDE DRIVE SUITE 439 NEW YORK NY 10115 1025946 0 X WWW.JICUF.ORG X 1948 NY THE MISSION OF THE JAPAN ICU FOUNDATION, INC, IS TO WORK WITH ICU A VISIONARY LIBERAL ARTS UNIVERSITY IN FURTHER STRENGTHENING ITS BROADLY INTERNATIONAL AND ECUMENICALLY CHRISTIAN DIMENSIONS. 14 14 7 14 0 0 1158142 1025242 0 0 174 704 0 0 1158316 1025946 52689 86596 0 0 613522 758604 0 0 233648 402222 268384 1068433 1113584 89883 -87638 362544 273596 11660 6654 350884 266942 X THE MISSION OF THE JAPAN ICU FOUNDATION, INC, IS TO WORK WITH ICU A VISIONARY LIBERAL ARTS UNIVERSITY IN FURTHER STRENGTHENING ITS BROADLY INTERNATIONAL AND ECUMENICALLY CHRISTIAN DIMENSIONS. 0 0 603288 86596 THE JAPAN ICU FOUNDATION WORKS CLOSELY WITH INTERNATIONAL CHRISTIAN UNIVERSITY IN TOKYO, JAPAN BY CULTIVATING INTERNATIONAL CONTACTS FOR THE UNIVERSITY AND BY PROVIDING FUNDING FOR PROJECTS PROPOSED BY THE UNIVERSITY AND APPROVED BY THE FOUNDATION'S BOARD OF TRUSTEES. PROGRAMMATIC PRIORITIES FOCUS ON PROJECTS WITH AN INTERNATIONAL ORIENTATION AND PROJECTS WITH A HUMANITARIAN ORIENTATION. SPECIAL EMPHASIS IS PLACED ON (1) SCHOLARSHIPS FOR INTERNATIONAL STUDENTS, (2) SUPPORT FOR INTERNATIONAL VISITNG PROFESSORS,(3)INTERNATIONAL SEMINARS AND WORKSHOPS, AND (4)INTERDISCIPLINARY PROGRAMS SUCH AS PEACE STUDIES,INTERFAITH DIALOGUE, ENVIRONMENTAL STUDIES, GENDER STUDIES AND SERVICE-LEARNING. IN ADDITION JAPAN ICU FOUNDATION COOPERATES WITH ICU IN REACHING OUT TO ITS ALUMINI IN NORTH AMERICA AND RECRUITING STUDENTS FOR BOTH THE HIGH SCHOOL AND THE UNIVERSITY. 603288 1 1 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 1 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 4 0 1 7 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 NY X DAVID VIKNER PRESIDENT 2128703386 475 RIVERSIDE DRIVE SUITE 439 NEW YORK NY 101150439 YASUYUKI OWADA CHAIRPERSON 2.50 X X 0 0 0 MR ROY TELLINI TREASURER 5.00 X X 0 0 0 MS DELORES ROEDER SECRETARY 1.50 X X 0 0 0 MR BENJAMIN DUKE BOARD MEMBER 1.00 X 0 0 0 MR THOMAS L BENSON BOARD MEMBER 1.00 X 0 0 0 MR MITCH KANEDA BOARD MEMBER 1.00 X 0 0 0 MS PHYLLIS LARSON BOARD MEMBER 1.00 X 0 0 0 MR WILLIAM LESHER BOARD MEMBER 1.00 X 0 0 0 MS ANNE LOVE BOARD MEMBER 1.00 X 0 0 0 MRKURT ROELOFFS BOARD MEMBER 1.00 X 0 0 0 MR SAMUEL M SHEPHERD BOARD MEMBER 1.00 X 0 0 0 MR CURTIS TONG BOARD MEMBER 1.00 X 0 0 0 MS TAKESHI UESHIMA BOARD MEMBER 1.00 X 0 0 0 MR THOMAS SCHOENBAUM BOARD MEMBER 1.00 X 0 0 0 DR DAVID VIKNER PRESIDENT 40.00 X 92622 0 133942 92622 0 133942 0 0 1 0 0 888000 137242 1025242 704 704 1025946 0 0 704 86596 86596 234853 93441 75540 65872 347304 195878 83802 67624 39952 23938 8960 7054 114884 74884 22840 17160 21611 11381 5605 4625 47269 47269 2695 1050 1645 56802 24779 3822 28201 77025 39853 20049 17123 107418 43570 54790 9058 11894 11894 1977 1024 514 439 4026 2086 1046 894 MISCELLANEOUS 9278 4808 2411 2059 EXPENSE REIMBURSEMENT -50000 -50000 1113584 603288 276648 233648 7490 23554 59951 63787 69748 27685 7833 11046 109810 104121 4494 5689 213028 141835 362544 273596 11660 6654 11660 6654 X -109961 -40714 439056 285867 21789 21789 350884 266942 362544 273596 -87638 3696 0 X 0 1 X 1 0 X 912794 784920 900746 1158142 1025242 4781844 912794 784920 900746 1158142 1025242 4781844 4015417 766427 33 20 22 174 704 953 184 184 4782981 0.16020 0.18080 X THE ORGANIZATION MEETS THE 10% FACTS AND CIRCUMSTANCES TEST FOR THE FOLLOWING REASONS: (1) IT HAS A PUBLIC SUPPORT PERCENTAGE IN EXCESS OF THE 10% OF SUPPORT LIMITATION; (2) IT ATTRACTS PUBLIC SUPPORT; (3) IT HAS A BROAD BASE OF SUPPORT SOURCES; (4) IT HAS A REPRESENTATIVE GOVERNING BODY, AND (5) IT MAKES ITS FACILITIES AVAILABLE TO THE PUBLIC AND HAS PUBLIC PARTICIPATION IN ITS PROGRAMS.10% OF SUPPORT LIMITATION: THE ORGANIZATION HAS A PUBLIC SUPPORT PERCENTAGE OF 16.02% FOR THE YEAR ENDED 3/31/14 BASED ON AGGREGATE FINANCIAL INFORMATION FOR THE YEARS ENDED 3/31/10 THROUGH 3/31/14. THIS AMOUNT IS IN EXCESS OF THE 10% REQUIRED BY REGULATION SECTION 1.170A-(9)(E)(3)(I).ATTRACTION OF PUBLIC SUPPORT: THE ORGANIZATION HAS A PROGRAM OF REGULARLY SOLICITING CONTRIBUTIONS FROM ITS CONSTITUENCY, WHICH IS IN EXCESS OF 6,000 INDIVIDUALS WORLDWIDE, IN CONNECTION WITH ITS VARIOUS PROGRAMS AND PROJECTS. THIS PROGRAM INCLUDES THE SOLICITATION OF ANNUAL CONTRIBUTIONS, SPECIAL APPEALS IN CONNECTION WITH ITS PROGRAMS AND GENERAL SOLICITATIONS IN ITS PROMOTIONAL MATERIAL. IN ADDITION, THE ORGANIZATION FROM TIME TO TIME HAS ENGAGED THE SERVICES AND ADVICE OF NOT-FOR-PROFIT PROFESSIONALS IN ORDER TO ENHANCE ITS DEVELOPMENT AND FUNDRAISING PROGRAMS AND FIVE YEARS AGO HIRED A FULLTIME DEVELOPMENT STAFF PERSON. SOURCES OF SUPPORT: THE ORGANIZATION RECEIVES CONTRIBUTIONS AND SUPPORT FROM ALUMNI, FORMER FACULTY, TRUSTEES (CURRENT AND PAST), PROSPECTIVE STUDENTS, PARENTS OF STUDENTS AND RELATIVES OF FOUNDERS AND FRIENDS OF THE THE INTERNATIONAL CHRISTIAN UNIVERSITY IN TOKYO, JAPAN AND OTHER CONTRIBUTORS INTERESTED IN THE ORGANIZATION'S MISSION. IT ALSO RECEIVES SUPPORT FROM JICUF ENDOWMENT, INC. (EIN# 13-5596791), A SUPPORTING ORGANIZATION. AS INDICATED ABOVE, THE ORGANIZATION HAS A SIGNIFICANT CONSTITUENT BASE IN EXCESS OF 6,000 WORLDWIDE AND REGULARLY RECEIVES CONTRIBUTIONS FROM CORPORATIONS, FOUNDATIONS, AND OTHER NON-PROFIT ORGANIZATIONS. REPRESENTATIVE GOVERNING BODY: THE ORGANIZATION HAS A BOARD OF DIRECTORS CONSISTING OF 14 INDIVIDUALS DRAWN FROM BOTH THE PUBLIC AND PRIVATE SECTORS. GENERALLY, BOARD MEMBERS HAVE A COMMON INTEREST IN THE MISSION OF THE ORGANIZATION AND COME FROM ACADEMIA, THE RELIGIOUS SECTOR, BUSINESS, THE PROFESSIONS AND THE NOT-FOR-PROFIT SECTOR. BOARD MEMBERS ARE CHOSEN FOR THEIR LEVEL OF EXPERTISE BOTH IN THE AREA OF ACADEMICS AS WELL AS THOSE AREAS INVOLVING THE GENERAL OPERATION OF THE ORGANIZATION.AVAILABILITY OF FACILITIES TO PUBLIC AND PUBLIC PARTICIPATION IN PROGRAMS: THE MISSION OF THE ORGANIZATION IS TO BUILD ON CHRISTIAN VALUES, INCREASING THE NUMBERS OF INTERNATIONAL FACULTY MEMBERS AND STUDENTS, AND STRENGTHENING JAPANESE-AMERICAN RELATIONS THROUGH ITS SUPPORT OF THE PROGRAMS OF THE INTERNATIONAL CHRISTIAN UNIVERSITY IN TOKYO. IT ACCOMPLISHES ITS MISSION THROUGH REGULAR PROGRAMS OF LECTURES, PRESENTATIONS AND OUTREACH TO INDIVIDUALS WITH PAST AND CURRENT INTEREST IN ITS MISSION. SUCH PRESENTATIONS FOCUS ON THE INTERRELATIONSHIPS OF ASIAN-AMERICAN ISSUES AND EDUCATION, THE IMPACT OF CHRISTIAN VALUES ON THE EDUCATION PROCESS AND VARIOUS OTHER RELATED AREAS. THE ORGANIZATION MAKES ITS OFFICES AVAILABLE FOR SMALL GATHERINGS IN THE NEW YORK AREA AND THE PRESIDENT AND STAFF FREQUENTLY VISIT AND PRESENT TO MEETINGS ACROSS THE U.S. A BOARD OF TRUSTEES MEETING IS ANNUALLY HELD IN A DIFFERENT LOCATION EACH YEAR TO FURTHER INVOLVE THE INTERESTED INDIVIDUALS IN THOSE LOCATIONS. GIVEN THE LIMITATIONS OF THEIR SMALL SIZE, WE BELIEVE THAT THE ORGANIZATION IS APPROPRIATELY REACHING OUT TO ITS PUBLIC CONSTITUENCY. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 26638 26638 0 83172 77483 5689 5689 DUE FROM AFFILIATE 141835 141835 X PART X, LINE 2: MANAGEMENT HAS REVIEWED THE TAX POSITIONS FOR EACH OF THE OPEN TAX YEARS (2010-2012) OR EXPECTED TO BE TAKEN IN JICUF'S 2013 TAX RETURN AND HAS CONCLUDED THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS 86596 0 0 0 0 0 0 86596 0 86596 EAST ASIA AND THE PACIFIC PROVIDE FUNDING FOR PROJECTS PROPOSED BY THE UNIVERSITY AND APPROVED BY THE FOUNDATION'S BOARD OF TRUSTEES. 86596 WIRE TRANSFER 1 0 0 0 0 0 0 PART I, LINE 2: ALL GRANTS ARE IN SUPPORT OF PROGRAMS OR PROJECTS AT INTERNATIONAL CHRISTIAN UNIVERSITY IN TOKYO, JAPAN, AND REPORTS ON THE USE OF ALL ALLOCATED FUNDS ARE RECEIVED EVERY YEAR. MEMBERS OF THE JICUF STAFF ALSO VISIT THE UNIVERSITY ON A REGULAR BASIS TO MONITOR THE USE OF FUNDS AND TO DISCUSS THE PROJECTS ON-SITE WITH BOTH SUPERVISORS AND PARTICIPANTS. X X 0 0 0 0 0 0 0 0 0 DR DAVID VIKNER PRESIDENT 92622 0 0 0 0 0 22385 0 111557 0 226564 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY THE JICUF BOARD CHAIR, THE TREASURER AND THE CHAIR OF THE FINANCE COMMITTEE AFTER PREPARATION BY THE PRESIDENT, THE FINANCE ASSOCIATE AND THE AUDITOR. FORM 990, PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE STAFF REVIEW AND SIGN A CONFLICT OF INTEREST FORM ANNUALLY, AND ALL TRUSTEES REVIEW AND SIGN A FORM WHEN ELECTED OR RE-ELECTED. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS REVIEWED ANNUALLY BY THE FINANCE COMMITTEE AFTER REFERENCE IS GIVEN TO COMPARABILITY DATA AND AFTER EACH EMPLOYEE HAS COMPLETED AN ANNUAL REVIEW. FOLLOWING APPROVAL BY THE EXECUTIVE COMMITTEE, THE LEVEL OF COMPENSATION IS GIVEN FINAL APPROVAL BY THE BOARD OF TRUSTEES AS PART OF AN ANNUAL BUDGET. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS ARE READILY AVAILABLE TO THE PUBLIC ON REQUEST. THE AVAILABILITY OF FINANCIAL STATEMENTS AND HOW TO OBTAIN THEM ARE INCLUDED EVERY YEAR IN THE ANNUAL REPORT. JICUF ENDOWNMENT INC 475 RIVERSIDE DRIVE SUIT 439 NEW YORK NY 10015 135596791 TO SUPPORT JAPAN ICU FOUNDATION, INC. NY 501(C)(3) 11 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JICUF ENDOWMENT INC E 141435 CASH JICUF ENDOWMENT INC C 888000 CASH