2015-02-04T12:27:06-06:00 2014-09-30 263839190 Burr Pilger Mayer Inc 2000 University Ave 201 East Palo Alto CA 94303 990PF 2013-10-01 522390855 DENNIS AND GLORIA O'BRIEN FOUNDATION DENN 6503770300 950 TOWER LANE SUITE 375 FOSTER CITY CA 94404 Dennis O'Brien President 6503770300 2015-02-02 1 Tamara L McInerney P00011797 6508556800 2015-02-02 2013 2016-03-07 17:11:31Z X 3447679 X X 464 464 56200 56200 -789603 1791476 0 -732939 56664 0 0 0 1478 887 591 4400 2640 1760 23046 23046 0 181 181 0 2311 41 2270 31416 26795 4621 447960 447960 479376 26795 452581 -1212315 29869 1650246 302215 302215 1200 1200 719225 2448218 2638639 161688 530846 505625 2694755 5225914 3282479 3447679 0 0 X 5225914 3282479 5225914 3282479 5225914 3282479 5225914 -1212315 0 4013599 731120 3282479 50000 SHS WHITING PETROLEUM P 2010-06-21 2013-10-31 50798 50112 686 686 50000 SHS TRIUMPH GROUP INC P 2012-01-18 2013-11-15 52000 53062 -1062 -1062 135 SHS EXXON MOBIL CORPORATION P 2012-09-20 2013-11-22 12792 12266 526 526 300 SHS DEVON ENERGY CP NEW P 2003-12-11 2014-02-11 18227 8021 10206 10206 100 SHS DEVON ENERGY CP NEW P 2009-03-25 2014-02-11 6076 4877 1199 1199 600 SHS PFIZER INCORPORATED P 2013-10-22 2014-02-11 19031 18524 507 507 500 SHS COCA COLA COMPANY P 2013-10-28 2014-02-11 19351 19747 -396 -396 100 SHS PFIZER INCORPORATED P 2013-10-28 2014-02-11 3172 3074 98 98 100 SHS PFIZER INCORPORATED P 2013-10-28 2014-02-11 3172 3074 98 98 387.305 SHS MATTHEWS CHINA FD INV P 2011-03-31 2014-03-26 7944 11247 -3303 -3303 709.076 SHS MATTHEWS CHINA FD INV P 2011-11-30 2014-03-26 14543 17500 -2957 -2957 1341.454 SHS MATTHEWS CHINA FD INV P 2013-10-28 2014-03-26 27513 32463 -4950 -4950 1500 SHS ISHARES MSCI SINGAPORE SINGAPORE ETF P 2008-06-27 2014-04-03 19670 18804 866 866 1700 SHS ISHARES MSCI SINGAPORE SINGAPORE ETF P 2013-10-31 2014-04-03 22293 23512 -1219 -1219 50000 SHS COMMUNITY HEALTH SY P 2013-12-05 2014-04-03 54915 54243 672 672 50000 SHS ROSETTA RES P 2013-02-04 2014-05-05 52375 54808 -2433 -2433 275 SHS LILLY ELI & COMPANY P 2012-09-04 2014-06-20 16613 12131 4482 4482 100 SHS LILLY ELI & COMPANY P 2013-10-28 2014-06-20 6041 5102 939 939 100 SHS LILLY ELI & COMPANY P 2013-10-28 2014-06-20 6041 5102 939 939 0.21429 SHS SEVENTY SEVEN ENERGY P 2013-07-10 2014-07-01 5 4 1 1 100000 SHS TRANSDIGM INC. P 2013-11-04 2014-07-07 107017 106861 156 156 950 SHS CLIFFS NATURAL RES INC P 2013-10-30 2014-09-24 11928 23949 -12021 -12021 Lots 1, 2 ,3, 6, 7, Morgan Hill, CA D 2004-12-01 1920-05-23 1250000 2042596 -792596 -792596 Capital Gains Dividends P 9959 9959 9959 -789603 0 405933 4034157 0.100624 326688 4832582 0.067601 324819 5473514 0.059344 186473 5726427 0.032564 175246 5673425 0.030889 0.291022 0.058204 3583860 208595 299 208894 452581 X 299 0 299 0 299 823 823 524 524 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 n/a TAMARA McINERNEY 6508556800 2000 University Avenue Suite 201 East Palo Alto CA 94303 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DENNIS C O'BRIEN 950 TOWER LANE SUITE 1250 FOSTER CITY CA 94404 President 0.00 0 0 0 GLORIA A O'BRIEN 950 TOWER LANE SUITE 1250 FOSTER CITY CA 94404 Secretary 0.00 0 0 0 SUSAN FRIMEL 950 TOWER LANE SUITE 1250 FOSTER CITY CA 94404 Director 0.00 0 0 0 CHRIS O'BRIEN 950 TOWER LANE SUITE 1250 FOSTER CITY CA 94404 Director 0.00 0 0 0 NONE 0 NONE 0 0 2260890 648380 729167 3638437 0 0 3638437 54577 3583860 179193 179193 299 299 178894 0 178894 0 178894 452581 0 452581 299 452282 178894 0 0 142515 54433 86725 204819 488492 452581 0 0 0 178894 273687 0 0 762179 0 0 0 0 0 0 142515 619664 54433 86725 204819 273687 DENNIS C O'BRIEN GLORIA A O'BRIEN X Alameda Boys & Girls Club Inc PO Box 1069 Alameda CA 94501 NONE PC General Support 1000 Alan L and Ruth Stein Educational Assistance Program 345 Spear Street Suite 700 San Francisco CA 94105 NONE PC General Support 2500 American Ireland Fund 211 Congress Street Boston MA 02110 NONE PC General Support 250 Archbishop's Annual Appeal 2013 1100 Woodside Road Redwood City CA 94061 NONE PC General Support 5500 Arroyo Seco Elementary School 5280 Irene Way Livermore CA 94550 NONE PC Fifth Grade Camp Scholarships 1000 Atherton Police Officers' Association 2421 Broadway Street Redwood City CA 94063 NONE PC General Support 500 California Homebuilding Foundation 1215 K Street Suite 1200 Sacramento CA 95814 NONE PC Hall of Fame Scholarship match donation 10000 Catholic Charities CYO 180 Howard Street Suite 100 San Francisco CA 94105 NONE PC General Support 5500 Catholic Worker House 545 Cassia Street Redwood City CA 94063 NONE PC General Support 5000 Chapel of the Immaculate Conception 3255 Folsom Street San Francisco CA 94110 NONE PC General Support 2000 Child & Family Institute of Menlo Park 330 Ravenswood Avenue Menlo Park CA 94025 NONE PC General Support 5000 Children's International Fund PO Box 219357 Kansas City MO 64121 NONE PC two children support 1000 Dominican Sisters of Mission San Jose 43326 Mission Blvd Mission San Jose CA 94539 NONE PC General Support 5000 Dominican Sisters of Mission San Jose 43326 Mission Blvd Mission San Jose CA 94539 NONE PC Pledge for Community and Wellness Center and Sisters Residence - 5 year pledge of $50,000 ($10,000 per year) 1st payment 10000 Dominican Sisters Vision of Hope 1555 34th Avenue Oakland CA 94601 NONE PC General Support 2000 Flintridge Sacred Heart Academy 440 Saint Katherine Drive La Canada Flintridge CA 91011 NONE PC Pledge for Building Fund for five years $100,000 ($20,000 per year) 1st installment 20000 Habitat for Humanity Greater San Francisco 645 Harrison Street Suite 201 San Francisco CA 94107 NONE PC General Support 5000 Hanna Boys Center PO Box 100 Sonoma CA 95476 NONE PC General Support 1000 Homeaid of Northern California 6210 Stoneridge Mall Road 5th Floor Pleasanton CA 94558 NONE PC General Support 2500 ICA (Immaculate Conception Academy) 3625 24th Street San Francisco CA 94110 NONE PC St. Mary Patrick's Scholarship Fund 2000 ICA (Immaculate Conception Academy) 3625 24th Street San Francisco CA 94110 NONE PC Sponsor a spartan 5000 John Burton Foundation 235 Montgomery Street Suite 1142 San Francisco CA 94104 NONE PC General Support 1000 Junipero Serra High School Endowment Fund 451 W 20th Avenue San Mateo CA 94403 NONE PC Memory of Larry Alary 1000 Keith Fraser Memorial Fund C/o Julie Howard 2385 Buena Vista Avenue Livermore CA 94550 NONE NC General Support 500 Little Sisters of the Poor St Anne's Home 300 Lake Street San Francisco CA 94118 NONE PC General Support 500 March of dimes C/O Ponderosa Homes 6671 owens Drive Pleasanton CA 94588 NONE PC March for Babies - donation to ponderosa's team 500 Napa Valley Food Bank 1766 Industrial Way NAPA CA 94558 NONE PC General Support 500 North Coast Opportunities Inc 413 N State street Ukiah CA 95482 NONE PC Rural Communities Child Care program 2000 Positive Coaching Alliance 1001 N Rengstorff Avenue Suite 100 Mountain View CA 94043 NONE PC General Support 10000 Queen of the Valley Hospital 1000 Trancas Street Napa CA 94558 NONE PC General Support 5000 Ravenswood Education Fund PO Box 396 Menlo Park CA 94026 NONE PC General Support 5000 Rebuilding Together Peninsula 841 Kaynyne Street Redwood City CA 940633000 NONE PC General Support 5000 Sacred Heart Schools 150 Valparaiso Avenue Menlo Park CA 94025 NONE PC Campaign for Sacred Heart Schools (4th installment of five over next five years) 10000 Saint Apollinaris Church 3700 Lassen Street Napa CA 94558 NONE PC general support 1000 Seeding of Hope Youth Project 16300 Foothill Boulevard San Leandro CA 94578 NONE PC Little Sprouts Program in Cambodia (HIV / AIDS children's program) Program name changed from Maryknoll Little Sprouts 5000 Sisters of Mercy 2300 Adeline Drive Burlingame CA 94010 NONE PC General Support 750 Smile Train PO Box 96208 Washington DC 20090 NONE PC General Support 500 Special Olympics PO Box 5130 San Jose CA 951505130 NONE PC General Support 100 Spinal Cord Society 115 Southwood Drive Scotts Valley CA 95066 NONE PC General Support 3000 St Anthony's Church (Padua Dining Room) 3500 Middlefield Road Menlo Park CA 94025 NONE PC Padua Dining Room 5000 St Augustine Educational Foundation 6301 Pail Highway Kaneohe HI 96744 NONE PC General Support 500 St Francis Center 151 Buckingham Avenue Redwood City CA 94063 NONE PC General Support 5000 St Francis of Assisi Youth Club 1425 Bay Road East Palo Alto CA 94303 NONE PC General Support 5000 St Jude Children's Research Hospital 501 St Jude Place Memphis TN 38105 NONE PC General Support 1000 St Peter's Catholic School 1266 Florida Street San Francisco CA 94110 NONE PC General Support 10000 St Pius Building Fund 1100 Woodside Road Redwood City CA 94061 NONE PC 3rd installment of Pledge to St. Pius Capital Campaign ($100,000 over 5 yrs) 20000 St Pius Church 1100 Woodside Road Redwood City CA 94061 NONE PC General Support 30000 St Pius School 1100 Woodside Road Redwood City CA 94061 NONE PC Lifeguard Fund scholarship 20000 St Vincent's School for Boys 180 Howard Street Suite 100 San Francisco CA 94105 NONE PC General Support 100000 The Panetta Institute 100 Campus Center Building 86E California State University Seaside CA 93955 NONE PC General Support 11300 University of San Francisco Ms Gertrude Lee Arnold PhD University of San Francisco PO Box san Francisco CA 941450363 NONE PC 1st of 3 year pledge to certified nursing assistant program 34550 University of San Francisco 2130 Fulton Street san Francisco CA 941171048 NONE PC Tutoring Program 62510 447960 0 14 464 14 56200 18 -789603 0 -732939 0 -732939 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION FEE 4400 2640 1760 50,000 Rosetta Resource 0 0 50,000 Triumph Group Inc. 0 0 50,000 Whiting Petrol 0 0 100,000 Atwood Oceanics 106880 102250 50,000 Cloud Peak Energy 54458 51750 50,000 Community Health Sy 54448 53375 100,000 EPL Oil & Gas In 107520 102250 100,000 Rent-A-Center I 100270 92500 100,000 Vanguard Nat RE 107270 103500 9,084.8130 GUINNESS ATK REN 116000 115014 5,575 ISHARES INC MSCI HONG KONG 112727 113340 653 Wells Fargo & Co 38604 33871 315 Amgen Incorporated 36168 44245 435 Wesco International Inc. 34875 34043 700 JPMorgan Chase & Co. 34226 42168 400 United Parcel 33362 39316 350 Caterpillar Inc. 33321 34661 485 Yum! Brands Inc. 33206 34910 105 Blackrock Inc. 31643 34474 325 Boeing Company 30345 41399 1,215 Chesapeake Energy Corp 28947 27933 325 Anadarko Petroleum Corp 28757 32968 2,000 Bank of America Corp 27630 34100 250 Costco Whsl Corp 26084 31330 1,600 Intel 25488 55712 315 Stanley Black & Decker Inc. 24098 27969 1,025 General Elec co. 22709 26261 510 Arm Holdings Plc ADR 22316 22282 500 Honeywell 19335 46560 250 Nike Inc. 12413 22300 1,096 MATTHEWS CHINA FUND 0 0 5,000 Golub Capital Bdc Inc. 87572 79750 1,500 Ishares MSCI Singapore 0 0 70 Google Inc. Class A 38600 41189 200 Cummins Inc. 23958 26396 300 Parker-Hannifin Corp. 32884 34245 125 Chubb Corporation 10384 11385 135 Exxon Mobil Corp 0 0 315 Helmerich & Payne Inc. 22129 30829 12,843.2160 Matthews Emrg Asia Fund 139611 149623 500 Express Scripts Hldg Co. 32765 35315 400 Ryder System Inc. 25954 35988 415 Du Pont E I De Nemour & Co. 24346 29780 75 Intuitive Surgical New 29338 34637 475 Lilly Eli & Company 0 0 525 Mosaic Co. New 22880 23315 800 Netapp Inc. 32441 34368 700 First Republic Bank 30372 34566 335 IShares MSCI Mexico ETF 24620 23025 400 Devon Energy 0 0 1,050 Weyerhaeuser Co. 31078 33453 825 Morgan Stanley 21209 28520 155 Intl Business Machines 29421 29424 1,585 Manulife Financial Corp 28917 30511 2,000 Ford Motor Company New 33437 29580 3,115 Staples Inc. 42225 37692 400 Alibaba Group Hldg ADR F 35265 35540 3,950 Atmel Corp 35823 31916 500 Baker Hughes Inc 27062 32530 3,000 Belmond LTD 40691 34980 700 Bristol-Myers Squibb Co 36093 35826 350 Celgene Corp 32709 33173 1,000 Cisco Systems Inc 22566 25170 1,200 E M C Corp Mass 30787 35112 20 Google Inc Cl C Non VTG 9524 11547 400 Home Depot Inc 31167 36696 1,000 Homeaway Inc 30352 35500 400 Jacobs Engineering Group 24524 19528 450 K L A Tencor Corp 30368 35451 2,500 Lifelock Inc 30317 35725 425 Mallinckrodt Pub 34748 38314 725 Mylan Inc 29535 32980 825 Oracle Corporation 29646 31581 500 Qualcomm INC 35544 37385 1,500 Riverbed Technology Inc 21712 27818 350 Schlumberger Ltd 32433 35592 315 Scripps Ntwk Interactiv 23908 24598 58 Seventy seven energy 1113 1377 800 Synchronoss Techs Inc 35935 36624 30 The Priceline Group 36037 34757 400 Vulcan Materials Company 26053 24092 1,000 Whole Foods Market Inc 45479 38110 4,876.4130 Matthews China FD Inv 117537 104258 1,800 Ishares MSCI Singapore 24895 24012 LEGAL FEES 1478 887 591 Land, FMV adjustment 731120 ADR FEES 13 13 0 Postage & delivery 10 10 0 Liability Insurance 2258 0 2258 Bank Service charge 30 18 12 INVESTMENT MANAGEMENT FEES 23046 23046 0 Dennis Obrien - See note 0 1200 repaid in october 2014 0.000000000000 Reimbure for lecture ticket receive inadvertently in exchange for donation 0 CALIFORNIA tax and FEE 10 10 0 FOREIGN TAXES PAID ON DIVIDENDS 171 171 0