2015-11-16T11:15:55-06:00 2014-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE STE 4000 INDIANAPOLIS IN 46204 990 2014-01-01 261374263 Tufts Health Plan Foundation Inc % UMESH KURPAD TUFT 6179729400 705 MOUNT AUBURN STREET WATERTOWN MA 024721508 UMESH KURPAD CFO 2015-11-13 BENJAMIN PITCHKITES P00362066 3176817000 2014 2016-02-25 16:41:14Z James Roosevelt JR 705 Mount Auburn Street Watertown MA 024721508 15010185 false X WWW.TUFTSHEALTHPLANFOUNDATION.ORG X 2007 MA THE FOUNDATION'S MISSION IS TO IMPROVE THE HEALTH AND WELLNESS OF THE DIVERSE COMMUNITIES WE SERVE. 10 7 0 0 0 0 0 40000 0 0 6242204 2331057 0 0 6242204 2371057 3482924 3559556 0 0 608961 992400 0 0 0 794990 787442 4886875 5339398 1355329 -2968341 73116219 70346960 263429 193359 72852790 70153601 X SEE SCHEDULE O. false false 4666586 3460044 0 SEE SCHEDULE O. 134213 99512 0 SEE SCHEDULE O. 4800799 true true false false false false false false false false false false false false true false true true false false true false false false false false false true false true false false false false false false false false false false false false false true false true false true 5 0 true 0 false true NL BD false false false false false false false false X 10 7 true true false false true true true true true false false true true true true true true false false false MA X UMESH KURPAD 6179729400 705 MOUNT AUBURN STREET WATERTOWN MA 024721508 X DAVID GREEN DIRECTOR 2.0 0.0 X 2000 0 0 JACKIE JENKINS-SCOTT DIRECTOR 1.0 3.0 X 1500 27000 0 VINCENT MOR DIRECTOR 1.0 0.0 X 2000 0 0 THOMAS P O'NEILL III DIRECTOR 4.0 3.0 X 3000 25500 0 JAMES ROOSEVELT PRESIDENT/DIRECTOR 0.0 50.0 X X 0 1678254 343623 GEORGE A RUSSELL JR DIRECTOR 1.0 0.0 X 1000 0 0 BARBARA SHATTUCK KOHN DIRECTOR 1.0 0.0 X 1000 0 0 STEVEN A TOLMAN DIRECTOR 2.0 0.0 X 0 0 0 CHARLOTTE GOLAR RICHIE DIRECTOR 2.0 0.0 X 2000 0 0 PATRICIA BLAKE DIRECTOR 0.0 50.0 X 0 594153 98280 LOIS CORNELL clerk 0.0 50.0 X 0 711428 106536 ROLAND PRICE TREASURER 5.0 45.0 X 0 302437 97312 UMESH KURPAD CFO 0.0 50.0 X 0 887731 107244 NORA MORENO CARGIE VP, CORP CITIZNSP & FDN ED 50.0 0.0 X 0 271547 43344 ANNE MARIE BOURISQUOT-KING DIRECTOR-GRANTS & OPERATIONS 50.0 0.0 X 0 165191 31902 RUTH PALOMBO SR PRGRM & HLTH POLICY OFFICER 50.0 0.0 X 0 119274 5335 12500 4782515 833576 0 false true false UNIVERSITY OF MASSACHUSETTS 140 HICKS WAY AMHERST MA 01003 CONSULTING 114405 1 0 40000 0 40000 0 549499 549499 0 0 0 0 0 14420686 12639128 1781558 1781558 1781558 0 0 0 0 2371057 2331057 3559556 3559556 0 0 0 0 0 0 11500 11500 0 0 0 0 0 684977 684977 0 0 0 0 0 0 295923 295923 0 0 0 0 0 0 0 0 0 0 0 0 0 0 38605 38605 0 0 0 0 0 0 0 295158 0 295158 0 296826 237461 59365 15007 15007 0 6833 0 6833 0 19279 19279 0 0 0 0 0 0 0 0 0 0 26424 0 26424 0 0 0 0 0 28374 0 28374 0 0 0 0 0 53000 0 53000 0 0 0 0 0 3432 0 3432 0 OTHER EXPENSES 4144 3315 829 0 CHARGE TO AFFILIATES 360 288 72 5339398 4800799 538599 0 0 0 0 0 0 0 1166712 447757 0 0 0 3856 0 0 0 0 0 0 0 0 0 1650 0 0 0 0 63349169 67950922 8600338 1942775 0 0 0 0 0 0 73116219 70346960 185794 158871 0 0 0 0 0 0 0 0 0 0 0 0 0 0 77635 34488 263429 193359 X 72852790 70153601 0 0 0 0 72852790 70153601 73116219 70346960 -2968341 269152 X false true X true false X X X 1 TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION INC 042674079 0 true 0 0 1 true false true true true false false true false false false false false false false false false true false FORM 990, SCHEDULE A, PART IV, LINE 3B TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. FURNISHED A COPY RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 Due to Holding Company 34488 34488 2075899 2075899 295158 295158 2371057 5044240 5044240 295158 295158 5339398 FORM 990, SCHEDULE D, PART X, LINE 2 ASC 740 (FKA FIN 48) FOOTNOTE IN 2014, THE AUDITED FINANCIAL STATEMENTS FOR THE FOUNDATION DID NOT DISCLOSE AN ASC 740 FOOTNOTE. true Central America and the Caribbean Investments, program-relate 14900000 14900000 14900000 false false true true false false true All Out Adventures Inc 214 State St Northampton MA 01060 043559633 501 (c)(3) 28475 Outdoor Recreationfor Seniors Alzheimer's Disease & Rel Disorders Assn 480 Pleasant St Watertown MA 024722782 042731194 501 (c)(3) 21846 2014 Walk to End Alzheimer's Fdn Match Boston Community Access & Programming Fdn 3025 WASHINGTON ST ROXBURY MA 021191227 042784953 501 (c)(3) 20700 Intro to Media forOlder Adults Boston Senior Home Care Inc 89 SOUTH ST STE 501 BOSTON MA 021112748 042546251 501 (c)(3) 10253 Strong for Life: Prevention Program Cambridge Community Foundation 99 BISHOP ALLEN DRIVE CAMBRIDGE MA 021393428 046012492 501 (c)(3) 10000 Matching Grant Prog:Healthy Aging R.O.C.S Cape Cod Volunteers Inc 27 Winter St YARMOUTH PORT MA 02675 510140462 501 (c)(3) 40000 CCV Opportunity Ctrs-Beyond the Walls Center for Teen Empowerment Inc 384 WARREN St 3RD FLOOR ROXBURY MA 021191830 043091002 501 (c)(3) 20000 Somerville Youth-SrComm Bldg Project Central Massachusetts Area Health Education Center 35 HARVARD St Ste 300 WORCHESTER MA 016092828 042775264 501 (c)(3) 52500 Expandg the toolboxMA Seniors Prg Coalition of Irish Immigration Centers PO BOX 30945 Seattle MA 98113 300214769 501 (c)(3) 15000 Irish Senior ConnectMetr Providence Proj COMMUNITY HEALTH CHARITIES OF NEW ENGLAND 30 LAUREL St HARTFORD CT 061061361 066079596 501 (c)(3) 20804 Workplace Giving 2014 & adm fees Community Servings 18 Marbury Terrace JAMAICA MA 021304529 223154028 501 (c)(3) 37500 Nutrition Progr forOlder Adults Community Teamwork Inc 155 Merrimack St LOWELL MA 01852 042382027 501 (c)(3) 25000 RSVP Bone Builders Program to New Opportunities & Expanding the Encore Work Continuum COMMUNITY WORKS INC 25 WEST St BOSTON MA 021111213 042762623 501 (c)(3) 8681 Workplace Giving2014 Elder Services of Berkshire County Inc 66 Wendell Ave PITTSFIELD MA 012016306 042542001 501 (c)(3) 90000 Healthy AgingHealthy Living Curriculum Elder Services of the Merrimack Valley Inc 280 Merrimack St Ste 400 LAWRENCE MA 01843 042545136 501 (c)(3) 250000 Healthy Living CtrServices/Programs Executive Service Corps of New England 176 FEDERAL ST Ste 5-C BOSTON MA 021102214 222815597 501 (c)(3) 25000 Bridge Funding toSupport Transition Executive Service Corps of New England 176 FEDERAL ST Ste 5-C BOSTON MA 021102214 222815597 501 (c)(3) 50000 Meaningful Encore -Volunteer Consulting Executive Service Corps of New England 176 FEDERAL ST Ste 5-C BOSTON MA 021102214 222815597 501 (c)(3) 25000 Encore Boston Netwkprograms Fedcap Rehabilitation Services Inc 633 3rd Ave NEW YORK NY 100176706 135645879 501 (c)(3) 60000 ReServe Boston: Work exp programs Fenway Community Health Center Inc 1340 Boylston St BOSTON MA 02215 042510564 501 (c)(3) 37500 LGBT Aging Project Municipal Wellness and Leadership Grant Initiative Franklin County Home Care Corporation 330 MONTAGUE CITY RD STE 1 TURNERS FALLS MA 013762530 042542539 501 (c)(3) 42000 Perform. Measurementfor Healthy living Training and Education for Seniors FriendshipWorks 105 CHAUNCY ST STE 801 BOSTON MA 021111758 043140541 501 (c)(3) 45000 Marketing Plan Devlp. and Implementation & Falls in Elders Future Philanthropists Inc 10 Fawn Ridge Road ASHLAND MA 01721 421593814 501 (c)(3) 20000 Tufts Health Plan Initiative 2014 Generations Incorporated (GI) 25 KINGSTON ST 4TH FLR BOSTON MA 021112200 043227007 501 (c)(3) 75000 Read To Succeed: Literacy Programs Health Care For All Inc One Federal St 5th Floor BOSTON MA 02110 043071598 501 (c)(3) 35000 Empowering Seniors ACA - Continued Health Resources in Action Inc 95 Berkeley St Ste 202 B BOSTON MA 02116 042229839 501 (c)(3) 15000 MA ConvergencePartnership (MCP) Health Resources in Action Inc 95 Berkeley St Ste 202 B BOSTON MA 02116 042229839 501 (c)(3) 37500 Mass in Motion leadership grant Hearth Inc 1640 WASHINGTON ST BOSTON MA 021182308 043206820 501 (c)(3) 51500 Housing As the Key to Healthy Aging Hope Alzheimer's Center 25 BRAYTON AVE CRANSTON RI 029203336 050478448 501 (c)(3) 10000 Healthy Living Interprofessional Collaboration HopeHealth Inc 765 ATTUCKS LN HYANNIS MA 026011867 042681561 501 (c)(3) 60600 CARES Dementia &Alzheimer's Svcs ITN GREATER BOSTON INC 34 Deloss St Floor 1 FRAMINGHAM MA 01702 451562608 501 (c)(3) 85000 Transportation to Srs & Visually Impaired Jewish Community Housing for the Elderly 30 Wallingford Road BRIGHTON MA 021354708 042607197 501 (c)(3) 37500 Generations Together Jewish Family & Children's Service 1430 MAIN ST WALTHAM MA 024511623 042104356 501 (c)(3) 50000 Aging Well at Home Jobs for the Future 88 BROAD ST FL 8 BOSTON MA 02110 061164568 501 (c)(3) 25000 Federal FundingInitiative John F Kennedy Library Foundation Inc COLUMBIA POINT BOSTON MA 021250000 046113130 501 (c)(3) 30000 Docent Program Jumpstart for Young Children Inc 308 Congress St 6th fl BOSTON MA 022101015 043262046 501 (c)(3) 76800 Jumpstart's Community Corps Kit Clark Senior Services Inc 1500 Dorchester Avenue BOSTON MA 02122 460516856 501 (c)(3) 83325 Building Kit Clark'sMarketing Capacity Kit Clark Senior Services Inc 1500 Dorchester Avenue BOSTON MA 02122 460516856 501 (c)(3) 54000 Fit-4-Life MAB Community Services Inc 200 IVY ST BROOKLINE MA 02 BROOKLINE MA 024463907 042109859 501 (c)(3) 40000 Visually ImpairedElders Program Massachusetts Assn of Councils on Aging 116 Pleasant St Ste 306 EASTHAMPTON MA 010272781 042793624 501 (c)(3) 60221 Aging MasteryProgram Massachusetts Hospital Research & Edn Assn 5 NEW ENGLAND EX PK BURLINGTON MA 01803 237039401 501 (c)(3) 45000 Nursing InitiativeIntr prof Collaboration (Outbound Call Project) Massachusetts Senior Action Council 150 Mt Vernon St Ste 200 BOSTON MA 02125 042760902 501 (c)(3) 40000 Seniors Power Up! -Civic Engagement Minuteman Senior Services 26 Crosby Drive BEDFORD MA 01730 042587212 501 (c)(3) 50372 Healthy Connections Montachusett Opportunity Council Inc 133 Prichard St FITCHBURG MA 014207539 042401111 501 (c)(3) 34546 Linking Initiatives for Vibrant Elders Mystic Valley Elder Services Inc 300 COMMERCIAL St 19 MALDEN MA 021487309 042562646 501 (c)(3) 20000 Reading Partners Program National Academy of Sciences 2101 Constitution Avenue WASHINGTON DC 20418 530196932 501 (c)(3) 10000 Study of Family Carein the United States National Academy of Social Insurance 1776 MASSACHUSETTS AVE NW WASHINGTON DC 20036 521451753 501 (c)(3) 25000 Economic Security & Health Aging Newton Community Service Center Inc 492 Waltham St W NEWTON MA 024651920 042232418 501 (c)(3) 53007 Volunteering forVibrant Aging Northeast Hospital Corporation 298 Washington St GLOUCESTER MA 01930 042121317 501 (c)(3) 37206 Safe Steps for Seniors Norwell Visiting Nurse Association Inc 120 LONGWATER DRIVE NORWELL MA 020611653 042104797 501 (c)(3) 36774 Matter of Balance: Concerns About Falls Operation ABLE of Greater Boston Inc 174 Portland St BOSTON MA 02114 042761871 501 (c)(3) 47895 ABLE AgeWorks Environment Partners for a Healthier Community 280 Chestnut St SPRINGFIELD MA 01101 043342182 501 (c)(3) 25000 Pioneer Valley CoalitnAdults with Asthma Project RIGHT Inc 320 A BLUE HILL AVE DORCHESTER MA 021211951 043265420 501 (c)(3) 10000 Senior Empowermentinitiative for Seniors Rehabilitation Hosp of the Cape & Islands 311 SERVICE RD SANDWICH MA 025371370 043071419 501 (c)(3) 20359 Driving Assessment and Safety Program Rhode Island Community Food Bank 200 NIANTIC AVE PROVIDENCE RI 029073150 050395601 501 (c)(3) 10000 Addressing the Meal Gap for Seniors Rhode Island Free Clinic Inc 655 BROAD ST PROVIDENCE RI 029071444 050501276 501 (c)(3) 61000 Healthy Lifestyles Today and Tomorrow Watertown Rogerson Communities Inc One Florence St BOSTON MA 021313638 042104319 501 (c)(3) 30000 Rogerson FitnessFirst Samaritans Inc 41 West St 4th Floor BOSTON MA 021111209 042643466 501 (c)(3) 22500 Wellness Approach Senior Suicide Prev Program Somerville-Cambridge Elder Services Inc 61 MEDFORD ST 2ND FLOOR SO SOMERVILLE MA 021430000 042515020 501 (c)(3) 37620 Cambridge Hlth Alliance Elder Services SOUTHCOAST VISITING NURSE ASSOCIATION INC 200 Mill Road Fairhaven FAIRHAVEN MA 02719 042105745 501 (c)(3) 56040 "Let's Stop Falling"Exercise Program SPRINGWELL INC 307 Waverley Oaks Road St WALTHAM MA 02452 042616064 501 (c)(3) 52140 Healthy Living Initiative The Brigham and Women's Hospital Inc 75 Francis St BOSTON MA 02115 042312909 501 (c)(3) 56555 Nuestra Generacin /Our Generation The Carroll Center for the Blind Inc 770 Centre St Newton MA 02458 042106173 501 (c)(3) 50000 Project Safe Home The Food Bank of Western Massachusetts 97 N HATFIELD RD HATFIELD MA 010380160 042751023 501 (c)(3) 15000 Brown Bag: Food for Elders Edn Svcs The Latino Health Insurance Program Inc 276 Union Avenue 2nd Fl FRAMINGHAM MA 01702 300614874 501 (c)(3) 43802 "Mi Vida, Mi Salud"" The Open DoorCape Ann Food Pantry Inc 28 Emerson Avenue GLOUCESTER MA 01930 222513482 501 (c)(3) 10000 Expanding ConnectingIndependence & Wellness The Salvation Army 213 Main St Malden MALDEN MA 02148 135562351 501 (c)(3) 6500 Holiday Wish TreeMatch 2014 Tri-Town Economic Opportunity Committee 1126 HARTFORD AVE JOHNSTON MA 029197109 050309695 501 (c)(3) 16384 Matter of Balance Tufts Health Care Institute 75 Kneeland St BOSTON MA 021111817 043289926 501 (c)(3) 26600 Tufts Health Care Era of Health Reform United South End Settlements 566 Columbus Ave BOSTON MA 021181181 042104280 501 (c)(3) 20000 Tai Chi Easy UNITED WAY OF MASSACHUSETTS BAY INC 51 SLEEPER ST BOSTON MA 022101208 042382233 501 (c)(3) 56741 Workplace Giving2014 United Way of Tri-County 46 Park St Framingham MA 017026652 042104231 501 (c)(3) 14957 TeleCheck University of Massachusetts Foundation 225 Franklin St 33d fl BOSTON MA 02110 046013152 501 (c)(3) 325000 Rhode Island DataReport Urban League of Eastern Massachusetts Inc 88 WARREN ST BOSTON MA 021193208 237349132 501 (c)(3) 40000 Mature Worker Program VNA & Hospice of Cooley Dickinson Inc 168 Industrial Dr Northampton MA 010602379 042104788 501 (c)(3) 69314 Strength in Numbers Edn for Seniors VNA Care Network Inc 120 THOMAS ST WORCHESTER MA 016081223 042103825 501 (c)(3) 14000 Fewer FallsSafer Seniors Water Way Arts for Health and Energy Inc 131 CYPRESS ST BROOKLINE MA 02445 202332178 501 (c)(3) 50000 Tai Chi for Healthy Aging Watertown Community Foundation 71 Barnard Ave Watertown MA 02472 300229398 501 (c)(3) 30000 WCF Tufts Health ""Healthy Watertown"" WESTBAY COMMUNITY ACTION INC 224 BUTTONWOODS AVE WARWICK MA 028867541 050311985 501 (c)(3) 42000 Westbay FallPrevention Program Whittier Street Health Center Committee 1290 Tremont St ROXBURY MA 021203432 042619517 501 (c)(3) 50000 Geriatric Chronic Disease Mgt Program Worcester State University 486 CHANDLER ST WORCHESTER MA 016022861 223248067 501 (c)(3) 35000 Intergen. ProgramFocus on Hunger YMCA of Greater Boston 316 HUNTINGTON AVENUE BOSTON MA 021155019 042103551 501 (c)(3) 75000 Get Fit, Stay Fit for Life 78 Form 990, Schedule I Desc of Organization's Procedures for Monitoring the Use of Grants COMMUNITY INVESTORS (GRANTMAKERS) BEGIN DUE DILIGENCE BY REQUIRING A LETTER OF INTENT FROM THE REQUESTING COMMUNITY BASED ORGANIZATION (CBO). THE CBO MUST ALSO UNDERGO A FINANCIAL REVIEW AND BE A 501(C)(3). THIS STATUS IS ALSO CHECKED BY THE FOUNDATION STAFF. FOR ALL GRANTS THAT ARE AWARDED THE FOUNDATION REQUIRES SITE VISITS TO THE PROGRAMS BY STAFF, AN INTERIM PROGRESS REPORT WITH FOLLOW-UP AS NEEDED AND ONE POST-GRANT FINAL REPORT. X true true false true false false false false true false false JAMES ROOSEVELT PRESIDENT/DIRECTOR 0 851046 0 683852 0 143356 0 333130 0 10493 0 2021877 0 0 LOIS CORNELL clerk 0 423686 0 233892 0 53850 0 91354 0 15182 0 817964 0 0 ROLAND PRICE TREASURER 0 241860 0 53445 0 7132 0 88008 0 9304 0 399749 0 0 UMESH KURPAD CFO 0 438272 0 246519 0 202940 0 92053 0 15191 0 994975 0 0 ANNE MARIE BOURISQUOT-KING DIRECTOR-GRANTS & OPERATIONS 0 136323 0 39737 0 -10869 0 17606 0 14296 0 197093 0 0 NORA MORENO CARGIE VP, CORP CITIZNSP & FDN ED 0 167318 0 0 0 104229 0 33464 0 9880 0 314891 0 0 PATRICIA BLAKE DIRECTOR 0 362277 0 203773 0 28103 83398 14882 0 692433 FORM 990, SCHEDULE J, PART I, LINE 1a TAX INDEMNIFICATION AND GROSS-UP PAYMENTS NORA MORENO-CARGIE RECEIVED GROSS UP PAYMENTS AS PART OF A RELOCATION AGREEMENT. FORM 990, SCHEDULE J, PART I, LINE 3 SUPPLEMENTAL COMPENSATION INFORMATION THE FOUNDATION USES THE COMPENSATION POLICIES OF ITS SOLE MEMBER, TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO). FORM 990, SCHEDULE J, PART I, LINE 4B THE RELATED ORGANIZATION MAINTAINS AN EXECUTIVE SAVINGS PLAN (ESP) FOR ITS SENIOR MANAGERS WITH THE TITLE DIRECTOR AND ABOVE. THE NUMBERS LISTED ON SCHEDULE J PART II COLUMN C REFLECT BOTH THE EMPLOYEE DEFERRALS AS WELL AS THE EMPLOYER CONTRIBUTIONS TO THE ESP. FORM 990, SCHEDULE J, PART I, LINE 6B SUPPLEMENTAL COMPENSATION INFORMATION THE OFFICERS OF TUFTS HEALTH PLAN FOUNDATION, INC. ARE ELIGIBLE TO PARTICIPATE IN AN EXECUTIVE INCENTIVE PLAN BECAUSE OF THEIR ROLES AT TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. THE EMPLOYEES WHO PARTICIPATE IN THIS PLAN ARE: - JAMES ROOSEVELT - ROLAND PRICE - LOIS CORNELL - NORA MORENO-CARGIE - UMESH KURPAD FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION TO PROVIDE COMMUNITY BENEFITS ABOVE AND BEYOND ITS REGULAR LINES OF BUSINESS, TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO) ESTABLISHED THE TUFTS HEALTH PLAN FOUNDATION, A 501(C)(3) CHARITABLE AND SUPPORTING ORGANIZATION OF TAHMO. THE FOUNDATION ALIGNED ITS MISSION TO THAT OF TUFTS HEALTH PLAN TO LEVERAGE THE PLAN'S GREATEST ASSET (ITS PEOPLE) IN A MORE DELIBERATE WAY ON BEHALF OF COMMUNITY: TO IMPROVE THE HEALTH AND WELLNESS OF THE DIVERSE COMMUNITIES WE SERVE. THE FOUNDATION ACHIEVES THIS MISSION PRIMARILY THROUGH COMMUNITY INVESTMENTS AND CONVENING ACTIVITIES THAT ARE FOCUSED ON HEALTHY LIVING WITH AN EMPHASIS ON OLDER ADULTS WITH AN EMPHASIS ON THE MOST VULNERABLE IN OUR SOCIETY. FOR ITS GRANTMAKING, THE FOUNDATION NOW EMPHASIZES INITIATIVES THAT LOOK AT COMMUNITIES IN A COMPREHENSIVE WAY AND SUPPORT INTEGRATED STRATEGIES. THE FOUNDATION FUNDS PROGRAMS THAT PROMISE TO MOVE COMMUNITIES TOWARD AGE-FRIENDLINESS, MEANING THAT CONSIDERATION IS GIVEN TO ALL PLANS AND POLICIES WHEN THINKING ABOUT COMMUNITY GROWTH AND DEVELOPMENT. THIS TRANSLATES INTO HAVING COMMUNITIES "WHERE WE LIVE AND WORK" FOLLOW STANDARDS ESTABLISHED BY THE WORLD HEALTH ORGANIZATION, THAT PROMOTE HEALTHY LIVING ACROSS THE LIFESPAN AND ENHANCE QUALITY OF LIFE IN COMMUNITIES AS PEOPLE AGE. THIS INCLUDES COMMUNITY AND HEALTH CARE, HOUSING, TRANSPORTATION, SOCIAL PARTICIPATION, OUTDOOR SPACES AND BUILDING, RESPECT AND SOCIAL INCLUSION, CIVIC PARTICIPATION AND EMPLOYMENT, COMMUNICATIONS AND INFORMATION. THIS APPROACH RECOGNIZES THE WIDE RANGE OF CAPACITIES AND RESOURCES AMONG OLDER PEOPLE, ANTICIPATES AND RESPONDS FLEXIBLY TO AGING-RELATED NEEDS AND PREFERENCES, RESPECTS OLDER PEOPLE'S DECISIONS AND LIFESTYLE CHOICES, PROTECTS THOSE WHO ARE MOST VULNERABLE, AND PROMOTES OLDER PEOPLE'S INCLUSION IN AND CONTRIBUTION TO ALL AREAS OF COMMUNITY LIFE. TO ADVANCE THIS COMMUNITY APPROACH, THE FOUNDATION PRIORITIZED ITS INVESTMENTS INTO THREE AREAS THAT WOULD ENCOURAGE ORGANIZATIONS TO WORK MORE COLLABORATIVELY TO MAKE THE IMPACT THEY WERE HAVING BROADER AND TO POSITION THOSE ORGANIZATIONS FOR SCALING EFFORTS THAT WOULD LEAD TO IMPROVE COMMUNITY OUTCOMES. IN 2015, THE FOUNDATION BEGAN FUNDING IN: SYSTEMS AND BEST PRACTICES- SUPPORT HEALTHY LIVING THROUGH HEALTH AND WELLNESS, WORKFORCE DEVELOPMENT, PURPOSEFUL ENGAGEMENT AND FIELD AND CAPACITY BUILDING ACTIVITIES; POLICY AND ADVOCACY- ENGAGES IN POLICY AND ADVOCACY EFFORTS THAT ADVANCE AGE-FRIENDLY STATUS IN ALL COMMUNITIES. THIS INCLUDES ENGAGING AND MOBILIZING DIVERSE STAKEHOLDERS TOWARD MAKING CHANGE AND EXPANDING ACCESS TO PROGRAMS AND SERVICES; AND THE PRESIDENT'S LEADERSHIP FUND - SUPPORTS COMMUNITY LEADERS WORKING COLLABORATIVELY TOWARD A COMMON COMMUNITY GOAL. IN 2014, THE FOUNDATION FUNDED ORGANIZATIONS IN MASSACHUSETTS AND RHODE ISLAND. ORGANIZATIONS IN MASSACHUSETTS AND RHODE ISLAND. ORGANIZATIONS IN MASSACHUSETTS AND RHODE ISLAND. FORM 990, PART III, LINE 4A PROGRAM SERVICE ACCOMPLISHMENTS IN LATE 2014, THE FOUNDATION REVISED ITS PRIORITIES INTO THREE AREAS THAT WOULD ENCOURAGE ORGANIZATIONS TO WORK MORE COLLABORATIVELY TO MAKE BROADER COMMUNITY IMPACT AND SCALE EFFORTS TO IMPROVE COMMUNITIES. THE FOUNDATION BEGAN FUNDING IN THESE AREAS IN 2015: SYSTEMS AND BEST PRACTICES- IMPROVE SYSTEMS THAT SUPPORT HEALTHY LIVING THROUGH HEALTHY AND WELLNESS, WORKFORCE DEVELOPMENT, PURPOSEFUL ENGAGEMENT AND FIELD AND CAPACITY BUILDING ACTIVITIES; POLICY AND ADVOCACY- ENGAGE IN POLICY AND ADVOCACY EFFORTS THAT WILL ADVANCE COMMUNITIES TOWARD ACHIEVING AGE-FRIENDLY STATUS, INCLUDING ENGAGING DIVERSE STAKEHOLDERS TO MOBILIZE TOWARD MAKING CHANGE AND EXPANDING ACCESS TO PROGRAMS AND SERVICES; AND PRESIDENT'S LEADERSHIP FUND-SUPPORT COMMUNITY LEADERS WORKING COLLABORATIVELY TOWARD A COMMON COMMUNITY GOAL. FORM 990, PART III, LINE 4B IN 2014, TUFTS HEALTH PLAN BEGAN DEVELOPING AND LAUNCHING ITS CORPORATE CITIZENSHIP PROGRAM WHICH INCLUDES: THE FOUNDATION'S INVESTMENTS IN COMMUNITY AS WELL AS INVESTMENTS IN A NEW EMPLOYEE GIFT MATCH PROGRAM THAT MATCHES BOTH VOLUNTEERING AND/OR FINANCIAL CONTRIBUTIONS TO QUALIFIED NON-PROFIT ORGANIZATIONS UP TO $500; ADDITIONALLY THE FOUNDATION WILL DONATE UP TO $5,000 FOR EMPLOYEES DIRECTOR-LEVEL AND ABOVE WHO GIVE FINANCIALLY TO A NON-PROFITS AS WELL AS SERVE AS A BOARD MEMBER OR IN AN ADVISORY CAPACITY. EMPLOYEE VOLUNTEER OPPORTUNITIES THAT ENCOURAGE EMPLOYEES TO GIVE THEIR TIME TO CAUSES THEY SUPPORT, AS WELL AS ENGAGES THEM THROUGH COMPANY-SPONSORED EFFORTS; ENTERPRISE-WIDE WORKPLACE GIVING OPPORTUNITIES WHERE EMPLOYEES CAN DONATE TO COMPANY-SPONSORED DRIVES, WHICH THE FOUNDATION THEN MATCHES. FORM 990, PART VI, LINE 2 THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC.: JAMES ROOSEVELT JACKIE JENKINS-SCOTT THOMAS P. O'NEILL, III LOIS CORNELL UMESH KURPAD ROLAND PRICE PATRICIA BLAKE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS ASSOCIATED HEALTH PLANS, INC.: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE PATRICIA BLAKE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TOTAL HEALTH PLAN, INC.: JAMES ROOSEVELT UMESH KURPAD LOIS CORNELL ROLAND PRICE PATRICIA BLAKE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS INSURANCE COMPANY: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TUFTS BENEFIT ADMINISTRATORS, INC.: JAMES ROOSEVELT LOIS CORNELL UMESH KURPAD ROLAND PRICE THE FOLLOWING INDIVIDUALS SERVED AS A BOARD MEMBER OR OFFICER FOR TAHP BROKERAGE CORPORATION: JAMES ROOSEVELT LOIS CORNELL THE FOLLOWING PERSON SERVED AS A BOARD OF MANAGERS MEMBER OR OFFICER FOR CHRISTIE STUDENT HEALTH PLANS LLC: UMESH KURPAD THE FOLLOWING PEOPLE SERVED AS A BOARD OF MANAGERS, MEMBER OR OFFICER FOR NETWORK HEALTH, LLC: JAMES ROOSEVELT UMESH KURPAD LOIS CORNELL ROLAND PRICE FORM 990, PART VI, LINE 3 DESCRIPTION OF MANAGEMENT ARRANGEMENT THE FOUNDATION IS A SUPPORTING ORGANIZATION OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC. (TAHMO). TAHMO AND ITS SUBSIDIARY, TUFTS ASSOCIATED HEALTH PLANS, INC. (TAHP), PROVIDE ADMINISTRATIVE AND MANAGEMENT SERVICES TO THE FOUNDATION. FORM 990, PART VI, LINES 6A AND 7A MEMBERS TUFTS ASSOCIATED HEALTH MAINTENANCE ORGRANIZATION, INC. (TAHMO) AS THE SOLE CORPORATE MEMBER OF THE FOUNDATION, ELECTS THE MEMBERS OF THE FOUNDATION'S GOVERNING BODY. FORM 990, PART VI, LINE 7B DESCR CLASSES OF PERSONS, DECISIONS REQUIRING APPR & TYPE OF VOTING RIGHTS TAHMO, AS THE SOLE CORPORATE MEMBER OF THE FOUNDATION, HAS THE RIGHT TO MAKE CERTAIN DECISIONS REGARDING THE FOUNDATION, AND IS REQUIRED TO APPROVE ANY CHANGES TO THE FOUNDATION'S BYLAWS. FORM 990, PART VI, LINE 11B PROCESS USED BY GOVERNING BODY TO REVIEW 990 THE FORM 990 IS PREPARED IN TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION, INC.'S FINANCE DEPARTMENT, WITH ASSISTANCE FROM OUR EXTERNAL ACCOUNTANTS, ERNST & YOUNG. THIS PREPARATION BEGAN IN JUNE 2015. SOME INFORMATION IS PROVIDED BY THE FOUNDATION'S PRESIDENT AND MANAGING DIRECTOR, AND SECTIONS OF THE FORM ARE REVIEWED BY OUR INSIDE LEGAL COUNSEL. CERTAIN SECTIONS OF THE FORM ARE REVIEWED BY A NUMBER OF SENIOR MANAGERS. OUR CHIEF FINANCIAL OFFICER REVIEWS THE FORM IN ITS ENTIRETY. ONCE THE FORM IS COMPLETE, IN NOVEMBER 2015, IT IS FORWARDED ON TO OUR BOARD OF DIRECTORS AND IT IS THEN SUBMITTED FOR FILING. FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ON AN ONGOING BASIS AND BEFORE ANY GRANTS ARE AWARDED, ALL BOARD MEMBERS AND STAFF MEMBERS ARE ASKED TO DISCLOSE ANY RELATIONSHIPS OR POTENTIAL CONFLICTS OF INTEREST WITH ANY GRANTEES OR BUSINESS PARTNERS. ALSO, THE FOUNDATION BOARD MEMBERS RECEIVE ANNUAL CONFLICTS STATEMENTS, WHICH ARE SUBMITTED AND REVIEWED. DURING THE GRANT REVIEW PROCESS, STAFF MEMBERS WITH AN ACTUAL OR POTENTIAL CONFLICT ARE PERMITTED TO COMMENT ON A PARTICULAR REQUEST, BUT ARE NOT ALLOWED TO PARTICIPATE IN FINAL DECISIONS. DISCLOSURES ARE REPORTED IN THE PORTFOLIO OF GRANTS PRESENTED TO THE BOARD FOR VOTE, AND BOARD MEMBERS ARE AGAIN REQUESTED TO DISCLOSE ANY POTENTIAL CONFLICTS JUST PRIOR TO THE VOTE TAKING PLACE. ANY BOARD MEMBER WITH AN ACTUAL OR POTENTIAL CONFLICT IS PERMITTED TO COMMENT, BUT IS NOT ALLOWED TO VOTE ON THE PARTICULAR MATTER. FORM 990, PART VI, LINES 15A AND 15B OFFICES & POSITIONS FOR WHICH PROCESS WAS USED, & YEAR PROCESS WAS BEGUN THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. THE EMPLOYEES OF RELATED ORGANIZATIONS PROVIDE SERVICES TO THE FOUNDATION. THE PRESIDENT IS COMPENSATED SOLELY FOR HIS DUTIES PERFORMED IN THE CAPACITY AS AN OFFICER OF TAHMO AND TAHP. THERE IS NO REMUNERATION FOR DUTIES RELATED TO THE TUFTS HEALTH PLAN FOUNDATION. THE COMPENSATION COMMITTEE (THE "COMMITTEE") OF THE BOARD OF DIRECTORS (THE "BOARD") OF TUFTS ASSOCIATED HEALTH MAINTENANCE ORGANIZATION (TUFTS HP OR THE "COMPANY") REVIEWS AND ADMINISTERS TOTAL REMUNERATION OPPORTUNITIES, POLICIES, PROGRAMS, AND MAJOR CHANGES IN TUFTS HP'S BENEFIT PLANS THAT ARE APPLICABLE TO THE OFFICERS AND EXECUTIVES OF THE COMPANY (THE "EXECUTIVES" - THESE INCLUDE THE CEO, COO, AND ALL SENIOR VICE PRESIDENTS), AS WELL AS TO ANY OTHER INDIVIDUAL OR GROUPS THE COMMITTEE DEEMS APPROPRIATE BASED ON ITS INTERPRETATION OF THE DEFINITION OF "DISQUALIFIED PERSONS" IN SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986. THE COMMITTEE IS COMPRISED OF INDEPENDENT DIRECTORS OF THE COMPANY. THE COMMITTEE REPORTS TO THE FULL BOARD OF DIRECTORS. FOR CEO COMPENSATION, THE COMMITTEE REVIEWS THE INFORMATION DESCRIBED BELOW AND RECOMMENDS THE CEO'S COMPENSATION TO THE FULL BOARD FOR ITS APPROVAL. THE COMMITTEE REVIEWS AND APPROVES COMPENSATION RECOMMENDATIONS FROM THE CEO FOR OTHER EXECUTIVES, AND PROVIDES A REPORT TO THE FULL BOARD ON THIS INFORMATION. IT IS THE BOARD'S INTENTION THAT THE COMMITTEE WILL PERFORM ITS DUTIES IN A MANNER THAT WILL ESTABLISH A PRESUMPTION THAT THE TOTAL REMUNERATION OFFERED TO EXECUTIVES AND OTHER "DISQUALIFIED PERSONS" ARE REASONABLE. COMPARABILITY DATA AND REASONABLENESS THE TOTAL COMPENSATION OPPORTUNITIES PROVIDED TO EXECUTIVES OF THE COMPANY ARE INTENDED TO BE COMPETITIVE WITH, AND IN REASONABLE COMPARISON TO, THOSE OPPORTUNITIES PROVIDED BY ORGANIZATIONS IN THOSE BUSINESS SECTORS WITH WHICH THE COMPANY COMPETES FOR EXECUTIVE TALENT. THE BOARD BELIEVES THAT SUCH COMPETITORS ARE NOT LIMITED TO OTHER HEALTHCARE INSTITUTIONS AND THAT COMPARISONS SHOULD BE MADE TO THE COMPENSATION PRACTICES OF A CROSS-SECTION OF BUSINESS SECTORS IN BOTH FOR-PROFIT AND NOT-FOR-PROFIT ORGANIZATIONS, WHEN APPROPRIATE. THE COMMITTEE RETAINS INDEPENDENT COMPENSATION CONSULTANTS TO PROVIDE DATA AS NECESSARY, AND ALSO USES AVAILABLE SOURCES OF INDEPENDENT DATA ON COMPENSATION. PEER ORGANIZATIONS AND PUBLISHED SURVEY SOURCES WILL BE APPROVED BY THE COMMITTEE BASED ON ITS REASONABLE DETERMINATION. THE COMMITTEE MAY ALSO RELY ON MEMBERS OF MANAGEMENT AND OUTSIDE ADVISORS, CONSULTANTS, AND COUNSEL TO PROVIDE MARKET DATA REPORTS, ANALYSIS, AND OPINIONS WITH RESPECT TO COMPENSATION-RELATED MATTERS. THE DATA REVIEWED CONSISTS OF COMPARABLE, RELEVANT MARKET DATA FOR THE COMPANY'S POSITIONS FROM PUBLISHED SURVEYS, AND OTHER AVAILABLE SOURCES, OF HEALTH AND MANAGED CARE INSTITUTIONS AND THE GENERAL INDUSTRY. OTHER SURVEYS OF SPECIALIZED SKILL SETS OR EMPLOYEE ATTRIBUTES CRITICAL TO THE SUCCESS OF THE COMPANY, E.G., ACTUARIAL, LEGAL, ETC., ARE ALSO INCORPORATED AS NEEDED, ALONG WITH GEOGRAPHIC REFERENCES TO THE BOSTON AND NEW ENGLAND LABOR MARKETS. THE COMMITTEE WILL RELY ON THIS MARKET DATA TO ASSESS, DETERMINE, AND VALIDATE COMPENSATION LEVELS FOR THE COMPANY'S EXECUTIVES. THE COMMITTEE USES THIS DATA IN ITS REVIEW OF: - SETTING BASE SALARIES - IN LIGHT OF MARKET DATA AND THE INDIVIDUAL'S PERFORMANCE, BACKGROUND, EXPERIENCES, AND PERSONAL SKILLS. BASE SALARY WILL BE SET SO THAT THE TARGETED POSITIONING OF AN EXECUTIVE IS AT THE 50TH PERCENTILE FOR EACH POSITION. ACTUAL BASE SALARY MAY VARY BASED ON SKILLS, BACKGROUND, AND EXPERIENCE. - ANNUAL INCENTIVE COMPENSATION - THE COMPANY'S GOAL IS TO PROVIDE COMPETITIVE AND REASONABLE OPPORTUNITIES UNDER THE TERMS OF AN EXECUTIVE ANNUAL INCENTIVE PLAN FOR THE SELECTED POSITIONS WHICH ARE RESPONSIBLE FOR ACHIEVING PERFORMANCE GOALS THAT REFLECT THE OVERALL MISSION OF THE COMPANY, THE STRATEGIC DIRECTION OF THE COMPANY FOR THE PERFORMANCE YEAR, AND THE INDIVIDUAL'S PERFORMANCE DURING THAT YEAR. THE COMMITTEE MAKES EVERY EFFORT TO ESTABLISH A PRESUMPTION THAT THE TOTAL REMUNERATION OPPORTUNITIES PROVIDED TO EXECUTIVES ARE REASONABLE; AS SUCH PRESUMPTION IS CONTEMPLATED IN SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED FROM TIME TO TIME. IN ESTABLISHING THE PRESUMPTION OF REASONABLENESS, THE COMMITTEE MAY ENGAGE THE PROFESSIONAL SERVICES OF INDEPENDENT LEGAL COUNSEL, COMPENSATION EXPERTS, ACCOUNTANTS, AND OTHER EXPERTS AND ADVISORS. TIMING EXECUTIVE BENCHMARKING IS COMPLETED ON AN ANNUAL BASIS. FOR THE CEO, BENCHMARKING IS COMPLETED BY THE EXTERNAL CONSULTANT ENGAGED BY THE COMPENSATION COMMITTEE. FOR ALL OTHER OFFICERS, BENCHMARKING IS COMPLETED BY AN EXTERNAL CONSULTANT EVERY TWO YEARS, AND BY THE INTERNAL COMPENSATION TEAM ON ALTERNATING YEARS. THE ANALYSIS COMPLETED IN Q4, 2013 WAS COMPLETED BY THE EXTERNAL CONSULTANT ENGAGED BY THE COMMITTEE. TO COMPLETE THE ANALYSIS, THE CONSULTANT: - COLLECTED RELEVANT INFORMATION REGARDING THE COMPANY'S OPERATIONS, COMPLEXITY, STRUCTURE, SIZE, AND SCOPE, AS WELL AS RELEVANT BACKGROUND ON THE EXECUTIVES' DUTIES AND SCOPE OF RESPONSIBILITIES; - DETERMINED THE SURVEY SOURCES TO USE IN THE ANALYSIS, BASED ON THE COMPANY'S COMPETITIVE MARKET FOR EXECUTIVE POSITIONS (AS DESCRIBED ABOVE); - MATCHED THE COMPANY'S EXECUTIVE POSITIONS IN THE SURVEYS BASED ON THE COMPANY'S SIZE COMPLEXITY, AND SCOPE, AS WELL AS ACCORDING TO SPECIFIC POSITION RESPONSIBILITIES AND REPORTING RELATIONSHIPS; - VALIDATED THE SURVEY SOURCES AND MARKET MATCHES WITH THE INTERNAL COMPENSATION TEAM TO ENSURE CONSISTENCY; - REVIEWED, COMPILED, AND SUMMARIZED THE DATA IN REPORT FORM. THE REPORT SUMMARIZING THE RESULTS OF THE ANALYSIS WAS PRESENTED TO THE COMPENSATION COMMITTEE FOR DISCUSSION AND DELIBERATION. DOCUMENTATION A SUMMARY OF THE DISCUSSIONS AND DELIBERATIONS OF THE COMMITTEE ARE DOCUMENTED IN THE MEETING MINUTES, WHICH ARE REVIEWED AND APPROVED BY THE COMMITTEE. COPIES OF ALL MEETING MATERIALS DISTRIBUTED PRIOR TO AND DURING THE MEETING ARE MAINTAINED IN THE CORPORATE RECORDS ALONG WITH MEETING MINUTES. FORM 990, PART VI, LINE 19 AVAIL OF GOV DOCS, CONFLICT OF INTEREST POLICY, & FIN STMTS TO GEN PUBLIC THE GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE FOUNDATION ARE AVAILABLE AT ITS HEADQUARTERS IN WATERTOWN, MA. ALL REQUESTS CAN BE MADE TO THE CORPORATE COMMUNICATIONS OR FINANCE DEPARTMENTS. FORM 990, PART VII SUPPLEMENTAL COMPENSATION INFORMATION Steven Tolman did not earn compensation in 2014. In lieu of compensation, Tufts Health Plan donated an amount equivalent to the compensation he would have otherwise received to a charity. TUFTS ASSOC HEALTH MAINTENANCE ORG INC 705 MOUNT AUBURN STREET WATERTOWN MA 02472 042674079 HMO MA 501(C)(4) N/A NA false TUFTS HEALTH PUBLIC PLANS INC 705 MT AUBURN STREET WATERTOWN MA 024721508 800721489 HEALTH PLAN MA 501(C)(4) N/A NA false TUFTS ASSOCIATED HEALTH PLANS INC 705 Mount Auburn St WATERTOWN MA 024721508 042985923 MANAGEMENT SVCS MA TAHMO C Corp false false false false false false false false false false false false false false true false true false false false TUFTS ASSOCIATED HEALTH MAINTENANCE ORG p 658000 Accrual TUFTS ASSOCIATED HEALTH PLANS INC p 358000 Accrual FORM 990, SCHEDULE R, PART V, LINE 1P REIMBURSEMENT PAID TO OTHER ORGANIZATION THE FOUNDATION REIMBURSES TAHMO FOR ALL PAYMENTS DIRECTLY RELATED TO THE FOUNDATION.