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UNITS P 2013-12-12 2014-12-08 185085 187218 -2133 -2133 ISHARES MSCI EMERGING MKT ETF, 2288. UNITS P 2013-12-12 2014-02-03 84975 93599 -8624 -8624 ISHARES RUSSELL MIDCAP ETF, 1725. UNITS P 2013-12-12 2014-12-08 288006 249360 38646 38646 ISHARES RUSSELL 2000 ETF, 1134. UNITS P 2013-12-12 2014-12-08 133480 124785 8695 8695 SPDR S&P 500 ETF TRUST, 8041. UNITS P 2013-12-12 2014-12-08 1670724 1433951 236773 236773 SPDR S&P 500 ETF TRUST, 430. UNITS P 2014-01-09 2014-12-08 89344 78935 10409 10409 T ROWE PRICE HIGH YIELD, 4201.681 UNITS P 2013-12-13 2014-12-08 28740 30000 -1260 -1260 VANGUARD S/T INVESTMENT GRADE FD-ADM, 9310.988 UNITS P 2013-12-13 2014-12-08 99534 100000 -466 -466 AT&T INC 2.500% 8/15/15, 16000. UNITS P 2011-04-07 2014-07-15 16380 15902 478 478 AT&T INC 2.500% 8/15/15, 34000. UNITS P 2011-04-07 2014-10-29 34422 33792 630 630 BANK OF AMERIC 7.250% CONV PFD SER L, 31. UNITS P 2011-10-26 2014-11-04 35492 25483 10009 10009 BARCLAYS BK PLC MTN 3.750% 12/23/17, 25000. 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UNITS P 2012-06-21 2014-06-20 25000 25000 0 0 GNMA PL #372801 7.500% 2/15/24, 2.88 UNITS P 1997-03-05 2014-01-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.9 UNITS P 1997-03-05 2014-02-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.99 UNITS P 1997-03-05 2014-03-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 108.3 UNITS P 1997-03-05 2014-04-15 108 108 0 0 GNMA PL #372801 7.500% 2/15/24, 2.52 UNITS P 1997-03-05 2014-05-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.54 UNITS P 1997-03-05 2014-06-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 4.26 UNITS P 1997-03-05 2014-07-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 2.59 UNITS P 1997-03-05 2014-08-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.6 UNITS P 1997-03-05 2014-09-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.62 UNITS P 1997-03-05 2014-10-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.64 UNITS P 1997-03-05 2014-11-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 183.17 UNITS P 1997-03-05 2014-12-08 182 183 -1 -1 GNMA PL #372801 7.500% 2/15/24, 4.36 UNITS P 1997-03-05 2014-12-15 4 4 0 0 GOLDMAN SACHS GP MTN 3.500% 8/15/20, 50000. UNITS P 2013-08-21 2014-10-29 50453 50000 453 453 HARTFORD FINL SVCS 4.000% 3/30/15, 25000. UNITS P 2010-04-07 2014-10-29 25305 24779 526 526 JPMORGAN .CHASE & CO 2.600% 1/15/16, 50000. UNITS P 2011-06-28 2014-10-29 51051 49484 1567 1567 MORGAN ST CP IV 6.250% PFD, 750. UNITS P 2009-10-16 2014-11-04 19042 15990 3052 3052 MORGAN ST CP IV 6.250% PFD, 500. UNITS P 2009-11-20 2014-11-04 12695 10116 2579 2579 MORGAN ST CP IV 6.250% PFD, 500. UNITS P 2010-02-04 2014-11-04 12695 10633 2062 2062 MORGAN STANLEY MTN 4.100% 1/26/15, 25000. UNITS P 2010-02-18 2014-10-29 25154 24778 376 376 NATL RURAL UTIL MTN 3.000% 4/15/21, 25000. UNITS P 2012-03-28 2014-10-29 24851 25000 -149 -149 PRUDENTIAL FIN MTN 5.100% 9/20/14, 35000. UNITS P 2008-02-15 2014-09-20 35000 34608 392 392 SPDR S&P 500 ETF TRUST, 241. UNITS P 2013-09-09 2014-12-08 50074 40228 9846 9846 T ROWE PRICE HIGH YIELD, 5426.357 UNITS P 2010-06-23 2014-12-08 37116 35000 2116 2116 TEMPLETON GLOBAL BOND FUND-AD, 2958.58 UNITS P 2013-04-18 2014-12-08 38698 40000 -1302 -1302 VANGUARD S/T INVESTMENT GRADE FD-ADM, 9398.496 UNITS P 2013-09-11 2014-12-08 100470 100000 470 470 ISHARES MSCI EAFE ETF, 182. UNITS P 2013-12-18 2014-12-08 11544 11679 -135 -135 ISHARES MSCI EMERGING MKT ETF, 272. UNITS P 2013-12-18 2014-02-03 10102 11078 -976 -976 ISHARES RUSSELL MIDCAP ETF, 131. UNITS P 2013-12-18 2014-12-08 21872 19038 2834 2834 ISHARES RUSSELL 2000 ETF, 36. UNITS P 2013-12-18 2014-12-08 4237 4019 218 218 SPDR S&P 500 ETF TRUST, 638. UNITS P 2013-12-18 2014-12-08 132561 113997 18564 18564 SPDR S&P 500 ETF TRUST, 54. UNITS P 2014-01-09 2014-12-08 11220 9914 1306 1306 BARCLAYS BK PLC MTN 3.750% 12/23/17, 10000. UNITS P 2010-12-20 2014-10-29 10464 10000 464 464 DODGE & COX INCOME FUND #147, 848.513 UNITS P 2009-10-16 2014-12-08 11803 10946 857 857 DODGE & COX INCOME FUND #147, 773.395 UNITS P 2009-10-23 2014-12-08 10758 10000 758 758 GNMA PL #490800 6.000% 11/15/28, 6.09 UNITS P 1998-12-04 2014-01-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 6.52 UNITS P 1998-12-04 2014-02-15 7 6 1 1 GNMA PL #490800 6.000% 11/15/28, 6.55 UNITS P 1998-12-04 2014-03-15 7 7 0 0 GNMA PL #490800 6.000% 11/15/28, 6.54 UNITS P 1998-12-04 2014-04-15 7 7 0 0 GNMA PL #490800 6.000% 11/15/28, 6.46 UNITS P 1998-12-04 2014-05-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 6.34 UNITS P 1998-12-04 2014-06-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 6.62 UNITS P 1998-12-04 2014-07-15 66 66 0 0 GNMA PL #490800 6.000% 11/15/28, 6.25 UNITS P 1998-12-04 2014-08-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 6.14 UNITS P 1998-12-04 2014-09-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 6.48 UNITS P 1998-12-04 2014-10-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 6.36 UNITS P 1998-12-04 2014-11-15 6 6 0 0 GNMA PL #490800 6.000% 11/15/28, 1153.7 UNITS P 1998-12-04 2014-12-08 1261 1147 114 114 GNMA PL #490800 6.000% 11/15/28, 52.3 UNITS P 1998-12-04 2014-12-15 52 52 0 0 HARBOR BOND FUND INSTITUTION, 828.501 UNITS P 2008-04-02 2014-12-08 10232 10000 232 232 HARBOR BOND FUND INSTITUTION, 445.633 UNITS P 2009-02-03 2014-12-08 5504 5000 504 504 HARBOR BOND FUND INSTITUTION, 283.861 UNITS P 2010-02-08 2014-12-08 3506 3500 6 6 ISHARES MSCI EAFE ETF, 164. UNITS P 2013-09-09 2014-12-08 10402 10125 277 277 ISHARES RUSSELL MIDCAP ETF, 74. UNITS P 2013-09-09 2014-12-08 12355 10123 2232 2232 ISHARES RUSSELL 2000 ETF, 98. UNITS P 2013-09-09 2014-12-08 11535 10125 1410 1410 SPDR S&P 500 ETF TRUST, 119. UNITS P 2011-11-16 2014-12-08 24725 14968 9757 9757 SPDR S&P 500 ETF TRUST, 110. UNITS P 2012-07-18 2014-12-08 22855 15108 7747 7747 SPDR S&P 500 ETF TRUST, 90. UNITS P 2013-09-09 2014-12-08 18700 15022 3678 3678 T ROUE PRICE HIGH YIELD, 1436.782 UNITS P 2013-09-09 2014-12-08 9828 10000 -172 -172 VANGUARD INTRM BND INDX-ADM, 483.092 UNITS P 2009-02-20 2014-12-08 5556 5000 556 556 VANGUARD INTRM BND INDXADM, 925.07 UNITS P 2009-10-16 2014-12-08 10638 10000 638 638 VANGUARD INTRM BND INDX-ADM, 928.505 UNITS P 2009-10-23 2014-12-08 10678 10000 678 678 VANGUARD S/T INVESTMENT GRADE FD-ADM, 1879.698 UNITS P 2013-09-09 2014-12-08 20094 20000 94 94 FINANCIAL SELECT SECTOR SPDR ETF, 2. UNITS P 2014-09-16 2014-12-08 50 47 3 3 INDUSTRIAL SELECT SECTOR SPDR, 3. UNITS P 2014-09-16 2014-12-08 171 162 9 9 ISHARES BARCLAYS 7-10 YEAR TR ETF, 2. UNITS P 2014-09-16 2014-12-08 210 206 4 4 ISHARES FLOATING RATE NOTE EH, 15. UNITS P 2014-09-16 2014-11-19 759 763 -4 -4 ISHARES FTSE CHINA 25 ETF, 10. UNITS P 2014-09-16 2014-12-08 417 402 15 15 ISHARES MSCI MALAYSIA ETF, 20. UNITS P 2014-09-16 2014-12-08 271 314 -43 -43 ISHARES MSCI MX CPO IVSTBL MK ETF, 5. UNITS P 2014-09-16 2014-12-08 305 356 -51 -51 ISHARES MSCI SOUTH KOREA CPO ETF, 5. UNITS P 2014-09-16 2014-12-08 284 320 -36 -36 ISHARES MSCI .TAIWAN EH, 20. UNITS P 2014-09-16 2014-12-08 310 319 -9 -9 POWERSHARES SENIOR LOAN PORT, 20. UNITS P 2014-09-16 2014-11-19 485 491 -6 -6 TECHNOLOGY SELECT SECTOR SPDR, 4. UNITS P 2014-09-16 2014-12-08 168 160 8 8 VANGUARD FTSE EUROPE ETF, 20. UNITS P 2014-09-16 2014-12-08 1096 1140 -44 -44 VANGUARD IND FD MID-CAP, 10. UNITS P 2014-09-16 2014-12-08 1247 1197 50 50 VANGUARD REIT ETF, 1. UNITS P 2014-09-16 2014-12-08 81 74 7 7 VANGUARD S&P 500 ETF, 3. UNITS P 2014-09-16 2014-12-08 572 548 24 24 VANGUARD SMALL-CAP ETF, 1. UNITS P 2014-09-16 2014-12-08 117 115 2 2 VANGUARD TOTAL BOND MARKET ETF, 2. UNITS P 2014-09-16 2014-12-08 164 163 1 1 WISDOMTREE EMERGING MKTS S/C DIV FD, 6. UNITS P 2014-09-16 2014-12-08 265 291 -26 -26 WISDOMTREE EMRG MKTS DEBT, 7. UNITS P 2014-09-16 2014-12-08 297 322 -25 -25 WISDOMTREE EUROPE HEDGED EQU, 7. UNITS P 2014-09-16 2014-12-08 418 408 10 10 WISDOMTREE JAPAN HEDGED EQ ETF, 28. UNITS P 2014-09-16 2014-12-08 1589 1440 149 149 FIDELITY CAPITAL APPREC, 168.691 UNITS P 2007-06-22 2014-09-11 6625 5000 1625 1625 FIDELITY CAPITAL APPREC, 141.186 UNITS P 2008-01-16 2014-09-11 5544 3500 2044 2044 FIDELITY CAPITAL APPREC, 35.386 UNITS P 2012-05-10 2014-09-11 1390 1000 390 390 T ROWE PRICE EQUITY INCOME FUND #71, 215.446 UNITS P 2007-03-23 2014-09-11 7433 6500 933 933 T ROWE PRICE EQUITY INCOME FUND #71, 81.004 UNITS P 2012-05-10 2014-09-11 2795 2000 795 795 T ROWE PRICE EQUITY INCOME FUND #71, 42.141 UNITS P 2012-06-11 2014-09-11 1454 1000 454 454 VANGUARD INTRM TRM BD IDX-SI, 194.363 UNITS P 2009-04-28 2014-09-11 2216 2000 216 216 FIDELITY FLOATING RATE H/INC, 502.008 UNITS P 2013-12-18 2014-09-11 4975 5000 -25 -25 ISHARES BARCLAYS 7-10 YEAR TR ETF, 8. UNITS P 2014-09-16 2014-12-08 842 824 18 18 ISHARES FLOATING RATE NOTE ETF, 125. UNITS P 2014-09-16 2014-12-08 6324 6358 -34 -34 ISHARES FTSE CHINA 25 ETF, 95. UNITS P 2014-09-16 2014-12-08 3966 3816 150 150 ISHARES MSCI EAFE ETF, 230. UNITS P 2013-12-18 2014-09-11 15164 14846 318 318 ISHARES MSCI EMERGING MKT ETF, 181. UNITS P 2013-12-18 2014-02-03 6722 7445 -723 -723 ISHARES MSCI MALAYSIA ETF, 165. UNITS P 2014-09-16 2014-12-08 2234 2591 -357 -357 ISHARES MSCI MX CPO IVSTBL MK ETF, 35. UNITS P 2014-09-16 2014-12-08 2132 2489 -357 -357 ISHARES MSCI SOUTH KOREA CPO ETF, 40. UNITS P 2014-09-16 2014-12-08 2268 2556 -288 -288 ISHARES MSCI TAIWAN ETF, 160. UNITS P 2014-09-16 2014-12-08 2482 2555 -73 -73 ISHARES RUSSELL MIDCAP ETF, 81. UNITS P 2013-12-18 2014-09-11 13256 11826 1430 1430 ISHARES RUSSELL 2000 ETF, 15. UNITS P 2013-12-18 2014-09-11 1737 1682 55 55 ISHARES RUSSELL 2000 ETF, 44. UNITS P 2014-01-09 2014-09-11 5095 5047 48 48 POWERSHARES SENIOR LOAN PORT, 155. UNITS P 2014-09-16 2014-12-08 3731 3804 -73 -73 SPDR S&P 500 ETF TRUST, 272. UNITS P 2013-12-18 2014-09-11 54287 48851 5436 5436 T ROWE PRICE HIGH YIELD, 700.28 UNITS P 2013-12-18 2014-09-11 5035 5000 35 35 VANGUARD FTSE EUROPE ETF, 180. UNITS P 2014-09-16 2014-12-08 9866 10260 -394 -394 VANGUARD IND FD MID-CAP, 105. UNITS P 2014-09-16 2014-12-08 13098 12566 532 532 WISDOMTREE EMERGING MKTS S/C DIV FD, 44. UNITS P 2014-09-16 2014-12-08 1945 2134 -189 -189 WISDOMTREE EMRG MKTS DEBT, 55. UNITS P 2014-09-16 2014-12-08 2330 2527 -197 -197 WISDOMTREE EUROPE HEDGED EQU, 39. UNITS P 2014-09-16 2014-12-08 2330 2274 56 56 WISDOMTREE JAPAN HEDGED EQ ETF, 250. UNITS P 2014-09-16 2014-12-08 14190 12857 1333 1333 DODGE & COX INCOME FUND #147, 799.361 UNITS P 2006-08-28 2006-08-28 11103 10000 1103 1103 DODGE & COX INCOME FUND #147, 251.889 UNITS P 2009-04-28 2009-04-28 3499 3000 499 499 DODGE & COX INCOME FUND #14 7, 775.194 UNITS P 2009-10-16 2009-10-16 10767 10000 767 767 HARBOR BOND FUND I NST ITUT I ON, 1203.853 UNITS P 2010-04-20 2010-04-20 14723 15000 -277 -277 ISHARES RUSSELL MIDCAP ETF, 55. UNITS P 2013-09-09 2013-09-09 9001 7528 1473 1473 ISHARES RUSSELL 2000 ETF, 73. UNITS P 2013-09-09 2013-09-09 8453 7550 903 903 SPDR S&P 500 ETF TRUST, 127. UNITS P 2011-10-26 2011-10-26 25347 15620 9727 9727 SPDR S&P 500 ETF TRUST, 118. UNITS P 2012-06-04 2012-06-04 23551 15063 8488 8488 SPDR S&P 500 ETF TRUST, 58. UNITS P 2012-07-18 2012-07-18 11576 7966 3610 3610 SPDR S&P 500 ETF TRUST, 60. UNITS P 2013-09-09 2013-09-09 11975 10024 1951 1951 VANGUARD INTRM TRM BD IDX-SI, 696.379 UNITS P 2009-10-23 2009-10-23 7939 7500 439 439 VANGUARD INTRM TRM BD IDX-SI, 922.509 UNITS P 2009-11-02 2009-11-02 10517 10000 517 517 FINANCIAL SELECT SECTOR SPDR ETF, 35. UNITS P 2014-12-08 2014-12-11 864 879 -15 -15 ISHARES BARCLAYS 7-10 YEAR TR ETF, 10. UNITS P 2014-12-08 2014-12-11 1060 1054 6 6 ISHARES IBOXX H/Y CORP BOND ETF, 15. UNITS P 2014-12-08 2014-12-11 1331 1351 -20 -20 ISHARES MSCI EAFE ETF, 1053. UNITS P 2013-12-17 2014-12-08 66790 67665 -875 -875 ISHARES MSCI EMERGING MKT ETF, 824. UNITS P 2013-12-17 2014-02-03 30603 33842 -3239 -3239 ISHARES RUSSELL MIDCAP ETF, 623. UNITS P 2013-12-17 2014-12-08 104016 90460 13556 13556 ISHARES RUSSELL 2000 ETF, 406. UNITS P 2013-12-17 2014-12-08 47789 45062 2727 2727 SPDR S&P 500 ETF TRUST, 2790. UNITS P 2013-12-17 2014-12-08 579694 498266 81428 81428 VANGUARD REIT ETF, 15. UNITS P 2014-12-08 2014-12-11 1224 1220 4 4 VANGUARD S&P 500 ETF, 20. 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UNITS P 2013-09-09 2014-12-08 87058 70019 17039 17039 VANGUARD INTRM BND INDX-ADM, 129.786 UNITS P 2009-04-22 2014-12-08 1493 1336 157 157 VANGUARD INTRM BND INDXADM, 1387.604 UNITS P 2009-10-16 2014-12-08 15957 15000 957 957 ISHARES MSCI EAFE ETF, 155. UNITS P 2013-12-18 2014-12-08 9831 10062 -231 -231 ISHARES MSCI EMERGING MKT ETF, 300. UNITS P 2013-09-09 2014-02-03 11142 12245 -1103 -1103 ISHARES MSCI EMERGING MKT ETF, 12. UNITS P 2013-12-18 2014-02-03 446 500 -54 -54 ISHARES RUSSELL MIDCAP ETF, 123. UNITS P 2013-12-18 2014-12-08 20536 18058 2478 2478 ISHARES RUSSELL 2000 ETF, 9. UNITS P 2013-12-18 2014-12-08 1059 1013 46 46 SPDR S&P 500 ETF TRUST, 585. UNITS P 2013-12-18 2014-12-08 121549 105674 15875 15875 BARCLAYS BK PLC MTN 3.750% 12/23/17, 15000. UNITS P 2010-12-20 2014-10-29 15695 15000 695 695 DODGE & COX INCOME FUND #14 7, 1395.847 UNITS P 2009-10-23 2014-12-08 19416 18048 1368 1368 DODGE & COX INCOME FUND #147, 191.571 UNITS P 2010-02-16 2014-12-08 2665 2500 165 165 DODGE & COX INCOME FUND #14 7, 378.215 UNITS P 2010-05-04 2014-12-08 5261 5000 261 261 ISHARES MSCI EAFE ETF, 243. UNITS P 2013-09-09 2014-12-08 15413 15038 375 375 ISHARES RUSSELL MIDCAP ETF, 110. UNITS P 2013-09-09 2014-12-08 18366 15078 3288 3288 ISHARES RUSSELL 2000 ETF, 145. UNITS P 2013-09-09 2014-12-08 17068 15023 2045 2045 SPDR S&P 500 ETF TRUST, 119. UNITS P 2011-11-16 2014-12-08 24725 14961 9764 9764 SPDR S&P 500 ETF TRUST, 78. UNITS P 2012-06-04 2014-12-08 16207 9955 6252 6252 SPDR S&P 500 ETF TRUST, 146. UNITS P 2012-07-19 2014-12-08 30335 20085 10250 10250 SPDR S&P 500 ETF TRUST, 52. UNITS P 2012-10-02 2014-12-08 10804 7496 3308 3308 SPDR S&P 500 ETF TRUST, 120. UNITS P 2013-09-09 2014-12-08 24933 20078 4855 4855 T ROWE PRICE HIGH YIELD, 2994.012 UNITS P 2010-05-04 2014-12-08 20479 20000 479 479 T ROWE PRICE HIGH YIELD, 547.731 UNITS P 2010-06-03 2014-12-08 3746 3500 246 246 VANGUARD INTRM BND INDX-ADM, 1469.148 UNITS P 2008-12-11 2014-12-08 16895 15000 1895 1895 VANGUARD INTRM BND INDX-ADM, 1984.28 UNITS P 2009-04-23 2014-12-08 22819 20458 2361 2361 VANGUARD INTRM BND INDX-ADM, 487.329 UNITS P 2009-05-01 2014-12-08 5604 5000 604 604 ISHARES MSCI EAFE ETF, 1796. UNITS P 2013-12-13 2014-12-08 113918 115026 -1108 -1108 ISHARES MSCI EMERGING MKT ETF, 1405. UNITS P 2013-12-13 2014-02-03 52181 57478 -5297 -5297 ISHARES RUSSELL MIDCAP ETF, 767. UNITS P 2013-12-13 2014-12-08 128058 110931 17127 17127 ISHARES RUSSELL 2000 ETF, 309. UNITS P 2013-12-13 2014-12-08 36372 33984 2388 2388 SPDR S&P 500 ETF TRUST, 4587. UNITS P 2013-12-13 2014-12-08 953067 817036 136031 136031 BARCLAYS BK MTN V-A 5.250% 6/24/18, 25000. UNITS P 2010-06-21 2014-10-29 27538 25000 2538 2538 DELL INC 2.300% 9/10/15, 25000. UNITS P 2010-12-16 2014-10-29 25018 24363 655 655 FIDELITY STRATEGIC INCOME FUND, 4537.205 UNITS P 2012-02-16 2014-12-08 49456 50000 -544 -544 FORD MOTOR CRED MTN 1.750% 8/20/14, 50000. UNITS P 2012-08-14 2014-08-20 50000 50000 0 0 FORD MOTOR CRED MTN 2.000% 6/20/14, 25000. UNITS P 2012-06-21 2014-06-20 25000 25000 0 0 GECC MTN 4.625% 1/15/14, 50000. UNITS P 2004-02-03 2014-01-15 50000 50000 0 0 GNMA PL #372801 7.500% 2/15/24, 4.81 UNITS P 1997-03-05 2014-01-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 4.84 UNITS P 1997-03-05 2014-02-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 4.98 UNITS P 1997-03-05 2014-03-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 180.51 UNITS P 1997-03-05 2014-04-15 181 181 0 0 GNMA PL #372801 7.500% 2/15/24, 4.21 UNITS P 1997-03-05 2014-05-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.23 UNITS P 1997-03-05 2014-06-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 7.1 UNITS P 1997-03-05 2014-07-15 7 7 0 0 GNMA PL #372801 7.500% 2/15/24, 4.31 UNITS P 1997-03-05 2014-08-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.34 UNITS P 1997-03-05 2014-09-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.37 UNITS P 1997-03-05 2014-10-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.4 UNITS P 1997-03-05 2014-11-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 305.28 UNITS P 1997-03-05 2014-12-08 303 305 -2 -2 GNMA PL #372801 7.500% 2/15/24, 7.26 UNITS P 1997-03-05 2014-12-15 7 7 0 0 GNMA PL #490800 6.000% 11/15/28, 20.29 UNITS P 1998-12-04 2014-01-15 20 20 0 0 GNMA PL #490800 6.000% 11/15/28, 21.73 UNITS P 1998-12-04 2014-02-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 21.84 UNITS P 1998-12-04 2014-03-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 21.8 UNITS P 1998-12-04 2014-04-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 21.52 UNITS P 1998-12-04 2014-05-15 22 21 1 1 GNMA PL #490800 6.000% 11/15/28, 21.13 UNITS P 1998-12-04 2014-06-15 21 21 0 0 GNMA PL #490800 6.000% 11/15/28, 220.67 UNITS P 1998-12-04 2014-07-15 221 219 2 2 GNMA PL #490800 6.000% 11/15/28, 20.85 UNITS P 1998-12-04 2014-08-15 21 21 0 0 GNMA PL #490800 6.000% 11/15/28, 20.45 UNITS P 1998-12-04 2014-09-15 20 20 0 0 GNMA PL #490800 6.000% 11/15/28, 21.58 UNITS P 1998-12-04 2014-10-15 22 21 1 1 GNMA PL #490800 6.000% 11/15/28, 21.19 UNITS P 1998-12-04 2014-11-15 21 21 0 0 GNMA PL #490800 6.000% 11/15/28, 3845.73 UNITS P 1998-12-04 2014-12-08 4202 3823 379 379 GNMA PL #490800 6.000% 11/15/28, 174.35 UNITS P 1998-12-04 2014-12-15 174 173 1 1 ISHARES RUSSELL MIDCAP ETF, 292. UNITS P 2013-09-09 2014-12-08 48752 39995 8757 8757 ISHARES RUSSELL 2000 ETF, 386. UNITS P 2013-09-09 2014-12-08 45435 39916 5519 5519 JPMORGAN CHASE & CO 2.600% 1/15/16, 50000. UNITS P 2011-06-28 2014-10-29 51051 49484 1567 1567 MORGAN STANLEY MTN 3.250% 8/29/19, 25000. UNITS P 2013-08-26 2014-10-29 25250 25000 250 250 MORGAN STANLEY MTN 4.100% 1/26/15, 25000. UNITS P 2010-02-18 2014-10-29 25154 24778 376 376 NATL RURAL UTIL MTN 3.000% 4/15/21, 25000. UNITS P 2012-03-28 2014-10-29 24851 25000 -149 -149 SPDR S&P 500 ETF TRUST, 470. UNITS P 2012-06-04 2014-12-08 97655 59991 37664 37664 T ROWE PRICE HIGH YIELD, 5747.126 UNITS P 2013-09-09 2014-12-08 39310 40000 -690 -690 TEMPLETON GLOBAL BOND FUND-AD, 1479.29 UNITS P 2013-04-18 2014-12-08 19349 20000 -651 -651 VANGUARD INTRM BND INDX-ADM, 162.931 UNITS P 2008-10-02 2014-12-08 1874 1626 248 248 VANGUARD INTRM BND INDX-ADM, 2601.457 UNITS P 2008-10-17 2014-12-08 29917 25000 4917 4917 FINANCIAL SELECT SECTOR SPDR ETF, 4. UNITS P 2014-09-16 2014-12-08 100 94 6 6 ISHARES BARCLAYS 710 YEAR TR ETF, 5. UNITS P 2014-09-16 2014-12-08 526 515 11 11 ISHARES FLOATING RATE NOTE ETF, 25. UNITS P 2014-09-16 2014-11-19 1265 1272 -7 -7 ISHARES FTSE CHINA 25 ETF, 20. UNITS P 2014-09-16 2014-12-08 835 803 32 32 ISHARES MSCI MALAYSIA ETF, 35. UNITS P 2014-09-16 2014-12-08 474 550 -76 -76 ISHARES MSCI MX CPD IVSTBL MK ETF, 10. UNITS P 2014-09-16 2014-12-08 609 711 -102 -102 ISHARES MSCI SOUTH KOREA CPO ETF, 10. UNITS P 2014-09-16 2014-11-19 559 639 -80 -80 ISHARES MSCJ TAIWAN ETF, 35. UNITS P 2014-09-16 2014-11-19 543 559 -16 -16 POWERSHARES SENIOR LOAN PORT, 35. UNITS P 2014-09-16 2014-11-19 848 859 -11 -11 VANGUARD FTSE EUROPE ETF, 40. UNITS P 2014-09-16 2014-12-08 2192 2280 -88 -88 VANGUARD IND FD MID-CAP, 25. UNITS P 2014-09-16 2014-12-08 3119 2992 127 127 VANGUARD S&P 500 ETF, 6. UNITS P 2014-09-16 2014-12-08 1144 1097 47 47 VANGUARD TOTAL BOND MARKET ETF, 5. UNITS P 2014-09-16 2014-12-08 411 408 3 3 VANGUARD TOTAL INTERNATIONAL, 5. UNITS P 2014-09-16 2014-12-08 262 260 2 2 WISDOMTREE EMERGING MKTS S/C DIV FD, 12. UNITS P 2014-09-16 2014-12-08 531 582 -51 -51 WISDOMTREE EMRG MKTS DEBT, 15. UNITS P 2014-09-16 2014-12-08 635 689 -54 -54 WISDOMTREE EUROPE HEDGED EQU, 15. UNITS P 2014-09-16 2014-12-08 896 874 22 22 WISDOMTREE JAPAN HEDGED EO ETF, 55. UNITS P 2014-09-16 2014-12-08 3122 2829 293 293 DODGE & COX INCOME FUND #147, 583.433 UNITS P 2006-08-15 2014-09-11 8104 7258 846 846 DODGE & COX INCOME FUND #147, 391.542 UNITS P 2007-03-26 2014-09-11 5439 5000 439 439 DODGE & COX INCOME FUND #147, 79.428 UNITS P 2008-02-21 2014-09-11 1103 1000 103 103 DODGE & COX INCOME FUND #147, 159.49 UNITS P 2008-03-12 2014-09-11 2215 2000 215 215 FIDELITY CAPITAL APPREC, 159.172 UNITS P 2008-02-28 2014-09-11 6251 4000 2251 2251 FIDELITY CAPITAL APPREC, 122.951 UNITS P 2008-03-05 2014-09-11 4828 3000 1828 1828 FIDELITY CAPITAL APPREC, 257.732 UNITS P 2008-03-12 2014-09-11 10121 6000 4121 4121 T ROWE PRICE EQUITY INCOME FUND #71, 145.296 UNITS P 2006-08-17 2014-09-11 5013 4000 1013 1013 T ROWE PRICE EQUITY INCOME FUND #71, 331.235 UNITS P 2007-03-26 2014-09-11 11428 10000 1428 1428 ISHARES MSCI EAFE ETF, 316. UNITS P 2013-12-18 2014-12-08 20043 20448 -405 -405 ISHARES MSCI EMERGING MKT ETF, 246. UNITS P 2013-12-18 2014-02-03 9136 10204 -1068 -1068 ISHARES RUSSELL MIDCAP ETF, 116. UNITS P 2013-12-18 2014-12-08 19367 17028 2339 2339 ISHARES RUSSELL 2000 ELF, 22. UNITS P 2013-12-18 2014-12-08 2590 2473 117 117 SPDR S&P 500 ETF TRUST, 524. UNITS P 2013-12-18 2014-12-08 108874 94634 14240 14240 DODGE & COX INCOME FUND #147, 1636.097 UNITS P 2009-10-16 2014-12-08 22758 21106 1652 1652 DODGE & COX INCOME FUND #147, 773.395 UNITS P 2009-10-23 2014-12-08 10758 10000 758 758 DODGE & COX INCOME FUND #147, 385.505 UNITS P 2009-11-02 2014-12-08 5362 5000 362 362 DODGE & COX INCOME FUND #147, 153.492 UNITS P 2010-02-18 2014-12-08 2135 2000 135 135 GNMA PL #490800 6.000% 11/15/28, 4.06 UNITS P 1998-12-04 2014-01-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.35 UNITS P 1998-12-04 2014-02-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.37 UNITS P 1998-12-04 2014-03-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.36 UNITS P 1998-12-04 2014-04-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.3 UNITS P 1998-12-04 2014-05-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.23 UNITS P 1998-12-04 2014-06-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 44.13 UNITS P 1998-12-04 2014-07-15 44 44 0 0 GNMA PL #490800 6.000% 11/15/28, 4.17 UNITS P 1998-12-04 2014-08-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.09 UNITS P 1998-12-04 2014-09-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.32 UNITS P 1998-12-04 2014-10-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 4.24 UNITS P 1998-12-04 2014-11-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 321.82 UNITS P 1998-12-04 2014-12-08 352 320 32 32 GNMA PL #490800 6.000% 11/15/28, 34.87 UNITS P 1998-12-04 2014-12-15 35 35 0 0 ISHARES RUSSELL MIDCAP ETF, 73. UNITS P 2013-09-09 2014-12-08 12188 10001 2187 2187 ISHARES RUSSELL 2000 ETF, 97. UNITS P 2013-09-09 2014-12-08 11418 10034 1384 1384 SPDR S&P 500 ETF TRUST, 119. UNITS P 2011-11-16 2014-12-08 24725 14956 9769 9769 SPDR S&P 500 ETF TRUST, 78. UNITS P 2012-06-04 2014-12-08 16207 9965 6242 6242 SPDR S&P 500 ETF TRUST, 145. UNITS P 2012-07-19 2014-12-08 30127 19949 10178 10178 T ROWE PRICE HIGH YIELD, 718.391 UNITS P 2013-09-09 2014-12-08 4914 5000 -86 -86 VANGUARD INTRM BND INDX-ADM, 1781.355 UNITS P 2008-01-31 2014-12-08 20486 19096 1390 1390 VANGUARD INTRM BND INDXADM, 942.507 UNITS P 2008-02-21 2014-12-08 10839 10000 839 839 VANGUARD INTRM BND INDXADM, 483.092 UNITS P 2009-02-20 2014-12-08 5556 5000 556 556 VANGUARD INTRM BND INDX-ADM, 243.903 UNITS P 2009-04-29 2014-12-08 2805 2500 305 305 FINANCIAL SELECT SECTOR SPDR ETF, 10. UNITS P 2014-09-16 2014-12-08 250 235 15 15 ISHARES BARCLAYS 7-10 YEAR TR ETF, 8. UNITS P 2014-09-16 2014-12-08 842 824 18 18 ISHARES FLOATING RATE NOTE ETF, 80. UNITS P 2014-09-16 2014-12-08 4047 4069 -22 -22 ISHARES FTSE CHINA 25 ETF, 60. UNITS P 2014-09-16 2014-12-08 2505 2410 95 95 ISHARES MSCI EAFE ETF, 25. UNITS P 2013-12-18 2014-09-11 1650 1619 31 31 ISHARES MSCI EMERGING MKT ETF, 94. UNITS P 2013-12-18 2014-02-03 3491 3902 -411 -411 ISHARES MSCI MALAYSIA ETF, 105. UNITS P 2014-09-16 2014-12-08 1422 1649 -227 -227 ISHARES MSCI MX CPO IVSTBL MK ETF, 25. UNITS P 2014-09-16 2014-12-08 1523 1778 -255 -255 ISHARES MSCI SOUTH KOREA CPO ETF, 25. UNITS P 2014-09-16 2014-12-08 1418 1598 -180 -180 ISHARES MSCI TAIWAN ETF, 105. UNITS P 2014-09-16 2014-12-08 1629 1677 -48 -48 ISHARES RUSSELL MIDCAP ETF, 27. UNITS P 2013-12-18 2014-09-11 4424 3970 454 454 ISHARES S&P 100 ETF, 3. UNITS P 2014-09-16 2014-12-08 277 267 10 10 POWERSHARES SENIOR LOAN PORT, 100. UNITS P 2014-09-16 2014-12-08 2407 2454 -47 -47 SPDR S&P 500 ETF TRUST, 105. UNITS P 2013-12-18 2014-09-11 20978 18990 1988 1988 VANGUARD FTSE EUROPE ETF, 115. UNITS P 2014-09-16 2014-12-08 6303 6555 -252 -252 VANGUARD IND FD MID-CAP, 70. UNITS P 2014-09-16 2014-12-08 8732 8377 355 355 VANGUARD REIT ETF, 3. UNITS P 2014-09-16 2014-12-08 244 222 22 22 VANGUARD S&P 500 ETF, 4. UNITS P 2014-09-16 2014-12-08 762 731 31 31 VANGUARD SMALL-CAP ETF, 2. UNITS P 2014-09-16 2014-12-08 234 230 4 4 WISDOMTREE EMERGING MKTS S/C DIV FD, 32. UNITS P 2014-09-16 2014-12-08 1415 1552 -137 -137 WISDOMTREE EMRG MKTS DEBT, 35. UNITS P 2014-09-16 2014-12-08 1483 1608 -125 -125 WISDOMTREE EUROPE HEDGED EQU, 27. UNITS P 2014-09-16 2014-12-08 1613 1574 39 39 WISDOMTREE JAPAN HEDGED EQ ETF, 165. UNITS P 2014-09-16 2014-12-08 9365 8486 879 879 ISHARES IBOXX INV GRD CORP BOND ETF, 57. UNITS P 2009-04-23 2014-09-11 6745 5497 1248 1248 ISHARES MSCI EAFE ETF, 97. UNITS P 2013-09-09 2014-09-11 6401 6004 397 397 ISHARES RUSSELL MIDCAP ETF, 44. UNITS P 2013-09-09 2014-09-11 7209 6035 1174 1174 ISHARES RUSSELL 2000 ETF, 58. UNITS P 2013-09-09 2014-09-11 6726 6006 720 720 SPDR S&P 500 ETF TRUST, 159. UNITS P 2011-11-16 2014-09-11 31766 19999 11767 11767 SPDR S&P 500 ETF TRUST, 38. UNITS P 2012-06-11 2014-09-11 7592 5050 2542 2542 SPDR S&P 500 ETF TRUST, 53. UNITS P 2012-06-27 2014-09-11 10589 7050 3539 3539 VANGUARD INTRM TRM BD IDX-SI, 756.749 UNITS P 2008-02-12 2014-09-11 8627 8090 537 537 VANGUARD INTRM TRM BD IDX-SI, 960.615 UNITS P 2009-02-18 2014-09-11 10951 10000 951 951 VANGUARD INTRM TRM BD IDX-SI, 246.548 UNITS P 2009-03-09 2014-09-11 2811 2500 311 311 ISHARES MSCI EAFE ETF, 65. UNITS P 2013-12-18 2014-12-08 4123 4209 -86 -86 ISHARES MSCI EMERGING MKT ETF, 203. UNITS P 2013-12-18 2014-02-03 7539 8431 -892 -892 ISHARES RUSSELL MIDCAP ETF, 18. UNITS P 2013-12-18 2014-12-08 3005 2648 357 357 SPDR S&P 500 ETF TRUST, 7. UNITS P 2013-12-18 2014-12-08 1454 1268 186 186 DODGE & COX INCOME FUND #147, 775.194 UNITS P 2009-10-16 2014-12-08 10783 10000 783 783 DODGE & COX INCOME FUND #147, 570.776 UNITS P 2009-12-14 2014-12-08 7939 7500 439 439 GNMA PL #490800 6.000% 11/15/28, 2.03 UNITS P 1998-12-04 2014-01-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.17 UNITS P 1998-12-04 2014-02-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-03-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-04-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.15 UNITS P 1998-12-04 2014-05-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.11 UNITS P 1998-12-04 2014-06-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 22.07 UNITS P 1998-12-04 2014-07-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 2.08 UNITS P 1998-12-04 2014-08-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.05 UNITS P 1998-12-04 2014-09-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.16 UNITS P 1998-12-04 2014-10-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.12 UNITS P 1998-12-04 2014-11-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 384.54 UNITS P 1998-12-04 2014-12-08 420 382 38 38 GNMA PL #490800 6.000% 11/15/28, 17.47 UNITS P 1998-12-04 2014-12-15 17 17 0 0 ISHARES RUSSELL MIDCAP ETF, 58. UNITS P 2013-09-09 2014-12-08 9684 7958 1726 1726 ISHARES RUSSELL 2000 ETF, 77. UNITS P 2013-09-09 2014-12-08 9063 7977 1086 1086 SPDR S&P 500 ETF TRUST, 56. UNITS P 2012-06-11 2014-12-08 11635 7446 4189 4189 SPDR S&P 500 ETF TRUST, 82. UNITS P 2012-06-18 2014-12-08 17038 11015 6023 6023 SPDR S&P 500 ETF TRUST, 87. UNITS P 2012-07-19 2014-12-08 18076 11967 6109 6109 SPDR S&P 500 ETF TRUST, 103. UNITS P 2013-01-07 2014-12-08 21401 14999 6402 6402 SPDR S&P 500 ETF TRUST, 60. UNITS P 2013-09-09 2014-12-08 12467 10044 2423 2423 T ROIJE PRICE HIGH YIELD, 792.254 UNITS P 2010-06-15 2014-12-08 5419 5047 372 372 VANGUARD INTRM BND INDX-ADM, 969.932 UNITS P 2009-04-23 2014-12-08 11154 10000 1154 1154 VANGUARD INTRM BND INDX-ADM, 243.902 UNITS P 2009-04-29 2014-12-08 2805 2500 305 305 FINANCIAL SELECT SECTOR SPDR ETF, 5. UNITS P 2014-09-16 2014-12-08 125 118 7 7 ISHARES BARCLAYS 710 YEAR TR ETF, 4. UNITS P 2014-09-16 2014-12-08 421 412 9 9 ISHARES FLOATING RATE NOTE ETF, 50. UNITS P 2014-09-16 2014-12-08 2529 2543 -14 -14 ISHARES FTSE CHINA 25 ETF, 40. UNITS P 2014-09-16 2014-12-08 1670 1607 63 63 ISHARES MSCI EMERGING MKT ETF, 74. UNITS P 2013-09-09 2014-02-03 2748 3033 -285 -285 ISHARES MSCI MALAYSIA ETF, 70. UNITS P 2014-09-16 2014-12-08 948 1099 -151 -151 ISHARES MSCI MX CPO IVSTBL MK ETF, 15. UNITS P 2014-09-16 2014-12-08 914 1067 -153 -153 ISHARES MSCI SOUTH KOREA CPO ETF, 15. UNITS P 2014-09-16 2014-12-08 851 959 -108 -108 ISHARES MSCI TAIWAN ETF, 70. UNITS P 2014-09-16 2014-12-08 1086 1118 -32 -32 POWERSHARES SENIOR LOAN PORT, 65. UNITS P 2014-09-16 2014-12-08 1565 1595 -30 -30 VANGUARD FTSE EUROPE ETF, 75. UNITS P 2014-09-16 2014-12-08 4111 4275 -164 -164 VANGUARD IND FD MID-CAP, 45. UNITS P 2014-09-16 2014-12-08 5614 5385 229 229 VANGUARD INTRM TRM BD IDX-SI, 450.857 UNITS P 2013-09-11 2014-09-11 5140 5000 140 140 VANGUARD S/T INVESTMENT GRADE FD-ADM, 469.925 UNITS P 2013-09-11 2014-09-11 5038 5000 38 38 WISDOMTREE EMERGING MKTS S/C DIV FD, 21. UNITS P 2014-09-16 2014-12-08 928 1019 -91 -91 WISDOMTREE EMRG MKTS DEBT, 25. UNITS P 2014-09-16 2014-12-08 1059 1149 -90 -90 \JISDOMTREE EUROPE HEDGED EQU, 18. UNITS P 2014-09-16 2014-12-08 1075 1049 26 26 WISDOMTREE JAPAN HEDGED EQ ETF, 105. UNITS P 2014-09-16 2014-12-08 5960 5400 560 560 ISHARES MSCI EAFE ETF, 97. UNITS P 2013-09-09 2014-09-11 6401 6008 393 393 ISHARES RUSSELL MIDCAP ETF, 44. UNITS P 2013-09-09 2014-09-11 7209 6040 1169 1169 ISHARES RUSSELL 2000 ETF, 58. UNITS P 2013-09-09 2014-09-11 6726 6011 715 715 SPDR S&P 500 ETF TRUST, 48. UNITS P 2011-11-16 2014-09-11 9590 6039 3551 3551 SPDR S&P 500 ETF TRUST, 55. UNITS P 2012-07-19 2014-09-11 10988 7568 3420 3420 SPDR S&P 500 ETF TRUST, 179. UNITS P 2013-09-09 2014-09-11 35762 29963 5799 5799 VANGUARD INTRM TRM BD IDX-SI, 467.727 UNITS P 2008-03-18 2014-09-11 5332 5000 332 332 VANGUARD INTRM TRM BD IDX-SI, 195.122 UNITS P 2009-04-29 2014-09-11 2224 2000 224 224 VANGUARD S/T INVESTMENT GRADE FD-ADM, 928.505 UNITS P 2011-02-23 2014-09-11 9954 10000 -46 -46 FINANCIAL SELECT SECTOR SPDR ETF, 2. UNITS P 2014-09-16 2014-12-08 50 47 3 3 ISHARES BARCLAYS 7-10 YEAR TR ETF, 3. UNITS P 2014-09-16 2014-12-08 316 309 7 7 ISHARES FLOATING RATE NOTE ETF, 20. UNITS P 2014-09-16 2014-12-08 1012 1017 -5 -5 ISHARES FTSE CHINA 25 ETF, 15. UNITS P 2014-09-16 2014-12-08 626 603 23 23 ISHARES MSCI EAFE ETF, 32. UNITS P 2013-12-20 2014-09-11 2110 2082 28 28 ISHARES MSCI EMERGING MKT ETF, 26. UNITS P 2013-12-20 2014-02-03 966 1058 -92 -92 ISHARES MSCI MALAYSIA ETF, 25. UNITS P 2014-09-16 2014-12-08 339 393 -54 -54 ISHARES MSCI MX CPO IVSTBL MK ETF, 5. UNITS P 2014-09-16 2014-12-08 305 356 -51 -51 ISHARES MSCI SOUTH KOREA CPO ETF, 5. UNITS P 2014-09-16 2014-12-08 284 320 -36 -36 ISHARES MSCI TAIWAN ETF, 25. UNITS P 2014-09-16 2014-12-08 388 399 -11 -11 ISHARES RUSSELL MIDCAP ETF, 19. UNITS P 2013-12-20 2014-09-11 3109 2806 303 303 ISHARES RUSSELL 2000 ETF, 12. UNITS P 2013-12-20 2014-09-11 1390 1350 40 40 POWERSHARES SENIOR LOAN PORT, 25. UNITS P 2014-09-16 2014-12-08 602 614 -12 -12 SPDR S&P 500 ETF TRUST, 41. UNITS P 2013-12-20 2014-09-11 8183 7437 746 746 TECHNOLOGY SELECT SECTOR SPDR, 3. UNITS P 2014-09-16 2014-12-08 126 120 6 6 VANGUARD FTSE EUROPE ETF, 30. UNITS P 2014-09-16 2014-12-08 1644 1710 -66 -66 VANGUARD IND FD MID-CAP, 15. UNITS P 2014-09-16 2014-12-08 1871 1795 76 76 VANGUARD SMALL-CAP ETF, 2. UNITS P 2014-09-16 2014-12-08 234 230 4 4 WISDOMTREE EMERGING MKTS S/C DIV FD, 7. UNITS P 2014-09-16 2014-12-08 309 340 -31 -31 WISDOMTREE EMRG MKTS DEBT, 10. UNITS P 2014-09-16 2014-12-08 424 459 -35 -35 WISDOMTREE EUROPE HEDGED EQU, 5. UNITS P 2014-09-16 2014-12-08 299 291 8 8 WISDOMTREE JAPAN HEDGED EQ ETF, 35. UNITS P 2014-09-16 2014-12-08 1987 1800 187 187 DODGE & COX INCOME FUND #14 7, 743.495 UNITS P 2012-01-18 2014-09-11 10327 10000 327 327 GNMA PL #490800 6.000% 11/15/28, 1.01 UNITS P 1998-12-04 2014-01-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.09 UNITS P 1998-12-04 2014-02-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.09 UNITS P 1998-12-04 2014-03-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.09 UNITS P 1998-12-04 2014-04-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.08 UNITS P 1998-12-04 2014-05-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.06 UNITS P 1998-12-04 2014-06-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 11.03 UNITS P 1998-12-04 2014-07-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 1.04 UNITS P 1998-12-04 2014-08-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.02 UNITS P 1998-12-04 2014-09-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.08 UNITS P 1998-12-04 2014-10-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 1.06 UNITS P 1998-12-04 2014-11-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 192.31 UNITS P 1998-12-04 2014-12-08 210 191 19 19 GNMA PL #490800 6.000% 11/15/28, 8.72 UNITS P 1998-12-04 2014-12-15 9 9 0 0 SPDR S&P 500 ETF TRUST, 48. UNITS P 2011-11-16 2014-09-11 9580 6034 3546 3546 ISHARES MSCI EAFE ETF, 46. UNITS P 2013-12-20 2014-12-08 2918 2993 -75 -75 ISHARES MSCI EMERGING MKT ETF, 48. UNITS P 2013-12-20 2014-02-03 1783 1952 -169 -169 ISHARES RUSSELL MIDCAP ETF, 35. UNITS P 2013-12-20 2014-12-08 5844 5169 675 675 ISHARES RUSSELL 2000 ETF, 23. UNITS P 2013-12-20 2014-12-08 2707 2589 118 118 SPDR S&P 500 ETF TRUST, 165. UNITS P 2013-12-20 2014-12-08 34283 29926 4357 4357 ODGE & COX INCOME FUND #147, 757.576 UNITS P 2010-06-15 2014-12-08 10538 10000 538 538 GNMA PL #490800 6.000% 11/15/28, 2.03 UNITS P 1998-12-04 2014-01-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.17 UNITS P 1998-12-04 2014-02-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-03-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-04-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.15 UNITS P 1998-12-04 2014-05-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.11 UNITS P 1998-12-04 2014-06-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 22.07 UNITS P 1998-12-04 2014-07-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 2.08 UNITS P 1998-12-04 2014-08-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.05 UNITS P 1998-12-04 2014-09-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.16 UNITS P 1998-12-04 2014-10-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.12 UNITS P 1998-12-04 2014-11-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 384.54 UNITS P 1998-12-04 2014-12-08 420 382 38 38 GNMA PL #490800 6.000% 11/15/28, 17.47 UNITS P 1998-12-04 2014-12-15 17 17 0 0 VANGUARD INTRM BND INDX-ADM, 486.855 UNITS P 2009-04-24 2014-12-08 5599 5000 599 599 VANGUARD INTRM BND INDX-ADM, 242.718 UNITS P 2009-05-05 2014-12-08 2791 2500 291 291 VANGUARD INTRM BND INDX-ADM, 139.925 UNITS P 2009-08-31 2014-12-08 1609 1500 109 109 ISHARES IBOXX INV GRO CORP BONO ETF, 45. UNITS P 2013-12-13 2014-12-08 5339 5127 212 212 ISHARES MSCI EAFE ETF, 948. UNITS P 2013-12-13 2014-12-08 60130 60690 -560 -560 ISHARES MSCI EMERGING MKT ETF, 744. UNITS P 2013-12-13 2014-02-03 27632 30452 -2820 -2820 ISHARES RUSSELL MIDCAP ETF, 561. UNITS P 2013-12-13 2014-12-08 93664 81250 12414 12414 ISHARES RUSSELL 2000 ETF, 369. UNITS P 2013-12-13 2014-12-08 43434 40667 2767 2767 SPDR S&P 500 ETF TRUST, 2380. UNITS P 2013-12-13 2014-12-08 494506 424115 70391 70391 BARCLAYS BK PLC MTN 3.750% 12/23/17, 15000. UNITS P 2010-12-20 2014-10-29 15695 15000 695 695 GNMA PL #490800 6.000% 11/15/28, 13.19 UNITS P 1998-12-04 2014-01-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 14.12 UNITS P 1998-12-04 2014-02-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 14.2 UNITS P 1998-12-04 2014-03-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 14.17 UNITS P 1998-12-04 2014-04-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 13.99 UNITS P 1998-12-04 2014-05-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 13.73 UNITS P 1998-12-04 2014-06-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 143.44 UNITS P 1998-12-04 2014-07-15 143 143 0 0 GNMA PL #490800 6.000% 11/15/28, 13.55 UNITS P 1998-12-04 2014-08-15 14 13 1 1 GNMA PL #490800 6.000% 11/15/28, 13.29 UNITS P 1998-12-04 2014-09-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 14.03 UNITS P 1998-12-04 2014-10-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 13.77 UNITS P 1998-12-04 2014-11-15 14 14 0 0 GNMA PL #490800 6.000% 11/15/28, 2499.72 UNITS P 1998-12-04 2014-12-08 2731 2485 246 246 GNMA PL #490800 6.000% 11/15/28, 113.46 UNITS P 1998-12-04 2014-12-15 113 113 0 0 ISHARES IBOXX INV GRD CORP BOND ETF, 350. UNITS P 2009-05-05 2014-12-08 41527 33737 7790 7790 ISHARES IBOXX INV GRD CORP BOND ETF, 150. UNITS P 2009-08-17 2014-12-08 17797 15412 2385 2385 MORGAN ST CP IV 6.250% PFD, 500. UNITS P 2007-07-23 2014-11-04 12680 11602 1078 1078 MORGAN ST CP IV 6.250% PFD, 200. UNITS P 2008-10-14 2014-11-04 5072 2796 2276 2276 SPDR S&P 500 ETF TRUST, 239. UNITS P 2013-09-09 2014-12-08 49658 40061 9597 9597 T ROWE PRICE HIGH YIELD, 3869.969 UNITS P 2010-06-22 2014-12-08 26471 25000 1471 1471 VANGUARD INTRM 8ND INDXADM, 1478.09 UNITS P 2008-10-17 2014-12-08 16998 14204 2794 2794 VANGUARD INTRM 8ND INDXADM, 4921.26 UNITS P 2008-12-09 2014-12-08 56594 50000 6594 6594 VANGUARD INTRM BND INDX-ADM, 1131.57 UNITS P 2009-02-06 2014-12-08 13013 11621 1392 1392 VANGUARD S/T INVESTMENT GRADE FD-ADM, 1411.101 UNITS P 2013-09-10 2014-12-08 15085 15000 85 85 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 62 62 62 ISHARES FLOATING RATE NOTE ETF, 40. UNITS P 2014-09-16 2014-12-08 2024 2034 -10 -10 ISHARES FTSE CHINA 25 ETF, 30. UNITS P 2014-09-16 2014-12-08 1252 1205 47 47 ISHARES MSCI EAFE ETF, 55. UNITS P 2013-12-20 2014-09-11 3629 3585 44 44 ISHARES MSCI EMERGING MKT ETF, 59. UNITS P 2013-12-20 2014-02-03 2191 2406 -215 -215 ISHARES MSCI MALAYSIA ETF, 55. UNITS P 2014-09-16 2014-12-08 745 864 -119 -119 ISHARES MSCI MX CPO IVSTBL MK ETF, 10. UNITS P 2014-09-16 2014-12-08 609 711 -102 -102 ISHARES MSCI SOUTH KOREA CPO ETF, 15. UNITS P 2014-09-16 2014-12-08 851 959 -108 -108 ISHARES MSCI TAIWAN ETF, 55. UNITS P 2014-09-16 2014-12-08 853 878 -25 -25 ISHARES RUSSELL MIDCAP ETF, 43. UNITS P 2013-12-20 2014-09-11 7045 6355 690 690 ISHARES RUSSELL 2000 ETF, 28. UNITS P 2013-12-20 2014-09-11 3247 3167 80 80 POWERSHARES SENIOR LOAN PORT, 50. UNITS P 2014-09-16 2014-12-08 1203 1227 -24 -24 SPDR S&P 500 ETF TRUST, 53. UNITS P 2013-12-20 2014-09-11 10589 9622 967 967 VANGUARD FTSE EUROPE ETF, 60. UNITS P 2014-09-16 2014-12-08 3289 3420 -131 -131 VANGUARD IND FO MID-CAP, 35. UNITS P 2014-09-16 2014-12-08 4366 4189 177 177 WISDOMTREE EMERGING MKTS S/C OIV FD, 14. UNITS P 2014-09-16 2014-12-08 619 679 -60 -60 WISDOMTREE EMRG MKTS DEBT, 20. UNITS P 2014-09-16 2014-12-08 847 919 -72 -72 WISDOMTREE EUROPE HEDGED EQU, 11. UNITS P 2014-09-16 2014-12-08 657 641 16 16 WISDOMTREE JAPAN HEDGED EQ ETF, 85. UNITS P 2014-09-16 2014-12-08 4825 4372 453 453 ISHARES IBOXX INV GRD CORP BOND ETF, 88. UNITS P 2009-06-04 2014-09-11 10413 8687 1726 1726 SPDR S&P 500 ETF TRUST, 150. UNITS P 2012-06-27 2014-09-11 29968 19971 9997 9997 VANGUARD INTRM TRM BD IDX-SI, 973.71 UNITS P 2009-04-24 2014-09-11 11100 10000 1100 1100 VANGUARD INTRM TRM BD IDX-SI, 194.175 UNITS P 2009-05-05 2014-09-11 2214 2000 214 214 ISHARES MSCI EAFE ETF, 4861. UNITS P 2013-12-17 2014-12-08 308326 312317 -3991 -3991 .ISHARES MSCI EMERGING MKT ETF, 3805. UNITS P 2013-12-17 2014-02-03 141316 156233 -14917 -14917 ISHARES RUSSELL MIDCAP ETF, 2866. UNITS P 2013-12-17 2014-12-08 478507 415961 62546 62546 ISHARES RUSSELL 2000 ETF, 1875. UNITS P 2013-12-17 2014-12-08 220701 208013 12688 12688 SPDR S&P 500 ETF TRUST, 13444. UNITS P 2013-12-17 2014-12-08 2793335 2400507 392828 392828 AT&T INC 1.400% 12/01/17, 50000. UNITS P 2013-08-20 2014-10-29 49841 48775 1066 1066 BARCLAYS BK MTN VA 5.250% 6/24/18, 25000. UNITS P 2010-06-21 2014-10-29 27538 25000 2538 2538 BARCLAYS BK PLC MTN 3.750% 12/23/17, 25000. UNITS P 2010-12-20 2014-10-29 26159 25000 1159 1159 DELL INC 2.300% 9/10/15, 50000. UNITS P 2010-12-16 2014-10-29 50035 48725 1310 1310 DODGE & COX INCOME FUND #147, 158.136 UNITS P 2009-10-16 2014-12-08 2200 2040 160 160 DODGE & COX INCOME FUND #147, 1902.588 UNITS P 2009-12-16 2014-12-08 26465 25000 1465 1465 DODGE & COX INCOME FUND #147, 531.108 UNITS P 2010-04-27 2014-12-08 7388 7000 388 388 FIDELITY STRATEGIC INCOME FUND, 2268.603 UNITS P 2012-02-16 2014-12-08 24728 25000 -272 -272 FORD MOTOR CREO MTN 1.750% 8/20/14, 50000. UNITS P 2012-08-14 2014-08-20 50000 50000 0 0 FORD MOTOR CRED MTN 2.000% 6/20/14, 50000. UNITS P 2012-06-21 2014-06-20 50000 50000 0 0 GNMA PL #372801 7.500% 2/15/24, 4.81 UNITS P 1997-03-05 2014-01-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 4.84 UNITS P 1997-03-05 2014-02-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 4.98 UNITS P 1997-03-05 2014-03-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 180.51 UNITS P 1997-03-05 2014-04-15 181 181 0 0 GNMA PL #372801 7.500% 2/15/24, 4.21 UNITS P 1997-03-05 2014-05-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.23 UNITS P 1997-03-05 2014-06-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 7.10000 UNITS P 1997-03-05 2014-07-15 7 7 0 0 GNMA PL #372801 7.500% 2/15/24, 4.31 UNITS P 1997-03-05 2014-08-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.34 UNITS P 1997-03-05 2014-09-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.37 UNITS P 1997-03-05 2014-10-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.4 UNITS P 1997-03-05 2014-11-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 305.28 UNITS P 1997-03-05 2014-12-08 303 305 -2 -2 GNMA PL #372801 7.500% 2/15/24, 7.26 UNITS P 1997-03-05 2014-12-15 7 7 0 0 GNMA PL #490800 6.000% 11/15/28, 60.87 UNITS P 1998-12-04 2014-01-15 61 61 0 0 GNMA PL #490800 6.000% 11/15/28, 65.18 UNITS P 1998-12-04 2014-02-15 65 65 0 0 GNMA PL #490800 6.000% 11/15/28, 65.53 UNITS P 1998-12-04 2014-03-15 66 65 1 1 GNMA PL #490800 6.000% 11/15/28, 65.4 UNITS P 1998-12-04 2014-04-15 65 65 0 0 GNMA PL #490800 6.000% 11/15/28, 64.57 UNITS P 1998-12-04 2014-05-15 65 64 1 1 GNMA PL #490800 6.000% 11/15/28, 63.38 UNITS P 1998-12-04 2014-06-15 63 63 0 0 GNMA PL #490800 6.000% 11/15/28, 662.01 UNITS P 1998-12-04 2014-07-15 662 658 4 4 GNMA PL #490800 6.000% 11/15/28, 62.55 UNITS P 1998-12-04 2014-08-15 63 62 1 1 GNMA PL #490800 6.000% 11/15/28, 61.35 UNITS P 1998-12-04 2014-09-15 61 61 0 0 GNMA PL #490800 6.000% 11/15/28, 64.75 UNITS P 1998-12-04 2014-10-15 65 64 1 1 GNMA PL #490800 6.000% 11/15/28, 63.57 UNITS P 1998-12-04 2014-11-15 64 63 1 1 GNMA PL #490800 6.000% 11/15/28, 11537.24 UNITS P 1998-12-04 2014-12-08 12606 11469 1137 1137 GNMA PL #490800 6.000% 11/15/28, 523.04 UNITS P 1998-12-04 2014-12-15 523 520 3 3 GOLDMAN SACHS GP MTN 3.500% 8/15/20, 50000. UNITS P 2013-08-21 2014-10-29 50453 50000 453 453 HARTFORD FINL SVCS 4.000% 3/30/15, 25000. UNITS P 2010-04-07 2014-10-29 25305 24779 526 526 JP MORGAN CHASE 5.150% 10/01/15, 50000. UNITS P 2009-03-16 2014-10-29 51825 44347 7478 7478 JPMORGAN CHASE & CO 2.600% 1/15/16, 50000. UNITS P 2011-06-28 2014-10-29 51051 49484 1567 1567 LABORATORY CORP 2.200% 8/23/17, 50000. UNITS P 2012-09-06 2014-10-29 50775 50722 53 53 MORGAN ST CP IV 6.250% PFD, 1250. UNITS P 2010-04-20 2014-11-04 31688 27125 4563 4563 MORGAN ST CP IV 6.250% PFD, 450. UNITS P 2010-06-18 2014-11-04 11408 9553 1855 1855 MORGAN STANLEY MTN 4.100% 1/26/15, 25000. UNITS P 2010-03-01 2014-10-29 25154 24961 193 193 NATL RURAL UTIL MTN 3.000% 4/15/21, 25000. UNITS P 2012-03-28 2014-10-29 24851 25000 -149 -149 SPDR S&P 500 ETF TRUST, 600. UNITS P 2012-10-02 2014-12-08 124665 86442 38223 38223 T ROWE PRICE HIGH YIELD, 8620.689 UNITS P 2013-09-09 2014-12-08 58966 60000 -1034 -1034 VANGUARD INTRM BND INDXADM, 2222.11 UNITS P 2008-12-15 2014-12-08 25554 22777 2777 2777 VANGUARD INTRM BND INDXADM, 442.36 UNITS P 2009-04-22 2014-12-08 5087 4552 535 535 VANGUARD INTRM BND INDXADM, 18034.265 UNITS P 2013-09-11 2014-12-08 207394 200000 7394 7394 VANGUARD S/T INVESTMENT GRADE FDADM, 28195.49 UNITS P 2013-09-11 2014-12-08 301410 300000 1410 1410 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 145 145 145 ISHARES MSCI EMERGING MKT ETF, 1487. UNITS P 2013-12-12 2014-02-03 55226 60930 -5704 -5704 CITIGROUP INC 5.000% 9/15/14, 25000. UNITS P 2010-03-16 2014-09-15 25000 24915 85 85 FORD MOTOR CRED MTN 1.750% 8/20/14, 25000. UNITS P 2012-08-14 2014-08-20 25000 25000 0 0 FORD MOTOR CRED MTN 2.000% 6/20/14, 50000. UNITS P 2012-06-21 2014-06-20 50000 50000 0 0 GNMA PL #372801 7.500% 2/15/24, 4.81 UNITS P 1997-03-05 2014-01-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 4.84 UNITS P 1997-03-05 2014-02-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 4.98 UNITS P 1997-03-05 2014-03-15 5 5 0 0 GNMA PL #372801 7.500% 2/15/24, 180.51 UNITS P 1997-03-05 2014-04-15 181 181 0 0 GNMA PL #372801 7.500% 2/15/24, 4.21 UNITS P 1997-03-05 2014-05-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.23 UNITS P 1997-03-05 2014-06-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 7.1 UNITS P 1997-03-05 2014-07-15 7 7 0 0 GNMA PL #372801 7.500% 2/15/24, 4.31 UNITS P 1997-03-05 2014-08-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.34 UNITS P 1997-03-05 2014-09-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.37 UNITS P 1997-03-05 2014-10-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 4.4 UNITS P 1997-03-05 2014-11-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 7.26 UNITS P 1997-03-05 2014-12-15 7 7 0 0 GNMA PL #383451 6.500% 1/15/24, 77.71 UNITS P 1998-05-21 2014-01-15 78 78 0 0 GNMA PL #383451 6.500% 1/15/24, 114.7 UNITS P 1998-05-21 2014-02-15 115 115 0 0 GNMA PL #383451 6.500% 1/15/24, 41.01 UNITS P 1998-05-21 2014-03-15 41 41 0 0 GNMA PL #383451 6.500% 1/15/24, 78.23 UNITS P 1998-05-21 2014-04-15 78 78 0 0 GNMA PL #383451 6.500% 1/15/24, 78.1 UNITS P 1998-05-21 2014-05-15 78 78 0 0 GNMA PL #383451 6.500% 1/15/24, 658.25 UNITS P 1998-05-21 2014-06-15 658 658 0 0 GNMA PL #383451 6.500% 1/15/24, 17.14 UNITS P 1998-05-21 2014-07-15 17 17 0 0 GNMA PL #383451 6.500% 1/15/24, 17.23 UNITS P 1998-05-21 2014-08-15 17 17 0 0 GNMA PL #383451 6.500% 1/15/24, 17.34 UNITS P 1998-05-21 2014-09-15 17 17 0 0 GNMA PL #383451 6.500% 1/15/24, 17.44 UNITS P 1998-05-21 2014-10-15 17 17 0 0 GNMA PL #383451 6.500% 1/15/24, 17.54 UNITS P 1998-05-21 2014-11-15 18 18 0 0 GNMA PL #383451 6.500% 1/15/24, 17.64 UNITS P 1998-05-21 2014-12-15 18 18 0 0 GNMA PL #490800 6.000% 11/15/28, 10.14 UNITS P 1998-12-04 2014-01-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.86 UNITS P 1998-12-04 2014-02-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.92 UNITS P 1998-12-04 2014-03-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.9 UNITS P 1998-12-04 2014-04-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.76 UNITS P 1998-12-04 2014-05-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.56 UNITS P 1998-12-04 2014-06-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 110.34 UNITS P 1998-12-04 2014-07-15 110 110 0 0 GNMA PL #490800 6.000% 11/15/28, 10.42 UNITS P 1998-12-04 2014-08-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.23 UNITS P 1998-12-04 2014-09-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.79 UNITS P 1998-12-04 2014-10-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.59 UNITS P 1998-12-04 2014-11-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 87.18 UNITS P 1998-12-04 2014-12-15 87 87 0 0 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 41 41 41 ISHARES FLOATING RATE NOTE ETF, 10. UNITS P 2014-09-30 2014-12-08 506 509 -3 -3 ISHARES FTSE CHINA 25 ETF, 9. UNITS P 2014-09-30 2014-12-08 376 345 31 31 ISHARES MSCI MALAYSIA ETF, 15. UNITS P 2014-09-30 2014-12-08 203 232 -29 -29 ISHARES MSCI MX CPO IVSTBL MK ETF, 5. UNITS P 2014-09-30 2014-12-08 305 344 -39 -39 ISHARES MSCI SOUTH KOREA CPO ETF, 5. UNITS P 2014-09-30 2014-12-08 284 303 -19 -19 ISHARES MSCI TAIWAN ETF, 15. UNITS P 2014-09-30 2014-12-08 233 230 3 3 POWERSHARES SENIOR LOAN PORT, 10. UNITS P 2014-09-30 2014-12-08 241 244 -3 -3 TECHNOLOGY SELECT SECTOR SPDR, 2. UNITS P 2014-09-30 2014-12-08 84 80 4 4 VANGUARD FTSE EUROPE ETF, 15. UNITS P 2014-09-30 2014-12-08 822 830 -8 -8 VANGUARD IND FD MID-CAP, 10. UNITS P 2014-09-30 2014-12-08 1247 1175 72 72 VANGUARD SMALL-CAP ETF, 2. UNITS P 2014-09-30 2014-12-08 234 222 12 12 WISDOMTREE EMERGING MKTS S/C DIV FD, 5. UNITS P 2014-09-30 2014-12-08 221 231 -10 -10 WISDOMTREE EMRG MKTS DEBT, 5. UNITS P 2014-09-30 2014-12-08 212 223 -11 -11 WISDOMTREE EUROPE HEDGED EQU, 5. UNITS P 2014-09-30 2014-12-08 299 289 10 10 WISDOMTREE JAPAN HEDGED EQ ETF, 20. UNITS P 2014-09-30 2014-12-08 1135 1047 88 88 MORGAN ST CP IV 6.250% PFD, 100. UNITS P 2007-07-23 2014-09-11 2542 2322 220 220 MORGAN ST CP IV 6.250% PFD, 50. UNITS P 2008-10-14 2014-09-11 1271 699 572 572 T ROWE PRICE EQUITY INCOME FUND #71, 202.293 UNITS P 2007-03-20 2014-09-11 6979 6000 979 979 T ROWE PRICE EQUITY INCOME FUND #71, 191.877 UNITS P 2007-06-25 2014-09-11 6620 6000 620 620 VANGUARD INTRM TRM BD IDX-SI, 327.409 UNITS P 2008-03-07 2014-09-11 3732 3500 232 232 FINANCIAL SELECT SECTOR SPDR ETF, 3. UNITS P 2014-09-17 2014-12-08 75 71 4 4 ISHARES FLOATING RATE NOTE ETF, 15. UNITS P 2014-09-17 2014-12-08 759 763 -4 -4 ISHARES FTSE CHINA 25 ETF, 15. UNITS P 2014-09-17 2014-12-08 626 609 17 17 ISHARES MSCI MALAYSIA ETF, 20. UNITS P 2014-09-17 2014-12-08 271 315 -44 -44 ISHARES MSCI MX CPO IVSTBL MK ETF, 5. UNITS P 2014-09-17 2014-12-08 305 358 -53 -53 ISHARES MSCI SOUTH KOREA CPO ETF, 5. UNITS P 2014-09-17 2014-12-08 284 323 -39 -39 ISHARES MSCI TAIWAN ETF, 20. UNITS P 2014-09-17 2014-12-08 310 321 -11 -11 POWERSHARES SENIOR LOAN PORT, 20. UNITS P 2014-09-17 2014-12-08 481 491 -10 -10 VANGUARD FTSE EUROPE ETF, 25. UNITS P 2014-09-17 2014-12-08 1370 1436 -66 -66 VANGUARD INO FD MID-CAP, 15. UNITS P 2014-09-17 2014-12-08 1871 1805 66 66 VANGUARD S&P 500 ETF, 3. UNITS P 2014-09-17 2014-12-08 572 552 20 20 WISDOMTREE EMERGING MKTS S/C DIV FD, 7. UNITS P 2014-09-17 2014-12-08 309 341 -32 -32 WISDOMTREE EMRG MKTS DEBT, 10. UNITS P 2014-09-17 2014-12-08 424 460 -36 -36 WISDOMTREE EUROPE HEDGED EQU, 6. UNITS P 2014-09-17 2014-12-08 358 351 7 7 WISDOMTREE JAPAN HEDGED EQ ETF, 35. UNITS P 2014-09-17 2014-12-08 1987 1793 194 194 FIDELITY CAPITAL APPREC, 283.076 UNITS P 2008-03-07 2014-09-11 11116 6599 4517 4517 T ROWE PRICE EQUITY INCOME FUND #71, 132.362 UNITS P 2007-01-08 2014-09-11 4566 3890 676 676 T ROWE PRICE EQUITY INCOME FUND #71, 68.493 UNITS P 2007-03-16 2014-09-11 2363 2000 363 363 T ROWE PRICE EQUITY INCOME FUND #71, 79.397 UNITS P 2008-03-07 2014-09-11 2739 2000 739 739 VANGUARD INTRM TRM BD IDX-SI, 115.051 UNITS P 2007-01-04 2014-09-11 1312 1185 127 127 VANGUARD INTRM TRM BD IDXSI, 483.559 UNITS P 2007-03-16 2014-09-11 5513 5000 513 513 VANGUARD INTRM TRM BD IDXSI, 280.636 UNITS P 2008-03-07 2014-09-11 3199 3000 199 199 ISHARES BARCLAYS 7-10 YEAR TR ETF, 7. UNITS P 2014-09-16 2014-12-08 736 721 15 15 ISHARES FLOATING RATE NOTE ETF, 60. UNITS P 2014-09-16 2014-12-08 3035 3052 -17 -17 ISHARES FTSE CHINA 25 ETF, 45. UNITS P 2014-09-16 2014-12-08 1879 1808 71 71 ISHARES MSCI EMERGING MKT ETF, 73. UNITS P 2013-09-09 2014-02-03 2711 3002 -291 -291 ISHARES MSCI MALAYSIA ETF, 75. UNITS P 2014-09-16 2014-12-08 1016 1178 -162 -162 ISHARES MSCI MX CPD IVSTBL MK ETF, 15. UNITS P 2014-09-16 2014-12-08 914 1067 -153 -153 ISHARES MSCI SOUTH KOREA CPO ETF, 20. UNITS P 2014-09-16 2014-12-08 1134 1278 -144 -144 ISHARES MSCI TAIWAN ETF, 75. UNITS P 2014-09-16 2014-12-08 1163 1198 -35 -35 POIJERSHARES SENIOR LOAN PORT, 75. UNITS P 2014-09-16 2014-12-08 1805 1840 -35 -35 VANGUARD FTSE EUROPE ETF, 85. UNITS P 2014-09-16 2014-12-08 4659 4845 -186 -186 VANGUARD IND FD MID-CAP, 50. UNITS P 2014-09-16 2014-12-08 6237 5984 253 253 VANGUARD REIT ETF, 4. UNITS P 2014-09-16 2014-12-08 325 296 29 29 IJISDOMTREE EMERGING MKTS S/C DIV FD, 23. UNITS P 2014-09-16 2014-12-08 1017 1116 -99 -99 IJISDOMTREE EMRG MKTS DEBT, 30. UNITS P 2014-09-16 2014-12-08 1271 1378 -107 -107 IJISDOMTREE EUROPE HEDGED EQU, 24. UNITS P 2014-09-16 2014-12-08 1434 1399 35 35 IJISDOMTREE JAPAN HEDGED EQ ETF, 120. UNITS P 2014-09-16 2014-12-08 6811 6172 639 639 DODGE & COX INCOME FUND #147, 400.32 UNITS P 2006-08-21 2014-09-11 5560 5000 560 560 DODGE & COX INCOME FUND #147, 403.226 UNITS P 2008-03-27 2014-09-11 5601 5000 601 601 FIDELITY STRATEGIC INCOME FUND, 907.441 UNITS P 2012-02-16 2014-09-11 10064 10000 64 64 ISHARES MSCI EAFE ETF, 113. UNITS P 2013-09-09 2014-09-11 7457 7008 449 449 ISHARES RUSSELL MIDCAP ETF, 44. UNITS P 2013-09-09 2014-09-11 7209 6047 1162 1162 ISHARES RUSSELL 2000 ETF, 58. UNITS P 2013-09-09 2014-09-11 6726 6023 703 703 SPDR S&P 500 ETF TRUST, 19. UNITS P 2011-11-16 2014-09-11 3796 2384 1412 1412 SPDR S&P 500 ETF TRUST, 73. UNITS P 2012-07-19 2014-09-11 14584 10043 4541 4541 SPDR S&P 500 ETF TRUST, 239. UNITS P 2013-09-09 2014-09-11 47749 40071 7678 7678 VANGUARD INTRM TRM BD IDX-SI, 973.71 UNITS P 2009-04-24 2014-09-11 11100 10000 1100 1100 ISHARES MSCI EMERGING MKT ETF, 146. UNITS P 2013-09-09 2014-02-03 5422 6008 -586 -586 GNMA PL #490800 6.000% 11/15/28, 2.03 UNITS P 1998-12-04 2014-01-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.17 UNITS P 1998-12-04 2014-02-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-03-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-04-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.15 UNITS P 1998-12-04 2014-05-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.11 UNITS P 1998-12-04 2014-06-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 22.07 UNITS P 1998-12-04 2014-07-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 2.08 UNITS P 1998-12-04 2014-08-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.05 UNITS P 1998-12-04 2014-09-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.16 UNITS P 1998-12-04 2014-10-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.12 UNITS P 1998-12-04 2014-11-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 384.54 UNITS P 1998-12-04 2014-12-08 420 382 38 38 GNMA PL #490800 6.000% 11/15/28, 17.47 UNITS P 1998-12-04 2014-12-15 17 17 0 0 HARBOR BOND FUND INSTITUTION, 623.441 UNITS P 2008-06-09 2014-12-08 7699 7500 199 199 HARBOR BOND FUND INSTITUTION, 430.293 UNITS P 2009-05-06 2014-12-08 5314 5000 314 314 HARBOR BOND FUND INSTITUTION, 161.812 UNITS P 2010-04-06 2014-12-08 1998 2000 -2 -2 ISHARES MSCI EAFE ETF, 323. UNITS P 2013-09-09 2014-12-08 20487 20035 452 452 ISHARES RUSSELL MIDCAP ETF, 102. UNITS P 2013-09-09 2014-12-08 17030 14019 3011 3011 ISHARES RUSSELL 2000 ETF, 135. UNITS P 2013-09-09 2014-12-08 15891 14021 1870 1870 MORGAN ST CP IV 6.250% PFD, 200. UNITS P 2007-07-23 2014-11-04 5072 4641 431 431 MORGAN ST CP IV 6.250% PFD, 100. UNITS P 2008-10-14 2014-11-04 2536 1398 1138 1138 SPDR S&P 500 ETF TRUST, 75. UNITS P 2012-06-11 2014-12-08 15583 9960 5623 5623 SPDR S&P 500 ETF TRUST, 73. UNITS P 2012-07-19 2014-12-08 15168 10043 5125 5125 SPDR S&P 500 ETF TRUST, 17. UNITS P 2012-10-02 2014-12-08 3532 2451 1081 1081 SPDR S&P 500 ETF TRUST, 33. UNITS P 2013-02-04 2014-12-08 6857 4956 1901 1901 SPDR S&P 500 ETF TRUST, 477. UNITS P 2013-09-09 2014-12-08 99109 79983 19126 19126 T ROWE PRICE HIGH YIELD, 718.391 UNITS P 2013-09-09 2014-12-08 4914 5000 -86 -86 VANGUARD INTRM BND INDXADM, 973.71 UNITS P 2009-04-24 2014-12-08 11198 10000 1198 1198 VANGUARD INTRM BND INDXADM, 458.295 UNITS P 2009-11-23 2014-12-08 5270 5000 270 270 VANGUARD S/T INVESTMENT GRADE FDADM, 928.505 UNITS P 2011-02-23 2014-12-08 9926 10000 -74 -74 VANGUARD S/T INVESTMENT GRADE FDADM, 564.44 UNITS P 2013-09-10 2014-12-08 6034 6000 34 34 ISHARES BARCLAYS 7-10 YEAR TR ETF, 10. UNITS P 2014-09-16 2014-12-08 1052 1030 22 22 ISHARES FLOATING RATE NOTE ETF, 100. UNITS P 2014-09-16 2014-12-08 5059 5086 -27 -27 ISHARES FTSE CHINA 25 ETF, 75. UNITS P 2014-09-16 2014-12-08 3131 3013 118 118 ISHARES IBOXX INV GRD CORP BOND ETF, 8. UNITS P 2013-12-03 2014-09-11 946 912 34 34 ISHARES INTERMEDIATE CREDIT ETF, 92. UNITS P 2013-12-03 2014-09-11 10058 9965 93 93 ISHARES MSCI EAFE ETF, 230. UNITS P 2013-12-20 2014-09-11 15164 14973 191 191 ISHARES MSCI EMERGING MKT ETF, 139. UNITS P 2013-12-20 2014-02-03 5162 5668 -506 -506 ISHARES MSCI MALAYSIA ETF, 130. UNITS P 2014-09-16 2014-12-08 1760 2041 -281 -281 ISHARES MSCI MX CPO LVSTBL MK ETF, 30. UNITS P 2014-09-16 2014-12-08 1827 2133 -306 -306 ISHARES MSCI SOUTH KOREA CPO ETF, 30. UNITS P 2014-09-16 2014-12-08 1701 1917 -216 -216 ISHARES MSCI TAIWAN ETF, 130. UNITS P 2014-09-16 2014-12-08 2016 2076 -60 -60 ISHARES RUSSELL MIDCAP ETF, 102. UNITS P 2013-12-20 2014-09-11 16693 15059 1634 1634 ISHARES RUSSELL 2000 ETF, 67. UNITS P 2013-12-20 2014-09-11 7758 7573 185 185 ISHARES S&P PREF STK ETF, 158. UNITS P 2013-12-03 2014-09-11 6195 5991 204 204 POWERSHARES SENIOR LOAN PORT, 10. UNITS P 2014-09-16 2014-12-08 241 245 -4 -4 VANGUARD FTSE EUROPE ETF, 145. UNITS P 2014-09-16 2014-12-08 7947 8265 -318 -318 VANGUARD IND FD MID-CAP, 85. UNITS P 2014-09-16 2014-12-08 10604 10173 431 431 VANGUARD REIT ETF, 8. UNITS P 2014-09-16 2014-12-08 650 592 58 58 VANGUARD S&P 500 ETF, 293. UNITS P 2013-12-03 2014-09-11 53618 48257 5361 5361 VANGUARD SHORT-TERM TIPS, 40. UNITS P 2013-12-03 2014-09-11 1982 1982 0 0 WISDOMTREE EMERGING MKTS S/C DIV FD, 38. UNITS P 2014-09-16 2014-12-08 1680 1843 -163 -163 WISDOMTREE EMRG MKTS DEBT, 45. UNITS P 2014-09-16 2014-12-08 1906 2067 -161 -161 WISDOMTREE EUROPE HEDGED EQU, 40. UNITS P 2014-09-16 2014-12-08 2390 2332 58 58 WISDOMTREE JAPAN HEDGED EQ ETF, 200. UNITS P 2014-09-16 2014-12-08 11352 10286 1066 1066 POWERSHARES SENIOR LOAN PORT, 120. UNITS P 2013-12-03 2014-12-08 2888 2990 -102 -102 VANGUARD S&P 500 ETF, 6. UNITS P 2013-12-03 2014-12-08 1144 988 156 156 ISHARES MSCI EAFE ETF, 501. UNITS P 2013-12-18 2014-12-08 31778 32360 -582 -582 ISHARES MSCI EMERGING MKT ETF, 391. UNITS P 2013-12-18 2014-02-03 14522 16179 -1657 -1657 ISHARES RUSSELL MIDCAP ETF, 150. UNITS P 2013-12-18 2014-12-08 25044 22051 2993 2993 SPDR S&P 500 ETF TRUST, 1175. UNITS P 2013-12-18 2014-12-08 244136 212627 31509 31509 DODGE & COX INCOME FUND #147, 1673.833 UNITS P 2009-10-16 2014-12-08 23283 21592 1691 1691 DODGE & COX INCOME FUND #147, 764.526 UNITS P 2009-11-23 2014-12-08 10635 10000 635 635 DODGE & COX INCOME FUND #147, 190.404 UNITS P 2009-12-09 2014-12-08 2649 2500 149 149 GNMA PL #352056 6.500% 10/15/23, 5.86 UNITS P 1997-12-19 2014-01-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.89 UNITS P 1997-12-19 2014-02-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.92 UNITS P 1997-12-19 2014-03-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.99 UNITS P 1997-12-19 2014-04-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 47.75 UNITS P 1997-12-19 2014-05-15 48 48 0 0 GNMA PL #352056 6.500% 10/15/23, 5.84 UNITS P 1997-12-19 2014-06-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.82 UNITS P 1997-12-19 2014-07-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 6.4 UNITS P 1997-12-19 2014-08-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.89 UNITS P 1997-12-19 2014-09-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.53 UNITS P 1997-12-19 2014-10-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 5.57 UNITS P 1997-12-19 2014-11-15 6 6 0 0 GNMA PL #352056 6.500% 10/15/23, 692.55 UNITS P 1997-12-19 2014-12-08 687 691 -4 -4 GNMA PL #352056 6.500% 10/15/23, 5.57 UNITS P 1997-12-19 2014-12-15 6 6 6 GNMA PL #490800 6.000% 11/15/28, 10.14 UNITS P 1998-12-04 2014-01-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.86 UNITS P 1998-12-04 2014-02-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.92 UNITS P 1998-12-04 2014-03-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.9 UNITS P 1998-12-04 2014-04-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.76 UNITS P 1998-12-04 2014-05-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.56 UNITS P 1998-12-04 2014-06-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 110.34 UNITS P 1998-12-04 2014-07-15 110 110 0 0 GNMA PL #490800 6.000% 11/15/28, 10.42 UNITS P 1998-12-04 2014-08-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.23 UNITS P 1998-12-04 2014-09-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.79 UNITS P 1998-12-04 2014-10-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.59 UNITS P 1998-12-04 2014-11-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 1922.9 UNITS P 1998-12-04 2014-12-08 2101 1911 190 190 GNMA PL #490800 6.000% 11/15/28, 87.18 UNITS P 1998-12-04 2014-12-15 87 87 0 0 GOLDMAN SACHS GROUP 5.625% 1/15/17, 25000. UNITS P 2010-06-15 2014-10-29 27125 25048 2077 2077 ISHARES RUSSELL MIDCAP ETF, 145. UNITS P 2013-09-11 2014-12-08 24209 20069 4140 4140 ISHARES RUSSELL 2000 ETF, 191. UNITS P 2013-09-11 2014-12-08 22482 20034 2448 2448 MORGAN ST CP IV 6.250% PFD, 750. UNITS P 2009-10-16 2014-11-04 19008 15995 3013 3013 SPDR S&P 500 ETF TRUST, 137. UNITS P 2012-10-04 2014-12-08 28465 19992 8473 8473 SPDR S&P 500 ETF TRUST, 59. UNITS P 2013-09-11 2014-12-08 12259 9961 2298 2298 T ROWE PRICE HIGH YIELD, 3187.184 UNITS P 2010-06-15 2014-12-08 21800 20302 1498 1498 VANGUARD INTRM BND INDX-ADM, 462.027 UNITS P 2008-01-15 2014-12-08 5313 4939 374 374 VANGUARD INTRM BND INDX-ADM, 2434.274 UNITS P 2009-04-24 2014-12-08 27994 25000 2994 2994 VANGUARD INTRM BND INDX-ADM, 484.027 UNITS P 2009-05-21 2014-12-08 5566 5000 566 566 VANGUARD S/T INVESTMENT GRADE FD-ADM, 1409.774 UNITS P 2013-09-11 2014-12-08 15070 15000 70 70 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 45 45 45 ISHARES MSCI EAFE ETF, 100. UNITS P 2013-12-20 2014-12-08 6343 6516 -173 -173 ISHARES MSCI EMERGING MKT ETF, 80. UNITS P 2013-12-20 2014-02-03 2971 3265 -294 -294 ISHARES RUSSELL MIDCAP ETF, 59. UNITS P 2013-12-20 2014-12-08 9851 8718 1133 1133 ISHARES RUSSELL 2000 ETF, 38. UNITS P 2013-12-20 2014-12-08 4473 4297 176 176 SPDR S&P 500 ETF TRUST, 149. UNITS P 2013-12-20 2014-12-08 30959 27043 3916 3916 DODGE & COX INCOME FUND #147, 234.375 UNITS P 2009-08-26 2014-12-08 3260 3000 260 260 DODGE & COX INCOME FUND #14 7, 232.558 UNITS P 2009-10-16 2014-12-08 3235 3000 235 235 DODGE & COX INCOME FUND #147, 530.705 UNITS P 2010-05-03 2014-12-08 7382 7000 382 382 GNMA PL #372801 7.500% 2/15/24, .72 UNITS P 1997-03-05 2014-01-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .73 UNITS P 1997-03-05 2014-02-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .75 UNITS P 1997-03-05 2014-03-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, 27.08 UNITS P 1997-03-05 2014-04-15 27 27 0 0 GNMA PL #372801 7.500% 2/15/24, .63 UNITS P 1997-03-05 2014-05-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .64 UNITS P 1997-03-05 2014-06-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, 1.07 UNITS P 1997-03-05 2014-07-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .65 UNITS P 1997-03-05 2014-08-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .65 UNITS P 1997-03-05 2014-09-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .66 UNITS P 1997-03-05 2014-10-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, .66 UNITS P 1997-03-05 2014-11-15 1 1 0 0 GNMA PL #372801 7.500% 2/15/24, 45.79 UNITS P 1997-03-05 2014-12-08 45 46 -1 -1 GNMA PL #372801 7.500% 2/15/24, 1.27 UNITS P 1997-03-05 2014-12-15 1 1 0 0 GNMA PL #490800 6.000% 11/15/28, 2.03 UNITS P 1998-12-04 2014-01-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.17 UNITS P 1998-12-04 2014-02-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-03-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.18 UNITS P 1998-12-04 2014-04-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.15 UNITS P 1998-12-04 2014-05-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.11 UNITS P 1998-12-04 2014-06-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 22.07 UNITS P 1998-12-04 2014-07-15 22 22 0 0 GNMA PL #490800 6.000% 11/15/28, 2.08 UNITS P 1998-12-04 2014-08-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.05 UNITS P 1998-12-04 2014-09-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.16 UNITS P 1998-12-04 2014-10-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 2.12 UNITS P 1998-12-04 2014-11-15 2 2 0 0 GNMA PL #490800 6.000% 11/15/28, 384.54 UNITS P 1998-12-04 2014-12-08 420 382 38 38 GNMA PL #490800 6.000% 11/15/28, 17.47 UNITS P 1998-12-04 2014-12-15 17 17 0 0 ISHARES RUSSELL MIDCAP ETF, 33. UNITS P 2013-09-11 2014-12-08 5510 4574 936 936 ISHARES RUSSELL 2000 ETF, 43. UNITS P 2013-09-11 2014-12-08 5061 4518 543 543 SPOR S&P 500 ETF TRUST, 75. UNITS P 2012-06-11 2014-12-08 15583 9942 5641 5641 SPDR S&P 500 ETF TRUST, 51. UNITS P 2012-07-19 2014-12-08 10597 7024 3573 3573 VANGUARD INTRM BND INDL<-ADM, 960.615 UNITS P 2009-02-18 2014-12-08 11047 10000 1047 1047 ISHARES MSCI EAFE ETF, 453. UNITS P 2013-12-18 2014-12-08 28733 29281 -548 -548 ISHARES MSCI EMERGING MKT ETF, 350. UNITS P 2013-12-18 2014-02-03 12999 14494 -1495 -1495 ISHARES RUSSELL MIDCAP ETF, 160. UNITS P 2013-12-18 2014-12-08 26714 23523 3191 3191 ISHARES RUSSELL 2000 ETF, 18. UNITS P 2013-12-18 2014-12-08 2119 2024 95 95 SPDR S&P 500 ETF TRUST, 1029. UNITS P 2013-12-18 2014-12-08 213801 186197 27604 27604 SPDR S&P 500 ETF TRUST, 72. UNITS P 2013-12-20 2014-12-08 14960 13077 1883 1883 BB&T CORPORATION 5.200% PFD SER F, 300. UNITS P 2012-10-24 2014-11-04 6862 7500 -638 -638 FIDELITY FLOATING RATE H/INC, 549.459 UNITS P 2011-02-23 2014-12-08 5341 5440 -99 -99 FIDELITY FLOATING RATE H/INC, 503.018 UNITS P 2013-09-11 2014-12-08 4889 5000 -111 -111 FIDELITY STRATEGIC INCOME FUND, 907.441 UNITS P 2012-02-16 2014-12-08 9891 10000 -109 -109 GNMA PL #490800 6.000% 11/15/28, 10.14 UNITS P 1998-12-04 2014-01-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.86 UNITS P 1998-12-04 2014-02-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.92 UNITS P 1998-12-04 2014-03-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.9 UNITS P 1998-12-04 2014-04-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.76 UNITS P 1998-12-04 2014-05-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.56 UNITS P 1998-12-04 2014-06-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 110.34 UNITS P 1998-12-04 2014-07-15 110 110 0 0 GNMA PL #490800 6.000% 11/15/28, 10.42 UNITS P 1998-12-04 2014-08-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.23 UNITS P 1998-12-04 2014-09-15 10 10 0 0 GNMA PL #490800 6.000% 11/15/28, 10.79 UNITS P 1998-12-04 2014-10-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 10.59 UNITS P 1998-12-04 2014-11-15 11 11 0 0 GNMA PL #490800 6.000% 11/15/28, 1922.9 UNITS P 1998-12-04 2014-12-08 2101 1911 190 190 GNMA PL #490800 6.000% 11/15/28, 87.18 UNITS P 1998-12-04 2014-12-15 87 87 0 0 HARBOR BOND FUND INSTITUTION, 2.131 UNITS P 2008-06-16 2014-12-08 26 25 1 1 HARBOR BOND FUND INSTITUTION, 898.473 UNITS P 2009-02-19 2014-12-08 11096 10000 1096 1096 HARBOR BOND FUND INSTITUTION, 422.297 UNITS P 2009-05-22 2014-12-08 5215 5000 215 215 HARBOR BOND FUND INSTITUTION, 1206.758 UNITS P 2010-03-15 2014-12-08 14903 15000 -97 -97 ISHARES RUSSELL MIDCAP ETF, 108. UNITS P 2013-09-11 2014-12-08 18032 14982 3050 3050 ISHARES RUSSELL 2000 ETF, 143. UNITS P 2013-09-11 2014-12-08 16832 15039 1793 1793 SPDR S&P 500 ETF TRUST, 96. UNITS P 2011-11-16 2014-12-08 19946 12020 7926 7926 SPDR S&P 500 ETF TRUST, 56. UNITS P 2012-10-02 2014-12-08 11635 8070 3565 3565 SPDR S&P 500 ETF TRUST, 59. UNITS P 2013-09-11 2014-12-08 12259 9980 2279 2279 T ROWE PRICE HIGH YIELD, 2332.815 UNITS P 2010-06-24 2014-12-08 15956 15000 956 956 VANGUARD INTRM BND INDX-ADM, 79.878 UNITS P 2008-01-15 2014-12-08 919 854 65 65 VANGUARD INTRM BND INDX-ADM, 1893.939 UNITS P 2008-05-21 2014-12-08 21780 20000 1780 1780 VANGUARD INTRM BND INDXADM, 492.611 UNITS P 2008-12-03 2014-12-08 5665 5000 665 665 VANGUARD S/T INVESTMENT GRADE FDADM, 2349.624 UNITS P 2013-09-11 2014-12-08 25117 25000 117 117 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 27 27 27 ISHARES FLOATING RATE NOTE ETF, 35. UNITS P 2014-09-16 2014-12-08 1771 1780 -9 -9 ISHARES FTSE CHINA 25 ETF, 25. UNITS P 2014-09-16 2014-12-08 1044 1004 40 40 ISHARES MSCI EAFE ETF, 63. UNITS P 2013-12-20 2014-09-11 4157 4106 51 51 ISHARES MSCI EMERGING MKT ETF, 50. UNITS P 2013-12-20 2014-02-03 1857 2040 -183 -183 ISHARES MSCI MALAYSIA ETF, 45. UNITS P 2014-09-16 2014-12-08 609 707 -98 -98 ISHARES MSCI MX CPO IVSTBL MK ETF, 10. UNITS P 2014-09-16 2014-12-08 609 711 -102 -102 ISHARES MSCI SOUTH KOREA CPO ETF, 10. UNITS P 2014-09-16 2014-12-08 567 639 -72 -72 ISHARES MSCI TAIWAN ETF, 45. UNITS P 2014-09-16 2014-12-08 698 719 -21 -21 ISHARES RUSSELL MIDCAP ETF, 37. UNITS P 2013-12-20 2014-09-11 6062 5473 589 589 ISHARES RUSSELL 2000 ETF, 24. UNITS P 2013-12-20 2014-09-11 2783 2722 61 61 POWERSHARES SENIOR LOAN PORT, 45. UNITS P 2014-09-16 2014-12-08 1083 1104 -21 -21 SPDR S&P 500 ETF TRUST, 172. UNITS P 2013-12-20 2014-09-11 34363 31244 3119 3119 TECHNOLOGY SELECT SECTOR SPDR, 3. UNITS P 2014-09-16 2014-12-08 126 120 6 6 VANGUARD FTSE EUROPE ETF, 50. UNITS P 2014-09-16 2014-12-08 2740 2850 -110 -110 VANGUARD IND FD MID-CAP, 30. UNITS P 2014-09-16 2014-12-08 3742 3590 152 152 VANGUARD REIT ETF, 2. UNITS P 2014-09-16 2014-12-08 162 148 14 14 WISDOMTREE EMERGING MKTS S/C DIV FD, 14. UNITS P 2014-09-16 2014-12-08 619 679 -60 -60 WISDOMTREE EMRG MKTS DEBT, 15. UNITS P 2014-09-16 2014-12-08 635 689 -54 -54 WISDOMTREE EUROPE HEDGED EQU, 13. UNITS P 2014-09-16 2014-12-08 777 758 19 19 WISDOMTREE JAPAN HEDGED EO ETF, 65. UNITS P 2014-09-16 2014-12-08 3689 3343 346 346 VANGUARD INTRM TRM BD IDX-SI, 1413.761 UNITS P 2009-01-15 2014-09-11 16117 15000 1117 1117 VANGUARD INTRM TRM BD IDX-SI, 187.091 UNITS P 2009-08-26 2014-09-11 2133 2000 133 133 VANGUARD INTRM TRM BD IDX-SI, 293.378 UNITS P 2012-05-10 2014-09-11 3345 3500 -155 -155 FIDELITY FLOATING RATE H/INC, 1708.542 UNITS P 2013-12-12 2014-12-08 16607 17000 -393 -393 /SHARES MSCI EAFE ETF, 872. UNITS P 2013-12-12 2014-12-08 55310 56008 -698 -698 /SHARES MSCI EMERGING MKT ETF, 684. UNITS P 2013-12-12 2014-02-03 25403 28043 -2640 -2640 /SHARES RUSSELL MIDCAP ETF, 516. UNITS P 2013-12-12 2014-12-08 86151 74645 11506 11506 /SHARES RUSSELL 2000 ETF, 339. UNITS P 2013-12-12 2014-12-08 39903 37327 2576 2576 SPDR S&P 500 ETF TRUST, 1921. UNITS P 2013-12-12 2014-12-08 399137 343052 56085 56085 T RO\JE PRICE HIGH YIELD, 1400.56 UNITS P 2013-12-12 2014-12-08 9580 10000 -420 -420 VANGUARD S/T INVESTMENT GRADE FD-ADM, 5586.592 UNITS P 2013-12-13 2014-12-08 59721 60000 -279 -279 BARCLAYS BK PLC MTN 3.750% 12/23/17, 20000. UNITS P 2010-12-20 2014-10-29 20927 20000 927 927 FIDELITY FLOATING RATE H/INC, 801.984 UNITS P 2011-02-23 2014-12-08 7795 7940 -145 -145 FORD MOTOR CRED MTN 1.750% 8/20/14, 25000. UNITS P 2012-08-14 2014-08-20 25000 25000 0 0 GECC MTN 4.625% 1/15/14, 25000. UNITS P 2004-02-03 2014-01-15 25000 25000 0 0 GNMA PL #372801 7.500% 2/15/24, 2.88 UNITS P 1997-03-05 2014-01-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.9 UNITS P 1997-03-05 2014-02-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.99 UNITS P 1997-03-05 2014-03-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 108.3 UNITS P 1997-03-05 2014-04-15 108 108 0 0 GNMA PL #372801 7.500% 2/15/24, 2.52 UNITS P 1997-03-05 2014-05-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.54 UNITS P 1997-03-05 2014-06-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 4.26 UNITS P 1997-03-05 2014-07-15 4 4 0 0 GNMA PL #372801 7.500% 2/15/24, 2.59 UNITS P 1997-03-05 2014-08-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.6 UNITS P 1997-03-05 2014-09-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.62 UNITS P 1997-03-05 2014-10-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 2.64 UNITS P 1997-03-05 2014-11-15 3 3 0 0 GNMA PL #372801 7.500% 2/15/24, 183.17 UNITS P 1997-03-05 2014-12-08 182 183 -1 -1 GNMA PL #372801 7.500% 2/15/24, 4.36 UNITS P 1997-03-05 2014-12-15 4 4 0 0 GNMA PL #490800 6.000% 11/15/28, 12.17 UNITS P 1998-12-04 2014-01-15 12 12 0 0 GNMA PL #490800 6.000% 11/15/28, 13.04 UNITS P 1998-12-04 2014-02-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 13.11 UNITS P 1998-12-04 2014-03-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 13.08 UNITS P 1998-12-04 2014-04-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 12.91 UNITS P 1998-12-04 2014-05-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 12.68 UNITS P 1998-12-04 2014-06-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 132.4 UNITS P 1998-12-04 2014-07-15 132 132 0 0 GNMA PL #490800 6.000% 11/15/28, 12.51 UNITS P 1998-12-04 2014-08-15 13 12 1 1 GNMA PL #490800 6.000% 11/15/28, 12.27 UNITS P 1998-12-04 2014-09-15 12 12 0 0 GNMA PL #490800 6.000% 11/15/28, 12.95 UNITS P 1998-12-04 2014-10-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 12.71 UNITS P 1998-12-04 2014-11-15 13 13 0 0 GNMA PL #490800 6.000% 11/15/28, 2307.45 UNITS P 1998-12-04 2014-12-08 2521 2294 227 227 GNMA PL #490800 6.000% 11/15/28, 104.62 UNITS P 1998-12-04 2014-12-15 105 104 1 1 MORGAN ST CP IV 6.250% PFD, 400. UNITS P 2007-07-23 2014-11-04 10137 9279 858 858 MORGAN ST CP IV 6.250% PFD, 200. UNITS P 2008-10-14 2014-11-04 5069 2796 2273 2273 SPDR S&P 500 ETF TRUST, 368. UNITS P 2012-05-10 2014-12-08 76461 50243 26218 26218 SPDR S&P 500 ETF TRUST, 113. UNITS P 2012-06-11 2014-12-08 23479 14967 8512 8512 T ROWE PRICE HIGH YIELD, 2152.08 UNITS P 2013-09-11 2014-12-08 14720 15000 -280 -280 VANGUARD INTRM BND INDX-ADM, 1188.848 UNITS P 2009-04-22 2014-12-08 13672 12233 1439 1439 VANGUARD INTRM BND INDX-ADM, 486.381 UNITS P 2009-05-22 2014-12-08 5593 5000 593 593 VANGUARD INTRM BND INDX-ADM, 458.295 UNITS P 2009-11-23 2014-12-08 5270 5000 270 270 VANGUARD S/T INVESTMENT GRADE FD-ADM, 4699.248 UNITS P 2013-09-11 2014-12-08 50235 50000 235 235 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 31 31 31 BAIRD CORE PLUS.BOND FUND-IS, 6001.847 UNITS P 2013-12-12 2014-12-08 66861 65000 1861 1861 FIDELITY FLOATING RATE H/INC, 1507.538 UNITS P 2013-12-12 2014-12-08 14653 15000 -347 -347 ISHARES MSCI EAFE ETF, 872. UNITS P 2013-12-12 2014-12-08 55310 56058 -748 -748 ISHARES MSCI EMERGING MKT ETF, 685. UNITS P 2013-12-12 2014-02-03 25441 28105 -2664 -2664 ISHARES RUSSELL MIDCAP ETF, 516. UNITS P 2013-12-12 2014-12-08 86151 74688 11463 11463 ISHARES RUSSELL 2000 ETF, 339. UNITS P 2013-12-12 2014-12-08 39903 37368 2535 2535 SPDR S&P 500 ETF TRUST, 2004. UNITS P 2013-12-12 2014-12-08 416382 358274 58108 58108 VANGUARD S/T INVESTMENT GRADE FD-ADM, 7455.732 UNITS P 2013-12-12 2014-12-08 79702 80000 -298 -298 BARCLAYS BK PLC MTN 3.750% 12/23/17, 20000. UNITS P 2010-12-20 2014-10-29 20927 20000 927 927 FORD MOTOR CRED MTN 1.750% 8/20/14, 25000. UNITS P 2012-08-14 2014-08-20 25000 25000 0 0 MORGAN ST CP IV 6.250% PFD, 425. UNITS P 2007-06-07 2014-11-04 10771 10311 460 460 MORGAN ST CP IV 6.250% PFD, 125. UNITS P 2008-04-29 2014-11-04 3168 2670 498 498 MORGAN ST CP IV 6.250% PFD, 250. UNITS P 2008-10-14 2014-11-04 6336 3495 2841 2841 MORGAN ST CP IV 6.250% PFD, 200. UNITS P 2009-11-23 2014-11-04 5069 4077 992 992 SPDR S&P 500 ETF TRUST, 400. UNITS P 2013-09-12 2014-12-08 83110 67576 15534 15534 T ROWE PRICE HIGH YIELD, 2332.815 UNITS P 2010-06-24 2014-12-08 15956 15000 956 956 VANGUARD INTRM BND INDX-ADM, 593.429 UNITS P 2008-01-15 2014-12-08 6824 6344 480 480 VANGUARD INTRM BND INDX-ADM, 491.642 UNITS P 2008-12-10 2014-12-08 5654 5000 654 654 VANGUARD INTRM BND INDX-ADM, 483.092 UNITS P 2009-02-20 2014-12-08 5556 5000 556 556 VANGUARD INTRM BND INDX-ADM, 492.126 UNITS P 2009-03-13 2014-12-08 5659 5000 659 659 VANGUARD S/T INVESTMENT GRADE FD-ADM, 2819.548 UNITS P 2013-09-12 2014-12-08 30141 30000 141 141 FINANCIAL SELECT SECTOR SPOR ETF, 6. UNITS P 2014-09-16 2014-12-08 150 141 9 9 INDUSTRIAL SELECT SECTOR SPDR, 5. UNITS P 2014-09-16 2014-12-08 285 270 15 15 ISHARES BARCLAYS 710 YEAR TR ETF, 5. UNITS P 2014-09-16 2014-12-08 526 515 11 11 ISHA.RES FLOATING RATE NOTE ETF, 50. UNITS P 2014-09-16 2014-12-08 2529 2543 -14 -14 ISHARES FTSE CHINA 25 ETF, 40. UNITS P 2014-09-16 2014-12-08 1670 1607 63 63 ISHARES MSCL EAFE ETF, 87. UNITS P 2013-12-20 2014-09-11 5741 5667 74 74 ISHARES MSCI EMERGING MKT ETF, 69. UNITS P 2013-12-20 2014-02-03 2563 2816 -253 -253 ISHARES MSCJ MALAYSIA ETF, 70. UNITS P 2014-09-16 2014-12-08 948 1099 -151 -151 ISHARES MSCJ MX CPO IVSTBL MK ETF, 15. UNITS P 2014-09-16 2014-12-08 914 1067 -153 -153 ISHARES MSCI SOUTH KOREA CPO ETF, 15. UNITS P 2014-09-16 2014-12-08 851 959 -108 -108 ISHARES MSCI TAIWAN ETF, 65. UNITS P 2014-09-16 2014-12-08 1008 1038 -30 -30 ISHARES RUSSELL MLDCAP ETF, 51. UNITS P 2013-12-20 2014-09-11 8356 7554 802 802 ISHARES RUSSELL 2000 ETF, 33. UNITS P 2013-12-20 2014-09-11 3827 3754 73 73 POWERSHARES SENIOR LOAN PORT, 65. UNITS P 2014-09-16 2014-12-08 1565 1595 -30 -30 SPDR S&P 500 ETF TRUST, 66. UNITS P 2013-12-20 2014-09-11 13186 11998 1188 1188 VANGUARD FTSE EUROPE ETF, 75. UNITS P 2014-09-16 2014-12-08 4111 4275 -164 -164 VANGUARD IND FD MID-CAP, 45. UNITS P 2014-09-16 2014-12-08 5614 5385 229 229 VANGUARD REIT ETF, 3. UNITS P 2014-09-16 2014-12-08 244 222 22 22 VANGUARD S/T INVESTMENT GRADE FD-ADM, 563.91 UNITS P 2013-09-12 2014-09-11 6045 6000 45 45 WISDOMTREE EMERGING MKTS S/C DIV FD, 20. UNITS P 2014-09-16 2014-12-08 884 970 -86 -86 WISDOMTREE EMRG MKTS DEBT, 20. UNITS P 2014-09-16 2014-12-08 847 919 -72 -72 WISDOMTREE EUROPE HEDGED EQU, 20. UNITS P 2014-09-16 2014-12-08 1195 1166 29 29 WISDOMTREE JAPAN HEDGED EQ ETF, 105. UNITS P 2014-09-16 2014-12-08 5960 5400 560 560 DODGE & COX INCOME FUND #147, 800. UNITS P 2006-08-22 2014-09-11 11112 10000 1112 1112 DODGE & COX INCOME FUND #147, 158.983 UNITS P 2007-01-24 2014-09-11 2208 2000 208 208 DODGE & COX INCOME FUND #147, 198.728 UNITS P 2008-02-14 2014-09-11 2760 2500 260 260 DODGE & COX INCOME FUND #147, 200. UNITS P 2008-03-11 2014-09-11 2778 2500 278 278 DODGE & COX INCOME FUND #147, 156.617 UNITS P 2009-08-24 2014-09-11 2175 2000 175 175 SPDR S&P 500 ETF TRUST, 198. UNITS P 2012-06-12 2014-09-11 39558 26239 13319 13319 FINANCIAL SELECT SECTOR SPDR ETF, 4. UNITS P 2014-09-16 2014-12-08 100 94 6 6 INDUSTRIAL SELECT SECTOR SPDR, 4. UNITS P 2014-09-16 2014-12-08 228 216 12 12 ISHARES BARCLAYS 7-10 YEAR TR ETF, 5. UNITS P 2014-09-16 2014-12-08 526 515 11 11 ISHARES FLOATING RATE NOTE ETF, 50. UNITS P 2014-09-16 2014-12-08 2529 2543 -14 -14 ISHARES FTSE CHINA 25 ETF, 40. UNITS P 2014-09-16 2014-12-08 1670 1607 63 63 ISHARES MSCI EAFE ETF, 87. UNITS P 2013-12-20 2014-09-11 5741 5666 75 75 ISHARES MSCI EMERGING MKT ETF, 69. UNITS P 2013-12-20 2014-02-03 2563 2816 -253 -253 ISHARES MSCI MALAYSIA ETF, 65. UNITS P 2014-09-16 2014-12-08 880 1021 -141 -141 ISHARES MSCI MX CPO IVSTBL MK ETF, 15. UNITS P 2014-09-16 2014-12-08 914 1067 -153 -153 ISHARES MSCI SOUTH KOREA CPO ETF, 15. UNITS P 2014-09-16 2014-12-08 851 959 -108 -108 ISHARES MSCI TAIYAN ETF, 65. UNITS P 2014-09-16 2014-12-08 1008 1038 -30 -30 ISHARES RUSSELL MIDCAP ETF, 51. UNITS P 2013-12-20 2014-09-11 8356 7556 800 800 ISHARES RUSSELL 2000 ETF, 33. UNITS P 2013-12-20 2014-09-11 3827 3752 75 75 ISHARES S&P 100 ETF, 3. UNITS P 2014-09-16 2014-12-08 277 267 10 10 POYERSHARES SENIOR LOAN PORT, 60. UNITS P 2014-09-16 2014-12-08 1444 1472 -28 -28 SPDR S&P 500 ETF TRUST, 22. UNITS P 2013-12-20 2014-09-11 4395 4000 395 395 VANGUARD FTSE EUROPE ETF, 70. UNITS P 2014-09-16 2014-12-08 3837 3990 -153 -153 VANGUARD IND FD MID-CAP, 45. UNITS P 2014-09-16 2014-12-08 5614 5385 229 229 VANGUARD REIT ETF, 4. UNITS P 2014-09-16 2014-12-08 325 296 29 29 VANGUARD S&P 500 ETF, 3. UNITS P 2014-09-16 2014-12-08 572 548 24 24 WISDOMTREE EMERGING MKTS S/C DIV FD, 21. UNITS P 2014-09-16 2014-12-08 928 1019 -91 -91 WISDOMTREE EMRG MKTS DEBT, 20. UNITS P 2014-09-16 2014-12-08 847 919 -72 -72 WISDOMTREE EUROPE HEDGED EQU, 20. UNITS P 2014-09-16 2014-12-08 1195 1166 29 29 WISDOMTREE JAPAN HEDGED EQ ETF, 100. UNITS P 2014-09-16 2014-12-08 5676 5143 533 533 SPDR S&P 500 ETF TRUST, 96. UNITS P 2011-11-16 2014-09-11 19180 12012 7168 7168 SPDR S&P 500 ETF TRUST, 37. UNITS P 2012-05-10 2014-09-11 7392 5052 2340 2340 SPDR S&P 500 ETF TRUST, 113. UNITS P 2012-06-12 2014-09-11 22576 14961 7615 7615 VANGUARD INTRM TRM BD IDX-SI, 932.836 UNITS P 2008-01-31 2014-09-11 10634 10000 634 634 VANGUARD INTRM TRM BD IDX-SI, 376.648 UNITS P 2008-03-13 2014-09-11 4294 4000 294 294 VANGUARD INTRM TRM BD IDX-SI, 147.638 UNITS P 2009-03-13 2014-09-11 1683 1500 183 183 VANGUARD INTRM TRM BD IDX-SI, 187.617 UNITS P 2009-08-24 2014-09-11 2139 2000 139 139 VANGUARD S/T INVESTMENT GRADE FD-ADM, 649.954 UNITS P 2011-02-23 2014-09-11 6968 7000 -32 -32 WORLDCOM CLASS ACTION SETTLEMENT, . UNITS P 2014-01-08 2014-01-08 12 12 12 ISHARES MSCI EAFE ETF, 516. UNITS P 2013-12-12 2014-12-08 32729 33106 -377 -377 ISHARES MSCI EMERGING MKT ETF, 407. UNITS P 2013-12-12 2014-02-03 15116 16632 -1516 -1516 ISHARES RUSSELL MIDCAP ETF, 306. UNITS P 2013-12-12 2014-12-08 51090 44209 6881 6881 ISHARES RUSSELL 2000 ETF, 202. UNITS P 2013-12-12 2014-12-08 23777 22200 1577 1577 SPDR S&P 500 ETF TRUST, 1201. UNITS P 2013-12-12 2014-12-08 249539 214114 35425 35425 DODGE & COX INCOME FUND #147, 602.476 UNITS P 2009-08-18 2014-12-08 8380 7663 717 717 DODGE & COX INCOME FUND #147, 190.404 UNITS P 2010-01-21 2014-12-08 2649 2500 149 149 DODGE & COX INCOME FUND #147, 753.58 UNITS P 2010-03-22 2014-12-08 10482 10000 482 482 FORD MOTOR CRED MTN 1.750% 8/20/14, 25000. UNITS P 2012-08-14 2014-08-20 25000 25000 0 0 GOLDMAN SACHS GROUP 5.625% 1/15/17, 25000. UNITS P 2010-06-15 2014-10-29 27125 25048 2077 2077 HARBOR BOND FUND INSTITUTION, 791.41 UNITS P 2009-04-20 2014-12-08 9774 9054 720 720 HARBOR BOND FUND INSTITUTION, 845.309 UNITS P 2009-05-26 2014-12-08 10440 10000 440 440 MORGAN ST CP IV 6.250% PFD, 450. UNITS P 2007-07-19 2014-11-04 11403 10543 860 860 MORGAN ST CP IV 6.250% PFD, 200. UNITS P 2008-10-14 2014-11-04 5068 2796 2272 2272 SPDR S&P 500 ETF TRUST, 34. UNITS P 2012-10-02 2014-12-08 7064 4896 2168 2168 SPDR S&P 500 ETF TRUST, 68. UNITS P 2012-10-04 2014-12-08 14129 9944 4185 4185 SPDR S&P 500 ETF TRUST, 118. UNITS P 2013-09-13 2014-12-08 24518 19984 4534 4534 T ROWE PRICE HIGH YIELD, 3222.4 UNITS P 2010-06-15 2014-12-08 22041 20527 1514 1514 T ROWE PRICE HIGH YIELD, 5.798 UNITS P 2010-12-07 2014-12-08 40 39 1 1 T ROWE PRICE HIGH YIELD, 4.521 UNITS P 2013-12-06 2014-12-08 31 31 0 0 VANGUARD INTRM BND INDXADM, 923.476 UNITS P 2008-11-21 2014-12-08 10620 9096 1524 1524 VANGUARD INTRM BND INDXADM, 966.184 UNITS P 2009-04-20 2014-12-08 11111 10000 1111 1111 FINANCIALSELECT SECTOR SPDR ETF, 5. UNITS P 2014-09-16 2014-12-08 125 118 7 7 INDUSTRIAL SELECT SECTOR SPDR, 2. UNITS P 2014-09-16 2014-12-08 114 108 6 6 ISHARES BARCLAYS 7-10 YEAR TR ETF, 1. UNITS P 2014-09-16 2014-12-08 105 103 2 2 ISHARES FLOATING RATE NOTE ETF, 10. UNITS P 2014-09-16 2014-11-28 506 509 -3 -3 ISHARES FTSE CHINA 25 ETF, 5. UNITS P 2014-09-16 2014-11-28 203 201 2 2 ISHARES IBOXX H/Y CORP BOND ETF, 1. UNITS P 2014-09-16 2014-12-08 90 93 -3 -3 ISHARES MSCI MALAYSIA ETF, 15. UNITS P 2014-09-16 2014-11-28 218 236 -18 -18 ISHARES MSCI MX CPO IVSTBL MK ETF, 5. UNITS P 2014-09-16 2014-11-28 328 356 -28 -28 ISHARES MSCI SOUTH KOREA CPO ETF, 5. UNITS P 2014-09-16 2014-11-28 284 320 -36 -36 ISHARES MSCI TAI~AN ETF, 15. UNITS P 2014-09-16 2014-11-28 236 240 -4 -4 PO~ERSHARES SENIOR LOAN PORT, 15. UNITS P 2014-09-16 2014-11-28 365 368 -3 -3 TECHNOLOGY SELECT SECTOR SPDR, 3. UNITS P 2014-09-16 2014-12-08 126 120 6 6 VANGUARD FTSE EUROPE ETF, 15. UNITS P 2014-09-16 2014-12-08 822 855 -33 -33 VANGUARD IND FD MID-CAP, 10. UNITS P 2014-09-16 2014-12-08 1247 1197 50 50 VANGUARD S&P 500 ETF, 2. UNITS P 2014-09-16 2014-12-08 381 366 15 15 VANGUARD SMALL-CAP ETF, 1. UNITS P 2014-09-16 2014-12-08 117 115 2 2 VANGUARD TOTAL BOND MARKET ETF, 2. UNITS P 2014-09-16 2014-12-08 165 163 2 2 VANGUARD TOTAL INTERNATIONAL, 3. UNITS P 2014-09-16 2014-12-08 157 156 1 1 WISDOMTREE EMERGING MKTS S/C DIV FD, 5. UNITS P 2014-09-16 2014-12-08 221 243 -22 -22 WISDOMTREE EMRG MKTS DEBT, 5. UNITS P 2014-09-16 2014-12-08 212 230 -18 -18 WISDOMTREE EUROPE HEDGED EQU, 7. UNITS P 2014-09-16 2014-12-08 418 408 10 10 WISDOMTREE JAPAN HEDGED EQ ETF, 20. UNITS P 2014-09-16 2014-12-08 1135 1029 106 106 FIDELITY CAPITAL APPREC, 138.945 UNITS P 2008-02-11 2014-09-11 5456 3456 2000 2000 FIDELITY CAPITAL APPREC, 42.9 UNITS P 2008-03-07 2014-09-11 1685 1000 685 685 T ROWE PRICE EQUITY INCOME FUND #71, 76.765 UNITS P 2007-04-19 2014-09-11 2648 2346 302 302 T ROWE PRICE EQUITY INCOME FUND #71, 38.212 UNITS P 2008-02-11 2014-09-11 1318 1000 318 318 T ROWE PRICE EQUITY INCOME FUND #71, 39.698 UNITS P 2008-03-07 2014-09-11 1370 1000 370 370 FINANCIAL SELECT SECTOR SPDR ETF, .2 UNITS P 2014-09-16 2014-12-08 499 470 29 29 HARBOR BOND FUND INSTITUTION, 1644.737 UNITS P 2013-12-12 2014-09-11 20115 20000 115 115 INDUSTRIAL SELECT SECTOR SPDR, 10. UNITS P 2014-09-16 2014-12-08 571 539 32 32 ISHARES BARCLAYS 710 YEAR TR ETF, 20. UNITS P 2014-09-16 2014-12-08 2104 2060 44 44 ISHARES FLOATING RATE NOTE ETF, 155. UNITS P 2014-09-16 2014-11-28 7846 7883 -37 -37 ISHARES FTSE CHINA 25 ETF, 120. UNITS P 2014-09-16 2014-11-28 4859 4820 39 39 ISHARES MSCI EAFE ETF, 268. UNITS P 2013-12-12 2014-09-11 17669 17216 453 453 ISHARES MSCI EMERGING MKT ETF, 211. UNITS P 2013-12-12 2014-02-03 7836 8606 -770 -770 ISHARES MSCI MALAYSIA ETF, 205. UNITS P 2014-09-16 2014-11-28 2979 3219 -240 -240 ISHARES MSCI MX CPO IVSTBL MK ETF, 45. UNITS P 2014-09-16 2014-11-28 2944 3200 -256 -256 I~HARES MSCI SOUTH KOREA CPO ETF, 50. UNITS P 2014-09-16 2014-11-28 2841 3195 -354 -354 ISHARES MSCI TAIWAN ETF, 200. UNITS P 2014-09-16 2014-11-28 3154 3194 -40 -40 ISHARES RUSSELL MIDCAP ETF, 159. UNITS P 2013-12-12 2014-09-11 26047 22941 3106 3106 ISHARES RUSSELL 2000 ETF, 105. UNITS P 2013-12-12 2014-09-11 12218 11494 724 724 ISHARES S&P 100 ETF, 5. UNITS P 2014-09-16 2014-12-08 461 445 16 16 POWERSHARES DB COMMODITY IND, 20. UNITS P 2014-11-28 2014-12-08 395 416 -21 -21 POWERSHARES SENIOR LOAN PORT, 195. UNITS P 2014-09-16 2014-11-28 4740 4785 -45 -45 SPDR S&P 500 ETF TRUST, 157. UNITS P 2013-12-12 2014-09-11 31376 27993 3383 3383 TECHNOLOGY SELECT SECTOR SPDR, 10. UNITS P 2014-09-16 2014-12-08 419 400 19 19 VANGUARD FTSE.EUROPE ETF, 225. UNITS P 2014-09-16 2014-12-08 12332 12825 -493 -493 VANGUARD IND FD MID-CAP, 135. UNITS P 2014-09-16 2014-12-08 16841 16156 685 685 VANGUARD REIT ETF, 10. UNITS P 2014-09-16 2014-12-08 812 740 72 72 VANGUARD S&P 500 ETF, 20. UNITS P 2014-09-16 2014-12-08 3812 3656 156 156 VANGUARD S/T INVESTMENT GRADE FD-ADM, 4193.849 UNITS P 2013-12-12 2014-09-12 44916 45000 -84 -84 WISDOMTREE EMERGING MKTS S/C DIV FD, 63. UNITS P 2014-09-16 2014-12-08 2785 3056 -271 -271 WISDOMTREE EMRG MKTS DEBT, 70. UNITS P 2014-09-16 2014-12-08 2965 3216 -251 -251 WISDOMTREE EUROPE HEDGED EQU, 60. UNITS P 2014-09-16 2014-12-08 3584 3498 86 86 WISDOMTREE JAPAN HEDGED EQ ETF, 315. UNITS P 2014-09-16 2014-12-08 17879 16200 1679 1679 HARBOR BOND FUND INSTITUTION, 802.568 UNITS P 2010-03-22 2014-09-11 9815 10000 -185 -185 SPDR S&P 500 ETF TRUST, 130. UNITS P 2011-11-15 2014-09-11 25980 16246 9734 9734 SPDR S&P 500 ETF TRUST, 453. UNITS P 2012-06-12 2014-09-11 90530 59968 30562 30562 VANGUARD INTRM TRM BD IDXSJ, 1438.837 UNITS P 2009-01-15 2014-09-12 16345 15266 1079 1079 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 41 41 41 ISHARES MSCI EAFE ETF, 974. UNITS P 2013-12-12 2014-12-08 61779 62618 -839 -839 ISHARES MSCI EMERGING MKT ETF, 762. UNITS P 2013-12-12 2014-02-03 28300 31117 -2817 -2817 ISHARES RUSSELL MIDCAP ETF, 394. UNITS P 2013-12-12 2014-12-08 65782 56928 8854 8854 ISHARES RUSSELL 2000 ETF, 381. UNITS P 2013-12-12 2014-12-08 44847 41819 3028 3028 SPDR S&P 500 ETF TRUST, 2418. UNITS P 2013-12-12 2014-12-08 502401 431613 70788 70788 BARCLAYS BK PLC MTN 3.750% 12/23/17, 20000. UNITS P 2010-12-20 2014-10-29 20927 20000 927 927 CITIGROUP INC 5.000% 9/15/14, 10000. UNITS P 2010-03-16 2014-09-15 10000 9966 34 34 DODGE & COX INCOME FUND #147, 1732.655 UNITS P 2007-10-09 2014-12-08 24101 21693 2408 2408 DODGE & COX INCOME FUND #147, 788.022 UNITS P 2007-12-04 2014-12-08 10961 10000 961 961 DODGE & COX INCOME FUND #147, 792.393 UNITS P 2008-03-03 2014-12-08 11022 10000 1022 1022 FORD MOTOR CRED MTN 1. 750% 8/20/14, 25000. UNITS P 2012-08-14 2014-08-20 25000 25000 0 0 GOLDMAN SACHS GROUP 5.625% 1/15/17, 25000. UNITS P 2010-06-15 2014-10-29 27125 25048 2077 2077 MORGAN ST CP IV 6.250% PFD, 450. UNITS P 2007-10-09 2014-11-04 11426 10252 1174 1174 MORGAN ST CP IV 6.250% PFD, 100. UNITS P 2008-04-28 2014-11-04 2539 2133 406 406 MORGAN ST CP IV 6.250% PFD, 150. UNITS P 2008-07-02 2014-11-04 3809 2638 1171 1171 MORGAN ST CP IV 6.250% PFD, 250. UNITS P 2008-10-13 2014-11-04 6348 2683 3665 3665 SPDR S&P 500 ETF TRUST, 266. UNITS P 2013-09-13 2014-12-08 55268 45076 10192 10192 SUNOCO INC 5.750% 1/15I17, 10000. UNITS P 2010-03-26 2014-10-29 10830 9946 884 884 T ROIJE PRICE HIGH YIELD, 3924.646 UNITS P 2010-06-15 2014-12-08 26845 25000 1845 1845 TEMPLETON GLOBAL BOND FUND-AD, 1479.29 UNITS P 2013-04-18 2014-12-08 19349 20000 -651 -651 VANGUARD INTRM BND INDX-ADM, 2439.024 UNITS P 2008-06-16 2014-12-08 28049 25000 3049 3049 VANGUARD INTRM BND INDXADM, 273.132 UNITS P 2009-01-26 2014-12-08 3141 2832 309 309 VANGUARD INTRM BND INDX-ADM, 493.097 UNITS P 2009-03-04 2014-12-08 5671 5000 671 671 VANGUARD S/T INVESTMENT GRADE FD-ADM, 2347.418 UNITS P 2013-09-13 2014-12-08 25094 25000 94 94 DELL CLASS ACTION SETTLEMENT, . UNITS P 2014-10-22 2014-10-22 41 41 41 FIDELITY FLOATING RATE H/INC, 1507.538 UNITS P 2013-12-12 2014-09-11 14940 15000 -60 -60 FINANCIAL SELECT SECTOR SPDR ETF, 30. UNITS P 2014-09-16 2014-12-08 749 705 44 44 INDUSTRIAL SELECT SECTOR SPDR, 15. UNITS P 2014-09-16 2014-12-08 856 809 47 47 ISHARES BARCLAYS 7-10 YEAR TR ETF, 26. UNITS P 2014-09-16 2014-12-08 2735 2679 56 56 ISHARES FLOATING RATE NOTE ETF, 240. UNITS P 2014-09-16 2014-12-08 12141 12206 -65 -65 ISHARES FTSE CHINA 25 ETF, 185. UNITS P 2014-09-16 2014-12-08 7724 7431 293 293 ISHARES MSCI EAFE ETF, 322. UNITS P 2013-12-11 2014-09-11 21231 20859 372 372 ISHARES MSCI EAFE ETF, 139. UNITS P 2013-12-12 2014-09-11 9165 8946 219 219 ISHARES MSCI EMERGING MKT ETF, 238. UNITS P 2013-12-11 2014-02-03 8839 9820 -981 -981 ISHARES MSCI MALAYSIA ETF, 315. UNITS P 2014-09-16 2014-12-08 4265 4946 -681 -681 ISHARES MSCI MX CPO JVSTBL MK ETF, 70. UNITS P 2014-09-16 2014-12-08 4264 4977 -713 -713 ISHARES MSCI SOUTH KOREA CPO ETF, 80. UNITS P 2014-09-16 2014-12-08 4537 5112 -575 -575 ISHARES MSCI TAIWAN ETF, 310. UNITS P 2014-09-16 2014-12-08 4808 4951 -143 -143 ISHARES RUSSELL MIDCAP ETF, 72. UNITS P 2013-09-13 2014-09-11 11796 9985 1811 1811 ISHARES RUSSELL MIDCAP ETF, 125. UNITS P 2013-12-12 2014-09-11 20480 18075 2405 2405 ISHARES RUSSELL 2000 ETF, 96. UNITS P 2013-09-13 2014-09-11 11172 10065 1107 1107 ISHARES RUSSELL 2000 ETF, 46. UNITS P 2013-12-12 2014-09-11 5353 5050 303 303 ISHARES S&P 100 ETF, 10. UNITS P 2014-09-16 2014-12-08 922 890 32 32 POWERSHARES SENIOR LOAN PORT, 300. UNITS P 2014-09-16 2014-12-08 7221 7362 -141 -141 SPDR S&P 500 ETF TRUST, 148. UNITS P 2013-10-03 2014-09-11 29579 24842 4737 4737 SPDR S&P 500 ETF TRUST, 426. UNITS P 2013-12-11 2014-09-11 85139 76365 8774 8774 SPDR S&P 500 ETF TRUST, 84. UNITS P 2013-12-12 2014-09-11 16788 15021 1767 1767 T ROWE PRICE HIGH YIELD, 214B.99700 UNITS P 2013-09-13 2014-09-11 15451 15000 451 451 TECHNOLOGY SELECT SECTOR SPDR, 15. UNITS P 2014-09-16 2014-12-08 629 600 29 29 VANGUARD FTSE EUROPE ETF, 345. UNITS P 2014-09-16 2014-12-08 18909 19665 -756 -756 VANGUARD IND FD MJDCAP, 205. UNITS P 2014-09-16 2014-12-08 25573 24534 1039 1039 VANGUARD REIT ETF, 12. UNITS P 2014-09-16 2014-12-08 974 888 86 86 VANGUARD S&P 500 ETF, 25. UNITS P 2014-09-16 2014-12-08 4765 4570 195 195 VANGUARD S/T INVESTMENT GRADE FDADM, 2814.259 UNITS P 2013-09-16 2014-09-12 30141 30000 141 141 VANGUARD S/T INVESTMENT GRADE FDADM, 1863.933 UNITS P 2013-12-12 2014-09-12 19963 20000 -37 -37 WISDOMTREE EMERGING MKTS S/C OJV FO, 94. UNITS P 2014-09-16 2014-12-08 4156 4559 -403 -403 WISOOMTREE EMRG MKTS DEBT, 105. UNITS P 2014-09-16 2014-12-08 4448 4824 -376 -376 WISDOMTREE EUROPE HEDGED EQU, 95. UNITS P 2014-09-16 2014-12-08 5675 5538 137 137 WISDOMTREE JAPAN HEDGED EQ ETF, 480. UNITS P 2014-09-16 2014-12-08 27244 24686 2558 2558 DODGE & COX INCOME FUND #147, 798.722 UNITS P 2007-10-10 2014-09-11 11094 10000 1094 1094 DODGE & COX INCOME FUND #147, 396.197 UNITS P 2008-03-03 2014-09-11 5503 5000 503 503 HARBOR BONO FUND INSTITUTION, 819.672 UNITS P 2008-05-02 2014-09-11 10025 10000 25 25 MORGAN ST CP IV 6.250% PFO, 250. UNITS P 2007-09-19 2014-09-11 6352 5655 697 697 MORGAN ST CP IV 6.250% PFO, 100. UNITS P 2008-10-14 2014-09-11 2541 1398 1143 1143 SPOR S&P 500 ETF TRUST, 164. UNITS P 2011-08-31 2014-09-11 32776 20236 12540 12540 SPDR S&P 500 ETF TRUST, 110. UNITS P 2012-05-10 2014-09-11 21984 15019 6965 6965 SPDR S&P 500 ETF TRUST, 74. UNITS P 2012-06-21 2014-09-11 14789 10023 4766 4766 SPDR S&P 500 ETF TRUST, 94. UNITS P 2012-07-19 2014-09-11 18787 12949 5838 5838 SPOR S&P 500 ETF TRUST, 104. UNITS P 2012-10-02 2014-09-11 20785 14979 5806 5806 SPDR S&P 500 ETF TRUST, 68. UNITS P 2012-10-04 2014-09-11 13590 9937 3653 3653 VANGUARD INTRM TRM BD IDX-SI, 481.269 UNITS P 2008-01-28 2014-09-12 5467 5174 293 293 VANGUARD INTRM TRM BO IDX-SL, 233.427 UNITS P 2008-03-12 2014-09-12 2652 2500 152 152 VANGUARD INTRM TRM BD IOX-SL, 478.469 UNITS P 2008-09-10 2014-09-12 5435 5000 435 435 VANGUARD INTRM TRM BO IOX-SL, 506.586 UNITS P 2008-11-19 2014-09-12 5755 5000 755 755 CAPITAL GAINS DIVIDENDS P 27901 27901 27901 2374297 0 1458601 21721341 0.067151 1213852 20257912 0.059920 1156011 22678236 0.050974 1103870 22911562 0.048180 1090463 22629125 0.048188 0.274413 0.054883 23594033 1294911 28989 1323900 1469789 X 28989 0 28989 0 28989 30000 30000 283 728 728 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 MERIDENFOUNDATION.ORG WEBSTER BANK NA 8606921751 123 BANK STREET WATERBURY CT 06702 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 WALTER G ALWANG 5 ARLINGTON ST NO MERIDEN CT 06450 VICE CHAIR, DISTRIBUTION C 1.00 0 0 0 PETER VOURAS JR 62 PRESTON DR MERIDEN CT 06450 DISTRIBUTION 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CONWAY SC 29528 NONE N/A SCHOLARSHIP 5000 WHEATON COLLEGE ON BEHALF OF COLLINS CATHERINE 501 COLLEGE AVENUE WHEATON IL 60187 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF HATCHER MADISON 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 QUINNIPIAC UNIVERSITY ON BEHALF OF MANN NICHOLAS 275 MOUNT CARMEL AVENUE HAMDEN CT 06518 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF PASCALE JILLIAN 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 STETSON UNIVERSITY ON BEHALF OF PETROWSKI PAUL 421 NORTH WOODLAND BLVD DELAND FL 32723 NONE N/A SCHOLARSHIP 5000 FITCHBURG STATE UNIVERSITY ON BEHALF OF PROCTOR ALYSSA 160 PEARL STREET FITCHBURG MA 01420 NONE N/A SCHOLARSHIP 5000 UNIVERSITY OF CONNECTICUT ON BEHALF OF ROSENZWEIG JOCELYN 233 GLENBROOK ROAD - UNIT 4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 5000 JOHNSON & WALES UNIVERSITY ON BEHALF OF SAUZA CARLA 8 ABBOTT PARK ROAD PROVIDENCE RI 02903 NONE N/A SCHOLARSHIP 5000 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4100 STORRS CT 06269 NONE N/A SCHOLARSHIP 9200 COLLEGE OF THE HOLY CROSS ON BEHALF OF WRONSKI JAMES 1 COLLEGE STREET WORCESTER MA 01610 NONE N/A SCHOLARSHIP 12400 CHESHIRE HIGH SCHOOL 525 S MAIN STREET CHICAGO CT 06410 NONE N/A SCHOLARSHIP 201 1385719 0 14 693972 14 2374297 0 3068269 0 3068269 0 0 0 0 0 0 0 0 0 0 KIRCALDIE, RANDALL & MCNAB LLC - TAXES 6000 0 6000 NOT REQUIRED BECAUSE FOUNDATION DOES NOT SOLICIT FUNDS GOLDMAN SACHS GROUP 5.125% 1/15/2015, 20,000.000 UNITS 19723 20026 JP MORGAN CHASE 2.6% 1/15/2016, 50,000.000 UNITS 49484 50857 NATIONAL RURAL UTIL 3% 4/15/2021, 25,000.000 UNITS 25000 25011 HARBOR BOND FD, 7,293.695 UNITS 89131 87962 ISHARES BARCLAYS TIPS BOND ETF, 1,973.000 UNITS 220975 220996 ISHARES BARCLAYS 7-10 YEAR ETF, 4,182.000 UNITS 439562 443250 ISHARES IBOXX HIGH YIELD CORP BD, 12,174.000 UNITS 1099805 1090790 ISHARES IBOXX INVESTMENT GRADE CORP BD FD ETF, 13,931.000 UNITS 1618602 1663501 ISHARES JP MORGAN EM BOND ETF, 6,853.000 UNITS 768298 751843 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT, 11,506.000 UNITS 329113 324009 VANGUARD TOTAL BOND MARKET ETF, 20,045.000 UNITS 1650854 1651107 VANGUARD TOTAL INT'L BOND ETF, 12,588.000 UNITS 662431 668549 T ROWE PRICE HIGH YIELD FD, 7,171.987 UNITS 50292 48626 VANGUARD SHORT-TERM BOND FD, 7,477.694 UNITS 80000 79712 VANGUARD INT TERM BOND IDX FD, 4,097.635 UNITS 39957 46959 VANGUARD INT-TERM CORP, 5,735.635 UNITS 55211 56381 MORGAN STANLEY 6.25% PFD, 1,500.000 UNITS 31592 38010 INDUSTRIAL SELECT SPDR IDX FD, 9,638.000 UNITS 548128 545318 POWERSHARES DB COMMODITY IDX FD, 4,735.000 UNITS 94345 87361 TECHNOLOGY SELECT SECTOR SPDR, 12,896.000 UNITS 547837 541065 VANGUARD REIT ETF, 6,122.000 UNITS 440951 443232 DEUTSCHE X-TRACKERS MSCI JAPAN HEDGED EQUITY, 15,578.000 UNITS 653107 576853 FINANCIAL SELECTT SECTOR SPDR FD, 22,223.000 UNITS 553540 548709 ISHARES MSCI EAFE ETF, 27,919.000 UNITS 1656883 1586765 ISHARES MSCI EMERGING MKTS ETF, 13,459.000 UNITS 654527 632977 ISHARES MSCI ASIA EX-JAPAN ETF, 14,050.000 UNITS 876018 856067 ISHARES MSCI BRAZIL CAPPED ETF, 5,611.000 UNITS 215742 205194 ISHARES S&P 100 ETF, 11,929.000 UNITS 1095560 1084823 POWERSHARES FTSE RAFI US 1000, 8,400.000 UNITS 770228 766183 VANGUARD S&P 500 EFT, 25,409.000 UNITS 4788273 4787056 VANGUARD SMALL CAP ETF, 7,522.000 UNITS 880136 877517 WISDOMTREE EMERGING MARKETS SMALL CAP DIVIDEND FD, 4,940.000 UNITS 221133 213210 WISDONTREE EUROPE HEDGED EQUITY, 14,639.000 UNITS 873412 814221 ISHARES RUSSELL MIDCAP ETF, 1,123.000 UNITS 162526 187586 ISHARES RUSSELL 2000 ETF, 738.000 UNITS 81283 88280 SPDR S&P 500 ETF, 5,229.000 UNITS 933688 1074769 T ROWE PRICE EQUITY INCOME FD, 55.618 UNITS 1290 1824 5360 6132 0 0 REID & RIEGE 20598 0 20598 INCORRECT PRIOR YEAR CONTRIBUTIONS 31281 ADVERTISING & MISC 5824 0 5824 WEBSITE 12027 0 12027 SCHOLARSHIP MANAGEMENT SERVICES 4610 0 4610 PROBATE FEES 774 0 774 EXCISE TAXES-2014 36395 0 0