2015-10-22T16:08:40-05:00 2014-12-31 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2014-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 IRENE MATH CFO 2123128800 2015-10-22 1 GARRETT M HIGGINS P00543209 2122862600 2015-10-15 2014 2016-02-25 16:41:14Z 911 MEMORIAL IRENE MATH 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 138349175 0 X WWW.911MEMORIAL.ORG X 2003 NY CONSTRUCTION AND OPERATION OF THE NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WORLD TRADE CENTER SITE. THE ORGANIZATION OPERATES THE FACILITIES AS COMPLETED. THE MEMORIAL MUSEUM IS AN AUTHORITATIVE SOURCE OF INFORMATION, LEARNING AND UNDERSTANDING OF THE 9/11 ATTACKS, THEIR PRECURSORS, AND ONGOING RAMIFICATIONS WITH EDUCATIONAL RESOURCES AND PROGRAMS AS A CORE COMPONENT OF PROGRAMMING FOR VISITORS.IN 2014 THE 9/11 MEMORIAL & MUSEUM HAVE WELCOMED VISITORS FROM ACROSS THE SPECTRUM, INCLUDING SOME OF THE MOST INFLUENTIAL POLITICAL, MILITARY, AND CULTURAL FIGURES THROUGHOUT THE WORLD.FROM THE U.S. PRESIDENTS BARACK OBAMA, GEORGE W. BUSH AND WILLIAM J. CLINTON, TO WORLD LEADERS LIKE PRIME MINISTER NARENDRA MODI OF INDIA, PRIME MINISTER TONY ABBOTT OF AUSTRALIA AND PRINCE WILLIAM AND CATHERINE, DUKE AND DUCHESS OF CAMBRIDGE, THE 9/11 MEMORIAL & MUSEUM HAS BECOME THE PLACE WHERE LEADERS FROM ACROSS THE WORLD COME TO PAY THEIR RESPECTS. 53 52 405 517 0 0 77461405 87241530 0 41902330 9437 6275 5332737 4907553 82803579 134057688 0 0 0 0 14567185 18371187 48000 48000 4003622 45357196 72563766 59972381 90982953 22831198 43074735 723044313 798768602 47125564 69015870 675918749 729752732 X THE MEMORIAL MISSION:REMEMBER AND HONOR THE THOUSANDS OF INNOCENT MEN, WOMEN, AND CHILDREN MURDERED BY TERRORISTS IN THE HORRIFIC ATTACKS OF FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001. -RESPECT THIS PLACE MADE SACRED THROUGH TRAGIC LOSS.-RECOGNIZE THE ENDURANCE OF THOSE WHO SURVIVED, THE COURAGE OF THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS, AND THE COMPASSION OF ALL WHO SUPPORTED US IN OUR DARKEST HOURS. -MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. THE MEMORIAL MUSEUM MISSION:THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM AT THE WORLD TRADE CENTER WILL BEAR SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE MUSEUM WILL HONOR THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT WILL FURTHER RECOGNIZE THE THOUSANDS WHO SURVIVED AN 0 0 60364575 5313217 OPERATIONS:THE 9/11 MEMORIAL'S DAILY OPERATIONS CONTINUED TO REFLECT THOSE OF A WORLD CLASS INSTITUTION, OPEN EVERY DAY OF THE YEAR. MORE THAN 17 MILLION VISITORS FROM ALL 50 U.S. STATES AND FROM AROUND THE WORLD VISITED THE 9/11 MEMORIAL SINCE ITS OPENING IN SEPTEMBER 2011 THROUGH THE END OF 2014. THE ORGANIZATION WORKED INTENSIVELY IN PREPARATION FOR THE OPENING OF THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM, WHICH WAS DEDICATED ON MAY 15, 2014. FOLLOWING THE DEDICATION, THE MUSEUM HELD PREVIEWS FOR OVER 40,000 MEMBERS OF THE 9/11 COMMUNITY TO VISIT THE MUSEUM BEFORE ITS PUBLIC OPENING ON MAY 21. SEE SCHEDULE O FOR CONTINUATIONTHE MUSEUM OFFERED FREE ADMISSION TO THE PUBLIC EVERY TUESDAY EVENING FROM 5PM TO CLOSE, WITH 100% UTILIZATION OF TICKETS DURING THOSE HOURS. IN 2014, THE MUSEUM WELCOMED OVER 1.8 MILLION VISITORS FROM ALL 50 STATES AND 144 NATIONS.THE MEMORIAL'S DAILY OPERATIONS CONTINUED AND DUE TO SUBSTANTIAL COMPLETION OF NEIGHBORING WORLD TRADE CENTER CONSTRUCTION PROJECTS, FENCING SURROUNDING THE PLAZA WAS REMOVED SO THAT THE MEMORIAL COULD BE ACCESSIBLE FROM MULTIPLE VANTAGE POINTS. HOURS OF OPERATION FOR THE MEMORIAL WERE EXTENDED TO 7:30 A.M. TO 9:00 P.M. DAILY. MORE THAN 17.5 MILLION PEOPLE VISITED THE MEMORIAL FROM ITS OPENING IN SEPTEMBER 2011 THROUGH THE END OF 2014. 15885260 41902330 MUSEUM & PUBLIC PROGRAMS:IN 2014, THE MUSEUM ACHIEVED THE LONG-TERM OBJECTIVE OF OPENING TO THE PUBLIC, WITH THE DEDICATION ON MAY 15, 2014, AND THE PUBLIC OPENING ON MAY 21, 2014. AT THAT TIME, THE MUSEUM'S 110,000 SQUARE FEET OF PUBLIC SPACE WAS FULLY ACCESSIBLE, INCLUDING MORE THAN 1,000 ARTIFACTS; 1,100 PHOTOGRAPHS; 2,100 GRAPHIC PANELS; AND 90 MEDIA PIECES. SEE SCHEDULE O FOR CONTINUATIONFROM MAY THROUGH DECEMBER 2014, MUSEUM VISITORS HELPED TO GROW THE ARCHIVAL COLLECTIONS WITH MORE THAN 500 VIDEO RECORDINGS OF REFLECTIONS ABOUT 9/11; NEARLY 2,000 AUDIO RECORDINGS ABOUT THEIR DAY-OF-9/11 OR AFTERMATH EXPERIENCES; 450 AUDIO RECORDINGS FOR THE MEMORIAL EXHIBITION, IN MEMORIAM; 100,000 SIGNATURES AND MESSAGES IN THE DIGITAL GUEST BOOK; AND MORE THAN 8,000 PROFILES IN THE REGISTRY OF RESCUE AND RECOVERY WORKERS. THE MUSEUM ALSO CONTINUED TO ACTIVELY GROW ITS PERMANENT COLLECTION WITH NEW ITEMS ACQUIRED.VISITOR CONTRIBUTIONS WERE CONTINUALLY ADDED TO THE EXHIBITIONS, INCLUDING MORE THAN 50 NEW VOICES IN THE INSTALLATION REFLECTING ON 9/11 AND SEVERAL HUNDRED UPDATED PROFILES IN THE MEMORIAL EXHIBITION. THANKS TO DONATIONS SURROUNDING THE MUSEUM'S OPENING FROM THE FAMILY, FRIENDS, AND COWORKERS OF THE VICTIMS OF THE 9/11/01 AND 2/26/93 TERRORIST ATTACKS, THE MUSEUM WAS ABLE TO UPDATE 45 IMAGES IN THE MEMORIAL EXHIBITION'S "WALL OF FACES" (WHICH PRESENTS PORTRAITS OF THE VICTIMS) AND ADD SIX IMAGES FOR INDIVIDUALS FOR WHOM A PORTRAIT HAD NOT PREVIOUSLY BEEN OBTAINED. IN SEPTEMBER 2014, THE MUSEUM INSTALLED A NEW EXHIBITION DEVOTED TO OPERATION NEPTUNE SPEAR, THE MILITARY OPERATION THAT RESULTED IN THE KILLING OF OSAMA BIN LADEN. FOR THE 13TH ANNIVERSARY OF THE 9/11 ATTACKS, THE 9/11 MEMORIAL MUSEUM PRODUCED THE TRIBUTE IN LIGHT, THE ICONIC ANNUAL MEMORIAL WHICH DOMINATES THE LOWER MANHATTAN SKYLINE FROM DUSK ON 9/11 TO DAWN ON 9/12. FOR THE FIRST TIME ON AN ANNIVERSARY, THE 9/11 MEMORIAL OPENED TO THE PUBLIC AS EVENING APPROACHED, ALLOWING THOUSANDS TO JOIN THE COMMEMORATION AT THIS SACRED SITE ON THIS DAY OF MEMORY.PUBLIC PROGRAMS AND EDUCATIONAL OFFERINGS GREATLY INCREASED WITH THE OPENING OF THE MUSEUM. MORE THAN 68,000 VISITORS TOOK GUIDED TOURS. WEEKLY YOUTH AND FAMILY PROGRAMS SAW OVER 2,200 PARTICIPANTS, AND OVER 4,600 TOOK PART IN CLASSROOM WORKSHOPS IN THE EDUCATION CENTER. NEW PUBLIC PROGRAMS ALSO BEGAN IN 2014 AND INCLUDED FILMS, LIVE TALKS, AND PANEL DISCUSSIONS IN THE MUSEUM AUDITORIUM. ATTENDANCE AT MULTIPLE DAILY SCREENINGS OF THE MUSEUM-PRODUCED FILM FACING CRISIS: AMERICA UNDER ATTACK TOTALED 443,000, AND LIVE WEEKDAY TALKS BROUGHT AN ADDITIONAL 20,000 VISITORS TO THE AUDITORIUM. THE MUSEUM ALSO TRAINED A CORPS OF MORE THAN 100 VOLUNTEER DOCENTS. PLANNING ALSO COMMENCED FOR NEW INSTALLATIONS, PUBLIC PROGRAMS, AND SPECIAL EVENTS TO BE HELD IN 2015.BY THE END OF 2014, THE MUSEUM HAD ACQUIRED MORE THAN 9,000 3-DIMENSIONAL OBJECTS, 35,000 PRINT AND DIGITAL IMAGES, 300 MOVING IMAGES, AND 3,000 ORAL HISTORIES. CONSTRUCTION: TO PREPARE FOR THE MUSEUM'S OPENING, CONSTRUCTION ACTIVITY INCLUDED THE COMPLETION OF THE CORE AND SHELL OF THE MUSEUM, EXHIBITION INSTALLATIONS, INTERIOR FINISH WORK, THE COMMISSIONING OF ALL MECHANICAL, ELECTRICAL, AND PLUMBING SYSTEMS, AND OTHER REQUIREMENTS. ON THE MEMORIAL PLAZA, FINISHING WORK INCLUDING PAVER INSTALLATION CONTINUED ON THE NORTHEAST QUADRANT AND TREE INSTALLATION. 76249835 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 46 0 405 1 0 0 0 0 0 1 1 0 0 0 0 X 53 52 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X X MS IRENE MATH CFO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 MICHAEL R BLOOMBERG CHAIRMAN 2.50 X X 0 0 0 ANDREW M SENCHAK TREASURER 2.50 X X 0 0 0 RICHARD H BAGGER DIRECTOR 2.50 X 0 0 0 VIRGINIA S BAUER DIRECTOR 2.50 X 0 0 0 DAVID BEAMER DIRECTOR 2.50 X 0 0 0 PAULA GRANT BERRY DIRECTOR 2.50 X 0 0 0 FRANK BISIGNANO DIRECTOR 2.50 X 0 0 0 DEBRA BURLINGAME DIRECTOR 2.50 X 0 0 0 JOHN P CAHILL DIRECTOR 2.50 X 0 0 0 RUSSELL L CARSON DIRECTOR 2.50 X 0 0 0 KENNETH I CHENAULT DIRECTOR 2.50 X 0 0 0 KEATING CROWN DIRECTOR 2.50 X 0 0 0 BILLY CRYSTAL DIRECTOR 2.50 X 0 0 0 ROBERT DE NIRO DIRECTOR 2.50 X 0 0 0 SAMUEL A DIPIAZZA JR DIRECTOR 2.50 X 0 0 0 CHRISTINE A FERER DIRECTOR 2.50 2.50 X 0 0 0 ANNE M FINUCANE DIRECTOR 2.50 X 0 0 0 MAURICE R GREENBERG DIRECTOR 2.50 X 0 0 0 DR VARTAN GREGORIAN DIRECTOR 2.50 X 0 0 0 PATRICIA E HARRIS DIRECTOR 2.50 2.50 X 0 0 0 WILLIAM B HARRISON JR DIRECTOR 2.50 X 0 0 0 GERALD L HASSELL DIRECTOR 2.50 X 0 0 0 LEE A IELPI DIRECTOR 2.50 X 0 0 0 ROBERT IGER DIRECTOR 2.50 X 0 0 0 MONICA IKEN DIRECTOR 2.50 X 0 0 0 ROBERT WOOD JOHNSON IV DIRECTOR 2.50 X 0 0 0 THOMAS S JOHNSON DIRECTOR 2.50 X 0 0 0 ROBERT KASDIN DIRECTOR 2.50 X 0 0 0 ANTHOULA KATSIMATIDES DIRECTOR 2.50 X 0 0 0 PETER M LEHRER DIRECTOR 2.50 X 0 0 0 HOWARD W LUTNICK DIRECTOR 2.50 X 0 0 0 JULIE MENIN DIRECTOR 2.50 2.50 X 0 0 0 IRA M MILLSTEIN DIRECTOR 2.50 X 0 0 0 HOWARD MILSTEIN DIRECTOR 2.50 X 0 0 0 PAUL NAPOLI DIRECTOR 2.50 X 0 0 0 PETER G PETERSON DIRECTOR 2.50 X 0 0 0 EMILY K RAFFERTY DIRECTOR 2.50 X 0 0 0 KEVIN M RAMPE DIRECTOR 2.50 X 0 0 0 SCOTT RECHLER DIRECTOR 2.50 X 0 0 0 DR JUDITH RODIN DIRECTOR 2.50 X 0 0 0 THOMAS H ROGER DIRECTOR 2.50 X 0 0 0 JANE ROSENTHAL DIRECTOR 2.50 X 0 0 0 E JOHN ROSENWALD JR DIRECTOR 2.50 X 0 0 0 AVI SCHICK DIRECTOR 2.50 X 0 0 0 JERRY I SPEYER DIRECTOR 2.50 X 0 0 0 CRAIG ROBERTS STAPLETON DIRECTOR 2.50 X 0 0 0 JON STEWART DIRECTOR 2.50 X 0 0 0 ANNE M TATLOCK DIRECTOR 2.50 X 0 0 0 DANIEL R TISHMAN DIRECTOR 2.50 X 0 0 0 SETH WAUGH DIRECTOR 2.50 X 0 0 0 CARL WEISBROD DIRECTOR 2.50 X 0 0 0 JOHN C WHITEHEAD DIRECTOR 2.50 X 0 0 0 JOHN E ZUCCOTTI DIRECTOR 2.50 5.00 X 0 0 0 JOSEPH DANIELS PRESIDENT/CEO 40.00 X 434924 0 54342 DAVID LANGFORD CFO-UNTIL 1/23/14 20.00 40.00 X 36640 235849 48808 ALLISON BLAIS SECRETARY & CHIEF OF STAFF 40.00 X 225310 0 48442 IRENE MATH CFO 40.00 X 226103 0 27195 CLIFFORD CHANIN VP EDUCATION & PUBLIC PRGM 40.00 X 178426 0 34701 JAMES CONNORS COO 40.00 X 321032 0 23307 ALICE GREENWALD EVP FOR PROGRAMS/ DIRECTOR OF MUSEUM 40.00 X 383666 0 40126 LUIS F MENDES EVP OF FACILITIES DESIGN & CONSTR 40.00 X 245604 0 50537 MARC CIMA CHIEF TECHNOLOGY OFFICER 40.00 X 175940 0 21356 CATHY BLANEY EVP OF INSTITUTIONAL ADVANCEMENT 22.00 X 163985 0 16934 JOSEPH WEINKAM VP OF GVMT RELATIONS & DEVELOPMENT INITIATIVES 40.00 X 161693 0 43053 NOELLE LILIEN GENERAL COUNSEL 40.00 5.00 X 195272 0 46782 LAWRENCE MANNION VP/CHIEF OF SECURITY 40.00 X 174696 0 39043 CAROLYN RASIC EVP OF EXTERNAL AFFAIRS & STRATEGY 40.00 X 198490 0 30315 JERMEY FRAZIER EVP OF COMMUNICATIONS & MARKETING 40.00 X 189308 0 32509 3311089 235849 557450 31 0 1 0 BOVIS LEND LEASE 200 PARK AVENUE 9TH FLOOR NEW YORK NY 10166 CONSTRUCTION MGMT 33298286 ABM FACILITY SERVICES 321 WEST 44TH ST SUITE 701 NEW YORK NY 10036 BUILDING MAINTENANCE 18432084 ANDREWS INTERNATIONAL INC PO BOX 935461 ATLANTA GA 31193 SECURITY SERVICES 9243813 DESIGN AND PRODUCTION INCORPORATED 7110 RAINWATER PLACE LORTON VA 22079 EXHIBIT. FABRICATION 2789229 HADLEY EXHIBITS INC 1700 ELMWOOD AVENUE BUFFALO NY 14207 EXHIBITION DESIGN 2476578 73 2476150 58183530 26581850 1217290 87241530 MUSEUM ADMISSIONS 611710 36740729 36740729 MUSEUM SERVICE FEES 611710 2752470 2752470 MUSEUM TOURS 611710 1687057 1687057 MEMBERSHIP 900099 720674 720674 COLLECTIONS LICENSING 900099 1400 1400 41902330 6275 6275 23657 23657 15947 1888 14059 14059 14059 163460 2476150 1501256 -1337796 -1337796 8101560 2788343 5313217 5313217 FEMA REIMBURSEMENTS 900099 888964 888964 CASH FOUND ON PROPERTY 900099 2735 2735 OTHER REVENUE 900099 2717 2717 894416 134057688 47215547 0 -399389 2731710 1824057 530061 377592 12291122 9454942 1612021 1224159 758460 577526 91738 89196 1256236 1058104 89136 108996 1333659 697687 505240 130732 180343 180343 827684 149300 678384 80031 80031 48000 48000 2367606 1455391 666087 246128 706399 576154 130245 3352664 2331475 278923 742266 1601444 1340882 214143 46419 8742 8742 7728585 6500634 903933 324018 260556 166188 3161 91207 140797 70807 43186 26804 33919 33919 29101754 26050538 2919806 131410 2667244 2160468 320069 186707 SECURITY 8933300 8933300 JANITORIAL & ENGINEERIN 8190578 6919933 1208855 61790 COMMEMORATIVE EVENTS 3273400 3273400 EQUIP REPAIRS & MAINT 2656131 2241374 383082 31675 452589 278590 117507 56492 90982953 76249835 10729496 4003622 767327 12912295 6447063 5908225 27200472 36739625 73068 199450 1291157 1679150 2151869 3183317 803999138 77106694 289049250 726892444 15191 1615 396048916 11252481 723044313 798768602 46599383 58374369 468750 1218692 7500000 57431 1922809 47125564 69015870 X 660678097 705932063 15240652 23820669 675918749 729752732 723044313 798768602 43074735 7287 10751961 0 X X 0 1 X 1 1 1 X 87438036 78345395 73475877 77461405 87241531 403962244 87438036 78345395 73475877 77461405 87241531 403962244 403962244 766692 255211 106784 49369 45879 1223935 900 4068 1056611 410425 894416 2366420 407552599 80011414 0.99120 0.99040 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FEMA REIMBURSEMENTS - 2014 AMOUNT: $ 888,964. MEDIA GUIDE FEES - 2010 AMOUNT: $ 900. 2011 AMOUNT: $ 1,275. JURY DUTY/EXPENSE REIMBURSEMENTS - 2011 AMOUNT: $ 2,645. 2012 AMOUNT: $ 3,370. 2013 AMOUNT: $ 15,474. CASH FOUND ON PROPERTY - 2011 AMOUNT: $ 148. 2012 AMOUNT: $ 3,241. 2013 AMOUNT: $ 1,332. 2014 AMOUNT: $ 2,735. INSURANCE REIMBURSEMENTS - 2012 AMOUNT: $ 1,050,000. 2013 AMOUNT: $ 393,619. MISCELLANEOUS - 2014 AMOUNT: $ 2,717. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 102639 102639 183876692 183979331 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 259453 262887 272247 102639 897226 250000 250000 250000 250000 1000000 1500000 X X X X 0 712322952 54917772 657405180 27747462 4957461 22790001 35653696 9813122 25840574 28275028 7418339 20856689 726892444 DEFERRED RENT 1922809 1922809 X 146939580 7287 12872717 1888 12881892 134057688 0 134057688 93105597 2120756 1888 2122644 90982953 0 90982953 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS AND MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: SIGNIFICANT USE OF COLLECTION ITEMS: PUBLIC EXHIBITION (I) THE MUSEUM IS CURRENTLY DISPLAYING SEVERAL HUNDRED OBJECTS FROM ITS PERMANENT COLLECTION IN THE MUSEUM'S PUBLIC EXHIBITION SPACES. SCHOLARLY RESEARCH (II) THE MUSEUM WELCOMES RESEARCHERS BY APPOINTMENT AND FACILITATED APPROXIMATELY SIX RESEARCH REQUESTS IN 2014 THAT INCLUDED A VISIT TO THE MUSEUM'S COLLECTIONS OR STUDY OF THE COLLECTION THROUGH THE MUSEUM'S COLLECTIONS DATABASE. MUSEUM STAFF ANTICIPATES THAT RESEARCH REQUESTS WILL INCREASE WITH THE LAUNCH OF ITS ON-LINE COLLECTIONS CATALOGUE, A PILOT VERSION OF WHICH WILL APPEAR IN 2016. PRESERVATION FOR FUTURE GENERATIONS (III) THE MUSEUM ACTIVELY WORKS TO CONSERVE ITS COLLECTION THROUGH BEST-PRACTICE STANDARDS AIMED AT THE CORRECT HANDLING AND STORAGE OF MUSEUM COLLECTIONS. FOR EXAMPLE, COLLECTION OBJECTS ARE REHOUSED AND STORED USING ARCHIVAL MATERIALS. ENVIRONMENTAL AND SECURITY CONTROLS ARE ALSO IN PLACE IN STORAGE AND EXHIBITION SPACES TO ENSURE THE SAFETY OF THE COLLECTION. ADDITIONALLY, ONLY TRAINED AND AUTHORIZED PERSONNEL MAY HANDLE COLLECTION OBJECTS. IN JUNE 2014, THE MUSEUM ALSO ADDED TWO FULL-TIME CONSERVATORS TO ASSESS, MAINTAIN AND TREAT OBJECTS IN THE COLLECTION. LOAN OR EXCHANGE PROGRAMS (IV) IN 2014, THE MUSEUM LOANED OBJECTS FROM ITS COLLECTIONS TO FOUR OTHER CULTURAL INSTITUTIONS FOR EXHIBITION, THEREBY INCREASING ACCESS TO ITS COLLECTIONS THROUGH EXCHANGE. OUTGOING LOAN REQUESTS ARE FREQUENT AND ARE EXPECTED TO INCREASE AS INSTITUTIONS BECOME FAMILIAR WITH THE MUSEUM'S HOLDINGS THROUGH ITS ON-LINE COLLECTIONS PORTAL. THE ORGANIZATION IS IN THE PROCESS OF ASSEMBLING A PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. THE MUSEUM'S COLLECTIONS ARE ALSO USED IN EDUCATIONAL AND PUBLIC PROGRAMS FOR THE BENEFIT OF VISITORS. IN 2014, THE ORGANIZATION SPENT $46,542.60 ON ACQUISITIONS OF COLLECTION ITEMS. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT RENTAL EXPENSES 1,888. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT RENTAL EXPENSES 1,888. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES INTERNATIONAL TRUST PROGRAM/MEMBERSHIP 28924 0 0 0 0 0 0 28924 0 28924 0 0 0 0 0 0 X X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 481165 48000 433165 481165 48000 433165 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 2098090 1934630 163460 248085 685074 5K RUN/WALK 404670 404670 30000 528597 2 136850 136850 9500 2639610 2476150 163460 278085 1223171 1501256 -1337796 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAVE A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES AND SPACE ADVERTISEMENTS. TLC RECEIVED A MONTHLY RETAINER FEE OF $4,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. IN ADDITION TO THE $48,000 OF CONSULTANT FEES PAID, TLC ALSO RECEIVED ADDITIONAL AMOUNTS OF $669,025 AS REIMBURSEMENT FOR POSTAGE AND PRINTING EXPENSES INCURRED. FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2014 THE MEMORIAL CONDUCTED THREE SUCCESSFUL FUNDRAISING EVENTS GENERATING CONTRIBUTION REVENUE TOTALING $2,476,150. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. THIS RESULTED IN A LOSS FROM FUNDRAISING EVENTS IN THE AMOUNT OF $1,337,797 BUT AN OVERALL NET GAIN OF $1,138,353. X X X X 0 0 0 0 0 0 0 0 0 JOSEPH DANIELS PRESIDENT/CEO 434684 0 0 0 240 0 26000 0 28342 0 489266 0 0 0 DAVID LANGFORD CFO-UNTIL 1/23/14 36595 235427 0 0 45 422 19726 7880 3414 17788 59780 261517 0 0 ALLISON BLAIS SECRETARY & CHIEF OF STAFF 225149 0 0 0 161 0 19900 0 28542 0 273752 0 0 0 IRENE MATH CFO 225742 0 0 0 361 0 17592 0 9603 0 253298 0 0 0 CLIFFORD CHANIN VP EDUCATION & PUBLIC PRGM 177436 0 0 0 990 0 17880 0 16821 0 213127 0 0 0 JAMES CONNORS COO 320000 0 0 0 1032 0 22627 0 680 0 344339 0 0 0 ALICE GREENWALD EVP FOR PROGRAMS/ DIRECTOR OF MUSEUM 382082 0 0 0 1584 0 26000 0 14126 0 423792 0 0 0 LUIS F MENDES EVP OF FACILITIES DESIGN & CONSTR 244701 0 0 0 903 0 21635 0 28902 0 296141 0 0 0 MARC CIMA CHIEF TECHNOLOGY OFFICER 175940 0 0 0 0 0 17252 0 4104 0 197296 0 0 0 CATHY BLANEY EVP OF INSTITUTIONAL ADVANCEMENT 163764 0 0 0 221 0 15046 0 1888 0 180919 0 0 0 JOSEPH WEINKAM VP OF GVMT RELATIONS & DEVELOPMENT INITIATIVES 161561 0 0 0 132 0 16347 0 26706 0 204746 0 0 0 NOELLE LILIEN GENERAL COUNSEL 195116 0 0 0 156 0 17363 0 29419 0 242054 0 0 0 LAWRENCE MANNION VP/CHIEF OF SECURITY 172839 0 0 0 1857 0 17649 0 21394 0 213739 0 0 0 CAROLYN RASIC EVP OF EXTERNAL AFFAIRS & STRATEGY 198342 0 0 0 148 0 19536 0 10779 0 228805 0 0 0 JERMEY FRAZIER EVP OF COMMUNICATIONS & MARKETING 189222 0 0 0 86 0 12545 0 19964 0 221817 0 0 0 SEE PART V PART V PART V X 7500000 7500000 0 1 1 7500000 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: MICHAEL BLOOMBERG(B) RELATIONSHIP WITH ORGANIZATION: BOARD MEMBER, CHAIRMAN(C) PURPOSE OF LOAN: OPERATIONAL SUPPORT X 1 3000 FAIR MARKET VALUE X 4100 X 169728 FAIR MARKET VALUE X 1 39113 FAIR MARKET VALUE X 1 253793 FAIR MARKET VALUE X 1 5500 FAIR MARKET VALUE X EQUIPMENT 10 746156 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I, COLUMN (B) FOR ALL ITEMS WITH THE EXCEPTION OF DONATED ART-HISTORICAL TREASURES. PART I, LINE 33: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENTS OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL BLOOMBERG AND PATRICIA HARRIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 PURSUANT TO THE NEW YORK NON-PROFIT REVITALIZATION ACT OF 2013 ("NPRA",) THE ORGANIZATION AMENDED ITS BY-LAWS AND AUDIT COMMITTEE CHARTER IN 2014. SIGNIFICANT CHANGES TO THE BY-LAWS WERE MADE IN THE FOLLOWING AREAS: -NATURE AND RESPONSIBILITIES OF BOARD COMMITTEES -ANNUAL FINANCIAL REPORTING REQUIREMENTS -PROHIBITING CHAIR, VICE CHAIR OR ANYONE HOLDING SIMILAR POSITION FROM BEING EMPLOYED BY THE ORGANIZATION -REQUIREMENT TO ADOPT A CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY (ALTHOUGH THE MEMORIAL ALREADY IMPLEMENTED THESE POLICIES AT ITS INCEPTION). THE AUDIT COMMITTEE CHARTER WAS AMENDED TO CONFORM WITH THE REQUIREMENTS OF NPRA. IN ADDITION, THE AUDIT COMMITTEE CHARTER WAS AMENDED TO CONSIST OF A JOINT CHARTER FOR THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATION, INC. (THE "9/11 MEMORIAL") AND THE NEWLY CREATED NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER (THE "MUSEUM"). FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. EACH COMMITTEE REVIEWS AND THE AUDIT COMMITTEE APPROVES THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW AND THE BOARD HAS AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C SINCE ITS INCEPTION, THE MEMORIAL HAS ENFORCED AND ACTIVELY MONITORED ITS BOARD-APPROVED CONFLICT OF INTEREST POLICY. IN 2014, THE MEMORIAL'S EXISTING POLICY WAS UPDATED TO COMPLY WITH THE REQUIREMENTS OF THE NEW YORK NONPROFIT REVITALIZATION ACT OF 2013. THE POLICY MANDATES THAT ALL EMPLOYEES AND MEMBERS OF THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. EMPLOYEES AND MEMBERS OF THE GOVERNING BOARD HAVE BEEN REQUIRED TO COMPLETE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRES ANNUALLY SINCE THE ORGANIZATION'S INCEPTION AND THIS LAST OCCURRED IN 2014. THE QUESTIONNAIRE MUST ALSO BE COMPLETED ON AN INTERIM BASIS IF NECESSARY DUE TO EMERGING CONFLICTS. THE SIGNED CONFLICT OF INTEREST QUESTIONNAIRE IS FILED WITH THE SECRETARY OF THE MEMORIAL. IF A CONFLICT IS REPORTED, THE GENERAL COUNSEL IS CONSULTED. IF AN ACTUAL CONFLICT EXISTS AND INVOLVES A PARTICULAR TRANSACTION BETWEEN A MEMBER OF THE GOVERNING BODY, AN OFFICER OR EMPLOYEE THE TRANSACTION IS EVALUATED AND APPROVED BY A MAJORITY OF THE INDEPENDENT MEMBERS OF A BOARD COMMITTEE BEFORE ANY CONTRACT CAN BE EXECUTED BY THE MEMORIAL. THE AFFECTED MEMBER OF THE GOVERNING BODY WILL NOT BE ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS ESTABLISHED A COMPENSATION POLICY FOR THEIR COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR THE PRESIDENT/CEO AND TOP MANAGEMENT OFFICIALS. THE APPROVING COMPENSATION COMMITTEE, WHICH IS FREE FROM CONFLICTS OF INTEREST, REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMPENSATION COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2014. FORM 990, PART VI, SECTION C, LINE 19 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM MAKES ITS FORM 990, FORM 1023 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT 200 LIBERTY STREET, 16TH FL., NEW YORK, NY 10281 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. 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