2015-08-17T12:54:11-05:00 2014-12-31 111558868 MARGOLIN WINER & EVENS LLP 400 GARDEN CITY PLAZA GARDEN CITY NY 115303323 990PF 2014-01-01 263870611 PICKET FAMILY FOUNDATION INC C/O GOTHAM ORGANIZATION INC PICK 2125990520 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 JOEL PICKET PRESIDENT 2125990520 2015-08-17 1 MICHAEL MCVETTY P00846030 5167472000 2014 2016-02-25 16:41:14Z X 2443455 X 500000 583 583 62373 62373 135524 3043900 135524 698480 198480 0 0 0 43 43 0 4223 0 0 12691 12536 155 16957 12579 155 431600 431600 448557 12579 431755 249923 185901 56516 397511 397511 344502 38732 49027 1782341 1996854 1996121 251 796 796 2183610 2433893 2443455 0 0 X 0 0 0 0 2183610 2433893 2183610 2433893 2183610 2433893 2183610 249923 360 2433893 0 2433893 SHORT TERM CAPITAL GAINS AND - 19.0000 SHS P 2014-03-21 2014-05-12 803 707 96 96 SHORT TERM CAPITAL GAINS AND - 245.0000 SHS P 2014-03-21 2014-07-31 9308 9119 189 189 AETNA INC NEW - 144.0000 SHS P 2014-02-05 2014-05-05 10395 9850 545 545 BIOGEN IDEC INC - 33.0000 SHS P 2014-02-07 2014-03-28 9730 10317 -587 -587 CSX CORP - 425.0000 SHS P 2013-11-20 2014-02-05 11222 11443 -221 -221 CSX CORP - 12.0000 SHS P 2014-05-05 2014-05-12 348 336 12 12 CSX CORP - 356.0000 SHS P 2014-05-05 2014-08-05 10478 9962 516 516 COMCAST CORP NEW CL A - 184.0000 SHS P 2014-02-07 2014-02-13 9765 10048 -283 -283 CAPITAL ONE FINL - 105.0000 SHS P 2013-06-12 2014-02-07 7400 6436 964 964 CAPITAL ONE FINL - 9.0000 SHS P 2013-06-12 2014-05-12 699 552 147 147 CONSOL ENERGY INC COM - 253.0000 SHS P 2014-06-05 2014-07-18 10447 11868 -1421 -1421 CHECK POINT SOFTWRE TECH - 155.0000 SHS P 2014-02-07 2014-06-05 10102 10053 49 49 CELCENE CORP COM - 65.0000 SHS P 2014-02-07 2014-03-21 9465 10157 -692 -692 CITIGROUP INC COM NEW - 288.0000 SHS P 2014-01-08 2014-02-05 13563 15783 -2220 -2220 CITIGROUP INC COM NEW - 238.0000 SHS P 2014-08-18 2014-12-09 13114 11781 1333 1333 DISNEY (WALT) CO COM STK - 133.0000 SHS P 2014-02-07 2014-05-05 10801 10038 763 763 DU PONT E 1 DE NEMOURS - 1.0000 SHS P 2014-03-05 2014-05-12 68 67 1 1 DU PONT E 1 DE NEMOURS - 152.0000 SHS P 2014-03-05 2014-07-18 9882 10227 -345 -345 EMC CORPORATION MASS - 395.0000 SHS P 2014-08-18 2014-09-26 11351 11815 -464 -464 EASTMAN CHEMICAL CO COM - 119.0000 SHS P 2014-03-28 2014-07-31 9405 10180 -775 -775 EQUINIX INC - 54.0000 SHS P 2014-05-05 2014-09-30 11516 10285 1231 1231 EXXON MOBIL CORP COM - 12.0000 SHS P 2014-08-18 2014-12-09 1096 1192 -96 -96 EOG RESOURCES INC - 100.0000 SHS P 2014-04-16 2014-06-05 10752 10138 614 614 EXPRESS SCRIPTS HLDG CO - 127.0000 SHS P 2014-03-21 2014-05-05 8497 9861 -1364 -1364 EXPRESS SCRIPTS HLDG CO - 161.0000 SHS P 2014-09-04 2014-09-23 11595 11883 -288 -288 ENSCO PLC SHS CL A - 204.0000 SHS P 2014-05-05 2014-08-05 10074 10330 -256 -256 FREEPORT-MCMORAN INC - 326.0000 SHS P 2014-08-18 2014-09-04 11586 11850 -264 -264 FLUOR CORP NEW DEL COM - 130.0000 SHS P 2014-02-07 2014-05-05 9658 10028 -370 -370 FIFTH THIRD BANCORP - 464.0000 SHS P 2014-03-05 2014-08-05 9124 10289 -1165 -1165 FRANKLIN RES INC - 213.0000 SHS P 2014-08-18 2014-12-09 12196 11759 437 437 VANGUARD MSCI EMERGING - 15.0000 SHS P 2014-12-09 2014-12-10 600 603 -3 -3 WASH SALE VANGUARD MSCI EMERGING - 15.0000 SHS P 2014-12-09 2014-12-10 3 3 3 VANGUARD MSCI EMERGING - 80.0000 SHS P 2014-12-09 2014-12-10 3198 3215 -17 -17 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 341.0000 SHS P 2013-03-06 2014-01-21 17188 14356 2832 2832 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 244.0000 SHS P 2013-03-28 2014-01-21 12299 10499 1800 1800 WISDOMTREE EMERGING MRKT - 0 SHS P 2013-10-15 2014-01-21 50633 56088 -5455 -5455 SPDR INDEX SHS FDS - 521.0000 SHS P 2013-08-06 2014-05-12 22758 18996 3762 3762 SPDR INDEX SHS FDS - 965.0000 SHS P 2013-10-10 2014-09-10 39651 38011 1640 1640 SPDR INDEX SHS FDS - 473.0000 SHS P 2014-08-18 2014-10-17 17444 19048 -1604 -1604 SPDR S AND P INTL DVD ETF - 71.0000 SHS P 2014-10-17 2014-12-10 3055 3151 -96 -96 WASH SALE SPDR S AND P INTL DVD ETF - 71.0000 SHS P 2014-10-17 2014-12-10 96 96 96 SPDR S AND P INTL DVD ETF - 8.0000 SHS P 2014-10-17 2014-12-10 344 355 -11 -11 SPDR S AND P INTL DVD ETF - 35.0000 SHS P 2014-10-17 2014-12-10 1506 1553 -47 -47 WASH SALE SPDR S AND P INTL DVD ETF - 35.0000 SHS P 2014-10-17 2014-12-10 47 47 47 GENL DYNAMICS CORP COM - 97.0000 SHS P 2014-08-18 2014-09-05 12117 11737 380 380 GOOGLE INC CL A - 20.0000 SHS P 2014-08-18 2014-09-30 11739 11872 -133 -133 GENERAL MOTORS CO - 280.0000 SHS P 2014-02-05 2014-11-12 8735 9905 -1170 -1170 GENERAL MOTORS CO - 48.0000 SHS P 2014-08-18 2014-11-12 1497 1647 -150 -150 GILEAD SCIENCES INC COM - 129.0000 SHS P 2014-02-07 2014-03-21 9351 10015 -664 -664 HALLIBURTON COMPANY - 172.0000 SHS P 2014-08-18 2014-09-23 11166 11818 -652 -652 HUNTNGTN BANCSHS INC MD - 799.0000 SHS P 2013-08-06 2014-02-07 7178 6897 281 281 HUNTNGTN BANCSHS INC MD - 8.0000 SHS P 2013-08-06 2014-05-12 75 69 6 6 HUNTNGTN BANCSHS INC MD - 1102.0000 SHS P 2013-08-06 2014-07-18 10602 9513 1089 1089 ILLUMINA INC COM - 69.0000 SHS P 2014-08-18 2014-09-26 11380 11869 -489 -489 /SHARES S&P WO - 316.0000 SHS P 2014-10-17 2014-12-10 28747 26670 2077 2077 /SHARES CORE HIGH - 115.0000 SHS P 2014-10-17 2014-12-10 8806 8362 444 444 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 132.0000 SHS P 2014-12-09 2014-12-10 3700 3715 -15 -15 DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 133.0000 SHS P 2014-12-09 2014-12-10 3728 3744 -16 -16 WASH SALE DEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF - 133.0000 SHS P 2014-12-09 2014-12-10 16 16 16 JPMORGAN CHASE & CO - 205.0000 SHS P 2014-08-18 2014-12-09 12729 11727 1002 1002 KOHLS CORP WISC PV 1CT - 205.0000 SHS P 2014-08-18 2014-09-05 12257 11809 448 448 L-3 COMMNCTNS HLDGS - 105.0000 SHS P 2014-09-05 2014-10-03 12043 11716 327 327 LYONDELLBASELL INDUSTRIE - 106.0000 SHS P 2014-08-18 2014-11-12 9221 11770 -2549 -2549 LIBERTY MEDIA CORPORATIO - 158.0000 SHS P 2013-05-17 2014-04-11 19887 20034 -147 -147 LEUCADIA NATL CORP - 769.0000 SHS P 2013-04-24 2014-04-11 20012 23272 -3260 -3260 LEUCADIA NATL CORP - 34.0000 SHS P 2013-05-29 2014-04-11 885 1051 -166 -166 ELI LILLY & CO - 115.0000 SHS P 2014-01-06 2014-02-07 6128 5933 195 195 ELI LILLY & CO - 189.0000 SHS P 2014-01-06 2014-05-05 11128 9751 1377 1377 LOEWS CORP - 360.0000 SHS P 2013-06-12 2014-04-11 15643 16004 -361 -361 LOEWS CORP - 118.0000 SHS P 2013-06-12 2014-04-14 5136 5246 -110 -110 METUFE INC COM - 193.0000 SHS P 2014-04-03 2014-05-05 9949 10386 -437 -437 MCDONALDS CORP COM - 18.0000 SHS P 2014-08-18 2014-12-09 1643 1698 -55 -55 MYLAN INC - 224.0000 SHS P 2014-02-07 2014-04-14 10282 10040 242 242 NEWELL RUBBERMAID INC - 326.0000 SHS P 2014-02-07 2014-04-03 9718 10034 -316 -316 NXP SEMICONDUCTORS N.V. - 35.0000 SHS P 2014-02-07 2014-05-12 2201 1780 421 421 NXP SEMICONDUCTORS N.V. - 164.0000 SHS P 2014-02-07 2014-09-30 11143 8342 2801 2801 NXP SEMICONDUCTORS N.V. - 18.0000 SHS P 2014-08-18 2014-09-30 1223 1128 95 95 NOBLE CORP PLC SHS - 334.0000 SHS P 2014-05-05 2014-08-05 8820 9043 -223 -223 NORFOLK SOUTHERN CORP - 1.0000 SHS P 2014-02-05 2014-05-12 97 92 5 5 NORFOLK SOUTHERN CORP - 107.0000 SHS P 2014-02-05 2014-12-09 11022 9841 1181 1181 NUCOR CORPORATION - 3.0000 SHS P 2014-05-05 2014-05-12 158 155 3 3 NUCOR CORPORATION - 196.0000 SHS P 2014-05-05 2014-08-05 9803 10134 -331 -331 OREILL Y AUTOMOTIVE INC - 67.0000 SHS P 2014-02-13 2014-05-05 9895 10222 -327 -327 OREILL Y AUTOMOTIVE INC - 118.0000 SHS P 2014-08-18 2014-09-22 11414 11848 -434 -434 PIONEER NATURAL RES CO - 51.0000 SHS P 2014-05-05 2014-09-22 9951 10098 -147 -147 PIONEER NATURAL RES CO - 5.0000 SHS P 2014-08-18 2014-09-22 976 1017 -41 -41 PARKER HANNIFIN CORP - 74.0000 SHS P 2013-07-09 2014-02-07 8692 7248 1444 1444 PARKER HANNIFIN CORP - 4.0000 SHS P 2013-07-09 2014-05-12 504 392 112 112 PRICE T ROWE GROUP INC - 150.0000 SHS P 2014-08-18 2014-11-05 12416 11798 618 618 PRINCIPAL FINANCIAL GRP - 155.0000 SHS P 2013-02-22 2014-02-07 6696 4885 1811 1811 PARAGON OFFSHORE PLC SHS P 2014-05-05 2014-08-15 3 4 -1 -1 PARAGON OFFSHORE PLC SHS - 111.0000 SHS P 2014-05-05 2014-08-19 1034 1266 -232 -232 PROCTER & GAMBLE CO - 140.0000 SHS P 2013-11-01 2014-02-05 10719 11357 -638 -638 PROCTER & GAMBLE CO - 143.0000 SHS P 2014-08-18 2014-12-09 12873 11794 1079 1079 STATE STREET CORP - 163.0000 SHS P 2014-09-05 2014-12-09 12847 11796 1051 1051 SKYWORKS SOLUTIONS INC - 254.0000 SHS P 2014-06-05 2014-09-30 14709 11811 2898 2898 3M COMPANY - 6.0000 SHS P 2014-08-18 2014-12-09 957 864 93 93 UNITED TECHS CORP COM - 1.0000 SHS P 2014-05-05 2014-05-12 119 117 2 2 UNITED TECHS CORP COM - 87.0000 SHS P 2014-05-05 2014-12-09 9844 10162 -318 -318 UNITED TECHS CORP COM - 16.0000 SHS P 2014-08-18 2014-12-09 1810 1728 82 82 WISDOMTREE EUROPE HEDGED EQUITY FUND - 25.0000 SHS P 2014-12-09 2014-12-10 1458 1463 -5 -5 WISDOMTREE EUROPE HEDGED EQUITY FUND - 40.0000 SHS P 2014-12-09 2014-12-10 2333 2340 -7 -7 WASH SALE WISDOMTREE EUROPE HEDGED EQUITY FUND - 40.0000 SHS P 2014-12-09 2014-12-10 7 7 7 ACE LIMITED - 108.0000 SHS P 2014-10-08 2014-11-05 11853 11531 322 322 WAL-MART STORES INC - 19.0000 SHS P 2014-08-18 2014-12-09 1576 1418 158 158 WELLS FARGO & CO NEW DEL - 18.0000 SHS P 2014-08-18 2014-12-09 976 911 65 65 HENDERSON EUROPEAN FOCUS - 1476.0000 SHS P 2014-01-21 2014-12-09 50184 52649 -2465 -2465 HENDERSON EUROPEAN FOCUS - 130.0000 SHS P 2014-06-18 2014-12-09 4420 4840 -420 -420 HENDERSON EUROPEAN FOCUS - 1.0000 SHS P 2014-08-18 2014-12-09 34 37 -3 -3 HENDERSON EUROPEAN FOCUS - .8060 SHS P 2014-08-18 2014-12-09 27 28 -1 -1 HENDERSON EUROPEAN FOCUS - 74.0000 SHS P 2014-08-18 2014-12-09 2516 2580 -64 -64 TCW TOTAL RETURN BOND FD CL I - .2270 SHS P 2014-06-18 2014-12-10 2 2 0 0 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 2890.0000 SHS P 2013-08-23 2014-05-12 34680 31559 3121 3121 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - .0700 SHS P 2014-03-25 2014-05-12 1 1 0 0 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 5533.0000 SHS P 2013-08-23 2014-08-01 66119 60420 5699 5699 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - .5960 SHS P 2013-08-23 2014-08-01 7 7 0 0 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - .2550 SHS P 2014-06-24 2014-08-01 3 3 0 0 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 237.0000 SHS P 2013-09-17 2014-09-09 2780 2581 199 199 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 2972.0000 SHS P 2013-10-10 2014-09-09 34862 32098 2764 2764 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 1.0000 SHS P 2013-12-18 2014-09-09 12 11 1 1 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 295.0000 SHS P 2013-12-18 2014-09-09 3460 3254 206 206 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 231.0000 SHS P 2014-03-25 2014-09-09 2710 2668 42 42 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 1.0000 SHS P 2014-06-18 2014-09-09 12 12 0 0 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 1494.0000 SHS P 2014-06-18 2014-09-09 17525 18316 -791 -791 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 1.0000 SHS P 2014-06-24 2014-09-09 12 12 0 0 THIRD AVENUE FOCUSED CREDIT FUND CL INSTL - 242.0000 SHS P 2014-06-24 2014-09-09 2839 2916 -77 -77 PRUDENTIAL JENNISON NATURAL RESOURCES INC Z - 1217.0000 SHS P 2014-04-16 2014-12-09 49471 68030 -18559 -18559 PRUDENTIAL JENNISON NATURAL RESOURCES INC Z - 1.0000 SHS P 2014-08-18 2014-12-09 41 56 -15 -15 PRUDENTIAL JENNISON NATURAL RESOURCES INC Z - .4000 SHS P 2014-08-18 2014-12-09 16 23 -7 -7 PRUDENTIAL JENNISON NATURAL RESOURCES INC Z - 116.0000 SHS P 2014-08-18 2014-12-09 4715 6661 -1946 -1946 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - 1.0000 SHS P 2014-01-21 2014-12-09 22 19 3 3 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - 132.0000 SHS P 2014-01-21 2014-12-09 2856 2785 71 71 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - .9130 SHS P 2014-06-18 2014-12-09 20 19 1 1 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - 387.0000 SHS P 2014-06-18 2014-12-09 8375 8433 -58 -58 DOUBLEUNE TOTAL RETURN BOND FUND CL I - .2240 SHS P 2014-11-28 2014-12-10 2 2 0 0 DOUBLEUNE CORE FIXED INCOME FUND CL I - .4700 SHS P 2014-10-07 2014-12-10 5 5 0 0 DOUBLEUNE CORE FIXED INCOME FUND CL I - 1.0000 SHS P 2014-10-07 2014-12-10 11 11 0 0 DOUBLEUNE CORE FIXED INCOME FUND CL I - 33.0000 SHS P 2014-10-07 2014-12-10 363 364 -1 -1 DOUBLEUNE CORE FIXED INCOME FUND CL I - .1080 SHS P 2014-11-28 2014-12-10 1 1 0 0 DOUBLELINE CORE FIXED INCOME FUND CL IL - 1.0000 SHS P 2014-10-07 2014-12-10 11 11 0 0 DOUBLELINE CORE FIXED INCOME FUND CL IL - 33.0000 SHS P 2014-10-07 2014-12-10 363 364 -1 -1 DOUBLELINE CORE FIXED INCOME FUND CL IL - 595.0000 SHS P 2014-10-07 2014-12-10 6539 6557 -18 -18 DOUBLELINE CORE FIXED INCOME FUND CL IL - WASH SALE P 2014-10-07 2014-12-10 20 20 20 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .0650 SHS P 2014-05-12 2014-05-15 1 1 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .4690 SHS P 2014-06-18 2014-10-07 4 4 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 338.0000 SHS P 2014-03-05 2014-10-15 2532 2660 -128 -128 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .7090 SHS P 2014-03-05 2014-10-15 5 6 -1 -1 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .2650 SHS P 2014-06-18 2014-10-15 2 2 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 455.0000 SHS P 2014-03-05 2014-12-10 3422 3581 -159 -159 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .0480 SHS P 2014-03-05 2014-12-10 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .2910 SHS P 2014-03-05 2014-12-10 2 2 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 4506.0000 SHS P 2014-03-05 2014-12-11 33930 35462 -1532 -1532 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - .9520 SHS P 2014-03-05 2014-12-11 7 7 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 3241.0000 SHS P 2014-06-18 2014-12-11 24405 25604 -1199 -1199 OAKMARK GLOBAL SELECT FUND CL 1 - .2870 SHS P 2013-05-29 2014-05-12 5 4 1 1 OAKMARK GLOBAL SELECT FUND CL 1 - 1.0000 SHS P 2014-08-18 2014-12-09 17 11 6 6 OAKMARK GLOBAL SELECT FUND CL 1 - 479.0000 SHS P 2014-08-18 2014-12-09 8181 8114 67 67 OAKMARK GLOBAL SELECT FUND CL 1 - 1.0000 SHS P 2014-10-17 2014-12-09 17 17 0 0 OAKMARK GLOBAL SELECT FUND CL 1 - .0740 SHS P 2014-10-17 2014-12-09 1 1 0 0 OAKMARK GLOBAL SELECT FUND CL 1 - 965.0000 SHS P 2014-10-17 2014-12-09 16482 15353 1129 1129 NEUBERGER BERMAN LONG SHORT FUND INSTL CL - 10124.0000 SHS P 2013-08-23 2014-04-11 126449 121286 5163 5163 NEUBERGER BERMAN LONG SHORT FUND INSTL CL - 5.0000 SHS P 2013-12-23 2014-04-11 62 63 -1 -1 NEUBERGER BERMAN LONG SHORT FUND INSTL CL - 1.0000 SHS P 2013-12-23 2014-04-11 12 12 0 0 NEUBERGER BERMAN LONG SHORT FUND INSTL CL - .7100 SHS P 2013-12-23 2014-04-11 9 9 0 0 NEUBERGER BERMAN LONG SHORT FUND INSTL CL - 42.0000 SHS P 2013-12-23 2014-04-11 525 530 -5 -5 IVY ASSET STRATEGY FUND CL I - 1.0000 SHS P 2013-12-12 2014-01-24 31 27 4 4 IVY ASSET STRATEGY FUND CL I - .5490 SHS P 2013-12-12 2014-01-24 17 17 0 0 IVY ASSET STRATEGY FUND CL I - 11.0000 SHS P 2013-12-12 2014-01-24 346 343 3 3 JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL I - .4550 SHS P 2014-10-21 2014-12-10 5 5 0 0 JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL I - 470.0000 SHS P 2014-10-21 2014-12-10 5367 5335 32 32 JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL I - .0890 SHS P 2014-10-21 2014-12-10 1 1 0 0 JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL I - 5106.0000 SHS P 2014-10-21 2014-12-12 58106 57953 153 153 JOHN HANCOCK GLOBAL ABS RTRN STRGYS FUND CL I - .9110 SHS P 2014-10-21 2014-12-12 10 10 0 0 MAINSTAY MARKETFIELD FUND CL I - 2838.0000 SHS P 2013-08-23 2014-01-21 52985 50460 2525 2525 MAINSTAY MARKETFIELD FUND CL I - .1680 SHS P 2013-08-23 2014-01-21 3 3 0 0 MAINSTAY MARKETFIELD FUND CL I - .6110 SHS P 2013-12-04 2014-01-21 11 11 0 0 MAINSTAY MARKETFIELD FUND CL I - 1354.0000 SHS P 2013-08-23 2014-04-11 24128 24074 54 54 MAINSTAY MARKETFIELD FUND CL I - .5910 SHS P 2013-08-23 2014-04-11 11 11 0 0 MAINSTAY MARKETFIELD FUND CL I - .8290 SHS P 2014-08-18 2014-09-09 14 15 -1 -1 MAINSTAY MARKETFIELD FUND CL I - .0170 SHS P 2014-08-18 2014-12-10 0 0 MAINSTAY MARKETFIELD FUND CL I - 1367.0000 SHS P 2014-06-18 2014-12-12 22077 24456 -2379 -2379 PIMCO TOTAL RETURN FUND CLP - 9.0000 SHS P 2014-02-28 2014-05-15 98 98 0 0 PIMCO TOTAL RETURN FUND CLP - 11.0000 SHS P 2014-03-31 2014-05-15 120 119 1 1 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2014-04-30 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - 11.0000 SHS P 2014-04-30 2014-05-15 120 119 1 1 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2014-05-12 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - .7850 SHS P 2014-05-12 2014-05-15 9 9 0 0 PIMCO TOTAL RETURN FUND CLP - 3639.0000 SHS P 2014-05-12 2014-05-15 39738 39592 146 146 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2013-09-30 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2014-01-31 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2013-05-24 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2013-05-31 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - 1.0000 SHS P 2013-06-28 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND CLP - 5553.0000 SHS P 2013-05-24 2014-05-15 60639 61960 -1321 -1321 PIMCO TOTAL RETURN FUND CLP - 315.0000 SHS P 2013-05-29 2014-05-15 3440 3493 -53 -53 PIMCO TOTAL RETURN FUND CLP - 28.0000 SHS P 2013-05-31 2014-05-15 306 309 -3 -3 PIMCO TOTAL RETURN FUND CLP - 27.0000 SHS P 2013-06-28 2014-05-15 295 290 5 5 PIMCO TOTAL RETURN FUND CLP - 18.0000 SHS P 2013-09-30 2014-05-15 197 194 3 3 PIMCO TOTAL RETURN FUND CLP - 21.0000 SHS P 2013-10-31 2014-05-15 229 228 1 1 PIMCO TOTAL RETURN FUND CLP - 8.0000 SHS P 2014-01-31 2014-05-15 87 86 1 1 PIMCO TOTAL RETURN FUND CLP - .6470 SHS P 2014-05-30 2014-06-03 7 7 0 0 PIMCO TOTAL RETURN FUND CLP - .0010 SHS P 2014-06-30 2014-07-16 0 0 PIMCO ALL ASSET ALL AUTHORITY FUND CL P - .5080 SHS P 2014-10-17 2014-12-10 5 5 0 0 PIMCO ALL ASSET ALL AUTHORITY FUND CL P - 211.0000 SHS P 2014-10-17 2014-12-10 2017 2091 -74 -74 PIMCO ALL ASSET ALL AUTHORITY FUND CL P - .2810 SHS P 2014-10-17 2014-12-12 3 3 0 0 PIMCO ALL ASSET ALL AUTHORITY FUND CL P - 6111.0000 SHS P 2014-10-17 2014-12-12 57749 60560 -2811 -2811 GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - .5420 SHS P 2014-08-18 2014-12-10 8 7 1 1 GOTHAM ABSOLUTE RETURN FUND INSTL CLASS - 1249.0000 SHS P 2014-08-18 2014-12-10 17536 17199 337 337 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - .0250 SHS P 2014-08-18 2014-12-09 0 0 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - .0970 SHS P 2014-08-18 2014-12-10 1 1 0 0 UAM FPA CRESCENT PORT - 550.0000 SHS P 2013-08-23 2014-05-12 18639 17507 1132 1132 UAM FPA CRESCENT PORT - .4640 SHS P 2013-12-19 2014-05-12 16 15 1 1 UAM FPA CRESCENT PORT - .4740 SHS P 2014-07-02 2014-12-10 16 16 0 0 WELLS FARCO ADV ABSOLUTE RETURN FD INSTL CL - 108.0000 SHS P 2014-08-18 2014-12-12 1192 1246 -54 -54 WELLS FARCO ADV ABSOLUTE WASH SALE P 2014-08-18 2014-12-12 54 54 54 WELLS FARCO ADV ABSOLUTE RETURN FD INSTL CL - 11238.0000 SHS P 2014-08-18 2014-12-12 124068 129696 -5628 -5628 WELLS FARCO ADV ABSOLUTE RETURN FD INSTL CL - .5000 SHS P 2014-12-12 2014-12-12 6 6 0 0 WELLS FARCO ADV ABSOLUTE RETURN FD INSTL CL - .0119 SHS P 2014-12-12 2014-12-12 0 0 LOOMIS SAYLES CORE PLUS BOND FD CL Y - .7800 SHS P 2014-05-15 2014-12-10 10 10 0 0 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS P 2014-05-15 2014-12-10 13 13 0 0 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 26.0000 SHS P 2014-05-15 2014-12-10 344 349 -5 -5 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS P 2014-05-15 2014-12-10 13 13 0 0 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1.0000 SHS P 2014-05-15 2014-12-10 13 13 0 0 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 30.0000 SHS P 2014-05-15 2014-12-10 397 403 -6 -6 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 21.0000 SHS P 2014-05-15 2014-12-10 278 282 -4 -4 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 31.0000 SHS P 2014-05-15 2014-12-10 410 417 -7 -7 LOOMIS SAYLES CORE PLUS WASH SALE P 2014-05-15 2014-12-10 24 24 24 LOOMIS SAYLES CORE PLUS BOND FD CL Y - 1016.0000 SHS P 2014-05-15 2014-12-10 13432 13655 -223 -223 LOOMIS SAYLES CORE PLUS BOND FD CL Y - .1960 SHS P 2014-11-25 2014-12-10 3 3 0 0 AMERICAN INTERNATIONAL CROUP INC - 135.0000 SHS P 2012-02-15 2014-01-06 6835 3590 3245 3245 AMERICAN INTERNATIONAL CROUP INC - 212.0000 SHS P 2012-12-06 2014-01-06 10734 7031 3703 3703 AUTOMATIC DATA PROC - 21.0000 SHS P 2011-05-20 2014-05-12 1657 1135 522 522 AUTOMATIC DATA PROC - 23.0000 SHS P 2011-05-20 2014-12-09 1952 1086 866 866 AUTOMATIC DATA PROC - 108.0000 SHS P 2011-12-21 2014-12-09 9164 4990 4174 4174 BROOKFIELD ASSET MCMT INC CL A - 313.0000 SHS P 2013-03-28 2014-05-12 13384 11341 2043 2043 BROOKFIELD ASSET MCMT INC CL A - 42.0000 SHS P 2013-03-28 2014-12-09 2040 1522 518 518 BROOKFIELD ASSET MCMT INC CL A - 120.0000 SHS P 2013-04-11 2014-12-09 5829 4584 1245 1245 BROOKFIELD ASSET MCMT INC CL A - 87.0000 SHS P 2013-04-11 2014-12-10 4179 3323 856 856 CAPITAL ONE FINL - 133.0000 SHS P 2013-06-12 2014-08-05 10489 8152 2337 2337 CHEVRON CORP - 38.0000 SHS P 2011-05-20 2014-03-05 4345 3914 431 431 CHEVRON CORP - 54.0000 SHS P 2011-12-21 2014-03-05 6174 5648 526 526 CHESAPEAKE ENERGY OKLA - 52.0000 SHS P 2012-03-20 2014-01-08 1344 1337 7 7 CHESAPEAKE ENERGY OKLA - 575.0000 SHS P 2012-12-06 2014-01-08 14860 9864 4996 4996 CDK GLOBAL INC SHS - 7.0000 SHS P 2011-05-20 2014-10-02 215 143 72 72 CDK GLOBAL INC SHS - 36.0000 SHS P 2011-12-21 2014-10-02 1107 722 385 385 CDK GLOBAL INC SHS P 2011-12-21 2014-10-10 17 13 4 4 EXXON MOBIL CORP COM - 46.0000 SHS P 2011-03-22 2014-02-05 4144 3814 330 330 EXXON MOBIL CORP COM - 18.0000 SHS P 2011-05-20 2014-02-05 1622 1471 151 151 EXXON MOBIL CORP COM - 8.0000 SHS P 2011-05-20 2014-05-12 814 654 160 160 EXXON MOBIL CORP COM - 26.0000 SHS P 2011-05-20 2014-12-09 2374 2124 250 250 EXXON MOBIL CORP COM - 43.0000 SHS P 2011-12-21 2014-12-09 3926 3561 365 365 EXXON MOBIL CORP COM - 6.0000 SHS P 2013-02-05 2014-12-09 548 539 9 9 EXXON MOBIL CORP COM - 27.0000 SHS P 2013-05-29 2014-12-09 2465 2479 -14 -14 EATON CORP PLC - 103.0000 SHS P 2012-12-04 2014-02-07 7252 5282 1970 1970 EATON CORP PLC - 1.0000 SHS P 2012-12-04 2014-05-12 73 50 23 23 EATON CORP PLC - 141.0000 SHS P 2012-12-04 2014-08-05 9518 7023 2495 2495 VANGUARD DIVIDEND APPRECIATION ETF - 257.0000 SHS P 2013-02-05 2014-05-12 19749 16342 3407 3407 VANGUARD DIVIDEND APPRECIATION ETF - 80.0000 SHS P 2013-02-05 2014-07-17 6192 5087 1105 1105 VANGUARD DIVIDEND APPRECIATION ETF - 187.0000 SHS P 2013-04-11 2014-07-17 14473 12507 1966 1966 VANGUARD DIVIDEND APPRECIATION ETF - 122.0000 SHS P 2013-04-11 2014-12-10 9839 8159 1680 1680 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 471.0000 SHS P 2013-03-28 2014-04-11 21115 20267 848 848 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 26.0000 SHS P 2013-03-28 2014-05-12 1200 1119 81 81 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 60.0000 SHS P 2013-03-28 2014-12-09 3329 2582 747 747 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD - 166.0000 SHS P 2013-03-28 2014-12-10 9103 7143 1960 1960 VANGUARD FTSE ALL WORLD EX US - 329.0000 SHS P 2012-12-06 2014-05-12 16891 14627 2264 2264 VANGUARD FTSE ALL WORLD EX US - 317.0000 SHS P 2012-12-06 2014-12-10 15106 14094 1012 1012 SPDR INDEX SHS FDS - 275.0000 SHS P 2013-08-06 2014-09-10 11300 10027 1273 1273 SPDR INDEX SHS FDS - 677.0000 SHS P 2013-08-19 2014-09-10 27817 25063 2754 2754 SPDR INDEX SHS FDS - 680.0000 SHS P 2013-10-10 2014-10-17 25078 26785 -1707 -1707 HONEYWELL INTL INC DEL - 20.0000 SHS P 2011-10-14 2014-05-12 1880 979 901 901 HONEYWELL INTL INC DEL - 5.0000 SHS P 2011-12-21 2014-05-12 470 270 200 200 HONEYWELL INTL INC DEL - 110.0000 SHS P 2011-12-21 2014-07-18 10613 5948 4665 4665 HESS CORP - 87.0000 SHS P 2013-01-08 2014-02-07 6691 4787 1904 1904 HESS CORP - 14.0000 SHS P 2013-01-08 2014-05-12 1237 770 467 467 HESS CORP - 117.0000 SHS P 2013-01-08 2014-12-09 8386 6438 1948 1948 JOHNSON AND JOHNSON COM - 21.0000 SHS P 2013-03-07 2014-05-12 2112 1634 478 478 JOHNSON AND JOHNSON COM - 103.0000 SHS P 2013-03-07 2014-12-09 11012 8016 2996 2996 MCDONALDS CORP COM - 15.0000 SHS P 2011-03-22 2014-05-12 1543 1110 433 433 MCDONALDS CORP COM - 9.0000 SHS P 2011-03-22 2014-12-09 822 666 156 156 MCDONALDS CORP COM - 36.0000 SHS P 2011-05-20 2014-12-09 3287 2958 329 329 MCDONALDS CORP COM - 56.0000 SHS P 2011-12-21 2014-12-09 5113 5534 -421 -421 MICROSOFT CORP - 55.0000 SHS P 2011-08-03 2014-05-12 2196 1468 728 728 MICROSOFT CORP - 225.0000 SHS P 2011-08-03 2014-12-09 10693 6007 4686 4686 MICROSOFT CORP - 34.0000 SHS P 2012-12-06 2014-12-09 1616 911 705 705 PARKER HANNIFIN CORP - 82.0000 SHS P 2013-07-09 2014-07-18 10117 8031 2086 2086 PRINCIPAL FINANCIAL CRP - 233.0000 SHS P 2013-02-22 2014-03-05 10810 7343 3467 3467 3M COMPANY - 23.0000 SHS P 2012-09-18 2014-05-12 3283 2150 1133 1133 3M COMPANY - 73.0000 SHS P 2012-09-18 2014-12-09 11648 6825 4823 4823 WAL-MART STORES INC - 18.0000 SHS P 2011-08-15 2014-05-12 1416 890 526 526 WAL-MART STORES INC - 32.0000 SHS P 2011-08-15 2014-12-09 2654 1582 1072 1072 WAL-MART STORES INC - 100.0000 SHS P 2011-12-21 2014-12-09 8292 5928 2364 2364 WELLS FARGO & CO NEW DEL - 162.0000 SHS P 2012-08-03 2014-02-07 7316 5565 1751 1751 WELLS FARGO & CO NEW DEL - 14.0000 SHS P 2012-08-03 2014-05-12 695 481 214 214 WELLS FARGO & CO NEW DEL - 111.0000 SHS P 2012-08-03 2014-12-09 6019 3813 2206 2206 WELLS FARGO & CO NEW DEL - 97.0000 SHS P 2012-12-26 2014-12-09 5260 3335 1925 1925 TCW TOTAL RETURN BOND FD CL 1 - 301.0000 SHS P 2012-08-08 2014-12-10 3118 2977 141 141 TCW TOTAL RETURN BOND FD CL 1 - 1.0000 SHS P 2013-05-24 2014-12-10 10 10 0 0 TCW TOTAL RETURN BOND FD CL 1 - 1272.0000 SHS P 2013-05-24 2014-12-10 13178 13051 127 127 TCW TOTAL RETURN BOND FD CL 1 - .3210 SHS P 2013-05-24 2014-12-10 3 3 0 0 THIRD A VENUE FOCUSED CREDIT FUND CL INSTL - 2683.0000 SHS P 2013-08-23 2014-09-09 31472 29298 2174 2174 THIRD A VENUE FOCUSED CREDIT FUND CL INSTL - .4040 SHS P 2013-08-23 2014-09-09 5 4 1 1 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - 3778.0000 SHS P 2013-03-06 2014-12-09 81756 72538 9218 9218 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - 1.0000 SHS P 2013-05-29 2014-12-09 22 19 3 3 MATTHEWS ASIA GROWTH FUND INVESTOR CLASS - 80.0000 SHS P 2013-05-29 2014-12-09 1731 1670 61 61 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS P 2011-02-24 2014-12-10 11 11 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 47.0000 SHS P 2011-02-24 2014-12-10 518 523 -5 -5 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS P 2011-03-10 2014-12-10 11 11 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 22.0000 SHS P 2011-03-10 2014-12-10 242 242 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS P 2011-03-17 2014-12-10 11 11 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 10.0000 SHS P 2011-03-17 2014-12-10 110 109 1 1 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 15.0000 SHS P 2012-09-28 2014-12-10 165 171 -6 -6 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 72.0000 SHS P 2012-11-30 2014-12-10 793 818 -25 -25 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS P 2012-12-31 2014-12-10 11 11 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 52.0000 SHS P 2012-12-31 2014-12-10 573 589 -16 -16 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 430000 SHS P 2013-01-31 2014-12-10 474 488 -14 -14 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 40.0000 SHS P 2013-02-28 2014-12-10 441 454 -13 -13 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 41.0000 SHS P 2013-03-28 2014-12-10 452 465 -13 -13 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 40.0000 SHS P 2013-04-30 2014-12-10 441 456 -15 -15 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS P 2013-05-24 2014-12-10 11 11 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 2021.0000 SHS P 2013-05-24 2014-12-10 22271 22979 -708 -708 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 12.0000 SHS P 2012-09-28 2014-12-10 132 137 -5 -5 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 1.0000 SHS P 2012-10-31 2014-12-10 11 11 0 0 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 24.0000 SHS P 2012-10-31 2014-12-10 264 273 -9 -9 DOUBLELINE TOTAL RETURN BOND FUND CL 1 - 50.0000 SHS P 2012-10-31 2014-12-10 551 568 -17 -17 DOUBLELINE TOTAL RETURN BOND WASH SALE P 2012-10-31 2014-12-10 33 33 33 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 1.0000 SHS P 2013-01-31 2014-05-15 8 8 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 4873.0000 SHS P 2013-01-31 2014-05-15 38156 38253 -97 -97 PUTNAM DIVERSIFIED INCOME TR WASH SALE P 2013-01-31 2014-05-15 97 97 97 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 2242.0000 SHS P 2013-01-31 2014-05-15 17555 17600 -45 -45 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 2017.0000 SHS P 2013-01-31 2014-10-07 15632 15833 -201 -201 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 1.0000 SHS P 2013-01-31 2014-10-07 8 8 0 0 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 4873.0000 SHS P 2013-01-31 2014-10-07 37766 38740 -974 -974 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 1678.0000 SHS P 2013-05-24 2014-10-07 13005 13189 -184 -184 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 1243.0000 SHS P 2013-05-24 2014-10-15 9310 9770 -460 -460 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 1.0000 SHS P 2013-06-12 2014-10-15 7 8 -1 -1 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 6146.0000 SHS P 2013-06-12 2014-10-15 46034 47877 -1843 -1843 PUTNAM DIVERSIFIED INCOME TRUST FUND CL Y - 576.0000 SHS P 2013-08-23 2014-10-15 4314 4481 -167 -167 OAKMARK GLOBAL SELECT FUND CL 1 - 705.0000 SHS P 2012-07-16 2014-05-12 11781 7818 3963 3963 OAKMARK GLOBAL SELECT FUND CL 1 - .0310 SHS P 2012-07-16 2014-05-12 1 1 1 OAKMARK GLOBAL SELECT FUND CL 1 - 1617.0000 SHS P 2012-07-16 2014-12-09 27618 17933 9685 9685 OAKMARK GLOBAL SELECT FUND CL 1 - 1.0000 SHS P 2012-07-20 2014-12-09 17 11 6 6 OAKMARK GLOBAL SELECT FUND CL 1 - 2334.0000 SHS P 2012-07-20 2014-12-09 39865 25861 14004 14004 OAKMARK GLOBAL SELECT FUND CL 1 - 1.0000 SHS P 2012-10-01 2014-12-09 17 12 5 5 OAKMARK GLOBAL SELECT FUND CL 1 - 501.0000 SHS P 2012-10-01 2014-12-09 8557 5887 2670 2670 OAKMARK GLOBAL SELECT FUND CL 1 - 389.0000 SHS P 2013-04-23 2014-12-09 6644 5392 1252 1252 OAKMARK GLOBAL SELECT FUND CL 1 - 1.0000 SHS P 2013-05-29 2014-12-09 17 14 3 3 OAKMARK GLOBAL SELECT FUND CL 1 - 130.0000 SHS P 2013-05-29 2014-12-09 2220 1927 293 293 IVY ASSET STRATEGY FUND CL 1 - 72.0000 SHS P 2012-12-13 2014-01-24 2265 1845 420 420 MAINSTA Y MARKETFIELD P 2013-08-23 2014-09-09 1465 1494 -29 -29 MAINSTA Y MARKETFIELD WASH SALE P 2013-08-23 2014-09-09 29 29 29 MAINSTA Y MARKETFIELD - 1732.0000 SHS P 2013-08-23 2014-09-09 30206 30795 -589 -589 MAINSTA Y MARKETFIELD - 354.0000 SHS P 2013-08-23 2014-12-10 5738 6294 -556 -556 MAINSTA Y MARKETFIELD - .7430 SHS P 2013-08-23 2014-12-10 12 13 -1 -1 MAINSTA Y MARKETFIELD - 84.0000 SHS P 2013-08-23 2014-12-12 1357 1504 -147 -147 MAINSTA Y MARKETFIELD - 2163.0000 SHS P 2013-08-23 2014-12-12 34932 38458 -3526 -3526 MAINSTAY MARKETFIELD FUND CL 1 - .2570 SHS P 2013-08-23 2014-12-12 4 5 -1 -1 MAINSTAY MARKETFIELD FUND CL 1 - 3560.0000 SHS P 2013-10-10 2014-12-12 57494 64258 -6764 -6764 MAINSTAY MARKETFIELD FUND CL 1 - 1.0000 SHS P 2013-12-04 2014-12-12 16 18 -2 -2 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2011-10-21 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND FL D - 7.0000 SHS P 2011-10-21 2014-05-15 76 77 -1 -1 PIMCO TOTAL RETURN FUND WASH SALE P 2011-10-21 2014-05-15 0 0 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2011-10-28 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2012-04-10 2014-05-15 11 12 -1 -1 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2012-10-31 2014-05-15 11 12 -1 -1 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2012-11-30 2014-05-15 11 12 -1 -1 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2012-12-12 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2012-12-27 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND FL D - 44.0000 SHS P 2012-10-31 2014-05-15 480 509 -29 -29 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2013-01-31 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND FL D - 1.0000 SHS P 2013-02-28 2014-05-15 11 11 0 0 PIMCO TOTAL RETURN FUND FL D - 13.0000 SHS P 2011-10-21 2014-05-15 142 143 -1 -1 PIMCO TOTAL RETURN FUND FL D - 13.0000 SHS P 2011-10-21 2014-05-15 142 141 1 1 PIMCO TOTAL RETURN FUND FL D - 50.0000 SHS P 2012-03-27 2014-05-15 546 553 -7 -7 PIMCO TOTAL RETURN FUND FL D - 12.0000 SHS P 2012-03-27 2014-05-15 131 133 -2 -2 PIMCO TOTAL RETURN FUND FL D - 11.0000 SHS P 2012-04-10 2014-05-15 120 121 -1 -1 PIMCO TOTAL RETURN FUND FL D - 22.0000 SHS P 2012-08-31 2014-05-15 240 253 -13 -13 PIMCO TOTAL RETURN FUND FL D - 30.0000 SHS P 2012-10-01 2014-05-15 328 347 -19 -19 PIMCO TOTAL RETURN FUND FL D - 45.0000 SHS P 2012-11-30 2014-05-15 491 522 -31 -31 PIMCO TOTAL RETURN FUND FL D - 163.0000 SHS P 2012-12-12 2014-05-15 1780 1848 -68 -68 PIMCO TOTAL RETURN FUND FL D - 223.0000 SHS P 2012-12-12 2014-05-15 2435 2528 -93 -93 PIMCO TOTAL RETURN FUND FL D - 112.0000 SHS P 2012-12-27 2014-05-15 1223 1256 -33 -33 PIMCO TOTAL RETURN FUND FL D - 27.0000 SHS P 2012-12-31 2014-05-15 295 303 -8 -8 PIMCO TOTAL RETURN FUND FL D - 17.0000 SHS P 2013-01-31 2014-05-15 186 190 -4 -4 PIMCO TOTAL RETURN FUND FL D - 20.0000 SHS P 2013-02-28 2014-05-15 218 224 -6 -6 PIMCO TOTAL RETURN FUND FL D - 26.0000 SHS P 2013-03-28 2014-05-15 284 292 -8 -8 PIMCO TOTAL RETURN FUND FL D - 31.0000 SHS P 2013-04-30 2014-05-15 339 351 -12 -12 PIMCO TOTAL RETURN FUND FL D - 7.0000 SHS P 2011-11-05 2014-06-03 76 77 -1 -1 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 1.0000 SHS P 2013-11-14 2014-12-09 8 10 -2 -2 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 94.0000 SHS P 2013-11-14 2014-12-09 764 926 -162 -162 KOPERNIK GLOBAL ALL CAP FUND WASH SALE P 2013-11-14 2014-12-09 163 163 163 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 247.0000 SHS P 2013-11-14 2014-12-09 2008 2433 -425 -425 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS - 895.0000 SHS P 2013-11-14 2014-12-10 7169 8816 -1647 -1647 FPA CRESCENT FUND INSTL CL - 473.0000 SHS P 2013-08-23 2014-12-10 16356 15056 1300 1300 IVY ASSET STRATEGY FUND CL 1 - 93.0000 SHS P 2011-09-22 2014-01-24 2926 2079 847 847 IVY ASSET STRATEGY FUND CL 1 - 1711.0000 SHS P 2011-10-14 2014-01-24 53828 40397 13431 13431 IVY ASSET STRATEGY FUND CL 1 - 37.0000 SHS P 2011-12-08 2014-01-24 1164 848 316 316 WELLS FARGO ADV ABSOLUTE RETURN FD INSTL CL - .0031 SHS P 2014-11-19 2014-12-12 0 0 CAPITAL GAINS DIVIDENDS P 12765 12765 12765 135524 0 490397 2475350 0.198112 504528 2387304 0.211338 591069 2450836 0.241170 487472 1945427 0.250573 375658 746317 0.503349 1.404542 0.280908 2528759 710349 1859 712208 431755 3718 0 3718 0 3718 2800 3000 5800 13 2069 2069 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 1 0 0 1 N/A DAVID PICKET CO GOTHAM ORGINC 2125990520 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JOEL I PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 DIRECTOR & PRESIDENT 0.00 0 0 0 DAVID L PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 DIRECTOR & TRASURER 0.00 0 0 0 ALLISON D FEHRENBAKER C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 DIRECTOR & SECRETARY 0.00 0 0 0 JOAN R PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 DIRECTOR & VICE PRES. 0.00 0 0 0 RONA J PICKET C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 DIRECTOR 0.00 0 0 0 LAWRENCE G FEHRENBAKER C/O GOTHAM ORGANIZATION 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 2313264 254004 0 2567268 0 0 2567268 38509 2528759 126438 126438 3718 3718 122720 0 122720 0 122720 431755 0 431755 0 431755 122720 0 0 338641 390875 469993 387433 369413 1956355 431755 0 0 0 122720 309035 0 0 2265390 0 0 0 0 0 0 338641 1926749 390875 469993 387433 369413 309035 X CORNELL UNIVERSITY 130 E SENECA STREET SUITE 400 ITHACA NY 14850 NONE PUBLIC CHARITY UNRESTRICTED 15000 FORDHAM UNIVERSITY 441 EAST FORDHAM ROAD BRONX NY 10458 NONE PUBLIC CHARITY UNRESTRICTED 73000 METROPOLITAN MUSEUM OF ART 1000 5TH AVENUE NEW YORK NY 10028 NONE PUBLIC CHARITY UNRESTRICTED 18500 MOUNT SINAI HOSPITAL 1 GUSTAVE L LEVY PL NEW YORK NY 10029 NONE PUBLIC CHARITY UNRESTRICTED 125000 NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK NY 10023 NONE PUBLIC CHARITY UNRESTRICTED 91000 PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK NY 100656122 NONE PUBLIC CHARITY UNRESTRICTED 30000 UJA FEDERATION OF NEW YORK 130 EAST 59TH STREET NEW YORK NY 10022 NONE PUBLIC CHARITY UNRESTRICTED 57000 WILLIAM F RYAN COMMUNITY 110 WEST 97TH STREET NEW YORK NY 10025 NONE PUBLIC CHARITY UNRESTRICTED 2000 CASA COLUMBIA 633 THIRD AVENUE NEW YORK NY 10017 NONE PUBLIC CHARITY UNRESTRICTED 1000 FUND FOR THE AGED INC 120 W 106TH ST NEW YORK NY 10025 NONE PUBLIC CHARITY UNRESTRICTED 1500 HARLEM VILLAGE ACADEMIES 35 WEST 124TH STREET NEW YORK NY 10027 NONE PUBLIC CHARITY UNRESTRICTED 15000 HEBREW EDUCATIONAL SOCIETY 9502 SEAVIEW AVE BROOKLYN NY 11236 NONE PUBLIC CHARITY UNRESTRICTED 600 ST ALOYSIUS SCHOOL 223 W 132ND ST NEW YORK NY 10027 NONE PUBLIC CHARITY UNRESTRICTED 1000 THE CHILDRENS HEARING INSTITUTE INC 380 2ND AVE FL 9 NEW YORK NY 10010 NONE PUBLIC CHARITY UNRESTRICTED 1000 431600 0 14 583 14 62373 18 135524 0 198480 0 198480 0 0 0 0 0 0 0 0 0 0 X X 1 GOTHAM ORGANIZATION INC 1010 AVENUE OF THE AMERICAS NEW YORK NY 10018 500000 X BROOKFIELD ASSET MGMT INC CLA 38732 49027 BLACKSTONE ALT MULTI STRATEGY FUND CL AT COST 120010 120130 DEUTSCHE X-TRACKERS MSCI AT COST 106159 101817 DOUBLELINE CORE FIXED INCOME FUND AT COST 118181 117459 DOUBLELINE TOTAL RETURN BOND FUND CL I AT COST 177682 175708 FPA CRESCENT FUND AT COST 112493 117577 GOTHAM ABSOLUTE RETURN FUND AT COST 115750 116834 ISHARES CORE HIGH AT COST 104384 105625 ISHARES S&P 100 AT COST 309557 316653 KOPERNIK GLOBAL ALL CAP FUND INSTL CLASS AT COST 85520 68222 LOOMIS SAYLES CORE PLUS AT COST 120460 117680 SPDR S AND P INTL DVD AT COST 55378 51559 TCW TOTAL RETURN BOND FD CL I AT COST 116193 117005 VANGUARD DIVIDEND APPRECIATION ETF AT COST 92126 106320 VANGUARD FTSE ALL WORLD EX US AT COST 160955 155763 VANGUARD MSCI EMERGING MARKETS ETF AT COST 53090 52866 WELLS FARGO ADV ABSOLUTE RETURN AT COST 1318 1177 WISDOMTREE EUROPE HEDGED EQUITY AT COST 53017 50392 WISDOMTREE TRUST JAPAN HEDGED EQUITY FD AT COST 94581 103334 DIVIDEND RECEIVABLE 251 796 796 NYS FILING FEE 250 125 125 INVESTMENT FEES 12381 12381 0 MISCELLANEOUS 60 30 30 NONDIVIDEND DISTRIBUTIONS 360 GOTHAM ORGANIZATION INC 1010 AVENUE OF THE AMERICAS NEW YORK NE 10018 FEDERAL EXCISE TAX 3314 0 0 FOREIGN TAX 909 0 0